Gladstone Institutional Advisory LLC
- SEC CIK
- 0001766530
- Latest filing
- Jul 27, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Oct 28, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 683
- +22 vs. Q2 2024
- Portfolio value
- $2.05B
- +$127.9M (+6.7%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 238,905 | $55.7M | 2.7% | +23,344+10.8% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 77,643 | $44.5M | 2.2% | −11,711−13.1% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 76,267 | $44.0M | 2.1% | −3,612−4.5% | Reduced | – |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 868,773 | $43.6M | 2.1% | +14,853+1.7% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 81,833 | $43.2M | 2.1% | −17,689−17.8% | Reduced | – |
| NVDANVIDIA Corp | Stock | 343,839 | $41.8M | 2.0% | +22,610+7.0% | Added | History |
| MSFTMicrosoft Corp | Stock | 84,200 | $36.2M | 1.8% | +2,295+2.8% | Added | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 528,340 | $35.7M | 1.7% | −108,575−17.0% | Reduced | – |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 1,068,064 | $31.9M | 1.6% | +102,126+10.6% | Added | – |
| PCTPureCycle Technologies, Inc. | COM | 3,339,952 | $31.7M | 1.5% | +44,571+1.4% | Added | History |
| AMZNAmazon Com Inc | Stock | 164,487 | $30.6M | 1.5% | +10,271+6.7% | Added | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 463,965 | $24.5M | 1.2% | +408,398+735.0% | Added | – |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 444,146 | $22.3M | 1.1% | −21,868−4.7% | Reduced | – |
| Simplify Exchange Traded Fun82889N772 | HEALTH CARE ETF | 649,532 | $21.3M | 1.0% | +23,244+3.7% | Added | – |
| First Tr Exchange-Traded FD33738D606 | LNG DUR OPRTUN | 915,789 | $20.5M | 1.0% | −79,243−8.0% | Reduced | – |
| METAMeta Platforms, Inc. | Stock | 35,726 | $20.5M | 1.0% | −2,523−6.6% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 208,678 | $20.0M | 1.0% | +10,488+5.3% | Added | – |
| iShares S&P 500 Value ETF464287408 | ETF | 100,778 | $19.9M | 1.0% | +6,560+7.0% | Added | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 226,696 | $18.8M | 0.9% | +173,920+329.5% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 150,176 | $17.6M | 0.9% | +6,429+4.5% | Added | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 154,976 | $17.5M | 0.9% | −2,162−1.4% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 81,121 | $17.1M | 0.8% | −42,884−34.6% | Reduced | History |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 84,844 | $17.0M | 0.8% | −20,739−19.6% | Reduced | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 246,350 | $16.7M | 0.8% | +100,704+69.1% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 88,338 | $15.8M | 0.8% | −6,405−6.8% | Reduced | – |
| Columbia ETF Tr I19761L706 | RESH ENHNC COR | 465,199 | $15.8M | 0.8% | +91,850+24.6% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 76,445 | $15.1M | 0.7% | +67,751+779.3% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 237,943 | $14.8M | 0.7% | +13,980+6.2% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 30,247 | $14.8M | 0.7% | +4,315+16.6% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 31,460 | $14.5M | 0.7% | +3,185+11.3% | Added | History |
| GOOGLAlphabet Inc. | Stock | 87,000 | $14.4M | 0.7% | −7,860−8.3% | Reduced | History |
| LLYEli Lilly & Co | Stock | 16,117 | $14.3M | 0.7% | +4,607+40.0% | Added | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 127,540 | $12.5M | 0.6% | +28,504+28.8% | Added | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 206,165 | $12.2M | 0.6% | +4,383+2.2% | Added | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 254,426 | $11.5M | 0.6% | +27,029+11.9% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 97,735 | $11.5M | 0.6% | +6,431+7.0% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 129,260 | $11.3M | 0.6% | +11,624+9.9% | Added | – |
| TSLATesla, Inc. | Stock | 43,377 | $11.3M | 0.6% | +2,664+6.5% | Added | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 61,344 | $11.0M | 0.5% | +124+0.2% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 136,535 | $10.7M | 0.5% | +6,955+5.4% | Added | – |
| iShares Tr464287127 | MORNINGSTR US EQ | 133,511 | $10.6M | 0.5% | +40,192+43.1% | Added | – |
| AVGOBroadcom Inc. | Stock | 61,180 | $10.6M | 0.5% | +4,470+7.9% | AddedConverted for a 10-for-1 split | History |
| Simplify Exchange Traded Fun82889N657 | SHORT TERM TREA | 456,837 | $10.5M | 0.5% | +198,029+76.5% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 46,517 | $10.5M | 0.5% | +6,515+16.3% | Added | – |
| SRPTSarepta Therapeutics, Inc. | COM | 83,300 | $10.4M | 0.5% | +26,900+47.7% | Added | History |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 282,655 | $10.2M | 0.5% | +4,720+1.7% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J619 | RUSL 1000 DYNM | 186,159 | $9.86M | 0.5% | −20,898−10.1% | Reduced | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 209,769 | $9.49M | 0.5% | −11,126−5.0% | Reduced | – |
| First Tr Exchng Traded FD VI33740U752 | FT VEST NASD ETF | 312,233 | $9.48M | 0.5% | −61,024−16.3% | Reduced | – |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 157,868 | $9.45M | 0.5% | −1,481−0.9% | Reduced | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 24,478 | $9.40M | 0.5% | +2,086+9.3% | Added | – |
| MRKMerck & Co., Inc. | Stock | 80,851 | $9.18M | 0.4% | +6,793+9.2% | Added | History |
| Aim ETF Products Trust00888H802 | ALLIA US JAN ETF | 277,228 | $9.13M | 0.4% | +225,516+436.1% | Added | – |
| Vanguard World FD921910709 | EXTENDED DUR | 113,652 | $9.06M | 0.4% | −61,096−35.0% | Reduced | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 141,997 | $8.90M | 0.4% | −4,454−3.0% | Reduced | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 64,526 | $8.74M | 0.4% | +22,492+53.5% | Added | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 94,384 | $8.62M | 0.4% | −4,940−5.0% | Reduced | – |
| JNJJohnson & Johnson | Stock | 52,951 | $8.58M | 0.4% | −565−1.1% | Reduced | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 54,389 | $8.38M | 0.4% | −18,372−25.2% | Reduced | – |
| iShares MSCI India ETF46429B598 | ETF | 142,871 | $8.36M | 0.4% | +142,871 | New | – |
| HDHome Depot, Inc. | Stock | 20,050 | $8.12M | 0.4% | +1,659+9.0% | Added | History |
| COSTCostco Wholesale Corp | Stock | 9,034 | $8.01M | 0.4% | −1,447−13.8% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 13,688 | $8.00M | 0.4% | −820−5.7% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 47,768 | $7.99M | 0.4% | +6,956+17.0% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 21,012 | $7.89M | 0.4% | −756−3.5% | Reduced | – |
| GLDSPDR Gold Trust | ETF | 31,199 | $7.58M | 0.4% | +5,374+20.8% | Added | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 42,534 | $7.43M | 0.4% | −517−1.2% | Reduced | – |
| CSXCSX Corp | Stock | 214,328 | $7.40M | 0.4% | −780.0% | Reduced | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 17,440 | $7.38M | 0.4% | +366+2.1% | Added | History |
| CVXChevron Corp | Stock | 49,241 | $7.25M | 0.4% | +3,122+6.8% | Added | History |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 158,287 | $7.20M | 0.4% | +5,321+3.5% | Added | – |
| Vanguard Information Technology ETF92204A702 | ETF | 12,255 | $7.19M | 0.4% | −569−4.4% | Reduced | – |
| ETF Ser Solutions26922A321 | DISTILLATE US | 123,805 | $7.02M | 0.3% | −1,742−1.4% | Reduced | – |
| WMTWalmart Inc. | Stock | 84,992 | $6.86M | 0.3% | −6,418−7.0% | Reduced | History |
| New York Life Investments Et45409B560 | FTSE INTL EQTY C | 244,611 | $6.76M | 0.3% | −2,398−1.0% | Reduced | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 83,902 | $6.74M | 0.3% | −907−1.1% | Reduced | – |
| iShares Russell 2000 ETF464287655 | ETF | 30,497 | $6.74M | 0.3% | +44+0.1% | Added | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 65,673 | $6.33M | 0.3% | +12,924+24.5% | Added | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 77,139 | $6.23M | 0.3% | −44,878−36.8% | Reduced | – |
| PGProcter & Gamble Co | Stock | 35,468 | $6.14M | 0.3% | +1,920+5.7% | Added | History |
| Aim ETF Products Trust00888H703 | ALLIANZIM US EQT | 174,006 | $6.11M | 0.3% | +161,702+1,314.2% | Added | – |
| VVisa Inc. | Stock | 22,078 | $6.07M | 0.3% | +1,236+5.9% | Added | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 22,832 | $6.02M | 0.3% | −78−0.3% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 58,350 | $5.91M | 0.3% | +6,290+12.1% | Added | – |
| IBMInternational Business Machines Corp | Stock | 26,426 | $5.84M | 0.3% | −2,681−9.2% | Reduced | History |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 113,667 | $5.82M | 0.3% | −11,555−9.2% | Reduced | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 321,265 | $5.81M | 0.3% | −8,680−2.6% | Reduced | – |
| NFLXNetflix Inc | Stock | 8,057 | $5.71M | 0.3% | −406−4.8% | Reduced | History |
| iShares Tr464288208 | MRGSTR MD CP ETF | 74,453 | $5.66M | 0.3% | −637−0.8% | Reduced | – |
| KOCoca Cola Co | Stock | 78,619 | $5.65M | 0.3% | +3,415+4.5% | Added | History |
| GLTRabrdn Precious Metals Basket ETF Trust | PHYSCL PRECS MET | 49,401 | $5.60M | 0.3% | −140.0% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 29,133 | $5.53M | 0.3% | −546−1.8% | Reduced | – |
| MCDMcDonalds Corp | Stock | 18,135 | $5.52M | 0.3% | +382+2.2% | Added | History |
| ABBVAbbVie Inc. | Stock | 27,723 | $5.47M | 0.3% | −328−1.2% | Reduced | History |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 95,528 | $5.22M | 0.3% | +44,789+88.3% | Added | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 61,913 | $5.14M | 0.3% | −11,641−15.8% | Reduced | – |
| AMDAdvanced Micro Devices Inc | Stock | 31,167 | $5.11M | 0.2% | −147−0.5% | Reduced | History |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 173,666 | $5.11M | 0.2% | −26,813−13.4% | Reduced | – |
| Pacer FDS Tr69374H436 | METAURUS CAP 400 | 131,484 | $4.99M | 0.2% | +27,344+26.3% | Added | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 60,037 | $4.77M | 0.2% | −607−1.0% | Reduced | – |
Sold out since Q2 2024 (51)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| BBYBest Buy Co Inc | Stock | 29,393 | $2.48M | 0.1% | History |
| TDGTransDigm Group INC | COM | 1,821 | $2.33M | 0.1% | History |
| TOLToll Brothers, Inc. | COM | 20,029 | $2.31M | 0.1% | History |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 14,597 | $1.80M | 0.1% | – |
| DPZDominos Pizza Inc | COM | 1,889 | $975.1K | 0.1% | History |
| Invesco Exchange Traded FD T46137V480 | S&P SMCP VLU MNT | 17,542 | $918.8K | <0.1% | – |
| INSMINSMED Inc | COM PAR $.01 | 11,038 | $739.5K | <0.1% | History |
| LPLALPL Financial Holdings Inc. | COM | 2,467 | $688.9K | <0.1% | History |
| VSTVistra Corp. | Stock | 7,892 | $678.6K | <0.1% | History |
| TMUST-Mobile US, Inc. | Stock | 3,770 | $664.2K | <0.1% | History |
| LNGCheniere Energy, Inc. | COM NEW | 3,332 | $582.5K | <0.1% | History |
| PDDPDD Holdings Inc. | SPONSORED ADS | 4,358 | $579.4K | <0.1% | History |
| NXPINXP Semiconductors N.V. | COM | 2,126 | $572.1K | <0.1% | History |
| SMCISuper Micro Computer, Inc. | COM | 616 | $504.7K | <0.1% | History |
| CORCencora, Inc. | Stock | 2,071 | $466.6K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 3,926 | $466.2K | <0.1% | History |
| State Street SPDR S&P Homebuilders ETF78464A888 | ETF | 4,498 | $454.7K | <0.1% | – |
| CNMCore & Main, Inc. | CL A | 8,696 | $425.6K | <0.1% | History |
| APTVAptiv PLC | SHS | 5,994 | $422.1K | <0.1% | History |
| First Tr Exchange-Traded FD33739Q705 | FT VEST S&P 500 | 7,999 | $404.1K | <0.1% | – |
| KNSLKinsale Capital Group, Inc. | Stock | 1,034 | $398.5K | <0.1% | History |
| SPDR Series Trust78468R523 | ST STR BL 12 ETF | 3,753 | $373.0K | <0.1% | – |
| DRIDarden Restaurants Inc | COM | 2,357 | $356.6K | <0.1% | History |
| ULTAUlta Beauty, Inc. | Stock | 799 | $308.3K | <0.1% | History |
| ASMLASML Holding NV | ADR | 296 | $302.8K | <0.1% | History |
| Vanguard Energy ETF92204A306 | ETF | 2,261 | $288.4K | <0.1% | – |
| EIXEdison International | Stock | 3,859 | $277.1K | <0.1% | History |
| OKTAOkta, Inc. | CL A | 2,947 | $275.9K | <0.1% | History |
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 14,677 | $267.1K | <0.1% | – |
| HOODRobinhood Markets, Inc. | Stock | 11,655 | $264.7K | <0.1% | History |
| PCARPaccar Inc | COM | 2,370 | $243.9K | <0.1% | History |
| First Trust Cloud Computing ETF33734X192 | ETF | 2,498 | $238.6K | <0.1% | – |
| MTDMettler Toledo International Inc | COM | 168 | $234.8K | <0.1% | History |
| Amplify Blockchain Technology ETF032108607 | ETF | 6,584 | $233.5K | <0.1% | – |
| iShares Tr464288711 | GLOB UTILITS ETF | 3,881 | $232.4K | <0.1% | – |
| Vanguard Admiral FDS Inc921932778 | SMLCP 600 VAL | 2,739 | $229.2K | <0.1% | – |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 2,742 | $224.7K | <0.1% | – |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 8,591 | $218.5K | <0.1% | – |
| ALLYAlly Financial Inc. | Stock | 5,269 | $209.0K | <0.1% | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 1,611 | $206.9K | <0.1% | – |
| Capital Group GBL Growth EQT14020X104 | SHS CREAT UNIT | 6,892 | $202.9K | <0.1% | – |
| CORZCore Scientific, Inc. | COM | 21,026 | $195.5K | <0.1% | History |
| Barrick Gold Corp067901108 | COM | 11,610 | $193.7K | <0.1% | – |
| CRKComstock Resources Inc | COM | 18,042 | $187.3K | <0.1% | History |
| GHIGreystone Housing Impact Investors LP | BEN UNIT CTF | 11,826 | $175.1K | <0.1% | History |
| SMRNuscale Power Corp | CL A COM | 14,544 | $170.0K | <0.1% | History |
| Listed FD Tr53656F417 | ROUNDHILL BALL | 12,384 | $161.6K | <0.1% | – |
| PATHUiPath, Inc. | Stock | 10,179 | $129.1K | <0.1% | History |
| BTBTBit Digital, Inc | SHS | 38,000 | $120.8K | <0.1% | History |
| Flagstar Bank, National Association649445103 | COM | 11,566 | $37.2K | <0.1% | – |
| CISOCISO Global, Inc. | COM NEW | 21,367 | $12.3K | <0.1% | History |