Gladstone Institutional Advisory LLC
- SEC CIK
- 0001766530
- Latest filing
- Jul 27, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed Jan 30, 2023. Long positions only.
- Positions
- 414
- No 13F data for Q4 2020
- Portfolio value
- $643.4M
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 1,097,382 | $22.2M | 3.5% | – | – | – |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 353,727 | $17.2M | 2.7% | – | – | – |
| AAPLApple Inc. | Stock | 131,922 | $16.1M | 2.5% | – | – | History |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 159,189 | $14.1M | 2.2% | – | – | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 31,464 | $12.5M | 1.9% | – | – | History |
| AMZNAmazon Com Inc | Stock | 3,915 | $12.1M | 1.9% | – | – | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 182,832 | $11.9M | 1.9% | – | – | – |
| iShares Core S&P 500 ETF464287200 | ETF | 29,572 | $11.8M | 1.8% | – | – | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 40,229 | $10.5M | 1.6% | – | – | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 46,181 | $10.1M | 1.6% | – | – | – |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 166,396 | $9.98M | 1.6% | – | – | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 141,508 | $9.24M | 1.4% | – | – | – |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 129,408 | $9.16M | 1.4% | – | – | – |
| First Tr Exchange-Traded FD33739Q507 | SSI STRG ETF | 156,785 | $7.87M | 1.2% | – | – | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 143,451 | $7.58M | 1.2% | – | – | – |
| iShares S&P 500 Value ETF464287408 | ETF | 52,641 | $7.43M | 1.2% | – | – | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 106,013 | $7.33M | 1.1% | – | – | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 71,542 | $7.29M | 1.1% | – | – | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 191,385 | $7.27M | 1.1% | – | – | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 345,570 | $6.96M | 1.1% | – | – | – |
| MSFTMicrosoft Corp | Stock | 29,048 | $6.85M | 1.1% | – | – | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 52,666 | $6.83M | 1.1% | – | – | – |
| WisdomTree Tr97717Y691 | CLOUD COMPUTNG | 126,098 | $6.07M | 0.9% | – | – | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 88,586 | $5.70M | 0.9% | – | – | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 86,518 | $5.66M | 0.9% | – | – | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 23,197 | $5.64M | 0.9% | – | – | – |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 81,002 | $5.56M | 0.9% | – | – | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 48,502 | $5.52M | 0.9% | – | – | – |
| First Tr Exchange-Traded Alp33735K108 | COM SHS | 56,199 | $5.49M | 0.9% | – | – | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 103,219 | $4.94M | 0.8% | – | – | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 23,801 | $4.92M | 0.8% | – | – | – |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 66,734 | $4.87M | 0.8% | – | – | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 66,160 | $4.77M | 0.7% | – | – | – |
| iShares Tr464287150 | CORE S&P TTL STK | 51,852 | $4.75M | 0.7% | – | – | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 45,508 | $4.54M | 0.7% | – | – | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 32,788 | $4.31M | 0.7% | – | – | – |
| Vanguard S&P 500 ETF922908363 | ETF | 11,721 | $4.27M | 0.7% | – | – | – |
| DISWalt Disney Co | Stock | 22,571 | $4.17M | 0.6% | – | – | History |
| DMTKDermTech, Inc. | COM | 81,745 | $4.15M | 0.6% | – | – | History |
| GOOGLAlphabet Inc. | Stock | 1,998 | $4.12M | 0.6% | – | – | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 31,683 | $4.12M | 0.6% | – | – | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 37,069 | $4.02M | 0.6% | – | – | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 26,253 | $3.98M | 0.6% | – | – | – |
| IAUiShares Gold Trust | ISHARES | 243,438 | $3.96M | 0.6% | – | – | History |
| First Trust Cloud Computing ETF33734X192 | ETF | 39,875 | $3.82M | 0.6% | – | – | – |
| METAMeta Platforms, Inc. | Stock | 12,876 | $3.79M | 0.6% | – | – | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 14,708 | $3.78M | 0.6% | – | – | – |
| ETF Ser Solutions26922A321 | DISTILLATE US | 92,913 | $3.68M | 0.6% | – | – | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 103,501 | $3.66M | 0.6% | – | – | – |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 62,785 | $3.54M | 0.6% | – | – | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 43,118 | $3.54M | 0.5% | – | – | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 10,327 | $3.41M | 0.5% | – | – | History |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 44,360 | $3.33M | 0.5% | – | – | – |
| BABoeing Co | Stock | 11,928 | $3.04M | 0.5% | – | – | History |
| iShares Russell 2000 ETF464287655 | ETF | 13,482 | $2.98M | 0.5% | – | – | – |
| Exchange Traded Concepts Tru301505889 | EMQQ EME MAR ETF | 46,061 | $2.94M | 0.5% | – | – | – |
| XOMExxonMobil Holdings Corp | COM | 51,371 | $2.87M | 0.4% | – | – | History |
| TSLATesla, Inc. | Stock | 4,277 | $2.86M | 0.4% | – | – | History |
| First Tr Exch Traded FD III33739P301 | MUNI HI INCM ETF | 51,878 | $2.83M | 0.4% | – | – | – |
| JPMJPMorgan Chase & Co | Stock | 17,731 | $2.70M | 0.4% | – | – | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 30,847 | $2.61M | 0.4% | – | – | – |
| First Tr Exchange-Traded Alp33737M102 | MID CP GR ALPH | 38,248 | $2.60M | 0.4% | – | – | – |
| First Trust Nasdaq-100 Technology Sector Index Fund337345102 | ETF | 17,695 | $2.55M | 0.4% | – | – | – |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 36,557 | $2.53M | 0.4% | – | – | – |
| BACBank of America Corp | Stock | 63,990 | $2.48M | 0.4% | – | – | History |
| GLDSPDR Gold Trust | ETF | 15,386 | $2.46M | 0.4% | – | – | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 50,075 | $2.46M | 0.4% | – | – | – |
| JNJJohnson & Johnson | Stock | 14,477 | $2.38M | 0.4% | – | – | History |
| VVisa Inc. | Stock | 11,216 | $2.38M | 0.4% | – | – | History |
| MRKMerck & Co., Inc. | Stock | 29,789 | $2.30M | 0.4% | – | – | History |
| PYPLPayPal Holdings, Inc. | Stock | 9,091 | $2.21M | 0.3% | – | – | History |
| Janus Detroit STR Tr47103U852 | HENDERSON MTG | 41,178 | $2.19M | 0.3% | – | – | – |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 13,408 | $2.15M | 0.3% | – | – | – |
| GLTRabrdn Precious Metals Basket ETF Trust | PHYSCL PRECS MET | 22,933 | $2.13M | 0.3% | – | – | History |
| VZVerizon Communications Inc | Stock | 35,952 | $2.09M | 0.3% | – | – | History |
| First Tr Exchange-Traded FD33734X309 | S NETWRK FUT VEH | 35,959 | $2.07M | 0.3% | – | – | – |
| Agf Invts Tr00110G408 | US MARKET NETRL | 120,578 | $2.06M | 0.3% | – | – | – |
| BMYBristol Myers Squibb Co | Stock | 32,605 | $2.06M | 0.3% | – | – | History |
| PSXPhillips 66 | Stock | 25,138 | $2.05M | 0.3% | – | – | History |
| COPConocoPhillips | Stock | 38,632 | $2.05M | 0.3% | – | – | History |
| GGGGraco Inc | COM | 28,452 | $2.04M | 0.3% | – | – | History |
| Soaring Eagle Acquisition CoG8354H100 | UNIT 02/23/2026 | 201,035 | $2.03M | 0.3% | – | – | – |
| CRMSalesforce, Inc. | Stock | 9,584 | $2.03M | 0.3% | – | – | History |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 34,040 | $1.98M | 0.3% | – | – | – |
| First Tr Exchange-Traded FD33733E807 | NAT GAS ETF | 147,118 | $1.89M | 0.3% | – | – | – |
| Mohawk Group Hldgs Inc608189106 | COM | 63,859 | $1.88M | 0.3% | – | – | – |
| First Tr Exchange-Traded FD33737A108 | NASDQ CLN EDGE | 21,790 | $1.88M | 0.3% | – | – | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 23,705 | $1.88M | 0.3% | – | – | – |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 34,040 | $1.78M | 0.3% | – | – | – |
| IBMInternational Business Machines Corp | Stock | 13,065 | $1.74M | 0.3% | – | – | History |
| First Tr Exchange-Traded Alp33734K109 | COM SHS | 21,693 | $1.74M | 0.3% | – | – | – |
| NVDANVIDIA Corp | Stock | 3,210 | $1.71M | 0.3% | – | – | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 12,872 | $1.71M | 0.3% | – | – | – |
| iShares Tr464287556 | ISHARES BIOTECH | 11,351 | $1.71M | 0.3% | – | – | – |
| SHOPShopify Inc. | Stock | 1,543 | $1.71M | 0.3% | – | – | History |
| BRK.BBerkshire Hathaway Inc | Stock | 6,616 | $1.69M | 0.3% | – | – | History |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 19,302 | $1.66M | 0.3% | – | – | – |
| Lattice Strategies Tr518416102 | HARTFORD MLT ETF | 55,715 | $1.66M | 0.3% | – | – | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 31,456 | $1.60M | 0.2% | – | – | – |
| First Tr Exchange-Traded Alp33735J101 | COM SHS | 24,786 | $1.58M | 0.2% | – | – | – |