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Livermore
Livermore
ZHEN

Arkadios Wealth Advisors

SEC CIK
0001800798
Latest filing
Aug 10, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Jul 14, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
540
−11 vs. Q1 2022
Portfolio value
$670.1M
−$90.8M (−11.9%) vs. Q1 2022
Filed
Jul 14, 2022
SEC
Holdings of Arkadios Wealth Advisors in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Kensington Capital AcquisitiG5251K129*W EXP 99/99/99910,000$2.00K<0.1%00.0%Unchanged–
SENSSenseonics Holdings, Inc.COM10,148$10.0K<0.1%00.0%UnchangedHistory
PLGPlatinum Group Metals LtdCOM15,202$20.0K<0.1%+15,202NewHistory
CGCCanopy Growth CorpCOM11,450$33.0K<0.1%+11,450NewHistory
Apollo Coml Real Est Fin Inc03762UAB1NOTE 4.750% 8/235,000$35.0K<0.1%00.0%Unchanged–
DIDIYDiDi Global Inc.SPONSORED ADS14,052$41.0K<0.1%+14,052NewHistory
HYLNHyliion Holdings Corp.COMMON STOCK13,900$45.0K<0.1%00.0%UnchangedHistory
Companhia Brasileira de Dist20440T300SPONSORED ADR15,525$48.0K<0.1%−449−2.8%Reduced–
LYGLloyds Banking Group plcSPONSORED ADR29,358$60.0K<0.1%+843+3.0%AddedHistory
USOICredit Suisse AGXLINK CRD ETN3712,000$61.0K<0.1%+12,000NewHistory
TLRYTilray Brands, Inc.COM CL 222,366$70.0K<0.1%+22,366NewHistory
ORCOrchid Island Capital, Inc.COM28,290$81.0K<0.1%+28,290NewHistory
PHKPIMCO High Income FundCOM SHS16,958$88.0K<0.1%+3,708+28.0%AddedHistory
MCRMFS Charter Income TrustSH BEN INT14,295$90.0K<0.1%+14,295NewHistory
NOKNokia CorpSPONSORED ADR20,085$93.0K<0.1%−1,256−5.9%ReducedHistory
CIMChimera Investment CorpCOM NEW10,683$94.0K<0.1%+213+2.0%AddedHistory
ERCAllspring Multi-Sector Income FundCOM11,228$107.0K<0.1%+11,228NewHistory
RTLNecessity Retail REIT, Inc.COM CLASS A17,131$125.0K<0.1%+2,818+19.7%AddedHistory
DKNGDraftKings Inc.Stock11,050$129.0K<0.1%+350+3.3%AddedHistory
ARIApollo Commercial Real Estate Finance, Inc.COM13,560$142.0K<0.1%+13,560NewHistory
CCLCarnival Corp Ltd.UNIT 99/99/999916,533$143.0K<0.1%−10.0%ReducedHistory
MRCCMonroe Capital CorpCOM16,569$150.0K<0.1%+16,569NewHistory
Amplify ETF Tr032108847CEF HIGH INCOME11,994$152.0K<0.1%−3,330−21.7%Reduced–
EMDWestern Asset Emerging Markets Debt Fund Inc.COM17,800$157.0K<0.1%+1,253+7.6%AddedHistory
SOFISoFi Technologies, Inc.Stock31,329$165.0K<0.1%+23,658+308.4%AddedHistory
IHDVoya Emerging Markets High Dividend Equity FundCOM30,085$173.0K<0.1%+5,320+21.5%AddedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST32,924$191.0K<0.1%+19,296+141.6%Added–
NLYAnnaly Capital Management IncCOM32,694$193.0K<0.1%+2,766+9.2%AddedHistory
BOEBlackRock Enhanced Global Dividend TrustCOM19,997$195.0K<0.1%+763+4.0%AddedHistory
Pacer FDS Tr69374H865EMRG MKT CASH10,172$198.0K<0.1%−13,879−57.7%Reduced–
State Street SPDR S&P Regional Banking ETF78464A698ETF3,466$201.0K<0.1%−151−4.2%Reduced–
Vanguard Intermediate-Term Bond ETF921937819ETF2,587$201.0K<0.1%−156−5.7%Reduced–
U.S. Global Jets ETF26922A842ETF12,256$202.0K<0.1%−1,770−12.6%Reduced–
BPOPPopular, Inc.COM NEW2,621$202.0K<0.1%−98−3.6%ReducedHistory
WisdomTree Tr97717W208US HIGH DIVIDEND2,469$203.0K<0.1%−91−3.6%Reduced–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,033$204.0K<0.1%+55+5.6%Added–
DREDuke Realty CorpCOM NEW3,721$204.0K<0.1%+82+2.3%AddedHistory
CLColgate Palmolive CoStock2,556$205.0K<0.1%+2,556NewHistory
Legg Mason ETF Invt52468L406FRANKLIN US LOW5,440$205.0K<0.1%−149−2.7%Reduced–
HCAHCA Healthcare, Inc.COM1,227$206.0K<0.1%−300−19.6%ReducedHistory
Innovator U.S. Equity Buffer ETF - October45782C771ETF6,797$207.0K<0.1%−5−0.1%Reduced–
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH4,703$207.0K<0.1%+9+0.2%Added–
APDAir Products & Chemicals, Inc.Stock864$208.0K<0.1%+864NewHistory
ETF Ser Solutions26922A594AAM S&P 5007,300$208.0K<0.1%−350−4.6%Reduced–
Schwab U.S. Broad Market ETF808524102ETF4,743$210.0K<0.1%−5,716−54.7%Reduced–
SYKStryker CorpStock1,056$210.0K<0.1%−369−25.9%ReducedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF7,266$210.0K<0.1%00.0%Unchanged–
State Street Materials Select Sector SPDR ETF81369Y100ETF2,867$211.0K<0.1%+110+4.0%Added–
iShares U.S. Medical Devices ETF464288810ETF4,205$212.0K<0.1%−71−1.7%Reduced–
DVNDevon Energy CorpStock3,839$212.0K<0.1%−4,132−51.8%ReducedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,563$212.0K<0.1%−73−4.5%Reduced–
Invesco Exchange Traded FD T46137V225S&P MIDCAP 4002,728$213.0K<0.1%+7+0.3%Added–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,651$214.0K<0.1%+67+4.2%Added–
STZConstellation Brands, Inc.Stock920$214.0K<0.1%−1−0.1%ReducedHistory
First Tr Exchange-Traded Alp33734K109COM SHS2,817$214.0K<0.1%+7+0.2%Added–
NXPINXP Semiconductors N.V.COM1,444$214.0K<0.1%+61+4.4%AddedHistory
TMUST-Mobile US, Inc.Stock1,611$217.0K<0.1%+1,611NewHistory
iShares Tr464287788U.S. FINLS ETF3,120$218.0K<0.1%−155−4.7%Reduced–
Listed FD Tr53656F573ETP9,840$218.0K<0.1%−13,255−57.4%Reduced–
iShares Russell 2000 Growth ETF464287648ETF1,063$219.0K<0.1%+40+3.9%Added–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE3,565$219.0K<0.1%+3,565New–
Kraneshares Trust500767306CSI CHI INTERNET6,673$219.0K<0.1%+6,673New–
KKRKKR & Co. Inc.COM4,780$221.0K<0.1%−103−2.1%ReducedHistory
ESEversource EnergyStock2,626$222.0K<0.1%+61+2.4%AddedHistory
SPGIS&P Global Inc.Stock658$222.0K<0.1%+658NewHistory
EOGEOG Resources IncStock2,022$223.0K<0.1%+2,022NewHistory
iShares Tr46435G425ESG AWR MSCI USA2,663$223.0K<0.1%+2,663New–
ELVElevance Health, Inc.Stock466$225.0K<0.1%+40+9.4%AddedHistory
AIGAmerican International Group, Inc.Stock4,409$225.0K<0.1%+80+1.8%AddedHistory
iShares Tr464287150CORE S&P TTL STK2,705$227.0K<0.1%−404−13.0%Reduced–
DKSDick's Sporting Goods, Inc.Stock3,067$231.0K<0.1%+3,067NewHistory
WisdomTree Tr97717W588US LARGECAP FUND5,666$231.0K<0.1%−1,049−15.6%Reduced–
BXBlackstone Inc.COM2,540$232.0K<0.1%+648+34.2%AddedHistory
iShares Tr46434V613CORE UNIVRSL USD4,989$234.0K<0.1%+4,989New–
DEODiageo PLCSPON ADR NEW1,346$234.0K<0.1%−45−3.2%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF2,354$239.0K<0.1%+111+4.9%Added–
VanEck ETF Trust92189F411BDC INCOME ETF15,805$239.0K<0.1%−3,157−16.6%Reduced–
Innovator ETFs Trust45782C789US EQTY BUFR JUL7,926$239.0K<0.1%+550+7.5%Added–
NEONeogenomics IncCOM NEW29,333$239.0K<0.1%−697−2.3%ReducedHistory
IVTInvenTrust Properties Corp.COM NEW9,277$239.0K<0.1%−418−4.3%ReducedHistory
YUMYum Brands IncStock2,119$240.0K<0.1%+414+24.3%AddedHistory
HPQHP IncStock7,324$240.0K<0.1%−3,114−29.8%ReducedHistory
UFPIUfp Industries IncCOM3,522$240.0K<0.1%+3,522NewHistory
iShares Tr464287838U.S. BAS MTL ETF2,047$241.0K<0.1%−1,264−38.2%Reduced–
Vanguard Energy ETF92204A306ETF2,434$242.0K<0.1%−300−11.0%Reduced–
Vanguard High Dividend Yield Index ETF921946406ETF2,382$242.0K<0.1%−614−20.5%Reduced–
PLTRPalantir Technologies Inc.Stock26,671$242.0K<0.1%+2,445+10.1%AddedHistory
BBDCBarings BDC, Inc.COM26,126$243.0K<0.1%−7,739−22.9%ReducedHistory
PLNTPlanet Fitness, Inc.CL A3,592$244.0K<0.1%−1,206−25.1%ReducedHistory
WisdomTree Tr97717W562US SMALLCAP FUND5,953$245.0K<0.1%−1,404−19.1%Reduced–
ADMArcher-Daniels-Midland CoStock3,181$247.0K<0.1%−773−19.5%ReducedHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY9,603$247.0K<0.1%+24+0.3%Added–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL5,591$247.0K<0.1%−620−10.0%Reduced–
Fidelity Covington Trust316092857MSCI RL EST ETF9,133$248.0K<0.1%−571−5.9%Reduced–
KMBKimberly Clark CorpStock1,842$249.0K<0.1%+1,842NewHistory
EMNEastman Chemical CoStock2,775$249.0K<0.1%−676−19.6%ReducedHistory
MDLZMondelez International, Inc.Stock4,015$249.0K<0.1%−365−8.3%ReducedHistory
ETF Ser Solutions26922A198AAM LW DUR PFD11,179$249.0K<0.1%+24+0.2%Added–
SKYChampion Homes, Inc.Stock5,271$250.0K<0.1%+5,271NewHistory
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV3,225$250.0K<0.1%−350−9.8%Reduced–

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Arkadios Wealth Advisors in Q2 2022
SecurityClassPutsCalls
MRNAModerna, Inc.Stock–$1.93M
AAPLApple Inc.Stock$137.0K–
UPSTUpstart Holdings, Inc.COM$66.0K–

Sold out since Q1 2022 (71)

Positions held at the end of Q1 2022 that are gone from this filing.

Positions of Arkadios Wealth Advisors sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
NVAXNovavax IncCOM NEW47,630$3.51M0.5%History
First Tr Exch Traded FD III33739P855INSTL PFD SECS135,217$2.62M0.3%–
First Tr Exchng Traded FD VI33740U406FT VEST U.S.73,263$2.37M0.3%–
Pacer FDS Tr69374H741DATA AND INFRAST50,237$1.96M0.3%–
Pacer FDS Tr69374H766INDUSTRIAL RELET38,124$1.94M0.3%–
APTSPreferred Apartment Communities IncCOM56,007$1.40M0.2%History
RIVNRivian Automotive, Inc.Stock15,901$799.0K0.1%History
iShares Tr464288307MRGSTR MD CP GRW8,817$567.0K0.1%–
iShares Tr4642874571 3 YR TREAS BD6,578$548.0K0.1%–
EAElectronic Arts Inc.COM4,159$526.0K0.1%History
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF15,783$492.0K0.1%–
Pacer US Small Cap Cash Cows ETF69374H857ETF12,159$488.0K0.1%–
American Centy ETF Tr025072406QUALITY DIVRSFED9,677$443.0K0.1%–
Janus Detroit STR Tr47103U100HENDERSN CAP ETF7,211$414.0K0.1%–
iShares Tr46432F388MSCI USA VALUE3,906$408.0K0.1%–
Schwab U.S. Large-Cap ETF808524201ETF7,474$402.0K0.1%–
GPNGlobal Payments IncStock2,815$385.0K0.1%History
Schwab U.S. Large-Cap Growth ETF808524300ETF4,972$372.0K<0.1%–
GEGeneral Electric CoStock3,934$360.0K<0.1%History
iShares MSCI USA Momentum Factor ETF46432F396ETF2,114$356.0K<0.1%–
Pacer FDS Tr69374H725LUNT MDCAP MLT9,123$323.0K<0.1%–
Vanguard Communication Services ETF92204A884ETF2,604$313.0K<0.1%–
FCXFreeport-McMoran IncStock6,209$309.0K<0.1%History
ABNBAirbnb, Inc.Stock1,747$300.0K<0.1%History
APTVAptiv PLCSHS2,509$300.0K<0.1%History
COFCapital One Financial CorpStock2,223$292.0K<0.1%History
CTLTCatalent, Inc.COM2,550$283.0K<0.1%History
ALGNAlign Technology IncCOM637$278.0K<0.1%History
PIMCO ETF Tr72201R718ENHNCD LW DUR AC2,809$274.0K<0.1%–
Innovator ETFs Tr45782C169TRIPLE STKR JAN9,603$272.0K<0.1%–
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED10,823$261.0K<0.1%–
CPCanadian Pacific Kansas City LtdCOM3,135$259.0K<0.1%History
PSAPublic StorageCOM658$257.0K<0.1%History
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF3,926$254.0K<0.1%–
MELIMercadolibre IncCOM209$249.0K<0.1%History
ISRGIntuitive Surgical IncCOM NEW826$249.0K<0.1%History
URIUnited Rentals, Inc.COM695$247.0K<0.1%History
iShares Tr464288687PFD AND INCM SEC6,645$242.0K<0.1%–
ALBAlbemarle CorpStock1,068$236.0K<0.1%History
iShares Tr464288513IBOXX HI YD ETF2,835$233.0K<0.1%–
BHPBHP Group LtdADR2,976$230.0K<0.1%History
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF1,902$230.0K<0.1%–
CAHCardinal Health IncStock4,057$230.0K<0.1%History
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD11,800$230.0K<0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF3,205$229.0K<0.1%–
PNFPPinnacle Financial Partners, Inc.COM2,461$227.0K<0.1%History
iShares Tr464287739U.S. REAL ES ETF2,076$225.0K<0.1%–
UBERUber Technologies, IncStock6,271$224.0K<0.1%History
ETREntergy CorpCOM1,894$221.0K<0.1%History
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE2,742$221.0K<0.1%–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF4,559$220.0K<0.1%–
VanEck Semiconductor ETF92189F676ETF808$218.0K<0.1%–
GMGeneral Motors CoCOM4,987$218.0K<0.1%History
SONYSony Group CorpSPONSORED ADR2,108$217.0K<0.1%History
Pacer FDS Tr69374H709GLOBL CASH ETF6,483$217.0K<0.1%–
BAXBaxter International IncStock2,789$216.0K<0.1%History
Innovator ETFs Trust45783Y723POWER BUFFER SET8,100$216.0K<0.1%–
SRCLStericycle IncCOM3,669$216.0K<0.1%History
First Tr Exchange-Traded Alp33735K108COM SHS2,016$215.0K<0.1%–
WPCW. P. Carey Inc.COM2,643$214.0K<0.1%History
CCitigroup IncStock3,899$208.0K<0.1%History
First Tr Exch Traded FD III33739P202EME MRK BD ETF6,893$208.0K<0.1%–
Fidelity Covington Trust316092204MSCI CONSM DIS2,619$207.0K<0.1%–
Fidelity MSCI Utilities Index ETF316092865ETF4,307$206.0K<0.1%–
ASMLASML Holding NVADR307$205.0K<0.1%History
iShares Core Dividend Growth ETF46434V621ETF3,810$203.0K<0.1%–
VanEck ETF Trust92189F106GOLD MINERS ETF5,305$203.0K<0.1%–
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT1,100$203.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF2,885$203.0K<0.1%–
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM10,037$175.0K<0.1%History
TBLTToughbuilt Industries, IncCOM NEW12,000$2.00K<0.1%History