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Livermore
Livermore
ZHEN

Cooper Financial Group

SEC CIK
0001751581
Latest filing
Jul 8, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 11, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
234
−11 vs. Q3 2021
Portfolio value
$264.9M
−$217.1M (−45.0%) vs. Q3 2021
Filed
Feb 11, 2022
SEC
Holdings of Cooper Financial Group in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
KEYSKeysight Technologies, Inc.Stock2,139$442.0K0.2%+340+18.9%AddedHistory
FNFFidelity National Financial, Inc.COM SHS8,534$445.0K0.2%+8,534NewHistory
CHRWC. H. Robinson Worldwide, Inc.COM NEW4,153$447.0K0.2%+57+1.4%AddedHistory
NOVTNovanta IncCOM2,538$448.0K0.2%+24+1.0%AddedHistory
BLKBlackRock, Inc.COM491$449.0K0.2%−3−0.6%ReducedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF10,853$450.0K0.2%+1,973+22.2%Added–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF14,606$451.0K0.2%−78,592−84.3%Reduced–
CROXCrocs, Inc.COM3,578$459.0K0.2%+23+0.6%AddedHistory
BBYBest Buy Co IncStock4,540$461.0K0.2%−35−0.8%ReducedHistory
CCitigroup IncStock7,632$461.0K0.2%−100−1.3%ReducedHistory
iShares Select Dividend ETF464287168ETF3,770$462.0K0.2%+3,770New–
iShares MSCI USA Min Vol Factor ETF46429B697ETF5,761$466.0K0.2%+5,761New–
iShares Tr464287291GLOBAL TECH ETF7,398$476.0K0.2%+289+4.1%Added–
EWEdwards Lifesciences CorpStock3,690$478.0K0.2%−753−16.9%ReducedHistory
RTXRTX CorpStock5,557$478.0K0.2%−1,346−19.5%ReducedHistory
Amplify ETF Tr032108854SEYMOUR CANNBS34,284$484.0K0.2%+14,860+76.5%Added–
RTLNecessity Retail REIT, Inc.COM CLASS A53,345$487.0K0.2%−248−0.5%ReducedHistory
Schwab US Tips ETF808524870ETF7,776$489.0K0.2%−68,715−89.8%Reduced–
Schwab Strategic Tr8085247141 5YR CORP BD9,688$490.0K0.2%−258,865−96.4%Reduced–
CRMSalesforce, Inc.Stock1,968$500.0K0.2%−537−21.4%ReducedHistory
WisdomTree Tr97717X578EM EX ST-OWNED13,706$505.0K0.2%−237,540−94.5%Reduced–
iShares Tr464287333GLOBAL FINLS ETF6,505$521.0K0.2%−92,713−93.4%Reduced–
SPGIS&P Global Inc.Stock1,110$524.0K0.2%+106+10.6%AddedHistory
LEALear CorpCOM NEW2,970$543.0K0.2%+27+0.9%AddedHistory
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI23,098$559.0K0.2%−59−0.3%Reduced–
PRFTPerficient IncCOM4,337$561.0K0.2%+34+0.8%AddedHistory
BMYBristol Myers Squibb CoStock9,114$568.0K0.2%−1,197−11.6%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF7,124$576.0K0.2%+47+0.7%Added–
PFEPfizer IncStock9,799$579.0K0.2%−3,420−25.9%ReducedHistory
Two RDS Shared Tr90214Q717LEADERSHS ACTIVI16,068$586.0K0.2%+16,068New–
WMTWalmart Inc.Stock4,055$587.0K0.2%−1,818−31.0%ReducedHistory
TAT&T Inc.Stock24,138$594.0K0.2%−8,949−27.0%ReducedHistory
MRNAModerna, Inc.Stock2,413$613.0K0.2%+174+7.8%AddedHistory
BIOBio-Rad Laboratories, Inc.CL A811$613.0K0.2%+10+1.2%AddedHistory
KMBKimberly Clark CorpStock4,335$620.0K0.2%−108−2.4%ReducedHistory
PMPhilip Morris International Inc.Stock6,576$625.0K0.2%−2,206−25.1%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT3,843$625.0K0.2%−4,094−51.6%Reduced–
AMEAmetek IncCOM4,312$634.0K0.2%+23+0.5%AddedHistory
CIONCION Investment CorpCOM49,081$641.0K0.2%+49,081NewHistory
AVGOBroadcom Inc.Stock986$656.0K0.2%−322−24.6%ReducedHistory
TGTTarget CorpStock2,983$690.0K0.3%+321+12.1%AddedHistory
New York Life Investments Et45409B107HEDGE MULTI STRA22,032$700.0K0.3%+4,335+24.5%Added–
IIPRInnovative Industrial Properties IncCOM2,692$708.0K0.3%+1,076+66.6%AddedHistory
DHRDanaher CorpStock2,169$713.0K0.3%−56−2.5%ReducedHistory
WisdomTree Tr97717W208US HIGH DIVIDEND8,901$735.0K0.3%−35−0.4%Reduced–
VanEck ETF Trust92189H805RARE EARTH AND S6,666$748.0K0.3%+303+4.8%Added–
KLACKLA CorpCOM NEW1,757$756.0K0.3%−49−2.7%ReducedHistory
ABBVAbbVie Inc.Stock5,711$773.0K0.3%−3,782−39.8%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF12,956$776.0K0.3%−388−2.9%Reduced–
iShares Russell Mid-Cap Value ETF464287473ETF6,530$799.0K0.3%−707−9.8%Reduced–
SPYSPDR S&P 500 ETF TrustETF1,707$811.0K0.3%−450−20.9%ReducedHistory
iShares Tr464288414NATIONAL MUN ETF7,095$825.0K0.3%−5,810−45.0%Reduced–
ETNEaton Corp plcStock4,810$831.0K0.3%+5+0.1%AddedHistory
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM34,044$835.0K0.3%+5,262+18.3%AddedHistory
VVisa Inc.Stock3,968$860.0K0.3%−162−3.9%ReducedHistory
iShares Tips Bond ETF464287176ETF6,840$884.0K0.3%+1,461+27.2%Added–
iShares Tr46432F388MSCI USA VALUE8,079$884.0K0.3%−98,990−92.5%Reduced–
iShares Russell Mid-Cap Growth ETF464287481ETF7,698$887.0K0.3%−224−2.8%Reduced–
SGISomnigroup International Inc.COM18,935$890.0K0.3%+139+0.7%AddedHistory
PEPPepsiCo IncStock5,160$896.0K0.3%−2,214−30.0%ReducedHistory
Kraneshares Tr500767876EMRNG MKT CONS38,580$912.0K0.3%−15,659−28.9%Reduced–
ZBRAZebra Technologies CorpCL A1,550$923.0K0.3%+49+3.3%AddedHistory
First Tr Exch Traded FD III33739N108MANAGD MUN ETF16,420$936.0K0.4%00.0%Unchanged–
Two RDS Shared Tr90214Q683LEADERSHARES EQT26,651$936.0K0.4%+26,651New–
ADBEAdobe Inc.Stock1,674$949.0K0.4%+384+29.8%AddedHistory
LRCXLam Research CorpCOM1,322$950.0K0.4%+255+23.9%AddedHistory
UPSUnited Parcel Service IncStock4,488$962.0K0.4%−372−7.7%ReducedHistory
iShares Russell 2000 ETF464287655ETF4,468$994.0K0.4%−231−4.9%Reduced–
WPCW. P. Carey Inc.COM12,367$1.01M0.4%−1,214−8.9%ReducedHistory
iShares Tr464287150CORE S&P TTL STK9,539$1.02M0.4%+2,672+38.9%Added–
JPMJPMorgan Chase & CoStock6,512$1.03M0.4%−1,471−18.4%ReducedHistory
CVXChevron CorpStock9,028$1.06M0.4%−242−2.6%ReducedHistory
NFLXNetflix IncStock1,761$1.06M0.4%+64+3.8%AddedHistory
BXBlackstone Inc.COM8,249$1.07M0.4%−1,385−14.4%ReducedHistory
NACNuveen California Quality Municipal Income FundCOM69,175$1.08M0.4%+1,315+1.9%AddedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF21,962$1.11M0.4%−36,891−62.7%Reduced–
NEENextera Energy IncStock11,896$1.11M0.4%+718+6.4%AddedHistory
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR24,954$1.14M0.4%+24,954New–
iShares Tr46435G474FALN ANGLS USD39,453$1.18M0.4%−235,841−85.7%Reduced–
BABoeing CoStock5,952$1.20M0.5%−7,788−56.7%ReducedHistory
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF27,093$1.21M0.5%+3,196+13.4%Added–
PYPLPayPal Holdings, Inc.Stock6,494$1.23M0.5%+127+2.0%AddedHistory
IGRCbre Global Real Estate Income FundCOM126,648$1.24M0.5%+4,283+3.5%AddedHistory
INTCIntel CorpStock24,094$1.24M0.5%−869−3.5%ReducedHistory
CSCOCisco Systems, Inc.Stock21,009$1.33M0.5%−300−1.4%ReducedHistory
Two RDS Shared Tr90214Q675LEADERSHARES DY53,141$1.34M0.5%+53,141New–
NVDANVIDIA CorpStock4,572$1.34M0.5%−297−6.1%ReducedHistory
XOMExxonMobil Holdings CorpCOM22,221$1.36M0.5%−1,174−5.0%ReducedHistory
DISWalt Disney CoStock8,877$1.38M0.5%−2,838−24.2%ReducedHistory
IBMInternational Business Machines CorpStock10,956$1.46M0.6%−2,740−20.0%ReducedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC14,660$1.48M0.6%+65+0.4%Added–
JNJJohnson & JohnsonStock9,018$1.54M0.6%−801−8.2%ReducedHistory
First Tr Exch Traded FD III33739P103LNG/SHT EQUITY30,177$1.57M0.6%+3,214+11.9%Added–
FTNTFortinet, Inc.Stock4,396$1.58M0.6%+218+5.2%AddedHistory
GNRCGenerac Holdings Inc.Stock4,522$1.59M0.6%+370+8.9%AddedHistory
METAMeta Platforms, Inc.Stock4,730$1.59M0.6%−616−11.5%ReducedHistory
GOOGAlphabet Inc.Stock566$1.64M0.6%−84−12.9%ReducedHistory
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF23,739$1.69M0.6%+3,175+15.4%Added–
COSTCostco Wholesale CorpStock2,984$1.69M0.6%−146−4.7%ReducedHistory
AMGNAmgen IncStock7,587$1.71M0.6%−769−9.2%ReducedHistory

Sold out since Q3 2021 (45)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Cooper Financial Group sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
iShares Tr46428865310-20 YR TRS ETF22,847$3.36M0.7%–
iShares Tr464289859CORE 80 20 ETF13,292$928.0K0.2%–
iShares Tr464288646ISHS 1-5YR INVS13,336$729.0K0.2%–
FFWMFirst Foundation Inc.COM27,384$720.0K0.1%History
MCDMcDonalds CorpStock2,594$625.0K0.1%History
iShares Tr464288570ESG MSCI KLD ETF6,595$549.0K0.1%–
PALLabrdn Palladium ETF TrustPHYSICAL PALLADM3,069$547.0K0.1%History
ROKRockwell Automation, IncStock1,663$489.0K0.1%History
WFCWells Fargo & CompanyStock9,945$462.0K0.1%History
LUVSouthwest Airlines CoCOM8,891$457.0K0.1%History
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 11,149$389.0K0.1%History
CLXClorox CoStock2,298$381.0K0.1%History
iShares Tr46435G516ESG AW MSCI EAFE4,757$373.0K0.1%–
Atlas CorpY0436Q109SHARES23,175$352.0K0.1%–
DBXDropbox, Inc.CL A12,001$351.0K0.1%History
BABAAlibaba Group Holding LtdADR2,252$333.0K0.1%History
GMGeneral Motors CoCOM6,312$333.0K0.1%History
Schwab U.S. Large-Cap Growth ETF808524300ETF2,212$328.0K0.1%–
QRVOQorvo, Inc.Stock1,928$322.0K0.1%History
MNSTMonster Beverage CorpCOM3,541$315.0K0.1%History
TTTrane Technologies plcSHS1,765$305.0K0.1%History
DOWDow Inc.Stock5,269$303.0K0.1%History
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD11,435$300.0K0.1%–
VCVInvesco California Value Municipal Income TrustCOM21,620$298.0K0.1%History
Fidelity MSCI Information Technology Index ETF316092808ETF2,320$275.0K0.1%–
NOMDNomad Foods LtdUSD ORD SHS9,837$271.0K0.1%History
AMTAmerican Tower CorpREIT993$264.0K0.1%History
IPInternational Paper CoCOM4,590$257.0K0.1%History
Vanguard Morningstar Mid-Cap ETF922908629ETF1,074$254.0K0.1%–
iShares Global Clean Energy ETF464288224ETF11,511$249.0K0.1%–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF4,386$242.0K0.1%–
MRKMerck & Co., Inc.Stock3,118$234.0K<0.1%History
Global X FDS37950E333GLBX SUPRINC ETF19,408$232.0K<0.1%–
WBAWalgreens Boots Alliance, Inc.COM4,931$232.0K<0.1%History
iShares Tr46436E619ESG ADVAN ETF4,608$229.0K<0.1%–
MOAltria Group, Inc.Stock4,924$224.0K<0.1%History
IRMIron Mountain IncCOM5,100$222.0K<0.1%History
OHIOmega Healthcare Investors IncCOM7,390$221.0K<0.1%History
Vanguard Dividend Appreciation ETF921908844ETF1,431$220.0K<0.1%–
UNHUnitedHealth Group IncStock562$220.0K<0.1%History
ORealty Income CorpREIT3,339$217.0K<0.1%History
AEPAmerican Electric Power Co IncStock2,653$215.0K<0.1%History
Schwab Strategic Tr8085246985 10YR CORP BD4,075$213.0K<0.1%–
CLFCleveland-Cliffs Inc.COM10,368$205.0K<0.1%History
Tastemaker Acquisition Corp876545203UNIT 12/31/202513,128$133.0K<0.1%–