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Advisor OS, LLC

SEC CIK
0001767580
Latest filing
Aug 5, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
221
−2 vs. Q2 2021
Portfolio value
$460.0M
−$21.9M (−4.5%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Advisor OS, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF451,288$46.0M10.0%−1,891−0.4%Reduced–
SPYSPDR S&P 500 ETF TrustETF48,399$20.8M4.5%−512−1.0%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT131,042$19.6M4.3%−3,405−2.5%Reduced–
Vanguard S&P 500 ETF922908363ETF46,783$18.5M4.0%−7,863−14.4%Reduced–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF257,941$16.9M3.7%−11,534−4.3%Reduced–
NOCNorthrop Grumman CorpStock46,713$16.8M3.7%−90.0%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF76,841$11.8M2.6%−33,468−30.3%Reduced–
Vanguard Index FDS922908652EXTEND MKT ETF62,677$11.4M2.5%−7,392−10.5%Reduced–
First Tr Exchange-Traded FD33734H106SHS288,721$11.3M2.5%−42,363−12.8%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF50,874$11.1M2.4%−13,657−21.2%Reduced–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF159,316$9.71M2.1%+9,788+6.5%Added–
MSFTMicrosoft CorpStock28,036$7.91M1.7%−85−0.3%ReducedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF347,788$7.14M1.6%−19,295−5.3%Reduced–
State Street SPDR S&P Homebuilders ETF78464A888ETF94,054$6.75M1.5%−30,258−24.3%Reduced–
AAPLApple Inc.Stock39,396$5.58M1.2%−1,226−3.0%ReducedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF71,829$4.60M1.0%+144+0.2%Added–
Alps ETF Tr00162Q445ACTIVE REIT ETF161,082$4.53M1.0%−21,703−11.9%Reduced–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD53,588$4.42M1.0%+46,014+607.5%Added–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW72,928$4.37M1.0%−51,891−41.6%Reduced–
iShares Tr46432F859CORE 1 5 YR USD83,236$4.25M0.9%+83,236New–
State Street Health Care Select Sector SPDR ETF81369Y209ETF32,429$4.13M0.9%+30,777+1,863.0%Added–
iShares U.S. Medical Devices ETF464288810ETF64,734$4.06M0.9%+64,734New–
iShares Tr46435U135CYBERSECURITY92,264$4.01M0.9%+92,264New–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF102,389$4.00M0.9%+2,490+2.5%Added–
KKellanovaStock59,149$3.78M0.8%+59,149NewHistory
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF74,828$3.77M0.8%−11,070−12.9%Reduced–
TMOThermo Fisher Scientific Inc.Stock6,330$3.62M0.8%−99−1.5%ReducedHistory
GOOGLAlphabet Inc.Stock1,290$3.45M0.7%−48−3.6%ReducedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF87,477$3.17M0.7%+1,154+1.3%Added–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP48,509$3.11M0.7%−24,952−34.0%Reduced–
VanEck Semiconductor ETF92189F676ETF11,805$3.02M0.7%+11,805New–
VVisa Inc.Stock12,749$2.84M0.6%−299−2.3%ReducedHistory
AMZNAmazon Com IncStock848$2.79M0.6%−30−3.4%ReducedHistory
First Tr Exchange-Traded FD33738D309SENIOR LN FD56,168$2.69M0.6%+3,917+7.5%Added–
TSMTaiwan Semiconductor Manufacturing Co LtdADR24,035$2.69M0.6%−75−0.3%ReducedHistory
MSCIMSCI Inc.Stock4,401$2.68M0.6%+235+5.6%AddedHistory
DHRDanaher CorpStock8,495$2.59M0.6%−209−2.4%ReducedHistory
KMBKimberly Clark CorpStock19,196$2.54M0.6%−20,211−51.3%ReducedHistory
ACNAccenture plcStock7,908$2.53M0.6%−1,829−18.8%ReducedHistory
SPDR Series Trust78464A201ST STR SP600GRWO29,016$2.53M0.5%+752+2.7%Added–
INTUIntuit Inc.Stock4,554$2.46M0.5%−201−4.2%ReducedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF48,717$2.41M0.5%+44,357+1,017.4%Added–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF79,537$2.37M0.5%+1,128+1.4%Added–
ADBEAdobe Inc.Stock3,921$2.26M0.5%−140−3.4%ReducedHistory
UNHUnitedHealth Group IncStock5,765$2.25M0.5%−259−4.3%ReducedHistory
NKENIKE, Inc.Stock14,731$2.14M0.5%−340−2.3%ReducedHistory
IDXXIDEXX Laboratories IncCOM3,417$2.13M0.5%−125−3.5%ReducedHistory
HDHome Depot, Inc.Stock6,452$2.12M0.5%+54+0.8%AddedHistory
Vanguard World FD921910816MEGA GRWTH IND8,813$2.07M0.4%+1,846+26.5%Added–
GOOGAlphabet Inc.Stock772$2.06M0.4%−11−1.4%ReducedHistory
AMTAmerican Tower CorpREIT7,729$2.05M0.4%+63+0.8%AddedHistory
WSTWest Pharmaceutical Services IncCOM4,705$2.00M0.4%−193−3.9%ReducedHistory
SPDR Series Trust78468R721STATE STREET SPD37,724$1.95M0.4%−32,466−46.3%Reduced–
GLDSPDR Gold TrustETF11,699$1.92M0.4%−1,115−8.7%ReducedHistory
DTDynatrace, Inc.Stock27,018$1.92M0.4%−3,984−12.9%ReducedHistory
iShares MSCI Eafe ETF464287465ETF23,884$1.86M0.4%−179,073−88.2%Reduced–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX9,125$1.84M0.4%−59−0.6%Reduced–
iShares Russell 2000 ETF464287655ETF8,326$1.82M0.4%+17+0.2%Added–
VRSKVerisk Analytics, Inc.COM8,906$1.78M0.4%+191+2.2%AddedHistory
NVDANVIDIA CorpStock8,604$1.78M0.4%+144+1.7%AddedConverted for a 4-for-1 splitHistory
NOWServiceNow, Inc.Stock2,831$1.76M0.4%−107−3.6%ReducedHistory
JNJJohnson & JohnsonStock10,855$1.75M0.4%+226+2.1%AddedHistory
MPWRMonolithic Power Systems, Inc.COM3,607$1.75M0.4%−162−4.3%ReducedHistory
iShares Tr46434V4070-5YR HI YL CP38,173$1.75M0.4%+718+1.9%Added–
MRVLMarvell Technology, Inc.COM28,223$1.70M0.4%−1,363−4.6%ReducedHistory
CDNSCadence Design Systems IncStock10,840$1.64M0.4%−1,129−9.4%ReducedHistory
BIOBio-Rad Laboratories, Inc.CL A2,088$1.56M0.3%−92−4.2%ReducedHistory
ABBVAbbVie Inc.Stock14,328$1.55M0.3%+369+2.6%AddedHistory
FTVFortive CorpStock20,979$1.48M0.3%+2,460+13.3%AddedHistory
SPDR Series Trust78468R408ST TERM HIGH ETF53,112$1.45M0.3%−407−0.8%Reduced–
PEPPepsiCo IncStock9,639$1.45M0.3%+432+4.7%AddedHistory
ADSKAutodesk, Inc.COM5,081$1.45M0.3%+179+3.7%AddedHistory
ZBRAZebra Technologies CorpCL A2,796$1.44M0.3%+307+12.3%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF12,505$1.44M0.3%−48,799−79.6%Reduced–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF38,206$1.40M0.3%+674+1.8%Added–
MCDMcDonalds CorpStock5,783$1.39M0.3%+377+7.0%AddedHistory
MAMastercard IncStock3,984$1.39M0.3%−27−0.7%ReducedHistory
EWEdwards Lifesciences CorpStock12,035$1.36M0.3%−30−0.2%ReducedHistory
RMDResmed IncCOM5,125$1.35M0.3%−110−2.1%ReducedHistory
ADIAnalog Devices IncStock7,994$1.34M0.3%−40−0.5%ReducedHistory
SBUXStarbucks CorpStock12,072$1.33M0.3%−130−1.1%ReducedHistory
ASMLASML Holding NVADR1,764$1.32M0.3%−33−1.8%ReducedHistory
Invesco Exch Traded FD Tr II46138E743RAFI DVLPD MRKTS27,203$1.27M0.3%−6,088−18.3%Reduced–
XYZBlock, Inc.CL A5,192$1.25M0.3%+122+2.4%AddedHistory
iShares Tr464288646ISHS 1-5YR INVS22,683$1.24M0.3%00.0%Unchanged–
PFEPfizer IncStock28,620$1.23M0.3%+2,255+8.6%AddedHistory
APHAmphenol CorpCL A16,684$1.22M0.3%00.0%UnchangedHistory
ETSYEtsy IncCOM5,847$1.22M0.3%+51+0.9%AddedHistory
PGProcter & Gamble CoStock8,667$1.21M0.3%+425+5.2%AddedHistory
CRLCharles River Laboratories International, Inc.COM2,810$1.16M0.3%+400+16.6%AddedHistory
JPMJPMorgan Chase & CoStock6,586$1.08M0.2%−123−1.8%ReducedHistory
MELIMercadolibre IncCOM637$1.07M0.2%−18−2.7%ReducedHistory
BRK.BBerkshire Hathaway IncStock3,807$1.04M0.2%−58−1.5%ReducedHistory
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX11,077$979.0K0.2%−3,136−22.1%Reduced–
MRKMerck & Co., Inc.Stock12,727$957.0K0.2%+634+5.2%AddedHistory
iShares Tr464288752US HOME CONS ETF14,137$936.0K0.2%−1,923−12.0%Reduced–
SPDR Index Shs FDS78463X871ST INTL CAP ETF23,499$904.0K0.2%+180+0.8%Added–
CPCanadian Pacific Kansas City LtdCOM13,882$903.0K0.2%+16+0.1%AddedHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP19,769$901.0K0.2%00.0%UnchangedHistory
ECLEcolab Inc.Stock4,262$890.0K0.2%+45+1.1%AddedHistory

Sold out since Q2 2021 (12)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Advisor OS, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
iShares Tr464287374NORTH AMERN NAT66,156$2.01M0.4%–
PIMCO ETF Tr72201R817INV GRD CRP BD10,492$1.20M0.2%–
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL11,079$771.0K0.2%–
QRVOQorvo, Inc.Stock1,586$311.0K0.1%History
ATVIActivision Blizzard, Inc.COM3,082$294.0K0.1%History
State Street Materials Select Sector SPDR ETF81369Y100ETF3,471$285.0K0.1%–
EXASExact Sciences CorpCOM2,000$249.0K0.1%History
DECKDeckers Outdoor CorpCOM644$247.0K0.1%History
DHIHorton D R IncCOM2,399$217.0K<0.1%History
PHParker-Hannifin CorpStock688$211.0K<0.1%History
CVSCVS Health CorpStock2,479$207.0K<0.1%History
SCHWSchwab Charles CorpStock2,790$204.0K<0.1%History