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Livermore
Livermore
ZHEN

Symphony Financial, Ltd. Co.

SEC CIK
0001800687
Latest filing
Aug 3, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 7, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
156
−27 vs. Q2 2023
Portfolio value
$406.7M
−$618.1K (−0.2%) vs. Q2 2023
Filed
Nov 7, 2023
SEC
Holdings of Symphony Financial, Ltd. Co. in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P Mid-Cap ETF464287507ETF113,402$28.3M6.9%+36,484+47.4%Added–
iShares Core MSCI Eafe ETF46432F842ETF344,946$22.1M5.4%+116,125+50.7%Added–
iShares Core S&P US Value ETF464287663ETF288,454$21.6M5.3%+103,748+56.2%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF97,773$20.9M5.1%+40,471+70.6%Added–
SPDR Series Trust78464A805ST STR PR SP1500390,224$20.4M5.0%+21,338+5.8%Added–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF319,882$19.0M4.7%−26,971−7.8%Reduced–
American Centy ETF Tr025072877US SML CP VALU206,094$15.7M3.9%+113,573+122.8%Added–
iShares Core S&P U.S. Growth ETF464287671ETF136,168$13.0M3.2%+63,220+86.7%Added–
MSFTMicrosoft CorpStock36,639$11.8M2.9%+1,916+5.5%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF88,483$11.6M2.9%+1,013+1.2%Added–
iShares Russell 2000 ETF464287655ETF66,762$11.6M2.8%+3,683+5.8%Added–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF208,602$8.56M2.1%+21,573+11.5%Added–
GLDSPDR Gold TrustETF48,253$8.19M2.0%+439+0.9%AddedHistory
American Centy ETF Tr025072703INTL EQT ETF149,401$8.18M2.0%+18,541+14.2%Added–
WisdomTree Tr97717X511YIELD ENHANCD US196,280$8.10M2.0%+73,468+59.8%Added–
VanEck ETF Trust92189F437FALLEN ANGEL HG273,828$7.33M1.8%+14,624+5.6%Added–
JPMorgan Ultra-Short Income ETF46641Q837ETF135,762$6.78M1.7%+7,905+6.2%Added–
XOMExxonMobil Holdings CorpCOM53,317$6.17M1.5%+518+1.0%AddedHistory
VZVerizon Communications IncStock184,494$5.86M1.4%+44,159+31.5%AddedHistory
Invesco S&P 500 Quality ETF46137V241ETF113,788$5.70M1.4%+10,321+10.0%Added–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF127,098$5.49M1.4%+25,075+24.6%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF89,691$4.22M1.0%+4,410+5.2%Added–
PMPhilip Morris International Inc.Stock44,283$4.05M1.0%+3,687+9.1%AddedHistory
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW67,141$3.99M1.0%+4,723+7.6%Added–
SLFSun Life Financial IncCOM73,205$3.50M0.9%+1,743+2.4%AddedHistory
COSTCostco Wholesale CorpStock5,837$3.33M0.8%+159+2.8%AddedHistory
NVDANVIDIA CorpStock7,447$3.33M0.8%+1,182+18.9%AddedHistory
CRMSalesforce, Inc.Stock14,685$2.99M0.7%−154−1.0%ReducedHistory
CVXChevron CorpStock16,930$2.82M0.7%+3,625+27.2%AddedHistory
LOWLowes Companies IncStock13,657$2.81M0.7%+173+1.3%AddedHistory
LPLALPL Financial Holdings Inc.COM11,552$2.75M0.7%+801+7.5%AddedHistory
Vanguard Total Bond Market ETF921937835ETF38,645$2.66M0.7%+3,054+8.6%Added–
AVGOBroadcom Inc.Stock3,187$2.66M0.7%−178−5.3%ReducedHistory
Vanguard S&P 500 ETF922908363ETF6,765$2.66M0.7%+137+2.1%Added–
iShares Core S&P 500 ETF464287200ETF5,854$2.51M0.6%−1,280−17.9%Reduced–
American Centy ETF Tr025072604AVANTIS EMGMKT44,829$2.35M0.6%+4,727+11.8%Added–
EDConsolidated Edison IncStock28,643$2.34M0.6%−1,616−5.3%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF5,238$2.24M0.6%−373−6.6%ReducedHistory
WMTWalmart Inc.Stock13,603$2.18M0.5%+402+3.0%AddedHistory
BRK.BBerkshire Hathaway IncStock5,854$2.04M0.5%+1,193+25.6%AddedHistory
DLRDigital Realty Trust, Inc.COM16,851$1.99M0.5%+516+3.2%AddedHistory
DUKDuke Energy CORPStock21,698$1.86M0.5%+358+1.7%AddedHistory
HDHome Depot, Inc.Stock5,972$1.79M0.4%+367+6.5%AddedHistory
Pgim ETF Tr69344A107PGIM ULTRA SH BD35,134$1.73M0.4%−122,818−77.8%Reduced–
iShares Tr464288414NATIONAL MUN ETF16,803$1.71M0.4%+4,055+31.8%Added–
TSLATesla, Inc.Stock6,777$1.69M0.4%−3,989−37.1%ReducedHistory
TXNTexas Instruments IncStock10,519$1.68M0.4%−308−2.8%ReducedHistory
LLYEli Lilly & CoStock3,036$1.63M0.4%−1,146−27.4%ReducedHistory
UNHUnitedHealth Group IncStock3,070$1.58M0.4%+65+2.2%AddedHistory
PEPPepsiCo IncStock9,264$1.57M0.4%−166−1.8%ReducedHistory
ORealty Income CorpREIT31,065$1.52M0.4%+671+2.2%AddedHistory
PANWPalo Alto Networks IncStock6,387$1.51M0.4%+774+13.8%AddedHistory
Invesco QQQ Trust Series I46090E103ETF4,086$1.48M0.4%−161−3.8%Reduced–
EXRExtra Space Storage Inc.COM12,272$1.46M0.4%−2,800−18.6%ReducedHistory
JNJJohnson & JohnsonStock9,395$1.46M0.4%+688+7.9%AddedHistory
AAPLApple Inc.Stock8,046$1.39M0.3%−54,377−87.1%ReducedHistory
PGProcter & Gamble CoStock9,150$1.33M0.3%−5,318−36.8%ReducedHistory
VLOValero Energy CorpStock9,425$1.30M0.3%+91+1.0%AddedHistory
VVisa Inc.Stock5,453$1.26M0.3%+1,474+37.0%AddedHistory
KOCoca Cola CoStock22,529$1.25M0.3%−1,601−6.6%ReducedHistory
ITWIllinois Tool Works IncStock5,282$1.22M0.3%−55−1.0%ReducedHistory
MCDMcDonalds CorpStock4,559$1.17M0.3%+282+6.6%AddedHistory
NEENextera Energy IncStock21,816$1.14M0.3%−7,298−25.1%ReducedHistory
EOGEOG Resources IncStock9,126$1.13M0.3%+575+6.7%AddedHistory
GISGeneral Mills IncStock17,559$1.10M0.3%−1,892−9.7%ReducedHistory
CATCaterpillar IncStock3,996$1.08M0.3%+844+26.8%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF11,989$1.06M0.3%−724−5.7%Reduced–
FTNTFortinet, Inc.Stock18,067$1.06M0.3%+540+3.1%AddedHistory
GDGeneral Dynamics CorpStock4,709$1.05M0.3%+34+0.7%AddedHistory
CSXCSX CorpStock33,054$1.01M0.2%−1,874−5.4%ReducedHistory
LMTLockheed Martin CorpStock2,429$990.7K0.2%+63+2.7%AddedHistory
QCOMQualcomm IncStock8,852$983.4K0.2%−1,089−11.0%ReducedHistory
MARMarriott International IncStock5,050$978.5K0.2%+100+2.0%AddedHistory
BABoeing CoStock5,161$969.7K0.2%−2,341−31.2%ReducedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL16,288$945.4K0.2%−468−2.8%Reduced–
DHIHorton D R IncCOM8,839$937.7K0.2%−1,917−17.8%ReducedHistory
AZOAutoZone IncCOM372$937.2K0.2%−19−4.9%ReducedHistory
MV Oil Tr553859109TR UNITS68,466$924.3K0.2%+429+0.6%Added–
CSCOCisco Systems, Inc.Stock16,636$904.7K0.2%+10,055+152.8%AddedHistory
MAMastercard IncStock2,232$881.9K0.2%−48−2.1%ReducedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF33,674$878.2K0.2%+110+0.3%Added–
EMREmerson Electric CoStock9,114$872.3K0.2%+312+3.5%AddedHistory
SAMBoston Beer Co IncCL A2,100$826.8K0.2%+2,100NewHistory
ABBVAbbVie Inc.Stock5,822$823.4K0.2%−1,439−19.8%ReducedHistory
VRTXVertex Pharmaceuticals IncStock2,362$821.2K0.2%−819−25.7%ReducedHistory
SOSouthern CoStock13,049$819.0K0.2%+227+1.8%AddedHistory
VanEck ETF Trust92189F411BDC INCOME ETF53,196$813.9K0.2%−106−0.2%Reduced–
MRKMerck & Co., Inc.Stock7,860$806.1K0.2%−536−6.4%ReducedHistory
ADPAutomatic Data Processing IncStock3,282$785.8K0.2%−24−0.7%ReducedHistory
FASTFastenal CoStock13,837$759.1K0.2%+302+2.2%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F14,331$757.6K0.2%+53+0.4%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF3,648$750.7K0.2%+148+4.2%Added–
WMWaste Management IncStock4,937$747.0K0.2%+944+23.6%AddedHistory
ROKRockwell Automation, IncStock2,500$709.9K0.2%−204−7.5%ReducedHistory
AMZNAmazon Com IncStock5,684$709.0K0.2%−40,278−87.6%ReducedHistory
ROPRoper Technologies IncStock1,433$693.2K0.2%−25−1.7%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF2,507$672.5K0.2%+203+8.8%Added–
ORCLOracle CorpStock6,125$652.1K0.2%−198−3.1%ReducedHistory
HONHoneywell International IncCOM3,359$613.3K0.2%+400+13.5%AddedHistory
RTXRTX CorpStock8,111$578.2K0.1%+1,132+16.2%AddedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Symphony Financial, Ltd. Co. in Q3 2023
SecurityClassPutsCalls
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF–$1.65M

Sold out since Q2 2023 (34)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Symphony Financial, Ltd. Co. sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
MOAltria Group, Inc.Stock112,412$5.06M1.2%History
ADBEAdobe Inc.Stock8,609$4.17M1.0%History
GOOGAlphabet Inc.Stock22,329$2.68M0.7%History
ANETArista Networks, Inc.COM6,671$1.06M0.3%History
AXPAmerican Express CoStock5,867$1.01M0.2%History
TAT&T Inc.Stock59,529$950.2K0.2%History
AMATApplied Materials IncStock5,554$798.8K0.2%History
ACNAccenture plcStock2,469$761.3K0.2%History
CARRCarrier Global CorpStock14,851$734.9K0.2%History
AMGNAmgen IncStock3,147$695.7K0.2%History
PSAPublic StorageCOM2,216$639.3K0.2%History
iShares Core U.S. Aggregate Bond ETF464287226ETF5,829$569.6K0.1%–
iShares Tr46435G474FALN ANGLS USD22,454$565.6K0.1%–
AMTAmerican Tower CorpREIT2,620$504.9K0.1%History
LUVSouthwest Airlines CoCOM12,130$436.1K0.1%History
GPCGenuine Parts CoStock2,460$408.5K0.1%History
TMUST-Mobile US, Inc.Stock2,890$396.6K0.1%History
WATWaters CorpCOM1,368$358.6K0.1%History
AWKAmerican Water Works Company, Inc.Stock2,181$306.4K0.1%History
MKCMcCormick & Co IncStock3,503$304.0K0.1%History
HSYHershey CoCOM1,182$294.0K0.1%History
AEPAmerican Electric Power Co IncStock3,472$289.1K0.1%History
PACPacific Airport GroupSPON ADS B1,603$284.3K0.1%History
STELStellar Bancorp, Inc.COM12,080$281.5K0.1%History
iShares Tr464287622RUS 1000 ETF1,112$268.1K0.1%–
GSKGSK plcADR7,440$263.5K0.1%History
SLABSilicon Laboratories Inc.Stock1,480$230.5K0.1%History
SHWSherwin Williams CoCOM876$229.0K0.1%History
UPSUnited Parcel Service IncStock1,255$220.9K0.1%History
iShares Core S&P Small Cap ETF464287804ETF2,171$214.8K0.1%–
MDYSPDR S&P Midcap 400 ETF TrustETF426$202.8K<0.1%History
VISNVistance Networks, Inc.COM10,100$56.8K<0.1%History
FCELFuelcell Energy IncCOM22,000$47.5K<0.1%History
USDPUSD Partners LPCOM UT REP LTD13,360$13.1K<0.1%History