Skip to main content
Livermore
Livermore
ZHEN

Advisor OS, LLC

SEC CIK
0001767580
Latest filing
Aug 5, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
221
−2 vs. Q2 2021
Portfolio value
$460.0M
−$21.9M (−4.5%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Advisor OS, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AMAntero Midstream CorpStock13,256$138.0K<0.1%00.0%UnchangedHistory
NUENucor CorpCOM2,028$200.0K<0.1%−523−20.5%ReducedHistory
AVTRAvantor, Inc.COM4,904$201.0K<0.1%−1,547−24.0%ReducedHistory
TWLOTwilio IncCL A665$212.0K<0.1%−72−9.8%ReducedHistory
INTCIntel CorpStock3,988$213.0K<0.1%−246−5.8%ReducedHistory
OTISOtis Worldwide CorpStock2,591$213.0K<0.1%+2+0.1%AddedHistory
DEDeere & CoStock651$218.0K<0.1%−85−11.5%ReducedHistory
MPLXMPLX LPCOM UNIT REP LTD7,748$221.0K<0.1%00.0%UnchangedHistory
CRSPCRISPR Therapeutics AGNAMEN AKT2,012$225.0K<0.1%00.0%UnchangedHistory
BDXBecton Dickinson & CoStock919$226.0K<0.1%+3+0.3%AddedHistory
CATCaterpillar IncStock1,209$232.0K0.1%00.0%UnchangedHistory
PBHPrestige Consumer Healthcare Inc.COM4,200$236.0K0.1%00.0%UnchangedHistory
XOMExxonMobil Holdings CorpCOM4,119$241.0K0.1%+3+0.1%AddedHistory
Nuveen PFD & Incm Securties67072C105COM24,599$241.0K0.1%00.0%Unchanged–
DFSDiscover Financial ServicesCOM2,009$247.0K0.1%−284−12.4%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF6,708$252.0K0.1%+6,708New–
LLYEli Lilly & CoStock1,097$253.0K0.1%−14−1.3%ReducedHistory
KDPKeurig Dr Pepper Inc.COM7,482$256.0K0.1%+7,482NewHistory
VanEck ETF Trust92189F486IG FLOA RATE ETF10,117$257.0K0.1%−3,000−22.9%Reduced–
TDYTeledyne Technologies IncCOM598$258.0K0.1%+108+22.0%AddedHistory
LRCXLam Research CorpCOM453$258.0K0.1%−50−9.9%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF5,067$264.0K0.1%+1,343+36.1%Added–
FICOFair Isaac CorpCOM667$265.0K0.1%+112+20.2%AddedHistory
UTFCohen & Steers Infrastructure Fund IncCOM10,386$281.0K0.1%00.0%UnchangedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF3,645$292.0K0.1%+3,645New–
TXNTexas Instruments IncStock1,548$299.0K0.1%+60+4.0%AddedHistory
BNYBank of New York Mellon CorpStock5,974$310.0K0.1%−861−12.6%ReducedHistory
BMYBristol Myers Squibb CoStock5,254$311.0K0.1%−107−2.0%ReducedHistory
NFJVirtus Dividend, Interest & Premium Strategy FundCOM21,255$316.0K0.1%+471+2.3%AddedHistory
UBSIUnited Bankshares IncCOM8,838$322.0K0.1%00.0%UnchangedHistory
GLQClough Global Equity FundCOM22,034$323.0K0.1%00.0%UnchangedHistory
GEFGreif, IncCL A5,012$324.0K0.1%+36+0.7%AddedHistory
OMCOmnicom Group Inc.COM4,537$329.0K0.1%+677+17.5%AddedHistory
ROLRollins IncCOM9,756$345.0K0.1%+1,466+17.7%AddedHistory
CMCSAComcast CorpStock6,280$351.0K0.1%−146−2.3%ReducedHistory
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF8,269$352.0K0.1%−659−7.4%Reduced–
QCOMQualcomm IncStock2,783$358.0K0.1%+376+15.6%AddedHistory
CMICummins IncStock1,599$359.0K0.1%+232+17.0%AddedHistory
DCTDuck Creek Technologies, Inc.SHS8,166$362.0K0.1%+1,202+17.3%AddedHistory
GISGeneral Mills IncStock6,062$364.0K0.1%+721+13.5%AddedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF9,382$366.0K0.1%−1,079−10.3%Reduced–
SAPSAP SEADR2,773$374.0K0.1%00.0%UnchangedHistory
AXPAmerican Express CoStock2,276$381.0K0.1%−79−3.4%ReducedHistory
RTXRTX CorpStock4,456$383.0K0.1%−221−4.7%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN41,334$396.0K0.1%00.0%UnchangedHistory
CHEChemed CorpCOM856$397.0K0.1%+133+18.4%AddedHistory
KOCoca Cola CoStock7,638$400.0K0.1%+41+0.5%AddedHistory
AZPNASPENTECH CorpCOM3,324$407.0K0.1%+481+16.9%AddedHistory
MDTMedtronic plcStock3,253$408.0K0.1%+36+1.1%AddedHistory
PRUPrudential Financial IncStock3,907$411.0K0.1%+575+17.3%AddedHistory
EXPOExponent IncCOM3,638$412.0K0.1%+535+17.2%AddedHistory
SOSouthern CoStock6,672$413.0K0.1%+909+15.8%AddedHistory
TSLATesla, Inc.Stock543$421.0K0.1%00.0%UnchangedHistory
ENPHEnphase Energy, Inc.Stock2,809$421.0K0.1%+2,809NewHistory
NVRNVR IncCOM88$422.0K0.1%00.0%UnchangedHistory
ORCLOracle CorpStock4,853$423.0K0.1%00.0%UnchangedHistory
TRVTravelers Companies, Inc.Stock2,829$429.0K0.1%+398+16.4%AddedHistory
WBAWalgreens Boots Alliance, Inc.COM9,172$432.0K0.1%+1,856+25.4%AddedHistory
DUKDuke Energy CORPStock4,438$433.0K0.1%+561+14.5%AddedHistory
METAMeta Platforms, Inc.Stock1,277$433.0K0.1%−40−3.0%ReducedHistory
VZVerizon Communications IncStock8,095$437.0K0.1%+961+13.5%AddedHistory
WMBWilliams Companies, Inc.COM16,973$440.0K0.1%−512−2.9%ReducedHistory
JKHYJack Henry & Associates IncStock2,774$454.0K0.1%+338+13.9%AddedHistory
WMTWalmart Inc.Stock3,306$461.0K0.1%−180−5.2%ReducedHistory
ELANElanco Animal Health IncCOM14,521$463.0K0.1%+2,113+17.0%AddedHistory
LMTLockheed Martin CorpStock1,367$471.0K0.1%+191+16.2%AddedHistory
GSGoldman Sachs Group IncStock1,271$480.0K0.1%00.0%UnchangedHistory
ANSSAnsys IncCOM1,413$481.0K0.1%+159+12.7%AddedHistory
IBKRInteractive Brokers Group, Inc.Stock7,765$483.0K0.1%+1,168+17.7%AddedHistory
KMIKinder Morgan, Inc.Stock29,280$490.0K0.1%+70.0%AddedHistory
BFAMBright Horizons Family Solutions Inc.COM3,543$493.0K0.1%+543+18.1%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF1,857$509.0K0.1%−133−6.7%Reduced–
PAYXPaychex IncStock4,671$525.0K0.1%+652+16.2%AddedHistory
LIILennox International IncCOM1,800$531.0K0.1%+273+17.9%AddedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM39,639$539.0K0.1%00.0%UnchangedHistory
BSYBentley Systems IncCOM CL B9,384$569.0K0.1%+1,346+16.7%AddedHistory
ITWIllinois Tool Works IncStock2,763$571.0K0.1%+24+0.9%AddedHistory
ALLEAllegion plcORD SHS4,365$577.0K0.1%+644+17.3%AddedHistory
First Tr Exch Traded FD III33739P202EME MRK BD ETF17,963$585.0K0.1%+3,758+26.5%Added–
TEAMAtlassian CorpCL A1,494$585.0K0.1%+1,494NewHistory
BACBank of America CorpStock13,936$592.0K0.1%+438+3.2%AddedHistory
EPDEnterprise Products Partners L.P.Stock27,624$598.0K0.1%00.0%UnchangedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD6,144$610.0K0.1%00.0%Unchanged–
ABTAbbott LaboratoriesStock5,193$613.0K0.1%−1,514−22.6%ReducedHistory
LPLALPL Financial Holdings Inc.COM3,928$615.0K0.1%+621+18.8%AddedHistory
STESTERIS plcSHS USD3,023$616.0K0.1%−62−2.0%ReducedHistory
WRBBerkley W R CorpCOM8,471$619.0K0.1%+1,258+17.4%AddedHistory
DEODiageo PLCSPON ADR NEW3,200$619.0K0.1%+11+0.3%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF4,167$622.0K0.1%+1,632+64.4%Added–
VanEck ETF Trust92189H805RARE EARTH AND S6,074$627.0K0.1%+4+0.1%Added–
iShares Tr464287150CORE S&P TTL STK6,465$636.0K0.1%00.0%Unchanged–
EPAMEPAM Systems, Inc.COM1,133$646.0K0.1%+41+3.8%AddedHistory
MTDMettler Toledo International IncCOM474$653.0K0.1%−19−3.9%ReducedHistory
Schwab U.S. Small-Cap ETF808524607ETF6,572$658.0K0.1%00.0%Unchanged–
iShares Tr46429B7470-5 YR TIPS ETF6,241$659.0K0.1%+96+1.6%Added–
TERTeradyne, IncStock6,074$663.0K0.1%+821+15.6%AddedHistory
AONAon plcCL A2,428$695.0K0.2%−72−2.9%ReducedHistory
HDBHDFC Bank LtdSPONSORED ADS9,739$712.0K0.2%−563−5.5%ReducedHistory
Invesco Exch Traded FD Tr II46138E628KBW BK ETF10,653$715.0K0.2%−184−1.7%Reduced–
RACEFerrari N.V.COM3,417$715.0K0.2%−22−0.6%ReducedHistory

Sold out since Q2 2021 (12)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Advisor OS, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
iShares Tr464287374NORTH AMERN NAT66,156$2.01M0.4%–
PIMCO ETF Tr72201R817INV GRD CRP BD10,492$1.20M0.2%–
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL11,079$771.0K0.2%–
QRVOQorvo, Inc.Stock1,586$311.0K0.1%History
ATVIActivision Blizzard, Inc.COM3,082$294.0K0.1%History
State Street Materials Select Sector SPDR ETF81369Y100ETF3,471$285.0K0.1%–
EXASExact Sciences CorpCOM2,000$249.0K0.1%History
DECKDeckers Outdoor CorpCOM644$247.0K0.1%History
DHIHorton D R IncCOM2,399$217.0K<0.1%History
PHParker-Hannifin CorpStock688$211.0K<0.1%History
CVSCVS Health CorpStock2,479$207.0K<0.1%History
SCHWSchwab Charles CorpStock2,790$204.0K<0.1%History