Bleichroeder LP
- SEC CIK
- 0001781002
- Latest filing
- Aug 13, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 97
- +5 vs. Q2 2021
- Portfolio value
- $613.1M
- −$49.8M (−7.5%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AVNWAviat Networks, Inc. | COM NEW | 66 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| ADEAAdeia Inc. | COM | 90 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| Cazoo Group LtdG2007L113 | *W EXP 08/26/202 | 2,500 | $4.00K | <0.1% | +2,500 | New | – |
| Roth CH Acquisition III Co77867Q110 | *W EXP 02/26/202 | 3,750 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| ASTRAstra Space, Inc. | Common Stock | 4,773 | $41.0K | <0.1% | +4,773 | New | History |
| TAT&T Inc. | Stock | 1,650 | $45.0K | <0.1% | 00.0% | Unchanged | History |
| SLGCWSomaLogic, Inc. | *W EXP 03/01/202 | 14,020 | $48.0K | <0.1% | +14,020 | New | History |
| Healthcare Services Acqu Cor42227K112 | *W EXP 99/99/999 | 75,000 | $50.0K | <0.1% | 00.0% | Unchanged | – |
| LILALiberty Latin America Ltd. | COM CL A | 4,017 | $53.0K | <0.1% | 00.0% | Unchanged | History |
| B Riley Prin 250 Merger Corp05602L112 | *W EXP 04/01/202 | 75,000 | $53.0K | <0.1% | +75,000 | New | – |
| MOAltria Group, Inc. | Stock | 1,200 | $55.0K | <0.1% | 00.0% | Unchanged | History |
| LITELumentum Holdings Inc. | COM | 660 | $55.0K | <0.1% | 00.0% | Unchanged | History |
| ABBVAbbVie Inc. | Stock | 515 | $56.0K | <0.1% | 00.0% | Unchanged | History |
| B Riley Principal 150 Merger05601V111 | *W EXP 03/01/202 | 75,000 | $58.0K | <0.1% | 00.0% | Unchanged | – |
| XOMExxonMobil Holdings Corp | COM | 1,075 | $63.0K | <0.1% | 00.0% | Unchanged | History |
| TERTeradyne, Inc | Stock | 600 | $66.0K | <0.1% | 00.0% | Unchanged | History |
| CDNSCadence Design Systems Inc | Stock | 525 | $80.0K | <0.1% | 00.0% | Unchanged | History |
| XLNXXilinx Inc | COM | 530 | $80.0K | <0.1% | 00.0% | Unchanged | History |
| Adara Acquisition Corp00653H110 | *W EXP 02/11/202 | 200,000 | $103.0K | <0.1% | 00.0% | Unchanged | – |
| BNYBank of New York Mellon Corp | Stock | 2,000 | $104.0K | <0.1% | 00.0% | Unchanged | History |
| Roth CH Acquisition III Co77867Q102 | COM | 15,000 | $149.0K | <0.1% | 00.0% | Unchanged | – |
| PHYSSprott Physical Gold Trust | PHYSICAL GOLD TR | 12,540 | $173.0K | <0.1% | 00.0% | Unchanged | History |
| XFORX4 Pharmaceuticals, Inc | COM | 35,730 | $189.0K | <0.1% | 00.0% | Unchanged | History |
| Starz Entertainment Corp535919500 | CL B NON VTG | 16,413 | $213.0K | <0.1% | 00.0% | Unchanged | – |
| LILAKLiberty Latin America Ltd. | COM CL C | 16,522 | $217.0K | <0.1% | 00.0% | Unchanged | History |
| OTISOtis Worldwide Corp | Stock | 3,000 | $247.0K | <0.1% | 00.0% | Unchanged | History |
| Isleworth Healthcare Acqu Co46468P110 | *W EXP 08/02/202 | 500,000 | $275.0K | <0.1% | 00.0% | Unchanged | – |
| BATRAAtlanta Braves Holdings, Inc. | COM A BRAVES GRP | 10,356 | $279.0K | <0.1% | 00.0% | Unchanged | History |
| CARRCarrier Global Corp | Stock | 6,000 | $311.0K | 0.1% | 00.0% | Unchanged | History |
| Corsair Partnering CorpG2540H116 | *W EXP 07/06/202 | 416,666 | $317.0K | 0.1% | +416,666 | New | – |
| LHXL3HARRIS Technologies, Inc. | Stock | 1,600 | $352.0K | 0.1% | 00.0% | Unchanged | History |
| OppFi Inc.68386H111 | *W EXP 07/20/202 | 250,000 | $385.0K | 0.1% | +250,000 | New | – |
| CM Life Sciences III Inc125841114 | *W EXP 04/30/202 | 200,000 | $428.0K | 0.1% | 00.0% | Unchanged | – |
| RTXRTX Corp | Stock | 6,000 | $516.0K | 0.1% | 00.0% | Unchanged | History |
| BATRKAtlanta Braves Holdings, Inc. | COM C BRAVES GRP | 20,717 | $547.0K | 0.1% | 00.0% | Unchanged | History |
| ICCCImmucell Corp | COM PAR | 60,607 | $567.0K | 0.1% | 00.0% | Unchanged | History |
| RIBTRiceBran Technologies | COM NEW | 1,000,000 | $590.0K | 0.1% | 00.0% | Unchanged | History |
| LBTYALiberty Global Ltd. | SHS CL A | 22,989 | $685.0K | 0.1% | 00.0% | Unchanged | History |
| YEXTYext, Inc. | COM | 60,000 | $722.0K | 0.1% | 00.0% | Unchanged | History |
| ARKO Corp.041242116 | *W EXP 12/22/202 | 333,333 | $727.0K | 0.1% | 00.0% | Unchanged | – |
| WGSGeneDx Holdings Corp. | COMMON STOCK | 100,000 | $759.0K | 0.1% | +100,000 | New | History |
| Pioneer Merger Corp.G7S24C111 | *W EXP 01/07/202 | 708,333 | $779.0K | 0.1% | 00.0% | Unchanged | – |
| BKTIBK Technologies Corp | COM | 300,000 | $848.0K | 0.1% | 00.0% | Unchanged | History |
| INFIInfinity Pharmaceuticals, Inc. | COM | 250,000 | $855.0K | 0.1% | 00.0% | Unchanged | History |
| SLGCSomaLogic, Inc. | CLASS A COM | 70,100 | $869.0K | 0.1% | +70,100 | New | History |
| CELCCelcuity Inc. | COM | 50,000 | $900.0K | 0.1% | 00.0% | Unchanged | History |
| VATEINNOVATE Corp. | COM | 274,799 | $1.13M | 0.2% | 00.0% | Unchanged | History |
| QUMUQumu Corp | COM | 500,000 | $1.24M | 0.2% | 00.0% | Unchanged | History |
| PYPLPayPal Holdings, Inc. | Stock | 5,000 | $1.30M | 0.2% | 00.0% | Unchanged | History |
| Healthcare Services Acqu Cor42227K104 | COM CL A | 150,000 | $1.46M | 0.2% | 00.0% | Unchanged | – |
| ONDSOndas Inc. | COM NEW | 179,392 | $1.64M | 0.3% | +179,392 | New | History |
| TVGrupo Televisa, S.A.B. | SPON ADR REP ORD | 150,000 | $1.65M | 0.3% | 00.0% | Unchanged | History |
| LBTYKLiberty Global Ltd. | SHS CL C | 69,618 | $2.05M | 0.3% | 00.0% | Unchanged | History |
| B Riley Prin 250 Merger Corp05602L104 | CLASS A COM | 225,000 | $2.17M | 0.4% | +225,000 | New | – |
| B Riley Principal 150 Merger05601V103 | COM CL A | 225,000 | $2.19M | 0.4% | 00.0% | Unchanged | – |
| CRISCuris Inc | COM NEW | 311,978 | $2.44M | 0.4% | 00.0% | Unchanged | History |
| CUECue Biopharma, Inc. | COM | 175,000 | $2.55M | 0.4% | 00.0% | Unchanged | History |
| EPDEnterprise Products Partners L.P. | Stock | 126,301 | $2.73M | 0.4% | 00.0% | Unchanged | History |
| DUOTDuos Technologies Group, Inc. | COM | 453,616 | $2.81M | 0.5% | 00.0% | Unchanged | History |
| ATIPATI Physical Therapy, Inc. | COM CL A | 754,083 | $2.87M | 0.5% | +754,083 | New | History |
| MXCTMaxcyte, Inc. | COM | 250,000 | $3.03M | 0.5% | +250,000 | New | History |
| DNTHDianthus Therapeutics, Inc. | COM | 434,400 | $3.16M | 0.5% | 00.0% | Unchanged | History |
| GBTGlobal Blood Therapeutics, Inc. | COM | 125,000 | $3.19M | 0.5% | +25,000+25.0% | Added | History |
| IRBTiRobot Corp | COM | 42,450 | $3.33M | 0.5% | +42,450 | New | History |
| VVNTVivint Smart Home, Inc. | COM CL A | 379,200 | $3.58M | 0.6% | +379,200 | New | History |
| ISPCiSpecimen Inc. | COM | 618,180 | $3.61M | 0.6% | +17,889+3.0% | Added | History |
| Alliance Entertainment Holding Corp00653H102 | COM CL A | 400,000 | $3.92M | 0.6% | 00.0% | Unchanged | – |
| AXPAmerican Express Co | Stock | 25,000 | $4.19M | 0.7% | 00.0% | Unchanged | History |
| Liberty Media Corp531229409 | COM A SIRIUSXM | 103,602 | $4.89M | 0.8% | 00.0% | Unchanged | – |
| JPMJPMorgan Chase & Co | Stock | 30,000 | $4.91M | 0.8% | 00.0% | Unchanged | History |
| LRNStride, Inc. | COM | 137,052 | $4.93M | 0.8% | +137,052 | New | History |
| TLMDSOC Telemed, Inc. | COM CL A | 2,214,900 | $5.01M | 0.8% | +2,214,900 | New | History |
| TCDATricida, Inc. | COM | 1,300,000 | $6.03M | 1.0% | +1,300,000 | New | History |
| SONOSonos Inc | COM | 216,400 | $7.00M | 1.1% | +151,400+232.9% | Added | History |
| OPTUOptimum Communications, Inc. | CL A | 378,600 | $7.84M | 1.3% | −350,000−48.0% | Reduced | History |
| BXBlackstone Inc. | COM | 80,000 | $9.31M | 1.5% | 00.0% | Unchanged | History |
| ISLEIsleworth Healthcare Acquisition Corp. | COM | 1,000,000 | $9.83M | 1.6% | 00.0% | Unchanged | History |
| EQRXEQRx, Inc. | CLASS A COM | 1,000,000 | $9.92M | 1.6% | 00.0% | Unchanged | History |
| FNCHFinch Therapeutics Group, Inc. | COM | 810,416 | $10.5M | 1.7% | 00.0% | Unchanged | History |
| Liberty Media Corp Del531229607 | COM C SIRIUSXM | 236,396 | $11.2M | 1.8% | 00.0% | Unchanged | – |
| HLTHCue Health Inc. | COM | 1,000,000 | $11.8M | 1.9% | +1,000,000 | New | History |
| LIQTLiqtech International Inc | COM | 2,170,948 | $11.9M | 1.9% | +12,500+0.6% | Added | History |
| MRNSMarinus Pharmaceuticals, Inc. | COM NEW | 1,062,500 | $12.1M | 2.0% | 00.0% | Unchanged | History |
| Corsair Partnering CorpG2540H108 | SHS CL A | 1,250,000 | $12.3M | 2.0% | +1,250,000 | New | – |
| CDXSCodexis, Inc. | COM | 579,116 | $13.5M | 2.2% | 00.0% | Unchanged | History |
| THOThor Industries Inc | COM | 109,753 | $13.5M | 2.2% | 00.0% | Unchanged | History |
| IDNIntellicheck, Inc. | COM NEW | 2,073,583 | $17.0M | 2.8% | 00.0% | Unchanged | History |
| SPGIS&P Global Inc. | Stock | 40,000 | $17.0M | 2.8% | 00.0% | Unchanged | History |
| Pioneer Merger Corp.G7S24C103 | CL A SHS | 2,125,000 | $21.1M | 3.4% | 00.0% | Unchanged | – |
| IVACIntevac Inc | COM | 4,949,355 | $23.7M | 3.9% | 00.0% | Unchanged | History |
| DRRXDurect Corp | COM | 26,414,656 | $33.8M | 5.5% | 00.0% | Unchanged | History |
| RPRXRoyalty Pharma plc | SHS CLASS A | 1,115,980 | $40.3M | 6.6% | +915,980+458.0% | Added | History |
| INVEINVE Technologies, Inc. | COM NEW | 2,196,389 | $41.4M | 6.7% | 00.0% | Unchanged | History |
| BCBrunswick Corp | COM | 500,000 | $47.6M | 7.8% | 00.0% | Unchanged | History |
| LINLinde PLC | SHS | 192,627 | $56.5M | 9.2% | 00.0% | Unchanged | History |
| GLDSPDR Gold Trust | ETF | 475,000 | $78.0M | 12.7% | 00.0% | Unchanged | History |
| Independence Holdings CorpG4761A101 | CLASS A ORD SHS | 54,711 | – | – | +54,711 | New | – |
Sold out since Q2 2021 (15)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| FLNAFilana Therapeutics, Inc. | COM | 375,000 | $32.0M | 4.8% | History |
| GRAW R Grace & Co | COM | 200,934 | $13.9M | 2.1% | History |
| SHLXShell Midstream Partners, L.P. | UNIT LTD INT | 913,347 | $13.5M | 2.0% | History |
| FATEFate Therapeutics Inc | COM | 100,000 | $8.68M | 1.3% | History |
| NSNuStar Energy L.P. | UNIT COM | 435,500 | $7.86M | 1.2% | History |
| CNSTConstellation Pharmaceuticals Inc | COM | 182,500 | $6.17M | 0.9% | History |
| NGLNGL Energy Partners LP | COM UNIT REPST | 2,112,695 | $5.03M | 0.8% | History |
| AMPAmeriprise Financial Inc | COM | 15,993 | $3.98M | 0.6% | History |
| IHCIndependence Holding Co | COM NEW | 54,711 | $2.53M | 0.4% | History |
| B Riley Prin 250 Merger Corp05602L203 | UNIT 04/06/2026 | 225,000 | $2.24M | 0.3% | – |
| CM Life Sciences II Inc125842104 | CL A | 70,100 | $859.0K | 0.1% | – |
| FG New Amer Acquisition Corp30259V205 | UNIT 08/31/2027 | 250,000 | $550.0K | 0.1% | – |
| Ajax IG0190X100 | COM | 10,000 | $100.0K | <0.1% | – |
| CM Life Sciences II Inc125842112 | *W EXP 03/01/202 | 14,020 | $76.0K | <0.1% | – |
| Ajax IG0190X126 | *W EXP 10/27/202 | 2,500 | $5.00K | <0.1% | – |