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Bleichroeder LP

SEC CIK
0001781002
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
97
+5 vs. Q2 2021
Portfolio value
$613.1M
−$49.8M (−7.5%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Bleichroeder LP in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
GLDSPDR Gold TrustETF475,000$78.0M12.7%00.0%UnchangedHistory
LINLinde PLCSHS192,627$56.5M9.2%00.0%UnchangedHistory
BCBrunswick CorpCOM500,000$47.6M7.8%00.0%UnchangedHistory
INVEINVE Technologies, Inc.COM NEW2,196,389$41.4M6.7%00.0%UnchangedHistory
RPRXRoyalty Pharma plcSHS CLASS A1,115,980$40.3M6.6%+915,980+458.0%AddedHistory
DRRXDurect CorpCOM26,414,656$33.8M5.5%00.0%UnchangedHistory
IVACIntevac IncCOM4,949,355$23.7M3.9%00.0%UnchangedHistory
Pioneer Merger Corp.G7S24C103CL A SHS2,125,000$21.1M3.4%00.0%Unchanged–
SPGIS&P Global Inc.Stock40,000$17.0M2.8%00.0%UnchangedHistory
IDNIntellicheck, Inc.COM NEW2,073,583$17.0M2.8%00.0%UnchangedHistory
THOThor Industries IncCOM109,753$13.5M2.2%00.0%UnchangedHistory
CDXSCodexis, Inc.COM579,116$13.5M2.2%00.0%UnchangedHistory
Corsair Partnering CorpG2540H108SHS CL A1,250,000$12.3M2.0%+1,250,000New–
MRNSMarinus Pharmaceuticals, Inc.COM NEW1,062,500$12.1M2.0%00.0%UnchangedHistory
LIQTLiqtech International IncCOM2,170,948$11.9M1.9%+12,500+0.6%AddedHistory
HLTHCue Health Inc.COM1,000,000$11.8M1.9%+1,000,000NewHistory
Liberty Media Corp Del531229607COM C SIRIUSXM236,396$11.2M1.8%00.0%Unchanged–
FNCHFinch Therapeutics Group, Inc.COM810,416$10.5M1.7%00.0%UnchangedHistory
EQRXEQRx, Inc.CLASS A COM1,000,000$9.92M1.6%00.0%UnchangedHistory
ISLEIsleworth Healthcare Acquisition Corp.COM1,000,000$9.83M1.6%00.0%UnchangedHistory
BXBlackstone Inc.COM80,000$9.31M1.5%00.0%UnchangedHistory
OPTUOptimum Communications, Inc.CL A378,600$7.84M1.3%−350,000−48.0%ReducedHistory
SONOSonos IncCOM216,400$7.00M1.1%+151,400+232.9%AddedHistory
TCDATricida, Inc.COM1,300,000$6.03M1.0%+1,300,000NewHistory
TLMDSOC Telemed, Inc.COM CL A2,214,900$5.01M0.8%+2,214,900NewHistory
LRNStride, Inc.COM137,052$4.93M0.8%+137,052NewHistory
JPMJPMorgan Chase & CoStock30,000$4.91M0.8%00.0%UnchangedHistory
Liberty Media Corp531229409COM A SIRIUSXM103,602$4.89M0.8%00.0%Unchanged–
AXPAmerican Express CoStock25,000$4.19M0.7%00.0%UnchangedHistory
Alliance Entertainment Holding Corp00653H102COM CL A400,000$3.92M0.6%00.0%Unchanged–
ISPCiSpecimen Inc.COM618,180$3.61M0.6%+17,889+3.0%AddedHistory
VVNTVivint Smart Home, Inc.COM CL A379,200$3.58M0.6%+379,200NewHistory
IRBTiRobot CorpCOM42,450$3.33M0.5%+42,450NewHistory
GBTGlobal Blood Therapeutics, Inc.COM125,000$3.19M0.5%+25,000+25.0%AddedHistory
DNTHDianthus Therapeutics, Inc.COM434,400$3.16M0.5%00.0%UnchangedHistory
MXCTMaxcyte, Inc.COM250,000$3.03M0.5%+250,000NewHistory
ATIPATI Physical Therapy, Inc.COM CL A754,083$2.87M0.5%+754,083NewHistory
DUOTDuos Technologies Group, Inc.COM453,616$2.81M0.5%00.0%UnchangedHistory
EPDEnterprise Products Partners L.P.Stock126,301$2.73M0.4%00.0%UnchangedHistory
CUECue Biopharma, Inc.COM175,000$2.55M0.4%00.0%UnchangedHistory
CRISCuris IncCOM NEW311,978$2.44M0.4%00.0%UnchangedHistory
B Riley Principal 150 Merger05601V103COM CL A225,000$2.19M0.4%00.0%Unchanged–
B Riley Prin 250 Merger Corp05602L104CLASS A COM225,000$2.17M0.4%+225,000New–
LBTYKLiberty Global Ltd.SHS CL C69,618$2.05M0.3%00.0%UnchangedHistory
TVGrupo Televisa, S.A.B.SPON ADR REP ORD150,000$1.65M0.3%00.0%UnchangedHistory
ONDSOndas Inc.COM NEW179,392$1.64M0.3%+179,392NewHistory
Healthcare Services Acqu Cor42227K104COM CL A150,000$1.46M0.2%00.0%Unchanged–
PYPLPayPal Holdings, Inc.Stock5,000$1.30M0.2%00.0%UnchangedHistory
QUMUQumu CorpCOM500,000$1.24M0.2%00.0%UnchangedHistory
VATEINNOVATE Corp.COM274,799$1.13M0.2%00.0%UnchangedHistory
CELCCelcuity Inc.COM50,000$900.0K0.1%00.0%UnchangedHistory
SLGCSomaLogic, Inc.CLASS A COM70,100$869.0K0.1%+70,100NewHistory
INFIInfinity Pharmaceuticals, Inc.COM250,000$855.0K0.1%00.0%UnchangedHistory
BKTIBK Technologies CorpCOM300,000$848.0K0.1%00.0%UnchangedHistory
Pioneer Merger Corp.G7S24C111*W EXP 01/07/202708,333$779.0K0.1%00.0%Unchanged–
WGSGeneDx Holdings Corp.COMMON STOCK100,000$759.0K0.1%+100,000NewHistory
ARKO Corp.041242116*W EXP 12/22/202333,333$727.0K0.1%00.0%Unchanged–
YEXTYext, Inc.COM60,000$722.0K0.1%00.0%UnchangedHistory
LBTYALiberty Global Ltd.SHS CL A22,989$685.0K0.1%00.0%UnchangedHistory
RIBTRiceBran TechnologiesCOM NEW1,000,000$590.0K0.1%00.0%UnchangedHistory
ICCCImmucell CorpCOM PAR60,607$567.0K0.1%00.0%UnchangedHistory
BATRKAtlanta Braves Holdings, Inc.COM C BRAVES GRP20,717$547.0K0.1%00.0%UnchangedHistory
RTXRTX CorpStock6,000$516.0K0.1%00.0%UnchangedHistory
CM Life Sciences III Inc125841114*W EXP 04/30/202200,000$428.0K0.1%00.0%Unchanged–
OppFi Inc.68386H111*W EXP 07/20/202250,000$385.0K0.1%+250,000New–
LHXL3HARRIS Technologies, Inc.Stock1,600$352.0K0.1%00.0%UnchangedHistory
Corsair Partnering CorpG2540H116*W EXP 07/06/202416,666$317.0K0.1%+416,666New–
CARRCarrier Global CorpStock6,000$311.0K0.1%00.0%UnchangedHistory
BATRAAtlanta Braves Holdings, Inc.COM A BRAVES GRP10,356$279.0K<0.1%00.0%UnchangedHistory
Isleworth Healthcare Acqu Co46468P110*W EXP 08/02/202500,000$275.0K<0.1%00.0%Unchanged–
OTISOtis Worldwide CorpStock3,000$247.0K<0.1%00.0%UnchangedHistory
LILAKLiberty Latin America Ltd.COM CL C16,522$217.0K<0.1%00.0%UnchangedHistory
Starz Entertainment Corp535919500CL B NON VTG16,413$213.0K<0.1%00.0%Unchanged–
XFORX4 Pharmaceuticals, IncCOM35,730$189.0K<0.1%00.0%UnchangedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR12,540$173.0K<0.1%00.0%UnchangedHistory
Roth CH Acquisition III Co77867Q102COM15,000$149.0K<0.1%00.0%Unchanged–
BNYBank of New York Mellon CorpStock2,000$104.0K<0.1%00.0%UnchangedHistory
Adara Acquisition Corp00653H110*W EXP 02/11/202200,000$103.0K<0.1%00.0%Unchanged–
CDNSCadence Design Systems IncStock525$80.0K<0.1%00.0%UnchangedHistory
XLNXXilinx IncCOM530$80.0K<0.1%00.0%UnchangedHistory
TERTeradyne, IncStock600$66.0K<0.1%00.0%UnchangedHistory
XOMExxonMobil Holdings CorpCOM1,075$63.0K<0.1%00.0%UnchangedHistory
B Riley Principal 150 Merger05601V111*W EXP 03/01/20275,000$58.0K<0.1%00.0%Unchanged–
ABBVAbbVie Inc.Stock515$56.0K<0.1%00.0%UnchangedHistory
MOAltria Group, Inc.Stock1,200$55.0K<0.1%00.0%UnchangedHistory
LITELumentum Holdings Inc.COM660$55.0K<0.1%00.0%UnchangedHistory
LILALiberty Latin America Ltd.COM CL A4,017$53.0K<0.1%00.0%UnchangedHistory
B Riley Prin 250 Merger Corp05602L112*W EXP 04/01/20275,000$53.0K<0.1%+75,000New–
Healthcare Services Acqu Cor42227K112*W EXP 99/99/99975,000$50.0K<0.1%00.0%Unchanged–
SLGCWSomaLogic, Inc.*W EXP 03/01/20214,020$48.0K<0.1%+14,020NewHistory
TAT&T Inc.Stock1,650$45.0K<0.1%00.0%UnchangedHistory
ASTRAstra Space, Inc.Common Stock4,773$41.0K<0.1%+4,773NewHistory
Roth CH Acquisition III Co77867Q110*W EXP 02/26/2023,750$5.00K<0.1%00.0%Unchanged–
Cazoo Group LtdG2007L113*W EXP 08/26/2022,500$4.00K<0.1%+2,500New–
AVNWAviat Networks, Inc.COM NEW66$2.00K<0.1%00.0%UnchangedHistory
ADEAAdeia Inc.COM90$2.00K<0.1%00.0%UnchangedHistory
Independence Holdings CorpG4761A101CLASS A ORD SHS54,711––+54,711New–

Sold out since Q2 2021 (15)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Bleichroeder LP sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
FLNAFilana Therapeutics, Inc.COM375,000$32.0M4.8%History
GRAW R Grace & CoCOM200,934$13.9M2.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT913,347$13.5M2.0%History
FATEFate Therapeutics IncCOM100,000$8.68M1.3%History
NSNuStar Energy L.P.UNIT COM435,500$7.86M1.2%History
CNSTConstellation Pharmaceuticals IncCOM182,500$6.17M0.9%History
NGLNGL Energy Partners LPCOM UNIT REPST2,112,695$5.03M0.8%History
AMPAmeriprise Financial IncCOM15,993$3.98M0.6%History
IHCIndependence Holding CoCOM NEW54,711$2.53M0.4%History
B Riley Prin 250 Merger Corp05602L203UNIT 04/06/2026225,000$2.24M0.3%–
CM Life Sciences II Inc125842104CL A70,100$859.0K0.1%–
FG New Amer Acquisition Corp30259V205UNIT 08/31/2027250,000$550.0K0.1%–
Ajax IG0190X100COM10,000$100.0K<0.1%–
CM Life Sciences II Inc125842112*W EXP 03/01/20214,020$76.0K<0.1%–
Ajax IG0190X126*W EXP 10/27/2022,500$5.00K<0.1%–