Occidental Asset Management, LLC
- SEC CIK
- 0001770994
- Latest filing
- Aug 7, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Oct 18, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 201
- −14 vs. Q2 2023
- Portfolio value
- $432.0M
- −$9.56M (−2.2%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 120,514 | $20.6M | 4.8% | −6,323−5.0% | Reduced | History |
| Flexshares Tr33939L670 | CRE SLCT BD FD | 817,874 | $17.3M | 4.0% | +79,107+10.7% | Added | – |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 514,956 | $16.2M | 3.7% | +41,969+8.9% | Added | – |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 346,136 | $15.1M | 3.5% | +35,291+11.4% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 54,737 | $14.6M | 3.4% | −8,859−13.9% | Reduced | – |
| NVDANVIDIA Corp | Stock | 33,456 | $14.6M | 3.4% | −461−1.4% | Reduced | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 469,249 | $13.8M | 3.2% | −15,451−3.2% | Reduced | – |
| iShares S&P 500 Value ETF464287408 | ETF | 80,156 | $12.3M | 2.9% | −1,564−1.9% | Reduced | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 224,531 | $11.4M | 2.6% | +37,668+20.2% | Added | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 153,431 | $11.3M | 2.6% | +14,024+10.1% | Added | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 464,816 | $10.2M | 2.4% | +53,090+12.9% | Added | – |
| MSFTMicrosoft Corp | Stock | 28,831 | $9.10M | 2.1% | +39+0.1% | Added | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 80,457 | $8.39M | 1.9% | +17,751+28.3% | Added | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 87,862 | $8.03M | 1.9% | +19,311+28.2% | Added | – |
| METAMeta Platforms, Inc. | Stock | 23,387 | $7.02M | 1.6% | −313−1.3% | Reduced | History |
| iShares Tr46435G672 | CORE INTL AGGR | 137,934 | $6.73M | 1.6% | +748+0.5% | Added | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 78,320 | $6.46M | 1.5% | +16,960+27.6% | Added | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 98,550 | $5.84M | 1.4% | −2,320−2.3% | Reduced | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 118,244 | $4.88M | 1.1% | −2,121−1.8% | Reduced | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 154,520 | $4.18M | 1.0% | +49,055+46.5% | Added | – |
| T Rowe Price Exchange-Traded87283Q800 | TOTAL RETURN ETF | 106,164 | $4.15M | 1.0% | +46,635+78.3% | Added | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 18,449 | $4.14M | 1.0% | +3,079+20.0% | Added | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 46,212 | $4.12M | 1.0% | +20,904+82.6% | Added | – |
| RSReliance, Inc. | COM | 14,496 | $3.80M | 0.9% | +534+3.8% | Added | History |
| HDHome Depot, Inc. | Stock | 11,144 | $3.37M | 0.8% | +209+1.9% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 6,647 | $3.35M | 0.8% | +116+1.8% | Added | History |
| HUBBHubbell Inc | COM | 10,558 | $3.31M | 0.8% | −123−1.2% | Reduced | History |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 49,461 | $3.24M | 0.8% | +9,901+25.0% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 19,563 | $3.21M | 0.7% | +3,271+20.1% | Added | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 103,117 | $3.20M | 0.7% | −118−0.1% | Reduced | – |
| CORCencora, Inc. | Stock | 17,551 | $3.16M | 0.7% | −170−1.0% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 24,843 | $3.16M | 0.7% | −391−1.5% | Reduced | History |
| WMTWalmart Inc. | Stock | 18,548 | $2.97M | 0.7% | −16−0.1% | Reduced | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 15,523 | $2.95M | 0.7% | +161+1.0% | Added | History |
| VVisa Inc. | Stock | 12,150 | $2.79M | 0.6% | +157+1.3% | Added | History |
| OKTAOkta, Inc. | CL A | 33,501 | $2.73M | 0.6% | −2,900−8.0% | Reduced | History |
| BRBroadridge Financial Solutions, Inc. | Stock | 15,233 | $2.73M | 0.6% | +175+1.2% | Added | History |
| AVTAvnet Inc | COM | 56,101 | $2.70M | 0.6% | +963+1.7% | Added | History |
| MSMorgan Stanley | Stock | 33,082 | $2.70M | 0.6% | +567+1.7% | Added | History |
| QCOMQualcomm Inc | Stock | 24,071 | $2.67M | 0.6% | +937+4.1% | Added | History |
| NTAPNetApp, Inc. | Stock | 35,116 | $2.66M | 0.6% | +523+1.5% | Added | History |
| AMATApplied Materials Inc | Stock | 19,164 | $2.65M | 0.6% | +202+1.1% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 6,641 | $2.61M | 0.6% | +376+6.0% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 17,966 | $2.61M | 0.6% | +295+1.7% | Added | History |
| EMREmerson Electric Co | Stock | 26,869 | $2.59M | 0.6% | +472+1.8% | Added | History |
| STZConstellation Brands, Inc. | Stock | 10,249 | $2.58M | 0.6% | +186+1.8% | Added | History |
| CMICummins Inc | Stock | 10,919 | $2.49M | 0.6% | +147+1.4% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 8,708 | $2.37M | 0.5% | −2,360−21.3% | Reduced | – |
| DGXQuest Diagnostics Inc | COM | 19,057 | $2.32M | 0.5% | +247+1.3% | Added | History |
| MOSMosaic Co | COM | 64,402 | $2.29M | 0.5% | +2,935+4.8% | Added | History |
| SCCOSouthern Copper Corp | Stock | 28,093 | $2.12M | 0.5% | +689+2.5% | Added | History |
| AAgilent Technologies, Inc. | COM | 18,872 | $2.11M | 0.5% | +557+3.0% | Added | History |
| CATCaterpillar Inc | Stock | 7,699 | $2.10M | 0.5% | +2,065+36.7% | Added | History |
| iShares Tr46434V449 | MSCI INTL MOMENT | 66,674 | $2.10M | 0.5% | +13,749+26.0% | Added | – |
| WisdomTree Tr97717X263 | DYNAMIC INTL EQT | 68,868 | $2.10M | 0.5% | +16,317+31.0% | Added | – |
| Schwab Fundamental International Equity ETF808524755 | ETF | 65,389 | $2.07M | 0.5% | +13,478+26.0% | Added | – |
| ADMArcher-Daniels-Midland Co | Stock | 27,080 | $2.04M | 0.5% | +1,849+7.3% | Added | History |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 35,445 | $2.04M | 0.5% | +8,601+32.0% | Added | – |
| JJacobs Solutions Inc. | COM | 14,877 | $2.03M | 0.5% | +688+4.8% | Added | History |
| iShares Core S&P US Value ETF464287663 | ETF | 27,038 | $2.02M | 0.5% | +9,204+51.6% | Added | – |
| WisdomTree Tr97717X131 | INTL QULTY DIV | 62,696 | $2.01M | 0.5% | +14,942+31.3% | Added | – |
| WMBWilliams Companies, Inc. | COM | 59,346 | $2.00M | 0.5% | +4,343+7.9% | Added | History |
| DOWDow Inc. | Stock | 38,457 | $1.98M | 0.5% | +1,881+5.1% | Added | History |
| USBUS Bancorp DE | COM NEW | 59,610 | $1.97M | 0.5% | +16,198+37.3% | Added | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 20,681 | $1.94M | 0.5% | −81−0.4% | Reduced | – |
| TROWPrice T Rowe Group Inc | Stock | 18,492 | $1.94M | 0.4% | +800+4.5% | Added | History |
| GOOGAlphabet Inc. | Stock | 14,462 | $1.91M | 0.4% | +45+0.3% | Added | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 16,226 | $1.87M | 0.4% | 00.0% | Unchanged | – |
| ALBAlbemarle Corp | Stock | 10,892 | $1.85M | 0.4% | +876+8.7% | Added | History |
| ITWIllinois Tool Works Inc | Stock | 7,932 | $1.83M | 0.4% | +528+7.1% | Added | History |
| NKENIKE, Inc. | Stock | 18,867 | $1.80M | 0.4% | +1,996+11.8% | Added | History |
| APDAir Products & Chemicals, Inc. | Stock | 5,899 | $1.67M | 0.4% | +1,125+23.6% | Added | History |
| TGTTarget Corp | Stock | 15,023 | $1.66M | 0.4% | +744+5.2% | Added | History |
| NEENextera Energy Inc | Stock | 28,847 | $1.65M | 0.4% | +8,640+42.8% | Added | History |
| SCHWSchwab Charles Corp | Stock | 29,163 | $1.60M | 0.4% | +251+0.9% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 4,407 | $1.54M | 0.4% | +200+4.8% | Added | History |
| CBChubb Ltd | Stock | 7,353 | $1.53M | 0.4% | +881+13.6% | Added | History |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 22,135 | $1.53M | 0.4% | +471+2.2% | Added | – |
| AGCOAGCO Corp | COM | 12,770 | $1.51M | 0.3% | +2,075+19.4% | Added | History |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 23,228 | $1.51M | 0.3% | +549+2.4% | Added | – |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 44,445 | $1.49M | 0.3% | −14,673−24.8% | Reduced | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 20,628 | $1.40M | 0.3% | −11−0.1% | Reduced | – |
| CCICrown Castle Inc. | REIT | 14,730 | $1.36M | 0.3% | +5,622+61.7% | Added | History |
| CHDChurch & Dwight Co Inc | COM | 14,334 | $1.31M | 0.3% | −75−0.5% | Reduced | History |
| IPInternational Paper Co | COM | 35,676 | $1.27M | 0.3% | +933+2.7% | Added | History |
| iShares Tr46435U853 | BROAD USD HIGH | 36,356 | $1.26M | 0.3% | +18,032+98.4% | Added | – |
| MRKMerck & Co., Inc. | Stock | 11,703 | $1.20M | 0.3% | +37+0.3% | Added | History |
| MRVLMarvell Technology, Inc. | COM | 21,926 | $1.19M | 0.3% | +1,278+6.2% | Added | History |
| iShares Russell Midcap ETF464287499 | ETF | 17,055 | $1.18M | 0.3% | −125−0.7% | Reduced | – |
| TSLATesla, Inc. | Stock | 4,650 | $1.16M | 0.3% | −1,114−19.3% | Reduced | History |
| GBXGreenbrier Companies Inc | Stock | 28,964 | $1.16M | 0.3% | +12,253+73.3% | Added | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 17,794 | $1.15M | 0.3% | −12,054−40.4% | Reduced | – |
| XOMExxonMobil Holdings Corp | COM | 9,652 | $1.13M | 0.3% | +40.0% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 21,087 | $1.13M | 0.3% | −185−0.9% | Reduced | History |
| Schwab Fundamental Emerging Markets Equity ETF808524730 | ETF | 42,942 | $1.13M | 0.3% | +9,244+27.4% | Added | – |
| GVAGranite Construction Inc | COM | 29,548 | $1.12M | 0.3% | +13,487+84.0% | Added | History |
| WisdomTree Tr97717W323 | EM MKTS QTLY DIV | 50,086 | $1.12M | 0.3% | +10,455+26.4% | Added | – |
| NXPINXP Semiconductors N.V. | COM | 5,533 | $1.11M | 0.3% | +202+3.8% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 6,856 | $1.07M | 0.2% | +272+4.1% | Added | History |
| J P Morgan Exchange Traded F46641Q308 | DIV RTN EM EQT | 20,872 | $1.05M | 0.2% | +4,727+29.3% | Added | – |
Sold out since Q2 2023 (27)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| HPQHP Inc | Stock | 84,030 | $2.58M | 0.6% | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 42,224 | $2.35M | 0.5% | History |
| CWENClearway Energy, Inc. | CL C | 76,268 | $2.18M | 0.5% | History |
| BRK.ABerkshire Hathaway Inc | CL A | 4 | $2.07M | 0.5% | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 19,941 | $1.99M | 0.5% | – |
| WHRWhirlpool Corp | Stock | 8,597 | $1.28M | 0.3% | History |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 13,550 | $903.2K | 0.2% | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 8,131 | $659.3K | 0.1% | – |
| Strategy Shs86280R803 | DAY HAGAN SMART | 15,377 | $546.0K | 0.1% | – |
| Direxion Shs ETF Tr25460E307 | AUSPCE CMD STG | 18,425 | $542.2K | 0.1% | – |
| FORGForgeRock, Inc. | CL A | 23,927 | $491.5K | 0.1% | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 4,152 | $301.8K | 0.1% | – |
| Dimensional ETF Trust25434V401 | US EQUI MARK ETF | 5,725 | $275.7K | 0.1% | – |
| NFLXNetflix Inc | Stock | 622 | $274.0K | 0.1% | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 1,891 | $268.7K | 0.1% | – |
| BABoeing Co | Stock | 1,266 | $267.3K | 0.1% | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 6,743 | $266.7K | 0.1% | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 2,788 | $256.6K | 0.1% | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 3,107 | $230.4K | 0.1% | – |
| CMGChipotle Mexican Grill Inc | COM | 105 | $224.6K | 0.1% | History |
| SYYSysco Corp | Stock | 2,825 | $209.6K | <0.1% | History |
| PYPLPayPal Holdings, Inc. | Stock | 3,060 | $204.2K | <0.1% | History |
| MAMastercard Inc | Stock | 511 | $201.0K | <0.1% | History |
| ADXAdams Diversified Equity Fund, Inc. | COM | 11,515 | $193.6K | <0.1% | History |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 13,394 | $179.1K | <0.1% | History |
| LYFTLyft, Inc. | CL A COM | 15,774 | $151.3K | <0.1% | History |
| CPTNCepton, Inc. | COMMON STOCK | 36,739 | $17.8K | <0.1% | History |