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Livermore
Livermore
ZHEN

XML Financial, LLC

SEC CIK
0001800465
Latest filing
Jul 24, 2026

Holdings in Q1 2026

Holdings as of Mar 31, 2026, filed Apr 16, 2026. Long positions only; changes compare share counts with Q4 2025.

Institution overview
Positions
421
−20 vs. Q4 2025
Portfolio value
$1.24B
+$13.9M (+1.1%) vs. Q4 2025
Filed
Apr 16, 2026
SEC
Holdings of XML Financial, LLC in Q1 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
IOVAIovance Biotherapeutics, Inc.COM12,500$43.9K<0.1%00.0%UnchangedHistory
MGNXMacrogenics IncCOM24,836$71.8K<0.1%−500−2.0%ReducedHistory
COMPCompass, Inc.CL A11,185$81.8K<0.1%00.0%UnchangedHistory
MFGMizuho Financial Group IncSPONSORED ADR12,600$100.0K<0.1%00.0%UnchangedHistory
IAEVoya Asia Pacific High Dividend Equity Income FundCOM15,551$114.6K<0.1%00.0%UnchangedHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM13,783$118.8K<0.1%−3,334−19.5%ReducedHistory
CHWCalamos Global Dynamic Income FundCOM17,200$124.9K<0.1%00.0%UnchangedHistory
FFord Motor CoStock11,348$131.0K<0.1%−12,570−52.6%ReducedHistory
ONDSOndas Inc.COM NEW14,500$131.1K<0.1%+14,500NewHistory
NMZNuveen Municipal High Income Opportunity FundCOM12,700$131.8K<0.1%00.0%UnchangedHistory
PSECProspect Capital CorpCOM52,149$136.1K<0.1%−34,966−40.1%ReducedHistory
ABCLAbCellera Biologics Inc.COM42,025$146.7K<0.1%00.0%UnchangedHistory
RMIRiverNorth Opportunistic Municipal Income Fund, Inc.COM10,000$150.6K<0.1%−500−4.8%ReducedHistory
RFMZRiverNorth Flexible Municipal Income Fund II, Inc.COM13,000$164.4K<0.1%00.0%UnchangedHistory
DNPDNP Select Income Fund IncCOM16,667$171.7K<0.1%+296+1.8%AddedHistory
KREFKKR Real Estate Finance Trust Inc.COM28,650$175.3K<0.1%−7,650−21.1%ReducedHistory
NPKINPK International Inc.COM SHS12,485$180.9K<0.1%+12,485NewHistory
KVUEKenvue Inc.Stock10,550$181.9K<0.1%−3,300−23.8%ReducedHistory
FMNFederated Hermes Premier Municipal Income FundCOM17,920$195.9K<0.1%00.0%UnchangedHistory
AFLAflac IncStock1,850$203.0K<0.1%−5−0.3%ReducedHistory
SEZLSezzle Inc.COM3,218$203.7K<0.1%+3,218NewHistory
iShares Tr46434V613CORE UNIVRSL USD4,420$204.2K<0.1%+30+0.7%Added–
CWCurtiss Wright CorpStock300$204.3K<0.1%+300NewHistory
PIMCO ETF Tr72201R585MULTISECTOR BD7,840$205.4K<0.1%−312,400−97.6%Reduced–
The Alger ETF Trust015564503AI ENABLERS ADOP6,280$207.5K<0.1%+6,280New–
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF3,750$208.2K<0.1%00.0%Unchanged–
iShares Tr464288885EAFE GRWTH ETF1,899$211.5K<0.1%00.0%Unchanged–
CEGConstellation Energy CorpStock759$212.0K<0.1%−230−23.3%ReducedHistory
SUNSunoco LPCOM UT REP LP3,300$214.4K<0.1%−2,428−42.4%ReducedHistory
EGBNEagle Bancorp IncCOM8,712$216.7K<0.1%−2,980−25.5%ReducedHistory
MTNVail Resorts IncCOM1,698$217.9K<0.1%+30+1.8%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT1,139$218.6K<0.1%−438−27.8%Reduced–
BAHBooz Allen Hamilton Holding CorpCL A2,822$220.2K<0.1%+2,822NewHistory
APPAppLovin CorpCOM CL A554$220.5K<0.1%−144−20.6%ReducedHistory
HLHecla Mining CoCOM12,100$225.4K<0.1%+800+7.1%AddedHistory
BNYBank of New York Mellon CorpStock1,920$227.8K<0.1%−145−7.0%ReducedHistory
MPLXMPLX LPCOM UNIT REP LTD4,000$228.3K<0.1%+4,000NewHistory
GLWCorning IncCOM1,689$229.7K<0.1%−653−27.9%ReducedHistory
OUNZVanEck Merk Gold ETFGOLD SHS5,100$229.8K<0.1%+5,100NewHistory
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP2,400$232.8K<0.1%00.0%Unchanged–
WHRWhirlpool CorpStock4,350$234.6K<0.1%+135+3.2%AddedHistory
iShares Tr464287697U.S. UTILITS ETF2,021$234.6K<0.1%+2,021New–
ROPRoper Technologies IncStock690$244.2K<0.1%−16−2.3%ReducedHistory
ET.PIEnergy Transfer LP9.250% FXD PFD I21,150$244.7K<0.1%+21,150NewHistory
MSMorgan StanleyStock1,490$245.2K<0.1%−1,083−42.1%ReducedHistory
AZOAutoZone IncCOM73$246.6K<0.1%+5+7.4%AddedHistory
EMNEastman Chemical CoStock3,250$248.0K<0.1%−155−4.6%ReducedHistory
RPMRPM International IncCOM2,500$248.5K<0.1%00.0%UnchangedHistory
Fidelity Covington Trust316092386STOCK FOR INFL5,097$250.6K<0.1%+90+1.8%Added–
VLOValero Energy CorpStock1,017$251.3K<0.1%+1,017NewHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT14,678$251.3K<0.1%00.0%UnchangedHistory
CRDOCredo Technology Group Holding LtdStock2,680$251.6K<0.1%−845−24.0%ReducedHistory
LUCDLucid Diagnostics Inc.COM223,195$256.7K<0.1%+44,400+24.8%AddedHistory
PPLPPL CorpCOM6,748$257.8K<0.1%+42+0.6%AddedHistory
SHELShell plcADR2,777$258.3K<0.1%−89−3.1%ReducedHistory
iShares Tr46435G516ESG AW MSCI EAFE2,704$258.6K<0.1%−517−16.1%Reduced–
VanEck Semiconductor ETF92189F676ETF675$258.8K<0.1%−213−24.0%Reduced–
Janus Detroit STR Tr47103U845HENDRSON AAA CL5,150$259.4K<0.1%−75−1.4%Reduced–
FUTUFutu Holdings LtdSPON ADS CL A1,900$259.8K<0.1%−370−16.3%ReducedHistory
AROCArchrock, Inc.COM7,500$261.0K<0.1%+7,500NewHistory
Global X FDS37954Y848GLOBAL X SILVER2,900$261.2K<0.1%+400+16.0%Added–
State Street SPDR S&P Regional Banking ETF78464A698ETF4,010$261.3K<0.1%−23−0.6%Reduced–
KLACKLA CorpCOM NEW178$262.1K<0.1%+178NewHistory
HEIHeico CorpCOM956$262.2K<0.1%−25−2.5%ReducedHistory
ALLAllstate CorpStock1,295$268.5K<0.1%−25−1.9%ReducedHistory
WYWeyerhaeuser CoCOM NEW11,100$271.2K<0.1%+11,100NewHistory
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR12,610$273.1K<0.1%+12,610NewHistory
Pgim ETF Tr69344A784SHRT DUR HGH YLD5,579$276.7K<0.1%+25+0.5%Added–
Pacer FDS Tr69374H709GLOBL CASH ETF5,990$277.0K<0.1%+209+3.6%Added–
WELLWelltower Inc.REIT1,417$280.2K<0.1%−235−14.2%ReducedHistory
First Tr Exchng Traded FD VI33740F870LOW DUR STRTGC14,989$283.6K<0.1%00.0%Unchanged–
TYGTortoise Energy Infrastructure CorpCOM5,702$284.2K<0.1%00.0%UnchangedHistory
OXYOccidental Petroleum CorpStock4,375$284.4K<0.1%−1,135−20.6%ReducedHistory
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF2,454$284.5K<0.1%−622−20.2%Reduced–
FEIMFrequency Electronics IncCOM6,500$287.7K<0.1%+725+12.6%AddedHistory
AGIAlamos Gold IncStock6,500$288.8K<0.1%+6,500NewHistory
FCXFreeport-McMoran IncStock4,965$291.9K<0.1%+105+2.2%AddedHistory
DTEDte Energy CoCOM2,000$292.4K<0.1%00.0%UnchangedHistory
iShares Tr464288869MICRO-CAP ETF1,838$293.3K<0.1%+1,838New–
SPDR Series Trust78468R770ST STR R1K YLD2,510$301.3K<0.1%−220−8.1%Reduced–
ETNEaton Corp plcStock845$302.2K<0.1%−311−26.9%ReducedHistory
FRTFederal Realty Investment TrustSH BEN INT NEW2,855$303.2K<0.1%+270+10.4%AddedHistory
Vanguard Real Estate ETF922908553ETF3,448$305.8K<0.1%−559−14.0%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F3,972$306.3K<0.1%+3,972New–
SCDLMP Capital & Income Fund Inc.COM20,523$306.4K<0.1%00.0%UnchangedHistory
MSIMotorola Solutions, Inc.Stock715$310.4K<0.1%−4−0.6%ReducedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF3,097$311.5K<0.1%−700−18.4%Reduced–
iShares Tr464288208MRGSTR MD CP ETF3,740$312.0K<0.1%00.0%Unchanged–
RBCRBC Bearings INCCOM580$315.0K<0.1%00.0%UnchangedHistory
BLKBlackRock, Inc.Stock331$318.3K<0.1%−202−37.9%ReducedHistory
PMMFranklin Managed Municipal Income TrustCOM52,113$320.5K<0.1%−15,450−22.9%ReducedHistory
AEPAmerican Electric Power Co IncStock2,500$327.7K<0.1%−687−21.6%ReducedHistory
NFLXNetflix IncStock3,418$328.6K<0.1%−1,961−36.5%ReducedHistory
PCARPaccar IncCOM2,855$329.8K<0.1%00.0%UnchangedHistory
SBUXStarbucks CorpStock3,700$331.5K<0.1%−294−7.4%ReducedHistory
RCLRoyal Caribbean Cruises LtdCOM1,206$332.0K<0.1%−231−16.1%ReducedHistory
PHParker-Hannifin CorpStock371$332.1K<0.1%−36−8.8%ReducedHistory
ARCCAres Capital CorpCEF18,535$334.0K<0.1%+266+1.5%AddedHistory
BFSSaul Centers, Inc.COM10,335$336.7K<0.1%−2,250−17.9%ReducedHistory
DTMDT Midstream, Inc.COMMON STOCK2,503$337.1K<0.1%00.0%UnchangedHistory

Sold out since Q4 2025 (49)

Positions held at the end of Q4 2025 that are gone from this filing.

Positions of XML Financial, LLC sold out since Q4 2025
SecurityClassShares in Q4 2025Value in Q4 2025% of portfolio in Q4 2025History
WPCW. P. Carey Inc.COM32,027$2.06M0.2%History
GLDMWorld Gold TrustSPDR GLD MINIS8,861$756.5K0.1%History
Flexshares Tr33939L407MORNSTAR UPSTR13,107$600.9K<0.1%–
MGMMGM Resorts InternationalStock16,391$598.1K<0.1%History
Vanguard Ftse Emerging Markets ETF922042858ETF10,989$590.8K<0.1%–
LPLALPL Financial Holdings Inc.COM1,570$560.6K<0.1%History
RIOTRiot Platforms, Inc.COM37,715$477.8K<0.1%History
SHOPShopify Inc.Stock2,955$475.7K<0.1%History
iShares S&P 500 Value ETF464287408ETF1,971$418.0K<0.1%–
AXONAxon Enterprise, Inc.COM688$390.7K<0.1%History
HOODRobinhood Markets, Inc.Stock3,373$381.5K<0.1%History
LIILennox International IncCOM696$338.1K<0.1%History
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF7,583$328.0K<0.1%–
STTState Street CorpCOM2,375$306.4K<0.1%History
EDConsolidated Edison IncStock3,046$302.5K<0.1%History
ARKBArk 21Shares Bitcoin ETFSHS BEN INT10,327$299.9K<0.1%History
CRWDCrowdStrike Holdings, Inc.Stock626$293.4K<0.1%History
Dimensional Emerging Core Equity Market ETF25434V302ETF8,945$291.3K<0.1%–
DALDelta Air Lines, Inc.COM NEW3,973$275.7K<0.1%History
MICCMagnum Ice Cream Co N.V.ORD SHS17,211$272.8K<0.1%History
iShares Tr464287556ISHARES BIOTECH1,614$272.4K<0.1%–
IBITiShares Bitcoin Trust ETFETF5,330$264.7K<0.1%History
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV5,085$261.9K<0.1%–
State Street Health Care Select Sector SPDR ETF81369Y209ETF1,648$255.1K<0.1%–
Innovator ETFs Trust45782C540US EQTY PWR BUF5,810$252.0K<0.1%–
GILDGilead Sciences, Inc.Stock2,046$251.2K<0.1%History
CAHCardinal Health IncStock1,176$241.6K<0.1%History
PNCPNC Financial Services Group, Inc.Stock1,145$239.0K<0.1%History
NOWServiceNow, Inc.Stock1,550$237.4K<0.1%History
State Street Financial Select Sector SPDR ETF81369Y605ETF4,297$235.4K<0.1%–
Cyberark Software LtdM2682V108SHS511$227.9K<0.1%–
INTUIntuit Inc.Stock341$226.1K<0.1%History
SOFISoFi Technologies, Inc.Stock8,574$224.5K<0.1%History
iShares Tr46428743220 YR TR BD ETF2,556$222.8K<0.1%–
CCICrown Castle Inc.REIT2,489$221.2K<0.1%History
BENFranklin Templeton IncCOM9,168$219.0K<0.1%History
URIUnited Rentals, Inc.COM270$218.4K<0.1%History
FETHFidelity Ethereum FundSHS7,250$214.7K<0.1%History
Pacer Trendpilot US Large Cap ETF69374H105ETF3,846$213.8K<0.1%–
UBERUber Technologies, IncStock2,589$211.5K<0.1%History
NKENIKE, Inc.Stock3,244$206.7K<0.1%History
NUNu Holdings Ltd.ORD SHS CL A12,317$206.2K<0.1%History
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN4,500$206.1K<0.1%History
Goldman Sachs ETF Tr38149W432TECHN OPPOR ETF5,177$204.6K<0.1%–
CBChubb LtdStock651$203.0K<0.1%History
DXDynex Capital IncCOM13,650$191.2K<0.1%History
FNKOFunko, Inc.COM CL A14,000$47.6K<0.1%History
HRTXHeron Therapeutics, Inc.COM10,000$13.0K<0.1%History
PAVMPAVmed Inc.COM NEW10,067$2.22K<0.1%History