Gladstone Institutional Advisory LLC
- SEC CIK
- 0001766530
- Latest filing
- Jul 27, 2026
Holdings in Q4 2024
Holdings as of Dec 31, 2024, filed Jan 29, 2025. Long positions only; changes compare share counts with Q3 2024.
- Positions
- 697
- +14 vs. Q3 2024
- Portfolio value
- $2.16B
- +$107.6M (+5.3%) vs. Q3 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 250,566 | $62.7M | 2.9% | +11,661+4.9% | Added | History |
| NVDANVIDIA Corp | Stock | 380,233 | $51.1M | 2.4% | +36,394+10.6% | Added | History |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 986,193 | $49.6M | 2.3% | +117,420+13.5% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 83,402 | $48.9M | 2.3% | +5,759+7.4% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 77,913 | $45.9M | 2.1% | +1,646+2.2% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 84,965 | $45.8M | 2.1% | +3,132+3.8% | Added | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 639,868 | $44.1M | 2.0% | +111,528+21.1% | Added | – |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 1,292,587 | $39.4M | 1.8% | +224,523+21.0% | Added | – |
| AMZNAmazon Com Inc | Stock | 179,307 | $39.3M | 1.8% | +14,820+9.0% | Added | History |
| MSFTMicrosoft Corp | Stock | 90,230 | $38.0M | 1.8% | +6,030+7.2% | Added | History |
| PCTPureCycle Technologies, Inc. | COM | 3,462,652 | $35.5M | 1.6% | +122,700+3.7% | Added | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 621,185 | $31.8M | 1.5% | +157,220+33.9% | Added | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 241,113 | $24.5M | 1.1% | +32,435+15.5% | Added | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 275,222 | $24.2M | 1.1% | +48,526+21.4% | Added | – |
| METAMeta Platforms, Inc. | Stock | 38,328 | $22.4M | 1.0% | +2,602+7.3% | Added | History |
| iShares S&P 500 Value ETF464287408 | ETF | 117,074 | $22.3M | 1.0% | +16,296+16.2% | Added | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 103,209 | $21.7M | 1.0% | +18,365+21.6% | Added | – |
| TSLATesla, Inc. | Stock | 51,481 | $20.8M | 1.0% | +8,104+18.7% | Added | History |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 412,561 | $20.7M | 1.0% | −31,585−7.1% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 324,759 | $20.2M | 0.9% | +86,816+36.5% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 39,374 | $20.1M | 0.9% | +9,127+30.2% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 173,442 | $20.0M | 0.9% | +23,266+15.5% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 82,231 | $19.7M | 0.9% | +1,110+1.4% | Added | History |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 156,017 | $18.0M | 0.8% | +1,041+0.7% | Added | – |
| GOOGLAlphabet Inc. | Stock | 94,119 | $17.8M | 0.8% | +7,119+8.2% | Added | History |
| Simplify Exchange Traded Fun82889N772 | HEALTH CARE ETF | 597,044 | $17.7M | 0.8% | −52,488−8.1% | Reduced | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 761,730 | $17.7M | 0.8% | +22,680+3.1% | AddedConverted for a 3-for-1 split | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 80,065 | $15.7M | 0.7% | +3,620+4.7% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 84,455 | $14.8M | 0.7% | −3,883−4.4% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 31,092 | $14.1M | 0.7% | −368−1.2% | Reduced | History |
| Columbia ETF Tr I19761L706 | RESH ENHNC COR | 385,970 | $13.4M | 0.6% | −79,229−17.0% | Reduced | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 224,013 | $13.2M | 0.6% | +17,848+8.7% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 55,574 | $12.9M | 0.6% | +9,057+19.5% | Added | – |
| LLYEli Lilly & Co | Stock | 16,057 | $12.4M | 0.6% | −60−0.4% | Reduced | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 171,084 | $12.0M | 0.6% | +34,549+25.3% | Added | – |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 195,029 | $11.7M | 0.5% | +37,161+23.5% | Added | – |
| AVGOBroadcom Inc. | Stock | 49,947 | $11.6M | 0.5% | −11,233−18.4% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 102,765 | $11.1M | 0.5% | +5,030+5.1% | Added | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 61,795 | $11.0M | 0.5% | +451+0.7% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 26,781 | $11.0M | 0.5% | +2,303+9.4% | Added | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 123,665 | $10.8M | 0.5% | −3,875−3.0% | Reduced | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 219,536 | $10.6M | 0.5% | −34,890−13.7% | Reduced | – |
| iShares Tr464287127 | MORNINGSTR US EQ | 127,997 | $10.4M | 0.5% | −5,514−4.1% | Reduced | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 74,074 | $10.2M | 0.5% | +19,685+36.2% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J619 | RUSL 1000 DYNM | 180,118 | $9.77M | 0.5% | −6,041−3.2% | Reduced | – |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 287,886 | $9.60M | 0.4% | +5,231+1.9% | Added | – |
| First Tr Exchng Traded FD VI33740U752 | FT VEST NASD ETF | 305,194 | $9.59M | 0.4% | −7,039−2.3% | Reduced | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 68,934 | $9.08M | 0.4% | +4,408+6.8% | Added | – |
| COSTCostco Wholesale Corp | Stock | 9,854 | $9.03M | 0.4% | +820+9.1% | Added | History |
| SRPTSarepta Therapeutics, Inc. | COM | 73,885 | $8.98M | 0.4% | −9,415−11.3% | Reduced | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 22,025 | $8.84M | 0.4% | +1,013+4.8% | Added | – |
| GOOGAlphabet Inc. | Stock | 46,363 | $8.83M | 0.4% | −1,405−2.9% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 36,384 | $8.81M | 0.4% | +5,185+16.6% | Added | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 142,485 | $8.74M | 0.4% | +488+0.3% | Added | – |
| WMTWalmart Inc. | Stock | 91,849 | $8.30M | 0.4% | +6,857+8.1% | Added | History |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 184,887 | $8.30M | 0.4% | +123,333+200.4% | Added | – |
| iShares Russell 2000 ETF464287655 | ETF | 37,318 | $8.25M | 0.4% | +6,821+22.4% | Added | – |
| MRKMerck & Co., Inc. | Stock | 78,798 | $7.84M | 0.4% | −2,053−2.5% | Reduced | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 61,813 | $7.83M | 0.4% | +50,293+436.6% | Added | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 87,675 | $7.78M | 0.4% | −6,709−7.1% | Reduced | – |
| First Tr Exchange-Traded FD33738D606 | LNG DUR OPRTUN | 370,857 | $7.73M | 0.4% | −544,932−59.5% | Reduced | – |
| HDHome Depot, Inc. | Stock | 19,655 | $7.65M | 0.4% | −395−2.0% | Reduced | History |
| CVXChevron Corp | Stock | 52,625 | $7.62M | 0.4% | +3,384+6.9% | Added | History |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 139,053 | $7.60M | 0.4% | +43,525+45.6% | Added | – |
| iShares Tr464287572 | GLOBAL 100 ETF | 74,991 | $7.56M | 0.4% | +47,578+173.6% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 25,370 | $7.35M | 0.3% | +14,573+135.0% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 85,543 | $7.33M | 0.3% | −43,717−33.8% | Reduced | – |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 162,726 | $7.31M | 0.3% | +4,439+2.8% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 42,481 | $7.19M | 0.3% | −53−0.1% | Reduced | – |
| Vanguard Information Technology ETF92204A702 | ETF | 11,382 | $7.08M | 0.3% | −873−7.1% | Reduced | – |
| UNHUnitedHealth Group Inc | Stock | 13,863 | $7.01M | 0.3% | +175+1.3% | Added | History |
| NFLXNetflix Inc | Stock | 7,745 | $6.90M | 0.3% | −312−3.9% | Reduced | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 16,190 | $6.89M | 0.3% | −1,250−7.2% | Reduced | History |
| CSXCSX Corp | Stock | 213,206 | $6.88M | 0.3% | −1,122−0.5% | Reduced | History |
| JNJJohnson & Johnson | Stock | 47,537 | $6.87M | 0.3% | −5,414−10.2% | Reduced | History |
| New York Life Investments Et45409B560 | FTSE INTL EQTY C | 257,385 | $6.71M | 0.3% | +12,774+5.2% | Added | – |
| ETF Ser Solutions26922A321 | DISTILLATE US | 119,534 | $6.57M | 0.3% | −4,271−3.4% | Reduced | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 245,912 | $6.41M | 0.3% | −5,794−2.3% | ReducedConverted for a 3-for-1 split | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 24,224 | $6.40M | 0.3% | +1,392+6.1% | Added | – |
| VVisa Inc. | Stock | 19,313 | $6.10M | 0.3% | −2,765−12.5% | Reduced | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 59,853 | $6.01M | 0.3% | +12,952+27.6% | Added | – |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 61,900 | $5.99M | 0.3% | +16,081+35.1% | Added | – |
| PGProcter & Gamble Co | Stock | 35,369 | $5.93M | 0.3% | −99−0.3% | Reduced | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 330,643 | $5.85M | 0.3% | +9,378+2.9% | Added | – |
| ORCLOracle Corp | Stock | 34,661 | $5.78M | 0.3% | +7,208+26.3% | Added | History |
| IBMInternational Business Machines Corp | Stock | 26,211 | $5.76M | 0.3% | −215−0.8% | Reduced | History |
| Pacer FDS Tr69374H436 | METAURUS CAP 400 | 147,066 | $5.65M | 0.3% | +15,582+11.9% | Added | – |
| Simplify Exchange Traded Fun82889N657 | SHORT TERM TREA | 265,795 | $5.64M | 0.3% | −191,042−41.8% | Reduced | – |
| MCDMcDonalds Corp | Stock | 19,268 | $5.59M | 0.3% | +1,133+6.2% | Added | History |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 110,195 | $5.56M | 0.3% | −3,472−3.1% | Reduced | – |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 231,429 | $5.54M | 0.3% | +34,523+17.5% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 29,093 | $5.39M | 0.2% | −40−0.1% | Reduced | – |
| iShares Tr464288208 | MRGSTR MD CP ETF | 69,705 | $5.31M | 0.2% | −4,748−6.4% | Reduced | – |
| Aim ETF Products Trust00888H703 | ALLIANZIM US EQT | 146,415 | $5.28M | 0.2% | −27,591−15.9% | Reduced | – |
| PANWPalo Alto Networks Inc | Stock | 28,586 | $5.20M | 0.2% | +10,902+61.6% | AddedConverted for a 2-for-1 split | History |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 56,081 | $5.20M | 0.2% | +7,132+14.6% | Added | – |
| MAMastercard Inc | Stock | 9,804 | $5.16M | 0.2% | +736+8.1% | Added | History |
| GLTRabrdn Precious Metals Basket ETF Trust | PHYSCL PRECS MET | 46,564 | $5.11M | 0.2% | −2,837−5.7% | Reduced | History |
| First Tr Exchange Traded FD33741X102 | SMID RISNG ETF | 141,533 | $5.07M | 0.2% | +12,240+9.5% | Added | – |
| Victory Portfolios II92647N527 | CORE BD ETF | 109,424 | $5.03M | 0.2% | +10,522+10.6% | Added | – |
Sold out since Q3 2024 (57)
Positions held at the end of Q3 2024 that are gone from this filing.
| Security | Class | Shares in Q3 2024 | Value in Q3 2024 | % of portfolio in Q3 2024 | History |
|---|---|---|---|---|---|
| iShares MSCI India ETF46429B598 | ETF | 142,871 | $8.36M | 0.4% | – |
| Invesco Exch TRD SLF Idx FD46138J841 | BULSHS 2024 CB | 165,847 | $3.50M | 0.2% | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 16,754 | $1.66M | 0.1% | – |
| WisdomTree Tr97717W422 | INDIA ERNGS FD | 23,435 | $1.18M | 0.1% | – |
| Invesco Exch Traded FD Tr II46138E222 | S&P INTL MOMNT | 26,301 | $1.11M | 0.1% | – |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 27,900 | $1.09M | 0.1% | – |
| Invesco Exch Traded FD Tr II46138G615 | INVESCO PHLX SM | 24,186 | $985.1K | <0.1% | – |
| FITBFifth Third Bancorp | COM | 14,753 | $632.0K | <0.1% | History |
| SONYSony Group Corp | SPONSORED ADR | 6,426 | $620.5K | <0.1% | History |
| STXSeagate Technology Holdings plc | ORD SHS | 5,078 | $556.2K | <0.1% | History |
| TSNTyson Foods, Inc. | Stock | 9,282 | $552.8K | <0.1% | History |
| LENLennar Corp | CL A | 2,899 | $543.4K | <0.1% | History |
| WESWestern Midstream Partners, LP | COM UNIT LP INT | 13,526 | $517.5K | <0.1% | History |
| VICIVici Properties Inc. | COM | 14,790 | $492.6K | <0.1% | History |
| Innovator ETFs Trust45782C680 | US EQTY PWR BF | 12,146 | $459.8K | <0.1% | – |
| ZETAZeta Global Holdings Corp. | CL A | 15,394 | $459.2K | <0.1% | History |
| THCTenet Healthcare Corp | COM NEW | 2,710 | $450.4K | <0.1% | History |
| RGAReinsurance Group of America Inc | COM NEW | 1,946 | $424.0K | <0.1% | History |
| JDJD.com, Inc. | SPON ADS CL A | 10,141 | $405.6K | <0.1% | History |
| CSTMConstellium SE | CL A SHS | 24,835 | $403.8K | <0.1% | History |
| HXLHexcel Corp | COM | 6,127 | $378.8K | <0.1% | History |
| Pacer Developed Markets International Cash Cows 100 ETF69374H873 | ETF | 11,829 | $374.1K | <0.1% | – |
| iShares Tr464288745 | GLB CNS DISC ETF | 1,982 | $351.6K | <0.1% | – |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 10,323 | $351.2K | <0.1% | – |
| Innovator ETFs Trust45782C698 | US EQUT BUFR AUG | 8,176 | $349.7K | <0.1% | – |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 4,914 | $346.6K | <0.1% | – |
| VRTXVertex Pharmaceuticals Inc | Stock | 664 | $308.8K | <0.1% | History |
| Invesco Exchange Traded FD Tr46138G474 | COM | 6,226 | $305.4K | <0.1% | – |
| ELVElevance Health, Inc. | Stock | 564 | $293.0K | <0.1% | History |
| GLWCorning Inc | COM | 6,287 | $283.8K | <0.1% | History |
| WisdomTree Tr97717W703 | INTL EQUITY FD | 4,899 | $281.9K | <0.1% | – |
| NVONovo Nordisk A S | ADR | 2,303 | $274.2K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G201 | S&P SMLCP MATL | 3,344 | $268.7K | <0.1% | – |
| SLBSLB Limited | Stock | 6,262 | $262.7K | <0.1% | History |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 10,204 | $257.2K | <0.1% | – |
| ULUnilever PLC | SPON ADR NEW | 3,949 | $256.5K | <0.1% | History |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 1,474 | $253.4K | <0.1% | – |
| Global X FDS37954Y384 | CYBRSCURTY ETF | 7,964 | $246.5K | <0.1% | – |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 3,085 | $236.6K | <0.1% | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 2,893 | $225.4K | <0.1% | History |
| DVNDevon Energy Corp | Stock | 5,673 | $221.9K | <0.1% | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 7,238 | $219.2K | <0.1% | – |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 2,001 | $216.5K | <0.1% | – |
| JCIJohnson Controls International plc | Stock | 2,764 | $214.5K | <0.1% | History |
| MPMP Materials Corp. | COM CL A | 12,143 | $214.3K | <0.1% | History |
| VFCV F Corp | Stock | 10,709 | $213.6K | <0.1% | History |
| EDConsolidated Edison Inc | Stock | 2,036 | $212.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E172 | S&P SMLCP STAP | 5,590 | $210.9K | <0.1% | – |
| American Centy ETF Tr025072604 | AVANTIS EMGMKT | 3,175 | $205.1K | <0.1% | – |
| Vanguard Whitehall FDS921946794 | INTL HIGH ETF | 2,786 | $204.6K | <0.1% | – |
| GCBCGreene County Bancorp Inc | COM | 6,600 | $203.9K | <0.1% | History |
| NSCNorfolk Southern Corp | Stock | 817 | $202.9K | <0.1% | History |
| SHELShell plc | ADR | 3,049 | $201.1K | <0.1% | History |
| Schwab International Equity ETF808524805 | ETF | 4,872 | $200.3K | <0.1% | – |
| Pennymac Corp70932AAD5 | NOTE 5.500%11/0 | 25,000 | $24.8K | <0.1% | – |
| FBIOFortress Biotech, Inc. | COM NEW | 15,000 | $21.7K | <0.1% | History |
| MSNEmerson Radio Corp | COM NEW | 10,000 | $5.10K | <0.1% | History |