Arkadios Wealth Advisors
- SEC CIK
- 0001800798
- Latest filing
- Aug 10, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Oct 13, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 709
- +107 vs. Q2 2023
- Portfolio value
- $1.05B
- +$193.9M (+22.6%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PRTYParty City Holdco Inc. | COM | 10,200 | $30 | <0.1% | +10,200 | New | History |
| Kensington Capital AcquisitiG5251K129 | *W EXP 99/99/999 | 10,000 | $1.16K | <0.1% | 00.0% | Unchanged | – |
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 10,000 | $3.25K | <0.1% | 00.0% | Unchanged | History |
| SENSSenseonics Holdings, Inc. | COM | 10,148 | $6.13K | <0.1% | 00.0% | Unchanged | History |
| INOInovio Pharmaceuticals, Inc. | COM NEW | 18,900 | $7.35K | <0.1% | +18,900 | New | History |
| ACBAurora Cannabis Inc | COM | 14,413 | $8.43K | <0.1% | +14,413 | New | History |
| Marriott Vacations Worldwide Corp57164YAD9 | NOTE 1/1 | 10,000 | $8.76K | <0.1% | +10,000 | New | – |
| Perficient Inc71375UAF8 | NOTE 0.125%11/1 | 11,000 | $8.81K | <0.1% | +11,000 | New | – |
| NICE Ltd.653656AB4 | NOTE 9/1 | 10,000 | $9.00K | <0.1% | +10,000 | New | – |
| Exact Sciences Corp30063PAB1 | NOTE 0.375% 3/1 | 10,000 | $9.05K | <0.1% | +10,000 | New | – |
| CONMED Corp207410AH4 | NOTE 2.250% 6/1 | 10,000 | $9.52K | <0.1% | +10,000 | New | – |
| Etsy Inc29786AAL0 | NOTE 0.125% 9/0 | 12,000 | $9.60K | <0.1% | +12,000 | New | – |
| Liberty Media Corp531229AQ5 | NOTE 2.250% 8/1 | 10,000 | $9.73K | <0.1% | +10,000 | New | – |
| Post Hldgs Inc737446AT1 | NOTE 2.500% 8/1 | 10,000 | $9.91K | <0.1% | +10,000 | New | – |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | 12,000 | $9.98K | <0.1% | +12,000 | New | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | 10,000 | $10.6K | <0.1% | +10,000 | New | – |
| SDCSmileDirectClub, Inc. | CL A COM | 26,000 | $10.8K | <0.1% | +26,000 | New | History |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | 11,000 | $10.8K | <0.1% | +11,000 | New | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | 11,000 | $10.8K | <0.1% | +11,000 | New | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | 11,000 | $10.9K | <0.1% | +11,000 | New | – |
| Rapid7, Inc.753422AF1 | NOTE 0.250% 3/1 | 13,000 | $11.1K | <0.1% | +13,000 | New | – |
| Live Nation Entertainment IN538034AU3 | NOTE 2.000% 2/1 | 11,000 | $11.2K | <0.1% | +11,000 | New | – |
| Zillow Group, Inc.98954MAH4 | NOTE 2.750% 5/1 | 11,000 | $11.3K | <0.1% | +11,000 | New | – |
| Macom Tech Solutions Hldgs I55405YAB6 | NOTE 0.250% 3/1 | 10,000 | $11.4K | <0.1% | +10,000 | New | – |
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | 11,000 | $11.5K | <0.1% | +11,000 | New | – |
| Box Inc10316TAB0 | NOTE 1/1 | 11,000 | $11.9K | <0.1% | +11,000 | New | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | 13,000 | $11.9K | <0.1% | +13,000 | New | – |
| Imax Corp45245EAJ8 | NOTE 0.500% 4/0 | 13,000 | $12.1K | <0.1% | +13,000 | New | – |
| Patk703343AG8 | 12/01/2028 | 13,000 | $12.3K | <0.1% | +13,000 | New | – |
| TripAdvisor, Inc.896945AD4 | NOTE 0.250% 4/0 | 15,000 | $12.7K | <0.1% | +15,000 | New | – |
| Herbalife Ltd.42703MAD5 | NOTE 2.625% 3/1 | 13,000 | $12.7K | <0.1% | +13,000 | New | – |
| Stride, Inc.86333MAA6 | NOTE 1.125% 9/0 | 13,000 | $13.7K | <0.1% | +13,000 | New | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | 15,000 | $13.9K | <0.1% | +15,000 | New | – |
| NCL Corp Ltd62886HBD2 | NOTE 1.125% 2/1 | 17,000 | $14.1K | <0.1% | +17,000 | New | – |
| Altair Engr Inc021369AC7 | NOTE 1.750% 6/1 | 16,000 | $16.9K | <0.1% | +16,000 | New | – |
| Envestnet, Inc.29404KAE6 | NOTE 0.750% 8/1 | 19,000 | $17.5K | <0.1% | +19,000 | New | – |
| BKKTBakkt, Inc. | COM CL A | 15,400 | $18.0K | <0.1% | +15,400 | New | History |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | 17,000 | $19.6K | <0.1% | +17,000 | New | – |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | 19,000 | $20.4K | <0.1% | +19,000 | New | – |
| Verint Systems Inc92343XAC4 | NOTE 0.250% 4/1 | 24,000 | $20.5K | <0.1% | +24,000 | New | – |
| LUMNLumen Technologies, Inc. | Stock | 14,653 | $20.8K | <0.1% | +14,653 | New | History |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | 20,000 | $21.0K | <0.1% | +20,000 | New | – |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | 24,000 | $21.9K | <0.1% | +24,000 | New | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | 24,000 | $22.6K | <0.1% | +24,000 | New | – |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | 24,000 | $23.3K | <0.1% | +24,000 | New | – |
| ATERAterian, Inc. | Equity | 75,259 | $24.6K | <0.1% | −39,159−34.2% | Reduced | History |
| REIRing Energy, Inc. | COM | 13,850 | $27.0K | <0.1% | 00.0% | Unchanged | History |
| CLNEClean Energy Fuels Corp. | COM | 10,000 | $38.3K | <0.1% | +10,000 | New | History |
| ADMAAdma Biologics, Inc. | COM | 11,260 | $40.3K | <0.1% | +11,260 | New | History |
| MVISMicrovision, Inc. | COM NEW | 18,800 | $41.2K | <0.1% | +18,800 | New | History |
| NGLNGL Energy Partners LP | COM UNIT REPST | 10,656 | $41.2K | <0.1% | 00.0% | Unchanged | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 21,075 | $44.9K | <0.1% | −4,479−17.5% | Reduced | History |
| PHKPIMCO High Income Fund | COM SHS | 10,350 | $45.7K | <0.1% | −9,907−48.9% | Reduced | History |
| OXLCOxford Lane Capital Corp. | COM | 10,815 | $54.0K | <0.1% | +10,815 | New | History |
| MFVMFS Special Value Trust | SH BEN INT | 15,571 | $60.7K | <0.1% | +15,571 | New | History |
| SBSWSibanye Stillwater Ltd | SPONSORED ADR | 10,000 | $61.7K | <0.1% | +10,000 | New | History |
| NCMINational CineMedia, Inc. | COM NEW | 13,782 | $61.9K | <0.1% | +13,782 | New | History |
| CTXRCitius Pharmaceuticals, Inc. | COM NEW | 100,000 | $68.4K | <0.1% | +100,000 | New | History |
| UNITUniti Group Inc. | COM | 14,838 | $70.0K | <0.1% | +14,838 | New | History |
| SHCRSharecare, Inc. | COM CL A | 80,000 | $75.2K | <0.1% | +80,000 | New | History |
| NOKNokia Corp | SPONSORED ADR | 20,925 | $78.3K | <0.1% | +4,863+30.3% | Added | History |
| CIMChimera Investment Corp | COM NEW | 14,373 | $78.5K | <0.1% | +14,373 | New | History |
| BEEPMobile Infrastructure Corp | COM SHS | 23,938 | $83.5K | <0.1% | +23,938 | New | History |
| MCRMFS Charter Income Trust | SH BEN INT | 14,545 | $85.1K | <0.1% | 00.0% | Unchanged | History |
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 11,873 | $90.0K | <0.1% | 00.0% | Unchanged | History |
| FIGSFIGS, Inc. | CL A | 15,469 | $91.3K | <0.1% | +15,469 | New | History |
| MRCCMonroe Capital Corp | COM | 12,579 | $93.7K | <0.1% | 00.0% | Unchanged | History |
| ERCAllspring Multi-Sector Income Fund | COM | 11,056 | $100.6K | <0.1% | 00.0% | Unchanged | History |
| NIONIO Inc. | ADR | 11,325 | $102.4K | <0.1% | +11,325 | New | History |
| ASXASE Technology Holding Co., Ltd. | SPONSORED ADS | 13,759 | $103.5K | <0.1% | +2,348+20.6% | Added | History |
| MFAMfa Financial, Inc. | COM | 11,068 | $106.4K | <0.1% | −433−3.8% | Reduced | History |
| PLUGPlug Power Inc | Stock | 14,000 | $106.4K | <0.1% | +4,000+40.0% | Added | History |
| CRONCronos Group Inc. | COM | 55,190 | $110.4K | <0.1% | +55,190 | New | History |
| BGSB&G Foods, Inc. | COM | 11,450 | $113.2K | <0.1% | +11,450 | New | History |
| ARIApollo Commercial Real Estate Finance, Inc. | COM | 12,541 | $127.0K | <0.1% | +231+1.9% | Added | History |
| RIOTRiot Platforms, Inc. | COM | 14,423 | $134.6K | <0.1% | +14,423 | New | History |
| UWMCUWM Holdings Corp | COM CL A | 29,041 | $140.8K | <0.1% | +29,041 | New | History |
| PHYSSprott Physical Gold Trust | PHYSICAL GOLD TR | 10,500 | $150.4K | <0.1% | 00.0% | Unchanged | History |
| TBPHTheravance Biopharma, Inc. | COM | 17,500 | $151.0K | <0.1% | −7,169−29.1% | Reduced | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 16,206 | $156.9K | <0.1% | +16,206 | New | History |
| TLRYTilray Brands, Inc. | COM CL 2 | 65,737 | $157.1K | <0.1% | +8,100+14.1% | Added | History |
| First Tr Exchange Traded FD33738R100 | MULTI ASSET DI | 10,958 | $159.9K | <0.1% | +10,958 | New | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | 34,008 | $169.0K | <0.1% | +58+0.2% | Added | History |
| PFLTPennantPark Floating Rate Capital Ltd. | COM | 16,232 | $173.0K | <0.1% | 00.0% | Unchanged | History |
| BBDCBarings BDC, Inc. | COM | 19,814 | $176.5K | <0.1% | +4,904+32.9% | Added | History |
| MTNBMatinas BioPharma Holdings, Inc. | COM | 1,399,000 | $181.9K | <0.1% | 00.0% | Unchanged | History |
| OFSOFS Capital Corp | COM | 17,295 | $194.4K | <0.1% | −681−3.8% | Reduced | History |
| SBRASabra Health Care REIT, Inc. | REIT | 14,137 | $197.1K | <0.1% | +14,137 | New | History |
| Dimensional ETF Trust25434V401 | US EQUI MARK ETF | 4,302 | $200.3K | <0.1% | +4,302 | New | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 937 | $200.7K | <0.1% | −31−3.2% | Reduced | – |
| Innovator ETFs Trust45782C813 | US EQTY PWR BUF | 6,025 | $203.0K | <0.1% | +6,025 | New | – |
| Fidelity MSCI Utilities Index ETF316092865 | ETF | 5,370 | $203.6K | <0.1% | −30−0.6% | Reduced | – |
| IQVIQVIA Holdings Inc. | Stock | 1,036 | $203.8K | <0.1% | +14+1.4% | Added | History |
| TMUST-Mobile US, Inc. | Stock | 1,457 | $204.1K | <0.1% | −442−23.3% | Reduced | History |
| LEGLeggett & Platt Inc | Stock | 8,057 | $204.7K | <0.1% | −1,550−16.1% | Reduced | History |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 9,132 | $205.2K | <0.1% | −60−0.7% | Reduced | History |
| LDOSLeidos Holdings, Inc. | COM | 2,230 | $205.5K | <0.1% | +2,230 | New | History |
| VTRVentas, Inc. | REIT | 4,878 | $205.5K | <0.1% | −54−1.1% | Reduced | History |
| iShares Tr464288604 | MRGSTR SM CP GR | 5,313 | $205.9K | <0.1% | 00.0% | Unchanged | – |
| EMREmerson Electric Co | Stock | 2,134 | $206.1K | <0.1% | +2,134 | New | History |
Options (7)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| MRNAModerna, Inc. | Stock | – | $1.03K |
| NVDANVIDIA Corp | Stock | – | $652 |
| CTXRCitius Pharmaceuticals, Inc. | COM NEW | – | $284 |
| SPYSPDR S&P 500 ETF Trust | ETF | $214 | – |
| Invesco QQQ Trust Series I46090E103 | ETF | $179 | – |
| GOOGAlphabet Inc. | Stock | $26 | – |
| AAPLApple Inc. | Stock | $17 | – |
Sold out since Q2 2023 (41)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| CPRICapri Holdings Ltd | SHS | 46,030 | $1.65M | 0.2% | History |
| Direxion Shs ETF Tr25460E307 | AUSPCE CMD STG | 32,046 | $943.1K | 0.1% | – |
| MASIMasimo Corp | COM | 3,984 | $655.6K | 0.1% | History |
| iShares S&P 500 Value ETF464287408 | ETF | 3,284 | $529.4K | 0.1% | – |
| TPRTapestry, Inc. | COM | 10,946 | $468.5K | 0.1% | History |
| Invesco Exch Traded FD Tr II46138E164 | S&P SMLCP ENGY | 46,830 | $443.9K | 0.1% | – |
| CGNXCognex Corp | COM | 7,538 | $422.3K | <0.1% | History |
| SYNHSyneos Health, Inc. | CL A | 8,800 | $370.8K | <0.1% | History |
| Ready Capital Corp75574U200 | 7% CN SR NT 2023 | 13,812 | $347.0K | <0.1% | – |
| Innovator ETFs Trust45782C391 | US EQTY BUFR MAR | 7,937 | $294.5K | <0.1% | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 2,697 | $288.9K | <0.1% | – |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 2,306 | $280.3K | <0.1% | – |
| Vanguard Scottsdale FDS92206C680 | VNG RUS1000GRW | 3,650 | $258.3K | <0.1% | – |
| Invesco Exchange Traded FD T46137V324 | S&P500 EQL IND | 1,254 | $256.5K | <0.1% | – |
| LSILife Storage, Inc. | COM | 1,889 | $251.2K | <0.1% | History |
| Goldman Sachs ETF Tr381430438 | EQUAL WEIGHT US | 4,008 | $250.6K | <0.1% | – |
| WPCW. P. Carey Inc. | COM | 3,698 | $249.9K | <0.1% | History |
| NXPINXP Semiconductors N.V. | COM | 1,195 | $244.6K | <0.1% | History |
| First Tr Exchng Traded FD VI33740U802 | FT VEST U.S. | 7,875 | $242.1K | <0.1% | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 5,211 | $239.7K | <0.1% | – |
| First Trust Financials Alphadex Fund33734X135 | ETF | 6,301 | $237.6K | <0.1% | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 5,157 | $233.6K | <0.1% | – |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 4,523 | $228.2K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J775 | BLOO PRI PWR ETF | 3,259 | $225.7K | <0.1% | – |
| iShares Tr46434V100 | 0-5YR INVT GR CP | 4,636 | $223.5K | <0.1% | – |
| Innovator U.S. Equity Buffer ETF - October45782C771 | ETF | 6,014 | $218.8K | <0.1% | – |
| Vanguard Real Estate ETF922908553 | ETF | 2,618 | $218.8K | <0.1% | – |
| IBNIcici Bank Ltd | ADR | 9,439 | $217.9K | <0.1% | History |
| Invesco Exchange Traded FD T46137V837 | DORS WRI MOM ETF | 2,650 | $214.8K | <0.1% | – |
| ProShares Tr74347B185 | PSHS SHTFINL ETF | 16,837 | $214.4K | <0.1% | – |
| PINSPinterest, Inc. | CL A | 7,841 | $214.4K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 10,138 | $213.3K | <0.1% | – |
| VXXBarclays Bank PLC | IPTH SR B S&P | 8,468 | $211.7K | <0.1% | History |
| First Tr Exchange-Traded Alp33737M300 | SML CP GRW ALP | 3,508 | $211.2K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 5,104 | $211.0K | <0.1% | – |
| iShares Tr464288802 | ESG OPTIMIZED | 2,164 | $202.6K | <0.1% | – |
| Schwab U.S. Broad Market ETF808524102 | ETF | 3,916 | $202.5K | <0.1% | – |
| ProShares Tr74347B714 | SHORT QQQ NEW | 12,372 | $130.8K | <0.1% | – |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 19,018 | $128.6K | <0.1% | History |
| Companhia Brasileira de Dist20440T300 | SPONSORED ADR | 11,064 | $42.6K | <0.1% | – |
| NCMINational CineMedia, Inc. | COM | 92,575 | $31.2K | <0.1% | History |