XML Financial, LLC
- SEC CIK
- 0001800465
- Latest filing
- Jul 24, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 332
- +16 vs. Q3 2023
- Portfolio value
- $948.3M
- +$113.9M (+13.6%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PSECProspect Capital Corp | COM | 1,326,672 | $7.95M | 0.8% | −57,723−4.2% | Reduced | History |
| VZVerizon Communications Inc | Stock | 211,003 | $7.95M | 0.8% | +2,582+1.2% | Added | History |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 152,648 | $8.06M | 0.8% | +12,132+8.6% | Added | – |
| MRKMerck & Co., Inc. | Stock | 74,527 | $8.12M | 0.9% | +2,002+2.8% | Added | History |
| PIMCO ETF Tr72201R817 | INV GRD CRP BD | 84,096 | $8.18M | 0.9% | +84,096 | New | – |
| CVSCVS Health Corp | Stock | 109,487 | $8.65M | 0.9% | −190.0% | Reduced | History |
| iShares Tr464287788 | U.S. FINLS ETF | 102,479 | $8.75M | 0.9% | +3,627+3.7% | Added | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 116,949 | $8.90M | 0.9% | +9,163+8.5% | Added | – |
| ULUnilever PLC | SPON ADR NEW | 190,288 | $9.23M | 1.0% | −2,356−1.2% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 59,108 | $10.1M | 1.1% | −1,115−1.9% | Reduced | History |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 108,013 | $10.1M | 1.1% | +3,779+3.6% | Added | – |
| CSCOCisco Systems, Inc. | Stock | 202,792 | $10.2M | 1.1% | +2,910+1.5% | Added | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 90,343 | $10.5M | 1.1% | +6,399+7.6% | Added | – |
| BACBank of America Corp | Stock | 313,613 | $10.6M | 1.1% | −2,684−0.8% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 65,839 | $10.9M | 1.1% | +1,514+2.4% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 23,034 | $11.0M | 1.2% | +1,264+5.8% | Added | – |
| JNJJohnson & Johnson | Stock | 75,077 | $11.8M | 1.2% | +3,242+4.5% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 37,224 | $13.3M | 1.4% | +288+0.8% | Added | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 186,560 | $13.5M | 1.4% | +8,497+4.8% | Added | – |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 1,103,619 | $14.6M | 1.5% | +141,434+14.7% | Added | History |
| QCOMQualcomm Inc | Stock | 101,763 | $14.7M | 1.6% | +1,300+1.3% | Added | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 207,798 | $15.3M | 1.6% | −1,316−0.6% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 150,380 | $16.3M | 1.7% | +31,298+26.3% | Added | – |
| Vanguard Information Technology ETF92204A702 | ETF | 35,135 | $17.0M | 1.8% | +1,333+3.9% | Added | – |
| iShares Tr464287622 | RUS 1000 ETF | 81,023 | $21.2M | 2.2% | +1,912+2.4% | Added | – |
| iShares Russell Midcap ETF464287499 | ETF | 278,537 | $21.7M | 2.3% | −1,324−0.5% | Reduced | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 426,198 | $22.9M | 2.4% | +14,458+3.5% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 80,374 | $24.4M | 2.6% | +29,212+57.1% | Added | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 366,874 | $25.7M | 2.7% | +9,509+2.7% | Added | – |
| AAPLApple Inc. | Stock | 144,110 | $27.7M | 2.9% | −8,133−5.3% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 75,143 | $28.3M | 3.0% | +790+1.1% | Added | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 399,879 | $33.2M | 3.5% | +12,524+3.2% | Added | – |
Sold out since Q3 2023 (10)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| WPCW. P. Carey Inc. | COM | 47,202 | $2.55M | 0.3% | History |
| KMXCarMax Inc | COM | 6,263 | $443.0K | 0.1% | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 3,793 | $335.9K | <0.1% | – |
| EVNEaton Vance Municipal Income Trust | SH BEN INT | 36,500 | $325.2K | <0.1% | History |
| MHIPioneer Municipal High Income Fund, Inc. | COM SHS | 41,102 | $297.2K | <0.1% | History |
| GTESGates Industrial Corp Ltd. | ORD SHS | 22,750 | $264.1K | <0.1% | History |
| HUMHumana Inc | Stock | 500 | $243.3K | <0.1% | History |
| RFMZRiverNorth Flexible Municipal Income Fund II, Inc. | COM | 11,500 | $141.7K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 10,315 | $14.6K | <0.1% | History |
| ENGEnglobal Corp | COM | 30,122 | $10.2K | <0.1% | History |