Skip to main content

Laurel Wealth Advisors LLC

SEC CIK
0001757128
Latest filing
Jul 17, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
690
−67 vs. Q2 2021
Portfolio value
$439.0M
−$11.2M (−2.5%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Laurel Wealth Advisors LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Dividend Appreciation ETF921908844ETF141,457$21.7M4.9%−1,668−1.2%Reduced–
AAPLApple Inc.Stock142,965$20.2M4.6%−4,039−2.7%ReducedHistory
MSFTMicrosoft CorpStock60,301$17.0M3.9%−3,796−5.9%ReducedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX251,735$13.2M3.0%+4,720+1.9%Added–
BRK.ABerkshire Hathaway IncCL A30$12.3M2.8%−1−3.2%ReducedHistory
GOOGLAlphabet Inc.Stock4,158$11.1M2.5%−139−3.2%ReducedHistory
iShares Tr46434V860TRS FLT RT BD202,508$10.2M2.3%−993−0.5%Reduced–
SPYSPDR S&P 500 ETF TrustETF23,118$9.92M2.3%−1,002−4.2%ReducedHistory
HDHome Depot, Inc.Stock29,434$9.66M2.2%−785−2.6%ReducedHistory
JPMJPMorgan Chase & CoStock56,805$9.30M2.1%−2,297−3.9%ReducedHistory
JNJJohnson & JohnsonStock54,698$8.83M2.0%−879−1.6%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF80,048$8.74M2.0%−865−1.1%Reduced–
MAMastercard IncStock23,765$8.26M1.9%−731−3.0%ReducedHistory
BACBank of America CorpStock190,590$8.09M1.8%−3,037−1.6%ReducedHistory
AMZNAmazon Com IncStock2,173$7.14M1.6%−479−18.1%ReducedHistory
DUKDuke Energy CORPStock71,557$6.98M1.6%−799−1.1%ReducedHistory
DISWalt Disney CoStock36,869$6.24M1.4%−527−1.4%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF20,707$6.01M1.4%−150−0.7%Reduced–
WMTWalmart Inc.Stock39,704$5.53M1.3%−860−2.1%ReducedHistory
PYPLPayPal Holdings, Inc.Stock21,236$5.53M1.3%−1,454−6.4%ReducedHistory
PGProcter & Gamble CoStock38,622$5.40M1.2%−521−1.3%ReducedHistory
NKENIKE, Inc.Stock36,205$5.26M1.2%−1,980−5.2%ReducedHistory
AMGNAmgen IncStock24,569$5.22M1.2%+3,810+18.4%AddedHistory
ABTAbbott LaboratoriesStock43,649$5.16M1.2%−654−1.5%ReducedHistory
LLYEli Lilly & CoStock21,773$5.03M1.1%−399−1.8%ReducedHistory
BRK.BBerkshire Hathaway IncStock18,336$5.00M1.1%+595+3.4%AddedHistory
iShares Tr464288588MBS ETF45,636$4.93M1.1%−2,313−4.8%Reduced–
MCDMcDonalds CorpStock19,459$4.69M1.1%−544−2.7%ReducedHistory
iShares MSCI Eafe ETF464287465ETF57,667$4.50M1.0%+1,300+2.3%Added–
CSCOCisco Systems, Inc.Stock77,391$4.21M1.0%−4,994−6.1%ReducedHistory
CRMSalesforce, Inc.Stock14,604$3.96M0.9%−400−2.7%ReducedHistory
METAMeta Platforms, Inc.Stock11,398$3.87M0.9%−1,159−9.2%ReducedHistory
PEPPepsiCo IncStock25,320$3.81M0.9%−532−2.1%ReducedHistory
UPSUnited Parcel Service IncStock20,799$3.79M0.9%−124−0.6%ReducedHistory
iShares Tr46436E7180-3 MTH TREASURY37,455$3.75M0.9%+7,831+26.4%Added–
VZVerizon Communications IncStock68,763$3.71M0.8%+7,533+12.3%AddedHistory
KOCoca Cola CoStock69,632$3.65M0.8%+909+1.3%AddedHistory
HONHoneywell International IncCOM16,718$3.55M0.8%−1,144−6.4%ReducedHistory
iShares Tr464288414NATIONAL MUN ETF29,560$3.43M0.8%+393+1.3%Added–
DGDollar General CorpCOM16,142$3.42M0.8%−490−2.9%ReducedHistory
ADPAutomatic Data Processing IncStock17,037$3.41M0.8%−235−1.4%ReducedHistory
TFCTruist Financial CorpCOM57,623$3.38M0.8%−67−0.1%ReducedHistory
GOOGAlphabet Inc.Stock1,267$3.38M0.8%−61−4.6%ReducedHistory
ENBEnbridge IncStock81,719$3.25M0.7%+15,837+24.0%AddedHistory
iShares Tr46429B333GNMA BOND ETF63,723$3.19M0.7%−553−0.9%Reduced–
ABBVAbbVie Inc.Stock29,104$3.14M0.7%−1,318−4.3%ReducedHistory
iShares Russell 2000 ETF464287655ETF14,262$3.12M0.7%+328+2.4%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF80,418$3.02M0.7%+665+0.8%Added–
MMM3M CoStock16,613$2.91M0.7%+489+3.0%AddedHistory
BDXBecton Dickinson & CoStock10,961$2.69M0.6%−675−5.8%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB118,615$2.55M0.6%−2,150−1.8%Reduced–
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF50,587$2.46M0.6%+5,375+11.9%Added–
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB109,659$2.42M0.6%−400−0.4%Reduced–
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF85,950$2.31M0.5%+6,000+7.5%Added–
SOSouthern CoStock35,868$2.22M0.5%+2,332+7.0%AddedHistory
iShares Tr464288687PFD AND INCM SEC57,125$2.22M0.5%+5,215+10.0%Added–
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF82,120$2.18M0.5%+21,875+36.3%Added–
UNPUnion Pacific CorpStock11,010$2.16M0.5%−50−0.5%ReducedHistory
TJXTJX Companies IncStock31,771$2.10M0.5%−28−0.1%ReducedHistory
RTXRTX CorpStock23,803$2.05M0.5%−1,761−6.9%ReducedHistory
iShares Tr46434VBA7IBONDS DEC22 ETF79,500$2.01M0.5%00.0%Unchanged–
iShares Tr46434VBK5IBONDS DEC21 ETF80,600$1.99M0.5%00.0%Unchanged–
CVXChevron CorpStock19,397$1.97M0.4%+401+2.1%AddedHistory
NVDANVIDIA CorpStock9,431$1.95M0.4%+399+4.4%AddedConverted for a 4-for-1 splitHistory
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB86,425$1.92M0.4%−1,000−1.1%Reduced–
iShares Tr46434VAX8IBONDS DEC23 ETF71,950$1.87M0.4%00.0%Unchanged–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF27,037$1.86M0.4%+590+2.2%Added–
ATRIAtrion CorpCOM2,474$1.73M0.4%00.0%UnchangedHistory
Vanguard S&P 500 ETF922908363ETF4,174$1.65M0.4%+1,774+73.9%Added–
BLKBlackRock, Inc.COM1,951$1.64M0.4%+3+0.2%AddedHistory
GLDSPDR Gold TrustETF9,403$1.54M0.4%+825+9.6%AddedHistory
iShares Core MSCI Eafe ETF46432F842ETF19,917$1.48M0.3%+2,431+13.9%Added–
iShares Tr464287721U.S. TECH ETF14,476$1.47M0.3%−140−1.0%Reduced–
XOMExxonMobil Holdings CorpCOM23,279$1.37M0.3%−1,051−4.3%ReducedHistory
CLColgate Palmolive CoStock17,300$1.31M0.3%+53+0.3%AddedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF9,640$1.28M0.3%+7+0.1%Added–
Global X FDS37954Y673US INFR DEV ETF50,314$1.28M0.3%+901+1.8%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF8,404$1.25M0.3%+90+1.1%Added–
iShares Tr46434VBG4IBONDS DEC24 ETF46,500$1.22M0.3%+3,300+7.6%Added–
iShares Core S&P 500 ETF464287200ETF2,801$1.21M0.3%+55+2.0%Added–
RGAReinsurance Group of America IncCOM NEW10,298$1.15M0.3%−10,175−49.7%ReducedHistory
WFCWells Fargo & CompanyStock24,329$1.13M0.3%−350−1.4%ReducedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF16,952$1.08M0.2%−490−2.8%Reduced–
iShares Global Clean Energy ETF464288224ETF48,650$1.05M0.2%−12,063−19.9%Reduced–
FITBFifth Third BancorpCOM23,798$1.01M0.2%−300−1.2%ReducedHistory
iShares Tips Bond ETF464287176ETF7,882$1.01M0.2%−200−2.5%Reduced–
SSBSouthState Bank CorpCOM13,348$997.0K0.2%00.0%UnchangedHistory
AXPAmerican Express CoStock5,904$989.0K0.2%−80−1.3%ReducedHistory
IQVIQVIA Holdings Inc.Stock4,090$980.0K0.2%−1,000−19.6%ReducedHistory
CCICrown Castle Inc.REIT5,385$933.0K0.2%00.0%UnchangedHistory
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB43,340$929.0K0.2%+24,100+125.3%Added–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF33,800$912.0K0.2%+27,925+475.3%Added–
LOWLowes Companies IncStock4,462$905.0K0.2%−655−12.8%ReducedHistory
ORCLOracle CorpStock10,381$904.0K0.2%−2,040−16.4%ReducedHistory
IBMInternational Business Machines CorpStock6,383$887.0K0.2%−115−1.8%ReducedHistory
iShares S&P Mid-Cap 400 Growth ETF464287606ETF11,001$871.0K0.2%−400−3.5%Reduced–
iShares Tr464287754US INDUSTRIALS8,085$866.0K0.2%−305−3.6%Reduced–
SPDR Series Trust78468R721STATE STREET SPD16,150$833.0K0.2%+15,400+2,053.3%Added–
iShares S&P 500 Value ETF464287408ETF5,652$822.0K0.2%+10+0.2%Added–
COPConocoPhillipsStock11,365$770.0K0.2%−220−1.9%ReducedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Laurel Wealth Advisors LLC in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF–$13.5M

Sold out since Q2 2021 (108)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 108 by value last quarter.

Positions of Laurel Wealth Advisors LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
AXONAxon Enterprise, Inc.COM4,156$735.0K0.2%History
Schwab US Dividend Equity ETF808524797ETF3,131$237.0K0.1%–
Schwab U.S. Mid-Cap ETF808524508ETF1,848$145.0K<0.1%–
TROWPrice T Rowe Group IncStock705$140.0K<0.1%History
Schwab Emerging Markets Equity ETF808524706ETF3,650$120.0K<0.1%–
Capitala Fin Corp14054R502COM NEW4,729$116.0K<0.1%–
AVAVAeroVironment IncCOM1,000$100.0K<0.1%History
Vanguard Communication Services ETF92204A884ETF500$72.0K<0.1%–
CHKPCheck Point Software Technologies LtdORD500$58.0K<0.1%History
SCHWSchwab Charles CorpStock750$55.0K<0.1%History
Vanguard Consumer Discretionary ETF92204A108ETF150$47.0K<0.1%–
GRAW R Grace & CoCOM675$47.0K<0.1%History
FUTUFutu Holdings LtdSPON ADS CL A250$45.0K<0.1%History
MPTMedical Properties Trust IncCOM2,000$40.0K<0.1%History
BEAMBeam Therapeutics Inc.COM300$39.0K<0.1%History
HLTHilton Worldwide Holdings Inc.COM300$36.0K<0.1%History
State Street SPDR S&P Software & Services ETF78464A599ETF193$33.0K<0.1%–
ORealty Income CorpREIT500$33.0K<0.1%History
iShares Tr464288794US BR DEL SE ETF323$33.0K<0.1%–
CXPColumbia Property Trust, Inc.COM NEW1,906$33.0K<0.1%History
State Street SPDR S&P Bank ETF78464A797ETF615$32.0K<0.1%–
SPDR Series Trust78464A789ST STR SP INS829$32.0K<0.1%–
iShares Tr464287192US TRSPRTION123$32.0K<0.1%–
SPDR Series Trust78464A763ST STR SP DIV259$32.0K<0.1%–
WFCFWhere Food Comes From, Inc.COM2,000$31.0K<0.1%History
GTLSChart Industries IncCOM200$29.0K<0.1%History
WHRWhirlpool CorpStock125$27.0K<0.1%History
Royal Dutch Shell PLC780259107SPON ADR B665$26.0K<0.1%–
iShares Tr46435U366SELF DRIVNG EV500$25.0K<0.1%–
EMNEastman Chemical CoStock202$24.0K<0.1%History
GCPGCP Applied Technologies Inc.COM930$22.0K<0.1%History
WELLWelltower Inc.REIT250$21.0K<0.1%History
NVRNVR IncCOM4$20.0K<0.1%History
ETF Ser Solutions26922A289DEFIANCE CONNECT500$19.0K<0.1%–
KDPKeurig Dr Pepper Inc.COM500$18.0K<0.1%History
WDAYWorkday, Inc.CL A76$18.0K<0.1%History
Cornerstone Building Brands, Inc.21925D109COM1,000$18.0K<0.1%–
iShares Tr46428865310-20 YR TRS ETF114$17.0K<0.1%–
SHOPShopify Inc.Stock10$15.0K<0.1%History
PAYXPaychex IncStock125$13.0K<0.1%History
HALHalliburton CoStock500$12.0K<0.1%History
SHWSherwin Williams CoCOM45$12.0K<0.1%History
TGTXTG Therapeutics, Inc.COM315$12.0K<0.1%History
BGFVBig 5 Sporting Goods CorpCOM475$12.0K<0.1%History
Flexshares Tr33939L605IBOXX 5YR TRGT400$11.0K<0.1%–
ARK ETF Tr00214Q302GENOMIC REV ETF102$9.00K<0.1%–
MGAMagna International IncCOM100$9.00K<0.1%History
MAINMain Street Capital CORPCEF196$8.00K<0.1%History
iShares Tr464288752US HOME CONS ETF110$8.00K<0.1%–
BFHBread Financial Holdings, Inc.COM75$8.00K<0.1%History
UFPIUfp Industries IncCOM110$8.00K<0.1%History
Fidelity Covington Trust316092857MSCI RL EST ETF250$8.00K<0.1%–
RCKYRocky Brands, Inc.COM150$8.00K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM150$8.00K<0.1%History
TEAMAtlassian CorpCL A30$8.00K<0.1%History
OKTAOkta, Inc.CL A30$7.00K<0.1%History
STWDStarwood Property Trust, Inc.COM261$7.00K<0.1%History
Epiphany Technology Acquisit29429X208UNIT 99/99/9999725$7.00K<0.1%–
Vanguard Ftse Emerging Markets ETF922042858ETF101$5.00K<0.1%–
SWBISmith & Wesson Brands, Inc.COM150$5.00K<0.1%History
HZOMarinemax IncCOM110$5.00K<0.1%History
ARK ETF Tr00214Q807SPACE & DEFENSE200$4.00K<0.1%–
HTGCHercules Capital, Inc.COM209$4.00K<0.1%History
Etfis Ser Tr I26923G822VIRTUS INFRCAP165$4.00K<0.1%–
ABRArbor Realty Trust IncCOM237$4.00K<0.1%History
DACDanaos CorpSHS50$4.00K<0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN50$4.00K<0.1%History
LMNXLuminex CorpCOM110$4.00K<0.1%History
Nightdragon Acquisition Corp65413D204UNIT 02/26/20266350$4.00K<0.1%–
Prospector Capital CorpG7273A121UNIT 01/01/2030400$4.00K<0.1%–
Aries I Acquisition CorpG0542N115UNIT 03/18/2026400$4.00K<0.1%–
Catalyst Partnrs Acquisitn CG19550113UNIT 99/99/9999400$4.00K<0.1%–
iShares U.S. Regional Banks ETF464288778ETF50$3.00K<0.1%–
ZMZoom Communications, Inc.Stock8$3.00K<0.1%History
GILDGilead Sciences, Inc.Stock45$3.00K<0.1%History
TTCToro CoCOM25$3.00K<0.1%History
Global X FDS37954Y483NASDAQ 100 COVER126$3.00K<0.1%–
OBDCBlue Owl Capital CorpCOM206$3.00K<0.1%History
Etfis Ser Tr I26923G772INFRAC ACT MLP98$3.00K<0.1%–
ERICEricsson LM Telephone CoADR B SEK 10252$3.00K<0.1%History
TBCHTurtle Beach CorpCOM NEW88$3.00K<0.1%History
Churchill Capital Corp IV171439102CL A90$3.00K<0.1%–
ENLCEnLink Midstream, LLCCOM UNIT REP LTD408$3.00K<0.1%History
GMBLEsports Entertainment Group, Inc.COM250$3.00K<0.1%History
Hexo Corp428304307COM NEW500$3.00K<0.1%–
MGPMGM Growth Properties LLCCL A COM81$3.00K<0.1%History
PRTPermRock Royalty TrustTR UNIT406$3.00K<0.1%History
ProShares Tr74347B169ONLINE RTL ETF40$3.00K<0.1%–
Social Capital Hedosopha HLDG82514103SHS CL A250$3.00K<0.1%–
UTZUtz Brands, Inc.COM CL A95$2.00K<0.1%History
SLVOCredit Suisse AGX LINK SILVER335$2.00K<0.1%History
Gores Holdings VI Inc38286R105COM CL A150$2.00K<0.1%–
O2MICRO International Limite67107W100SPONS ADR240$2.00K<0.1%–
TUPTupperware Brands CorpCOM75$2.00K<0.1%History
Galileo Acquisition CorpG3770A102SHS200$2.00K<0.1%–
OneG7000X105COM CL A240$2.00K<0.1%–
Reinvent Technology PartnersG7484L114UNIT 03/12/2026225$2.00K<0.1%–
SVF Investment Corp.G8601L110UNIT 12/20/2025200$2.00K<0.1%–
TSEOQTrinseo PLCSHS35$2.00K<0.1%History
AFLAflac IncStock20$1.00K<0.1%History