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Livermore
Livermore
ZHEN

Arkadios Wealth Advisors

SEC CIK
0001800798
Latest filing
Aug 10, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Jan 11, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
559
+37 vs. Q3 2022
Portfolio value
$754.4M
+$96.6M (+14.7%) vs. Q3 2022
Filed
Jan 11, 2023
SEC
Holdings of Arkadios Wealth Advisors in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Kensington Capital AcquisitiG5251K129*W EXP 99/99/99910,000$1.70K<0.1%00.0%Unchanged–
NAKNorthern Dynasty Minerals LtdCOM NEW10,000$2.21K<0.1%00.0%UnchangedHistory
SENSSenseonics Holdings, Inc.COM10,148$10.5K<0.1%00.0%UnchangedHistory
NGLNGL Energy Partners LPCOM UNIT REPST10,656$12.9K<0.1%00.0%UnchangedHistory
Companhia Brasileira de Dist20440T300SPONSORED ADR14,980$46.4K<0.1%+220+1.5%Added–
LOGCContextLogic Inc.COM CL A96,290$47.0K<0.1%−8,197−7.8%ReducedHistory
Adamas Trust, Inc.649604501COM PAR $.0220,166$51.6K<0.1%00.0%Unchanged–
CGCCanopy Growth CorpCOM22,493$52.0K<0.1%+1,190+5.6%AddedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST14,478$61.7K<0.1%+1,000+7.4%Added–
LYGLloyds Banking Group plcSPONSORED ADR28,617$63.0K<0.1%−440−1.5%ReducedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS12,683$79.5K<0.1%−1,255−9.0%ReducedHistory
MCRMFS Charter Income TrustSH BEN INT15,845$97.4K<0.1%+1,550+10.8%AddedHistory
NOKNokia CorpSPONSORED ADR22,225$103.1K<0.1%+503+2.3%AddedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER12,748$105.0K<0.1%00.0%UnchangedHistory
ERCAllspring Multi-Sector Income FundCOM11,056$108.3K<0.1%−172−1.5%ReducedHistory
ETF Managers Tr26924G102PRIME JUNIR SLVR10,385$109.6K<0.1%+10,385New–
TLRYTilray Brands, Inc.COM CL 242,266$113.7K<0.1%+300+0.7%AddedHistory
PHKPIMCO High Income FundCOM SHS26,865$127.1K<0.1%00.0%UnchangedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A21,628$128.3K<0.1%+6,918+47.0%AddedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF11,623$129.9K<0.1%+11,623New–
EMDWestern Asset Emerging Markets Debt Fund Inc.COM14,280$130.1K<0.1%−3,835−21.2%ReducedHistory
MRCCMonroe Capital CorpCOM16,256$138.8K<0.1%−2,422−13.0%ReducedHistory
MFAMfa Financial, Inc.COM14,693$144.7K<0.1%+17+0.1%AddedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR10,500$148.1K<0.1%00.0%UnchangedHistory
SOFISoFi Technologies, Inc.Stock32,952$151.9K<0.1%−11,000−25.0%ReducedHistory
ARIApollo Commercial Real Estate Finance, Inc.COM14,757$158.8K<0.1%+286+2.0%AddedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF5,752$164.9K<0.1%+5,752New–
PFLTPennantPark Floating Rate Capital Ltd.COM16,232$178.2K<0.1%00.0%UnchangedHistory
U.S. Global Jets ETF26922A842ETF10,741$183.5K<0.1%−3,220−23.1%Reduced–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF10,997$184.7K<0.1%−71,001−86.6%Reduced–
BBDCBarings BDC, Inc.COM23,694$193.1K<0.1%−4,319−15.4%ReducedHistory
First Tr Exchng Traded FD VI33740F581FT VEST NAS10,499$198.6K<0.1%−2,545−19.5%Reduced–
iShares Tr464287622RUS 1000 ETF955$201.0K<0.1%+955New–
Innovator ETFs Trust45783Y855DEFINED WLT SHLD7,569$201.2K<0.1%+7,569New–
MCHPMicrochip Technology IncStock2,886$202.7K<0.1%+2,886NewHistory
DOVDOVER CorpCOM1,516$205.2K<0.1%+1,516NewHistory
GMGeneral Motors CoCOM6,106$205.4K<0.1%−224−3.5%ReducedHistory
First Tr Exchange Traded FD33738R845NASDQ OIL GAS7,354$205.6K<0.1%+7,354New–
APTVAptiv PLCSHS2,214$206.2K<0.1%+2,214NewHistory
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF1,876$206.5K<0.1%−417−18.2%Reduced–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD13,979$206.6K<0.1%−2,471−15.0%Reduced–
iShares Tr464288687PFD AND INCM SEC6,782$207.1K<0.1%+6,782New–
Invesco Exch Traded FD Tr II46138G508SR LN ETF10,125$207.9K<0.1%+10,125New–
MARMarriott International IncStock1,400$208.4K<0.1%+1,400NewHistory
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF2,943$209.1K<0.1%−2,440−45.3%Reduced–
LINLinde PLCSHS643$209.7K<0.1%+643NewHistory
Innovator ETFs Tr45782C136DOUBLE STACKR 98,420$211.2K<0.1%−7,800−48.1%Reduced–
iShares Tr464287234MSCI EMG MKT ETF5,609$212.6K<0.1%−1,946−25.8%Reduced–
EPDEnterprise Products Partners L.P.Stock8,834$213.1K<0.1%+8,834NewHistory
LSILife Storage, Inc.COM2,170$213.7K<0.1%+19+0.9%AddedHistory
WisdomTree Tr97717W588US LARGECAP FUND5,150$214.1K<0.1%+5,150New–
iShares Tr464287150CORE S&P TTL STK2,531$214.7K<0.1%−53−2.1%Reduced–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,079$216.4K<0.1%+7+0.7%Added–
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD5,040$216.6K<0.1%+5,040New–
LHXL3HARRIS Technologies, Inc.Stock1,044$217.4K<0.1%−128−10.9%ReducedHistory
WisdomTree Tr97717W570US MIDCAP FUND4,479$217.8K<0.1%+4,479New–
VanEck ETF Trust92189F411BDC INCOME ETF15,492$219.2K<0.1%−3,779−19.6%Reduced–
MGAMagna International IncCOM3,914$219.9K<0.1%−716−15.5%ReducedHistory
TMUST-Mobile US, Inc.Stock1,571$219.9K<0.1%+38+2.5%AddedHistory
iShares Tr464288604MRGSTR SM CP GR6,110$220.2K<0.1%−816−11.8%Reduced–
OCCIOFS Credit Company, Inc.COM27,128$220.3K<0.1%−585−2.1%ReducedHistory
SKYChampion Homes, Inc.Stock4,297$221.3K<0.1%00.0%UnchangedHistory
KKRKKR & Co. Inc.COM4,779$221.8K<0.1%+3+0.1%AddedHistory
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF3,339$222.0K<0.1%+3,339New–
ESEversource EnergyStock2,649$222.1K<0.1%+13+0.5%AddedHistory
iShares Tr46428743220 YR TR BD ETF2,235$222.5K<0.1%+190+9.3%Added–
PKGPackaging Corp of AmericaStock1,741$222.7K<0.1%+1,741NewHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM29,528$222.9K<0.1%−7,100−19.4%ReducedHistory
SPGIS&P Global Inc.Stock669$224.1K<0.1%+3+0.5%AddedHistory
Schwab U.S. Broad Market ETF808524102ETF5,006$224.3K<0.1%+5,006New–
iShares Tr464288877EAFE VALUE ETF4,893$224.5K<0.1%+4,893New–
UFPIUfp Industries IncCOM2,833$224.5K<0.1%+2+0.1%AddedHistory
CPCanadian Pacific Kansas City LtdCOM3,016$224.9K<0.1%−38−1.2%ReducedHistory
iShares Tr464288588MBS ETF2,428$225.2K<0.1%+2,428New–
VLOValero Energy CorpStock1,781$225.9K<0.1%+1,781NewHistory
HASHasbro, Inc.COM3,705$226.0K<0.1%−171−4.4%ReducedHistory
WDWalker & Dunlop, Inc.COM2,884$226.4K<0.1%+3+0.1%AddedHistory
First Tr Exchange Traded FD33741X102SMID RISNG ETF8,694$226.5K<0.1%−19,928−69.6%Reduced–
BLDQXO Insulation, LLCStock1,451$227.1K<0.1%+11+0.8%AddedHistory
First Tr Exchange-Traded Alp33734K109COM SHS2,841$227.5K<0.1%+2,841New–
Innovator ETFs Trust45783Y731BUFF STEP UP ETF9,504$228.9K<0.1%−1,610−14.5%Reduced–
iShares Inc464286525MSCI GBL MIN VOL2,416$229.5K<0.1%−3,188−56.9%Reduced–
PRUPrudential Financial IncStock2,312$229.9K<0.1%−134−5.5%ReducedHistory
OXYOccidental Petroleum CorpStock3,655$230.2K<0.1%+3,655NewHistory
PLTRPalantir Technologies Inc.Stock36,402$233.7K<0.1%+4,371+13.6%AddedHistory
NVONovo Nordisk A SADR1,729$234.0K<0.1%+1,729NewHistory
Invesco Exch Traded FD Tr II46138E495PURBTA 0 5 YR9,598$234.1K<0.1%+9,598New–
Global X FDS37954Y673US INFR DEV ETF8,851$234.5K<0.1%+8,851New–
First Tr Exchange-Traded FD33738D309SENIOR LN FD5,272$235.1K<0.1%−41,199−88.7%Reduced–
CRUSCirrus Logic, Inc.Stock3,158$235.2K<0.1%00.0%UnchangedHistory
Invesco S&P 500 Quality ETF46137V241ETF5,346$235.2K<0.1%+5,346New–
STZConstellation Brands, Inc.Stock1,019$236.0K<0.1%+60+6.3%AddedHistory
iShares Semiconductor ETF464287523ETF681$236.9K<0.1%+22+3.3%Added–
MSMorgan StanleyStock2,798$237.9K<0.1%+2,798NewHistory
GISGeneral Mills IncStock2,838$237.9K<0.1%+2,838NewHistory
DEODiageo PLCSPON ADR NEW1,343$239.3K<0.1%−67−4.8%ReducedHistory
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH5,317$239.4K<0.1%+5,317New–
PNCPNC Financial Services Group, Inc.Stock1,516$239.4K<0.1%−241−13.7%ReducedHistory
First Tr Exchange-Traded Alp33735K108COM SHS2,622$239.7K<0.1%+3+0.1%Added–
ProShares Ultrashort S&P 50074347G416ETF5,262$241.9K<0.1%+5,262New–

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Arkadios Wealth Advisors in Q4 2022
SecurityClassPutsCalls
MRNAModerna, Inc.Stock–$449
GLDSPDR Gold TrustETF–$424
AAPLApple Inc.Stock–$325
VanEck ETF Trust92189F106GOLD MINERS ETF–$287
VZVerizon Communications IncStock–$276

Sold out since Q3 2022 (31)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Arkadios Wealth Advisors sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
iShares Tr46434V456MSCI INTL QUALTY69,836$1.94M0.3%–
UPSTUpstart Holdings, Inc.COM79,663$1.66M0.3%History
BRGBluerock Residential Growth REIT, Inc.COM CL A45,666$1.22M0.2%History
First Tr Exch TRD Alphdx FD33737J307EM SML CP ALPH17,317$552.0K0.1%–
SPDR Series Trust78468R622ST BLOO HIGH ETF5,118$450.0K0.1%–
SPDR Series Trust78468R408ST TERM HIGH ETF16,819$400.0K0.1%–
iShares Tr46435U853BROAD USD HIGH11,194$376.0K0.1%–
iShares Tr464288885EAFE GRWTH ETF4,670$339.0K0.1%–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF7,175$318.0K<0.1%–
Vanguard Utilities ETF92204A876ETF2,083$296.0K<0.1%–
Invesco Exchange Traded FD T46137V183S&P SML 600 EQ4,575$288.0K<0.1%–
iShares U.S. Treasury Bond ETF46429B267ETF12,516$285.0K<0.1%–
iShares MSCI USA Momentum Factor ETF46432F396ETF2,055$270.0K<0.1%–
TWTRTwitter, Inc.COM5,657$248.0K<0.1%History
Schwab International Equity ETF808524805ETF8,607$242.0K<0.1%–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF4,158$237.0K<0.1%–
ETF Ser Solutions26922A198AAM LW DUR PFD10,898$232.0K<0.1%–
NXPINXP Semiconductors N.V.COM1,560$230.0K<0.1%History
YUMYum Brands IncStock2,156$229.0K<0.1%History
EOGEOG Resources IncStock2,052$229.0K<0.1%History
iShares Core U.S. Aggregate Bond ETF464287226ETF2,294$221.0K<0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD9,896$217.0K<0.1%–
MUMicron Technology IncStock4,191$210.0K<0.1%History
Vanguard Intermediate-Term Bond ETF921937819ETF2,841$209.0K<0.1%–
PNFPPinnacle Financial Partners, Inc.COM2,579$209.0K<0.1%History
LUVSouthwest Airlines CoCOM6,735$208.0K<0.1%History
First Tr Exchange-Traded FD33734X309S NETWRK FUT VEH4,959$201.0K<0.1%–
ONOn Semiconductor CorpStock1,785$111.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999914,033$99.0K<0.1%History
HYLNHyliion Holdings Corp.COMMON STOCK13,900$40.0K<0.1%History
XERSXeris Biopharma Holdings, Inc.COM11,000$17.0K<0.1%History