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Livermore
Livermore
ZHEN

Austin Private Wealth, LLC

SEC CIK
0001800328
Latest filing
Jan 20, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 8, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
164
−10 vs. Q2 2023
Portfolio value
$691.3M
−$933.9K (−0.1%) vs. Q2 2023
Filed
Nov 8, 2023
SEC
Holdings of Austin Private Wealth, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF1,989,740$100.0M14.5%+507,942+34.3%Added–
Vanguard Scottsdale FDS92206C730VNG RUS1000IDX387,651$75.5M10.9%−12,399−3.1%Reduced–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF944,849$34.9M5.0%+1,884+0.2%Added–
iShares Tr464288414NATIONAL MUN ETF328,934$33.7M4.9%+20,133+6.5%Added–
Vanguard Intermediate-Term Bond ETF921937819ETF440,778$31.9M4.6%+10,219+2.4%Added–
iShares Tr464288885EAFE GRWTH ETF364,188$31.4M4.5%−27,030−6.9%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF634,168$27.7M4.0%+13,502+2.2%Added–
iShares Tr464288877EAFE VALUE ETF540,536$26.4M3.8%+200,446+58.9%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF192,488$25.4M3.7%−68,068−26.1%Reduced–
Schwab US Aggregate Bond ETF808524839ETF474,837$21.0M3.0%−28,953−5.7%Reduced–
iShares Tr46434V613CORE UNIVRSL USD356,565$15.6M2.3%−16,424−4.4%Reduced–
iShares Tr464287622RUS 1000 ETF65,850$15.5M2.2%−2,179−3.2%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF319,408$12.5M1.8%+8,344+2.7%Added–
iShares Tr464288273EAFE SML CP ETF216,759$12.2M1.8%+3,202+1.5%Added–
AAPLApple Inc.Stock68,490$11.7M1.7%+12,062+21.4%AddedHistory
iShares Tr46435G425ESG AWR MSCI USA124,033$11.6M1.7%−51,907−29.5%Reduced–
iShares Tr46434V860TRS FLT RT BD207,729$10.5M1.5%+207,729New–
iShares Tr464288588MBS ETF117,101$10.4M1.5%−35,931−23.5%Reduced–
iShares Core MSCI Emerging Markets ETF46434G103ETF215,682$10.3M1.5%−102,873−32.3%Reduced–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX115,639$8.26M1.2%−12,737−9.9%Reduced–
PIMCO ETF Tr72201R718ENHNCD LW DUR AC80,702$7.56M1.1%+243+0.3%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF102,536$7.42M1.1%−17,917−14.9%Reduced–
iShares Tr46428743220 YR TR BD ETF81,703$7.25M1.0%+81,703New–
Schwab US Tips ETF808524870ETF138,723$7.00M1.0%+138,723New–
iShares S&P 500 Growth ETF464287309ETF99,770$6.83M1.0%+99,770New–
iShares Tr464287721U.S. TECH ETF64,832$6.80M1.0%−63,617−49.5%Reduced–
MSFTMicrosoft CorpStock20,353$6.43M0.9%+328+1.6%AddedHistory
iShares Tr464288158SHRT NAT MUN ETF53,370$5.49M0.8%+1,793+3.5%Added–
iShares Core S&P Mid-Cap ETF464287507ETF18,708$4.66M0.7%+15,964+581.8%Added–
XOMExxonMobil Holdings CorpCOM39,565$4.65M0.7%+644+1.7%AddedHistory
TSLATesla, Inc.Stock16,257$4.07M0.6%+248+1.5%AddedHistory
Schwab Strategic Tr8085246985 10YR CORP BD91,971$3.88M0.6%+91,971New–
iShares U.S. Treasury Bond ETF46429B267ETF155,948$3.44M0.5%−412,129−72.5%Reduced–
NVDANVIDIA CorpStock7,654$3.33M0.5%+421+5.8%AddedHistory
AMZNAmazon Com IncStock24,595$3.13M0.5%+3,863+18.6%AddedHistory
GOOGAlphabet Inc.Stock22,259$2.93M0.4%−245−1.1%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF6,851$2.93M0.4%+219+3.3%AddedHistory
iShares Tr46435U713US INFRASTRUC76,729$2.81M0.4%+7,717+11.2%Added–
iShares Tips Bond ETF464287176ETF23,693$2.46M0.4%+23,693New–
Schwab Fundamental U.S. Large Company ETF808524771ETF36,756$2.06M0.3%−567−1.5%Reduced–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF65,756$2.04M0.3%+2,438+3.9%Added–
WDAYWorkday, Inc.CL A9,167$1.97M0.3%+36+0.4%AddedHistory
iShares Core S&P 500 ETF464287200ETF4,542$1.95M0.3%−421−8.5%Reduced–
GOOGLAlphabet Inc.Stock13,757$1.80M0.3%−25−0.2%ReducedHistory
Ssga Active Tr78470P408STATE STREET US41,344$1.71M0.2%+1,379+3.5%Added–
SPDR Index Shs FDS78463X509ST PORT MARK ETF49,336$1.66M0.2%+10,423+26.8%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF6,484$1.38M0.2%+4+0.1%Added–
JNJJohnson & JohnsonStock8,695$1.35M0.2%+2,604+42.8%AddedHistory
IAUiShares Gold TrustETF36,820$1.29M0.2%−990−2.6%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF8,156$1.27M0.2%−502−5.8%Reduced–
CVXChevron CorpStock7,490$1.26M0.2%+440+6.2%AddedHistory
BlackRock ETF Trust09290C509ISHA US AWAR ETF25,347$1.19M0.2%+7,262+40.2%Added–
iShares Tr464288281JPMORGAN USD EMG13,397$1.11M0.2%+271+2.1%Added–
METAMeta Platforms, Inc.Stock3,587$1.08M0.2%+621+20.9%AddedHistory
Schwab Fundamental U.S. Small Company ETF808524763ETF21,914$1.06M0.2%−139−0.6%Reduced–
JPMJPMorgan Chase & CoStock7,300$1.06M0.2%+260+3.7%AddedHistory
VVisa Inc.Stock4,505$1.04M0.1%+164+3.8%AddedHistory
ORCLOracle CorpStock9,505$1.01M0.1%+63+0.7%AddedHistory
Invesco QQQ Trust Series I46090E103ETF2,596$930.2K0.1%+4+0.2%Added–
WMTWalmart Inc.Stock5,792$926.3K0.1%+333+6.1%AddedHistory
Schwab Fundamental Emerging Markets Equity ETF808524730ETF34,765$911.5K0.1%−604−1.7%Reduced–
AVGOBroadcom Inc.Stock1,078$895.4K0.1%−196−15.4%ReducedHistory
SPDR Series Trust78468R721STATE STREET SPD20,211$883.2K0.1%−493−2.4%Reduced–
iShares Tr464288570ESG MSCI KLD ETF10,761$876.1K0.1%−472−4.2%Reduced–
iShares Tr46436E767ESG MSCI USA ETF23,981$831.2K0.1%−1,461−5.7%Reduced–
NEWRNew Relic, Inc.COM9,624$824.0K0.1%00.0%UnchangedHistory
PGProcter & Gamble CoStock5,512$804.0K0.1%+333+6.4%AddedHistory
iShares Tr46435G193ESG AWRE USD ETF34,859$758.5K0.1%−1,832−5.0%Reduced–
BRK.BBerkshire Hathaway IncStock2,043$715.7K0.1%−8−0.4%ReducedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF7,749$711.5K0.1%+2,594+50.3%Added–
COPConocoPhillipsStock5,816$696.8K0.1%+375+6.9%AddedHistory
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF34,642$687.0K0.1%−4,708−12.0%Reduced–
Schwab US Dividend Equity ETF808524797ETF9,552$675.9K0.1%−22,918−70.6%Reduced–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF14,534$658.4K0.1%+1,623+12.6%Added–
Ssga Active ETF Tr78467V608ST STR BL LN ETF14,231$596.7K0.1%−2,259−13.7%Reduced–
SPDR Series Trust78468R622ST BLOO HIGH ETF6,572$594.1K0.1%−1,149−14.9%Reduced–
SPDR Series Trust78464A664ST LON TREAS ETF22,454$587.2K0.1%−3,729−14.2%Reduced–
iShares Tr46436E759ESG EAFE ETF10,271$586.4K0.1%+130+1.3%Added–
ADBEAdobe Inc.Stock1,121$571.6K0.1%+36+3.3%AddedHistory
PEPPepsiCo IncStock3,346$567.0K0.1%−185−5.2%ReducedHistory
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF19,200$562.9K0.1%+169+0.9%Added–
ABBVAbbVie Inc.Stock3,761$560.6K0.1%+336+9.8%AddedHistory
MCDMcDonalds CorpStock2,092$551.2K0.1%+106+5.3%AddedHistory
TXNTexas Instruments IncStock3,466$551.1K0.1%−49−1.4%ReducedHistory
UNHUnitedHealth Group IncStock1,084$546.5K0.1%+76+7.5%AddedHistory
MRKMerck & Co., Inc.Stock5,241$539.6K0.1%−425−7.5%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF3,256$533.8K0.1%00.0%Unchanged–
iShares Tr46436E619ESG ADVAN ETF13,042$532.8K0.1%+616+5.0%Added–
PSXPhillips 66Stock4,366$524.6K0.1%−41−0.9%ReducedHistory
PYPLPayPal Holdings, Inc.Stock8,881$519.2K0.1%−33−0.4%ReducedHistory
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF11,694$512.1K0.1%+442+3.9%Added–
SPDR Index Shs FDS78463X871ST INTL CAP ETF16,768$488.6K0.1%+956+6.0%Added–
HDHome Depot, Inc.Stock1,598$482.9K0.1%+127+8.6%AddedHistory
PFEPfizer IncStock14,383$477.1K0.1%+2,135+17.4%AddedHistory
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF5,136$468.6K0.1%00.0%Unchanged–
Vanguard Star FDS921909768VG TL INTL STK F8,734$467.4K0.1%−40−0.5%Reduced–
MCKMcKesson CorpStock1,067$464.0K0.1%−54−4.8%ReducedHistory
iShares Tr46435G516ESG AW MSCI EAFE6,702$463.3K0.1%−2,675−28.5%Reduced–
CRMSalesforce, Inc.Stock2,104$426.6K0.1%+138+7.0%AddedHistory
WPCW. P. Carey Inc.COM7,885$426.4K0.1%−1,154−12.8%ReducedHistory

Options (21)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Austin Private Wealth, LLC in Q3 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$2.56K–
Invesco QQQ Trust Series I46090E103ETF$1.43K–
NVDANVIDIA CorpStock$870$43
AAPLApple Inc.Stock$410$274
AMZNAmazon Com IncStock$381$128
AVGOBroadcom Inc.Stock–$415
TSLATesla, Inc.Stock–$350
ZSZscaler, Inc.Stock–$311
METAMeta Platforms, Inc.Stock–$270
GOOGLAlphabet Inc.Stock$65$196
JPMJPMorgan Chase & CoStock–$219
PINSPinterest, Inc.CL A$163–
BACBank of America CorpStock–$109
MSFTMicrosoft CorpStock–$95
INTCIntel CorpStock$89–
LLYEli Lilly & CoStock–$54
ORCLOracle CorpStock–$53
AMDAdvanced Micro Devices IncStock–$51
PANWPalo Alto Networks IncStock–$47
IBMInternational Business Machines CorpStock–$28
CATCaterpillar IncStock–$27

Sold out since Q2 2023 (23)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Austin Private Wealth, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
iShares Tr46428865310-20 YR TRS ETF35,131$3.89M0.6%–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 14,747$1.63M0.2%History
iShares Inc464286426MSCI EM ASIA ETF19,265$1.27M0.2%–
iShares Tr46435G474FALN ANGLS USD43,553$1.10M0.2%–
SPDR Index Shs FDS78463X103PORTFLO EURP ETF17,357$668.4K0.1%–
SPDR Series Trust78464A151SST SPDR BLOOMBE9,105$258.4K<0.1%–
EFXEquifax IncCOM1,070$251.8K<0.1%History
ABTAbbott LaboratoriesStock2,294$250.1K<0.1%History
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF3,511$245.6K<0.1%–
FTNTFortinet, Inc.Stock3,243$245.1K<0.1%History
SPDR Series Trust78464A607ST STR DOW REIT2,514$227.4K<0.1%–
CEGConstellation Energy CorpStock2,470$226.1K<0.1%History
LOWLowes Companies IncStock977$220.5K<0.1%History
SPDR Index Shs FDS78463X855S&P GBLINF ETF3,979$212.4K<0.1%–
Vanguard Morningstar Value ETF922908744ETF1,468$208.6K<0.1%–
iShares Tr46435G342MORTGE REL ETF8,760$206.7K<0.1%–
State Street Energy Select Sector SPDR ETF81369Y506ETF1,838$149.2K<0.1%–
EXCExelon CorpStock3,504$142.8K<0.1%History
MSMorgan StanleyStock1,464$125.0K<0.1%History
DEDeere & CoStock162$65.6K<0.1%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR440$44.4K<0.1%History
APAAPA CorpStock1,000$34.2K<0.1%History
FCXFreeport-McMoran IncStock101$4.05K<0.1%History