XML Financial, LLC
- SEC CIK
- 0001800465
- Latest filing
- Jul 24, 2026
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed May 15, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 340
- +8 vs. Q4 2023
- Portfolio value
- $976.5M
- +$28.3M (+3.0%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CVXChevron Corp | Stock | 42,409 | $6.69M | 0.7% | −3,761−8.1% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 153,605 | $6.82M | 0.7% | −10,231−6.2% | Reduced | – |
| IBMInternational Business Machines Corp | Stock | 36,290 | $6.93M | 0.7% | −5,733−13.6% | Reduced | History |
| CVSCVS Health Corp | Stock | 87,230 | $6.96M | 0.7% | −22,257−20.3% | Reduced | History |
| First Tr Exchng Traded FD VI33740F888 | SMIT UNCO BD ETF | 298,244 | $7.34M | 0.8% | +6,551+2.2% | Added | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 60,716 | $7.35M | 0.8% | −2,671−4.2% | Reduced | – |
| GLDSPDR Gold Trust | ETF | 38,010 | $7.82M | 0.8% | +4,561+13.6% | Added | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 156,132 | $7.90M | 0.8% | +3,382+2.2% | Added | – |
| ULUnilever PLC | SPON ADR NEW | 157,830 | $7.92M | 0.8% | −32,458−17.1% | Reduced | History |
| VZVerizon Communications Inc | Stock | 189,511 | $7.95M | 0.8% | −21,492−10.2% | Reduced | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 73,596 | $8.40M | 0.9% | +5,056+7.4% | Added | – |
| MRKMerck & Co., Inc. | Stock | 66,425 | $8.76M | 0.9% | −8,102−10.9% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 178,934 | $8.93M | 0.9% | −23,858−11.8% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 50,993 | $9.20M | 0.9% | +1,118+2.2% | Added | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 114,259 | $9.21M | 0.9% | −2,690−2.3% | Reduced | – |
| PSECProspect Capital Corp | COM | 1,712,938 | $9.46M | 1.0% | +386,266+29.1% | Added | History |
| iShares Tr464287788 | U.S. FINLS ETF | 103,912 | $9.94M | 1.0% | +1,433+1.4% | Added | – |
| BACBank of America Corp | Stock | 269,011 | $10.2M | 1.0% | −44,602−14.2% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 50,976 | $10.2M | 1.0% | −8,132−13.8% | Reduced | History |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 197,473 | $10.4M | 1.1% | +44,825+29.4% | Added | – |
| JNJJohnson & Johnson | Stock | 68,536 | $10.8M | 1.1% | −6,541−8.7% | Reduced | History |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 107,333 | $11.1M | 1.1% | −680−0.6% | Reduced | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 65,914 | $11.8M | 1.2% | +75+0.1% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 23,517 | $12.4M | 1.3% | +483+2.1% | Added | – |
| PIMCO ETF Tr72201R817 | INV GRD CRP BD | 144,008 | $13.8M | 1.4% | +59,912+71.2% | Added | – |
| QCOMQualcomm Inc | Stock | 82,589 | $14.0M | 1.4% | −19,174−18.8% | Reduced | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 194,129 | $14.2M | 1.5% | +7,569+4.1% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 202,138 | $14.7M | 1.5% | −5,660−2.7% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 35,229 | $14.8M | 1.5% | −1,995−5.4% | Reduced | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 151,967 | $16.8M | 1.7% | +1,587+1.1% | Added | – |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 1,183,918 | $17.6M | 1.8% | +80,299+7.3% | Added | History |
| Vanguard Information Technology ETF92204A702 | ETF | 35,893 | $18.8M | 1.9% | +758+2.2% | Added | – |
| AAPLApple Inc. | Stock | 134,492 | $23.1M | 2.4% | −9,618−6.7% | Reduced | History |
| iShares Russell Midcap ETF464287499 | ETF | 275,194 | $23.1M | 2.4% | −3,343−1.2% | Reduced | – |
| iShares Tr464287622 | RUS 1000 ETF | 81,786 | $23.6M | 2.4% | +763+0.9% | Added | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 436,147 | $25.3M | 2.6% | +9,949+2.3% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 79,623 | $26.8M | 2.7% | −751−0.9% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 65,495 | $27.6M | 2.8% | −9,648−12.8% | Reduced | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 363,201 | $27.6M | 2.8% | −3,673−1.0% | Reduced | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 398,024 | $36.9M | 3.8% | −1,855−0.5% | Reduced | – |
Sold out since Q4 2023 (11)
Positions held at the end of Q4 2023 that are gone from this filing.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| Innovator ETFs Tr45783Y590 | PREM INCM 40 BAR | 268,927 | $6.62M | 0.7% | – |
| RILYBRC Group Holdings, Inc. | COM | 22,500 | $472.3K | <0.1% | History |
| First Tr Exchange-Traded FD33734X846 | NASDAQ CYB ETF | 7,127 | $383.7K | <0.1% | – |
| BPBP PLC | ADR | 7,691 | $272.3K | <0.1% | History |
| SNYSanofi | SPONSORED ADR | 4,496 | $223.6K | <0.1% | History |
| METMetlife Inc | Stock | 3,300 | $218.3K | <0.1% | History |
| NKENIKE, Inc. | Stock | 1,976 | $214.5K | <0.1% | History |
| RIORio Tinto PLC | ADR | 2,725 | $202.9K | <0.1% | History |
| NMCONuveen Municipal Credit Opportunities Fund | COM | 13,750 | $137.1K | <0.1% | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 10,100 | $119.4K | <0.1% | History |
| LEOBNY Mellon Strategic Municipals, Inc. | COM | 15,000 | $87.9K | <0.1% | History |