Howard Financial Services, Ltd.
- SEC CIK
- 0001768130
- Latest filing
- Jul 7, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 1, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 125
- +1 vs. Q2 2021
- Portfolio value
- $266.7M
- +$11.5M (+4.5%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 259,078 | $38.8M | 14.6% | +19,829+8.3% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 285,466 | $37.6M | 14.1% | +24,876+9.5% | Added | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 502,646 | $37.3M | 14.0% | +25,629+5.4% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 124,989 | $19.2M | 7.2% | +9,467+8.2% | Added | – |
| AAPLApple Inc. | Stock | 68,651 | $9.71M | 3.6% | −2,763−3.9% | Reduced | History |
| iShares Tr46434V456 | MSCI INTL QUALTY | 252,348 | $9.56M | 3.6% | +29,771+13.4% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 21,057 | $9.04M | 3.4% | +45+0.2% | Added | History |
| Lattice Strategies Tr518416102 | HARTFORD MLT ETF | 287,978 | $8.67M | 3.3% | +38,404+15.4% | Added | – |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 231,973 | $8.66M | 3.2% | +18,704+8.8% | Added | – |
| Vanguard Whitehall FDS921946810 | INTL DVD ETF | 93,416 | $8.15M | 3.1% | +12,530+15.5% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 17,059 | $6.11M | 2.3% | +105+0.6% | Added | – |
| Schwab International Equity ETF808524805 | ETF | 82,770 | $3.20M | 1.2% | −125−0.2% | Reduced | – |
| CMGChipotle Mexican Grill Inc | COM | 1,750 | $3.18M | 1.2% | 00.0% | Unchanged | History |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 54,019 | $3.18M | 1.2% | +208+0.4% | Added | – |
| MSFTMicrosoft Corp | Stock | 11,162 | $3.15M | 1.2% | +125+1.1% | Added | History |
| PEPPepsiCo Inc | Stock | 18,945 | $2.85M | 1.1% | +9,251+95.4% | Added | History |
| AMZNAmazon Com Inc | Stock | 727 | $2.39M | 0.9% | +3+0.4% | Added | History |
| Hartford FDS Exchange Traded41653L305 | TOTAL RTRN ETF | 49,574 | $2.02M | 0.8% | +5,549+12.6% | Added | – |
| IBTXIndependent Bank Group, Inc. | COM | 26,257 | $1.86M | 0.7% | +25+0.1% | Added | History |
| Schwab Fundamental International Equity ETF808524755 | ETF | 55,244 | $1.81M | 0.7% | +409+0.7% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 3,949 | $1.70M | 0.6% | −937−19.2% | Reduced | – |
| ETEnergy Transfer LP | COM UT LTD PTN | 155,627 | $1.49M | 0.6% | +326+0.2% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 9,003 | $1.47M | 0.6% | +692+8.3% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 6,323 | $1.40M | 0.5% | +65+1.0% | Added | – |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 17,307 | $1.27M | 0.5% | +642+3.9% | Added | – |
| Pacer US Small Cap Cash Cows ETF69374H857 | ETF | 27,781 | $1.18M | 0.4% | +13,217+90.8% | Added | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 20,497 | $1.10M | 0.4% | +1,269+6.6% | Added | – |
| Managed Portfolio Series56167N720 | TORTOISE NRAM PI | 49,184 | $1.07M | 0.4% | −29,308−37.3% | Reduced | – |
| SBRSabine Royalty Trust | UNIT BEN INT | 24,514 | $1.05M | 0.4% | +83+0.3% | Added | History |
| LUVSouthwest Airlines Co | COM | 19,265 | $991.0K | 0.4% | 00.0% | Unchanged | History |
| Two Harbors Investment Corp.90187B408 | COM NEW | 147,717 | $937.0K | 0.4% | +2,322+1.6% | Added | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | 77,362 | $932.0K | 0.3% | +1,489+2.0% | Added | History |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 17,652 | $853.0K | 0.3% | −955−5.1% | Reduced | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 23,334 | $845.0K | 0.3% | 00.0% | Unchanged | – |
| OKEONEOK Inc | COM | 13,686 | $794.0K | 0.3% | +13,686 | New | History |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 15,180 | $777.0K | 0.3% | −480−3.1% | Reduced | – |
| TSLATesla, Inc. | Stock | 952 | $738.0K | 0.3% | −40−4.0% | Reduced | History |
| J P Morgan Exchange Traded F46641Q191 | BETA EURO ET NE | 12,615 | $720.0K | 0.3% | −864−6.4% | Reduced | – |
| Vanguard Real Estate ETF922908553 | ETF | 6,955 | $708.0K | 0.3% | 00.0% | Unchanged | – |
| GOOGAlphabet Inc. | Stock | 262 | $698.0K | 0.3% | +2+0.8% | Added | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 13,678 | $684.0K | 0.3% | +12+0.1% | Added | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 7,775 | $670.0K | 0.3% | −917−10.5% | Reduced | – |
| NLYAnnaly Capital Management Inc | COM | 77,734 | $655.0K | 0.2% | +1,557+2.0% | Added | History |
| DMLPDorchester Minerals, L.P. | COM UNIT | 32,581 | $625.0K | 0.2% | +444+1.4% | Added | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 2,371 | $624.0K | 0.2% | 00.0% | Unchanged | – |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 19,942 | $608.0K | 0.2% | 00.0% | Unchanged | – |
| NOCNorthrop Grumman Corp | Stock | 1,649 | $594.0K | 0.2% | 00.0% | Unchanged | History |
| AGNCAGNC Investment Corp. | REIT | 37,050 | $584.0K | 0.2% | +638+1.8% | Added | History |
| GOOGLAlphabet Inc. | Stock | 208 | $556.0K | 0.2% | +5+2.5% | Added | History |
| NFLXNetflix Inc | Stock | 840 | $513.0K | 0.2% | +11+1.3% | Added | History |
| NVDANVIDIA Corp | Stock | 2,446 | $507.0K | 0.2% | +26+1.1% | AddedConverted for a 4-for-1 split | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 9,946 | $504.0K | 0.2% | +9,946 | New | – |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 11,663 | $496.0K | 0.2% | 00.0% | Unchanged | – |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 2,663 | $486.0K | 0.2% | +3+0.1% | Added | – |
| iShares Russell 2000 ETF464287655 | ETF | 2,209 | $483.0K | 0.2% | 00.0% | Unchanged | – |
| GHCGraham Holdings Co | COM CL B | 808 | $476.0K | 0.2% | +2+0.2% | Added | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 9,326 | $471.0K | 0.2% | 00.0% | Unchanged | – |
| MCYMercury General Corp | COM | 8,223 | $458.0K | 0.2% | +40+0.5% | Added | History |
| VVisa Inc. | Stock | 2,051 | $457.0K | 0.2% | +10.0% | Added | History |
| Schwab Fundamental U.S. Small Company ETF808524763 | ETF | 8,652 | $456.0K | 0.2% | +132+1.5% | Added | – |
| Direxion Shs ETF Tr25459W730 | DLY MIDCAP ETF3X | 8,000 | $455.0K | 0.2% | 00.0% | Unchanged | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 5,461 | $448.0K | 0.2% | +3+0.1% | Added | – |
| JNJJohnson & Johnson | Stock | 2,717 | $439.0K | 0.2% | +10.0% | Added | History |
| NSCNorfolk Southern Corp | Stock | 1,808 | $433.0K | 0.2% | +1,808 | New | History |
| GLDSPDR Gold Trust | ETF | 2,543 | $418.0K | 0.2% | 00.0% | Unchanged | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 4,204 | $414.0K | 0.2% | 00.0% | Unchanged | – |
| METAMeta Platforms, Inc. | Stock | 1,205 | $409.0K | 0.2% | +20+1.7% | Added | History |
| VNOMViper Energy, Inc. | COM UNT RP INT | 18,699 | $409.0K | 0.2% | +353+1.9% | Added | History |
| MAMastercard Inc | Stock | 1,155 | $402.0K | 0.2% | 00.0% | Unchanged | History |
| TDAYUSA TODAY Co., Inc. | COM | 60,000 | $401.0K | 0.2% | +60,000 | New | History |
| Direxion Shs ETF Tr25460E273 | DAILY LATIN AMER | 6,400 | $400.0K | 0.1% | +1,000+18.5% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 4,884 | $381.0K | 0.1% | −703−12.6% | Reduced | – |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 9,676 | $379.0K | 0.1% | +95+1.0% | Added | – |
| BXBlackstone Inc. | COM | 3,076 | $358.0K | 0.1% | 00.0% | Unchanged | History |
| TXNTexas Instruments Inc | Stock | 1,834 | $353.0K | 0.1% | 00.0% | Unchanged | History |
| iShares Tr46434V464 | LOW CA OP MS ETF | 2,149 | $353.0K | 0.1% | −60−2.7% | Reduced | – |
| CSCOCisco Systems, Inc. | Stock | 6,442 | $351.0K | 0.1% | −1,493−18.8% | Reduced | History |
| Vanguard Information Technology ETF92204A702 | ETF | 872 | $350.0K | 0.1% | −77−8.1% | Reduced | – |
| PMPhilip Morris International Inc. | Stock | 3,646 | $346.0K | 0.1% | 00.0% | Unchanged | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 11,552 | $340.0K | 0.1% | −356−3.0% | Reduced | – |
| YUMYum Brands Inc | Stock | 2,688 | $329.0K | 0.1% | 00.0% | Unchanged | History |
| AMGNAmgen Inc | Stock | 1,476 | $314.0K | 0.1% | 00.0% | Unchanged | History |
| XOMExxonMobil Holdings Corp | COM | 5,340 | $314.0K | 0.1% | −1,183−18.1% | Reduced | History |
| SLViShares Silver Trust | ETF | 15,091 | $310.0K | 0.1% | 00.0% | Unchanged | History |
| Direxion Shares ETF Trust25459Y207 | NASDAQ 100 EQ WT | 3,736 | $310.0K | 0.1% | +588+18.7% | Added | – |
| INTCIntel Corp | Stock | 5,734 | $306.0K | 0.1% | +20.0% | Added | History |
| TFINTriumph Financial, Inc. | COM | 3,000 | $300.0K | 0.1% | +3,000 | New | History |
| BABoeing Co | Stock | 1,326 | $292.0K | 0.1% | −825−38.4% | Reduced | History |
| DXDynex Capital Inc | COM | 16,927 | $292.0K | 0.1% | +305+1.8% | Added | History |
| ABBVAbbVie Inc. | Stock | 2,669 | $288.0K | 0.1% | −1,479−35.7% | Reduced | History |
| J P Morgan Exchange Traded F46641Q225 | BETA CDA ETF NEW | 4,412 | $278.0K | 0.1% | −165−3.6% | Reduced | – |
| PAYCPaycom Software, Inc. | Stock | 550 | $273.0K | 0.1% | +550 | New | History |
| J P Morgan Exchange Traded F46641Q217 | BETABULDRS JAPAN | 4,652 | $273.0K | 0.1% | −391−7.8% | Reduced | – |
| WMTWalmart Inc. | Stock | 1,920 | $268.0K | 0.1% | 00.0% | Unchanged | History |
| BRK.BBerkshire Hathaway Inc | Stock | 975 | $266.0K | 0.1% | +27+2.8% | Added | History |
| iShares Tr464287515 | EXPANDED TECH | 659 | $263.0K | 0.1% | +119+22.0% | Added | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 4,178 | $262.0K | 0.1% | 00.0% | UnchangedConverted for a 6-for-1 split | – |
| COPConocoPhillips | Stock | 3,862 | $262.0K | 0.1% | +3,862 | New | History |
| iShares Tr464287622 | RUS 1000 ETF | 1,085 | $262.0K | 0.1% | 00.0% | Unchanged | – |
| SPDR Index Shs FDS78463X541 | ST STR NAT ETF | 4,817 | $247.0K | 0.1% | 00.0% | Unchanged | – |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SUSuncor Energy Inc | Stock | – | $19.0K |
Sold out since Q2 2021 (11)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| BFHBread Financial Holdings, Inc. | COM | 10,069 | $1.05M | 0.4% | History |
| SPCEVirgin Galactic Holdings, Inc | COM | 13,600 | $626.0K | 0.2% | History |
| UBERUber Technologies, Inc | Stock | 6,950 | $348.0K | 0.1% | History |
| UNPUnion Pacific Corp | Stock | 1,272 | $280.0K | 0.1% | History |
| ABTAbbott Laboratories | Stock | 1,914 | $222.0K | 0.1% | History |
| HTHHilltop Holdings Inc. | COM | 5,594 | $204.0K | 0.1% | History |
| FFord Motor Co | Stock | 13,013 | $193.0K | 0.1% | History |
| LMRKLandmark Infrastructure Partners LP | COM UNIT LTD | 13,745 | $175.0K | 0.1% | History |
| OUSTOuster, Inc. | COM | 13,000 | $162.0K | 0.1% | History |
| GEGeneral Electric Co | COM | 10,451 | $141.0K | 0.1% | History |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 10,073 | $63.0K | <0.1% | History |