Gladstone Institutional Advisory LLC
- SEC CIK
- 0001766530
- Latest filing
- Jul 27, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Jan 30, 2023. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 516
- +102 vs. Q1 2021
- Portfolio value
- $833.1M
- +$189.6M (+29.5%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 163,736 | $22.4M | 2.7% | +31,814+24.1% | Added | History |
| AMZNAmazon Com Inc | Stock | 5,173 | $17.8M | 2.1% | +1,258+32.1% | Added | History |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 355,506 | $17.2M | 2.1% | +1,779+0.5% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 39,395 | $16.9M | 2.0% | +7,931+25.2% | Added | History |
| First Tr Exchng Traded FD VI33740U109 | TCW SECURITIZED | 541,824 | $14.1M | 1.7% | +541,824 | New | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 147,569 | $13.7M | 1.6% | −11,620−7.3% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 48,122 | $13.0M | 1.6% | +19,074+65.7% | Added | History |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 51,740 | $12.7M | 1.5% | +5,559+12.0% | Added | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 174,081 | $12.7M | 1.5% | −8,751−4.8% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 28,207 | $12.1M | 1.5% | −1,365−4.6% | Reduced | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 282,374 | $11.2M | 1.3% | +90,989+47.5% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 41,708 | $11.2M | 1.3% | +1,479+3.7% | Added | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 224,559 | $10.8M | 1.3% | +121,340+117.6% | Added | – |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 166,104 | $9.96M | 1.2% | −292−0.2% | Reduced | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 129,971 | $8.89M | 1.1% | −11,537−8.2% | Reduced | – |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 350,558 | $8.29M | 1.0% | +350,558 | New | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 78,181 | $7.97M | 1.0% | +6,639+9.3% | Added | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 212,175 | $7.81M | 0.9% | +108,674+105.0% | Added | – |
| METAMeta Platforms, Inc. | Stock | 22,406 | $7.79M | 0.9% | +9,530+74.0% | Added | History |
| iShares S&P 500 Value ETF464287408 | ETF | 52,499 | $7.75M | 0.9% | −142−0.3% | Reduced | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 364,876 | $7.52M | 0.9% | +19,306+5.6% | Added | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 50,950 | $7.44M | 0.9% | −1,716−3.3% | Reduced | – |
| First Tr Exchange-Traded Alp33734K109 | COM SHS | 86,330 | $7.41M | 0.9% | +64,637+298.0% | Added | – |
| GOOGLAlphabet Inc. | Stock | 3,009 | $7.35M | 0.9% | +1,011+50.6% | Added | History |
| WisdomTree Tr97717Y691 | CLOUD COMPUTNG | 125,897 | $7.04M | 0.8% | −201−0.2% | Reduced | – |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 342,241 | $6.94M | 0.8% | −755,141−68.8% | Reduced | – |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 90,389 | $6.83M | 0.8% | −39,019−30.2% | Reduced | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 92,415 | $6.80M | 0.8% | −13,598−12.8% | Reduced | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 141,055 | $6.78M | 0.8% | +133,491+1,764.8% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 24,878 | $6.75M | 0.8% | +1,681+7.2% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 98,332 | $6.59M | 0.8% | +9,746+11.0% | Added | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 121,459 | $6.51M | 0.8% | −21,992−15.3% | Reduced | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 72,836 | $5.45M | 0.7% | +6,676+10.1% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 13,414 | $5.28M | 0.6% | +1,693+14.4% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 23,405 | $5.21M | 0.6% | −396−1.7% | Reduced | – |
| XOMExxonMobil Holdings Corp | COM | 79,115 | $4.99M | 0.6% | +27,744+54.0% | Added | History |
| iShares Tr464287150 | CORE S&P TTL STK | 50,329 | $4.97M | 0.6% | −1,523−2.9% | Reduced | – |
| JNJJohnson & Johnson | Stock | 29,903 | $4.93M | 0.6% | +15,426+106.6% | Added | History |
| Exchange Traded Concepts Tru301505889 | EMQQ EME MAR ETF | 77,174 | $4.89M | 0.6% | +31,113+67.5% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 35,476 | $4.88M | 0.6% | +2,688+8.2% | Added | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 70,340 | $4.75M | 0.6% | −16,178−18.7% | Reduced | – |
| First Tr Exchange-Traded FD33739Q507 | SSI STRG ETF | 90,447 | $4.67M | 0.6% | −66,338−42.3% | Reduced | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 29,327 | $4.65M | 0.6% | +3,074+11.7% | Added | – |
| NVDANVIDIA Corp | Stock | 5,765 | $4.61M | 0.6% | +2,555+79.6% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 30,561 | $4.61M | 0.6% | +30,561 | New | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 13,102 | $4.52M | 0.5% | +2,775+26.9% | Added | History |
| TSLATesla, Inc. | Stock | 6,470 | $4.40M | 0.5% | +2,193+51.3% | Added | History |
| First Trust Cloud Computing ETF33734X192 | ETF | 41,157 | $4.36M | 0.5% | +1,282+3.2% | Added | – |
| iShares Russell 2000 ETF464287655 | ETF | 18,938 | $4.34M | 0.5% | +5,456+40.5% | Added | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 85,089 | $4.29M | 0.5% | +85,089 | New | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 37,756 | $4.27M | 0.5% | +687+1.9% | Added | – |
| First Tr Exchange-Traded FD33733A201 | DOW 30 EQL WGT | 136,553 | $4.18M | 0.5% | +136,553 | New | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 39,974 | $4.16M | 0.5% | −5,534−12.2% | Reduced | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 14,504 | $4.16M | 0.5% | −204−1.4% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 34,960 | $4.03M | 0.5% | −13,542−27.9% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 25,636 | $3.99M | 0.5% | +7,905+44.6% | Added | History |
| VVisa Inc. | Stock | 16,833 | $3.94M | 0.5% | +5,617+50.1% | Added | History |
| First Tr Exchng Traded FD VI33740F789 | MLT MNGD LRG GRW | 142,194 | $3.77M | 0.5% | +142,194 | New | – |
| ETF Ser Solutions26922A321 | DISTILLATE US | 90,069 | $3.75M | 0.5% | −2,844−3.1% | Reduced | – |
| DISWalt Disney Co | Stock | 20,666 | $3.63M | 0.4% | −1,905−8.4% | Reduced | History |
| DMTKDermTech, Inc. | COM | 84,116 | $3.50M | 0.4% | +2,371+2.9% | Added | History |
| GLDSPDR Gold Trust | ETF | 20,577 | $3.41M | 0.4% | +5,191+33.7% | Added | History |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 58,217 | $3.33M | 0.4% | −4,568−7.3% | Reduced | – |
| VZVerizon Communications Inc | Stock | 59,448 | $3.33M | 0.4% | +23,496+65.4% | Added | History |
| BACBank of America Corp | Stock | 79,569 | $3.28M | 0.4% | +15,579+24.3% | Added | History |
| PYPLPayPal Holdings, Inc. | Stock | 11,075 | $3.23M | 0.4% | +1,984+21.8% | Added | History |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 37,108 | $3.18M | 0.4% | −6,010−13.9% | Reduced | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 23,760 | $3.16M | 0.4% | +21,541+970.8% | Added | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 40,592 | $3.15M | 0.4% | −3,768−8.5% | Reduced | – |
| HDHome Depot, Inc. | Stock | 9,864 | $3.15M | 0.4% | +5,058+105.2% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 14,734 | $3.06M | 0.4% | +6,739+84.3% | Added | History |
| First Tr Exch Traded FD III33739P301 | MUNI HI INCM ETF | 52,694 | $2.96M | 0.4% | +816+1.6% | Added | – |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 38,995 | $2.89M | 0.3% | +2,438+6.7% | Added | – |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 289,250 | $2.88M | 0.3% | +289,250 | New | – |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 40,511 | $2.80M | 0.3% | −40,491−50.0% | Reduced | – |
| First Tr Exchange-Traded Alp33737M102 | MID CP GR ALPH | 37,197 | $2.80M | 0.3% | −1,051−2.7% | Reduced | – |
| MRKMerck & Co., Inc. | Stock | 36,022 | $2.80M | 0.3% | +6,233+20.9% | Added | History |
| SHOPShopify Inc. | Stock | 1,909 | $2.79M | 0.3% | +366+23.7% | Added | History |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 45,771 | $2.78M | 0.3% | +11,731+34.5% | Added | – |
| BABoeing Co | Stock | 11,343 | $2.72M | 0.3% | −585−4.9% | Reduced | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 52,623 | $2.71M | 0.3% | +2,548+5.1% | Added | – |
| PFEPfizer Inc | Stock | 68,324 | $2.68M | 0.3% | +27,473+67.3% | Added | History |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 15,343 | $2.65M | 0.3% | +1,935+14.4% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 6,606 | $2.65M | 0.3% | +3,587+118.8% | Added | History |
| First Trust Nasdaq-100 Technology Sector Index Fund337345102 | ETF | 16,615 | $2.64M | 0.3% | −1,080−6.1% | Reduced | – |
| GLTRabrdn Precious Metals Basket ETF Trust | PHYSCL PRECS MET | 26,852 | $2.59M | 0.3% | +3,919+17.1% | Added | History |
| First Tr Exchange-Traded FD33734X150 | INDLS PROD DUR | 43,377 | $2.56M | 0.3% | +43,377 | New | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 29,773 | $2.56M | 0.3% | −1,074−3.5% | Reduced | – |
| CRMSalesforce, Inc. | Stock | 10,464 | $2.56M | 0.3% | +880+9.2% | Added | History |
| First Tr Exchange Traded FD33738R795 | NASDAQ TRANSN | 73,613 | $2.50M | 0.3% | +73,613 | New | – |
| BMYBristol Myers Squibb Co | Stock | 37,381 | $2.50M | 0.3% | +4,776+14.6% | Added | History |
| COPConocoPhillips | Stock | 40,763 | $2.48M | 0.3% | +2,131+5.5% | Added | History |
| PSXPhillips 66 | Stock | 28,762 | $2.47M | 0.3% | +3,624+14.4% | Added | History |
| Janus Detroit STR Tr47103U852 | HENDERSON MTG | 45,042 | $2.39M | 0.3% | +3,864+9.4% | Added | – |
| First Tr Exchange-Traded Alp33734Y109 | COM SHS | 25,582 | $2.39M | 0.3% | +23,337+1,039.5% | Added | – |
| Listed FD Tr53656F847 | CORE ALT FD | 79,976 | $2.35M | 0.3% | +79,976 | New | – |
| First Tr Exchange Traded FD33738R704 | RBA INDL ETF | 56,734 | $2.33M | 0.3% | +56,734 | New | – |
| First Tr Exchange Traded FD33738R860 | NASDAQ BK ETF | 73,676 | $2.29M | 0.3% | +73,676 | New | – |
| GOOGAlphabet Inc. | Stock | 906 | $2.27M | 0.3% | +239+35.8% | Added | History |
| First Trust Financials Alphadex Fund33734X135 | ETF | 51,449 | $2.25M | 0.3% | +51,449 | New | – |
Sold out since Q1 2021 (43)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 66,734 | $4.87M | 0.8% | – |
| First Tr Exchange-Traded FD33734X309 | S NETWRK FUT VEH | 35,959 | $2.07M | 0.3% | – |
| Agf Invts Tr00110G408 | US MARKET NETRL | 120,578 | $2.06M | 0.3% | – |
| First Tr Exchange-Traded FD33733E807 | NAT GAS ETF | 147,118 | $1.89M | 0.3% | – |
| Mohawk Group Hldgs Inc608189106 | COM | 63,859 | $1.88M | 0.3% | – |
| First Tr Exchange-Traded FD33737A108 | NASDQ CLN EDGE | 21,790 | $1.88M | 0.3% | – |
| iShares Tr464288307 | MRGSTR MD CP GRW | 3,334 | $1.26M | 0.2% | – |
| iShares Tr464288604 | MRGSTR SM CP GR | 4,002 | $1.20M | 0.2% | – |
| Social Leverage Acquisn Corp83363K201 | UNIT 99/99/9999 | 96,540 | $961.0K | 0.1% | – |
| NXPINXP Semiconductors N.V. | COM | 4,765 | $959.0K | 0.1% | History |
| iShares Tr46435G102 | CONV BD ETF | 9,549 | $938.0K | 0.1% | – |
| MUMicron Technology Inc | Stock | 10,154 | $896.0K | 0.1% | History |
| MARMarriott International Inc | Stock | 5,653 | $837.0K | 0.1% | History |
| ONOn Semiconductor Corp | Stock | 19,850 | $826.0K | 0.1% | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 12,329 | $677.0K | 0.1% | History |
| ILMNIllumina, Inc. | COM | 1,741 | $669.0K | 0.1% | History |
| TERTeradyne, Inc | Stock | 3,592 | $437.0K | 0.1% | History |
| SWKSSkyworks Solutions, Inc. | Stock | 2,284 | $419.0K | 0.1% | History |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 17,479 | $403.0K | 0.1% | – |
| HPQHP Inc | Stock | 12,361 | $392.0K | 0.1% | History |
| FS KKR Cap Corp II35952V303 | COM | 19,297 | $377.0K | 0.1% | – |
| U.S. Global Jets ETF26922A842 | ETF | 13,788 | $371.0K | 0.1% | – |
| RDNWRideNow Group, Inc. | COM CL B | 8,440 | $370.0K | 0.1% | History |
| SPDR Series Trust78468R812 | ST STR MSCI USAQ | 3,148 | $350.0K | 0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 2,653 | $323.0K | 0.1% | History |
| Global X FDS37954Y285 | TELMDC&DIG ETF | 16,410 | $314.0K | <0.1% | – |
| WORKSlack Technologies, Inc. | COM CL A | 7,699 | $313.0K | <0.1% | History |
| GLWCorning Inc | COM | 7,133 | $310.0K | <0.1% | History |
| iShares Inc46434G822 | MSCI JAPAN ETF | 4,260 | $292.0K | <0.1% | – |
| EDITEditas Medicine, Inc. | COM | 6,661 | $280.0K | <0.1% | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 1,985 | $235.0K | <0.1% | History |
| Cyberark Software LtdM2682V108 | SHS | 1,814 | $235.0K | <0.1% | – |
| SAMBoston Beer Co Inc | CL A | 193 | $233.0K | <0.1% | History |
| EDConsolidated Edison Inc | Stock | 2,737 | $205.0K | <0.1% | History |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | 8,948 | $205.0K | <0.1% | – |
| YUMYum Brands Inc | Stock | 1,859 | $201.0K | <0.1% | History |
| New Sr Invt Group Inc648691103 | COM | 28,625 | $178.0K | <0.1% | – |
| Roth CH Acquisition II Co778673103 | COM | 17,400 | $172.0K | <0.1% | – |
| NWBINorthwest Bancshares, Inc. | COM | 10,859 | $157.0K | <0.1% | History |
| Crucible Acquisition Corp22877P207 | UNIT 12/26/2025 | 12,000 | $125.0K | <0.1% | – |
| NOKNokia Corp | SPONSORED ADR | 23,595 | $93.0K | <0.1% | History |
| Duff & Phelps SLT Engy and M26433F207 | COM NEW | 12,625 | $93.0K | <0.1% | – |
| PAVMPAVmed Inc. | COM | 12,900 | $57.0K | <0.1% | History |