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Livermore
Livermore
ZHEN

Cooper Financial Group

SEC CIK
0001751581
Latest filing
Jul 8, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 11, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
234
−11 vs. Q3 2021
Portfolio value
$264.9M
−$217.1M (−45.0%) vs. Q3 2021
Filed
Feb 11, 2022
SEC
Holdings of Cooper Financial Group in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
WTERAlkaline Water Co IncCOM NEW11,000$13.0K<0.1%+11,000NewHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER11,358$91.0K<0.1%+11,358NewHistory
NLYAnnaly Capital Management IncCOM19,101$149.0K0.1%−33,188−63.5%ReducedHistory
BTZBlackRock Credit Allocation Income TrustCOM10,000$151.0K0.1%00.0%UnchangedHistory
GHYPGIM Global High Yield Fund, Inc.COM11,928$180.0K0.1%+230+2.0%AddedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM11,878$196.0K0.1%+11,878NewHistory
EXCExelon CorpStock3,471$201.0K0.1%+3,471NewHistory
CUBECubeSmartREIT3,575$203.0K0.1%−1,655−31.6%ReducedHistory
ADPAutomatic Data Processing IncStock828$204.0K0.1%−189−18.6%ReducedHistory
VRTXVertex Pharmaceuticals IncStock937$206.0K0.1%+937NewHistory
GPCGenuine Parts CoStock1,466$206.0K0.1%+1,466NewHistory
CPTCamden Property TrustREIT1,157$207.0K0.1%+1,157NewHistory
WMBWilliams Companies, Inc.COM7,956$207.0K0.1%+7,956NewHistory
MDTMedtronic plcStock2,006$208.0K0.1%+2,006NewHistory
BDCZUBS AGETRACS WF BUS DE10,365$208.0K0.1%+10+0.1%AddedHistory
iShares U.S. Medical Devices ETF464288810ETF3,194$210.0K0.1%−1,233−27.9%Reduced–
VLOValero Energy CorpStock2,805$211.0K0.1%−33−1.2%ReducedHistory
EAElectronic Arts Inc.COM1,602$211.0K0.1%+23+1.5%AddedHistory
CICigna GroupStock941$216.0K0.1%+941NewHistory
BACBank of America CorpStock4,877$217.0K0.1%−7,318−60.0%ReducedHistory
TDYTeledyne Technologies IncCOM502$219.0K0.1%+502NewHistory
BENFranklin Templeton IncCOM6,567$220.0K0.1%+6,567NewHistory
First Tr Exchange-Traded FD33733B100WTR ETF2,339$222.0K0.1%+2,339New–
OKTAOkta, Inc.CL A993$223.0K0.1%+993NewHistory
iShares Tr464287721U.S. TECH ETF1,955$224.0K0.1%−84,021−97.7%Reduced–
XYZBlock, Inc.CL A1,391$225.0K0.1%−100−6.7%ReducedHistory
iShares Core MSCI Eafe ETF46432F842ETF3,041$227.0K0.1%−848−21.8%Reduced–
Invesco Exchange Traded FD T46137V233S&P 500 TOP 50616$227.0K0.1%−11−1.8%Reduced–
CERNCERNER CorpCOM2,461$229.0K0.1%+2,461NewHistory
MUMicron Technology IncStock2,468$230.0K0.1%+2,468NewHistory
PAYXPaychex IncStock1,692$231.0K0.1%+1,692NewHistory
First Rep BK San Francisco C33616C100COM1,134$234.0K0.1%+17+1.5%Added–
JEFJefferies Financial Group Inc.COM6,089$236.0K0.1%+39+0.6%AddedHistory
ILMNIllumina, Inc.COM627$239.0K0.1%−1,131−64.3%ReducedHistory
FULFuller H B CoStock3,038$246.0K0.1%+3,038NewHistory
AGNCAGNC Investment Corp.REIT16,461$248.0K0.1%−1,739−9.6%ReducedHistory
iShares Tr464287796U.S. ENERGY ETF8,232$248.0K0.1%+49+0.6%Added–
TMUST-Mobile US, Inc.Stock2,151$249.0K0.1%+368+20.6%AddedHistory
APTVAptiv PLCSHS1,508$249.0K0.1%−6−0.4%ReducedHistory
HOLXHologic IncCOM3,261$250.0K0.1%+3,261NewHistory
USBUS Bancorp DECOM NEW4,493$252.0K0.1%−210−4.5%ReducedHistory
MCKMcKesson CorpStock1,022$254.0K0.1%+9+0.9%AddedHistory
SLABSilicon Laboratories Inc.Stock1,256$259.0K0.1%+1,256NewHistory
MAMastercard IncStock722$260.0K0.1%−191−20.9%ReducedHistory
LMTLockheed Martin CorpStock734$261.0K0.1%−479−39.5%ReducedHistory
GSGoldman Sachs Group IncStock695$266.0K0.1%+13+1.9%AddedHistory
iShares S&P 500 Growth ETF464287309ETF3,176$266.0K0.1%−6,320−66.6%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF5,326$272.0K0.1%+136+2.6%Added–
Franklin Templeton ETF Tr35473P553US CORE BOND ETF10,826$272.0K0.1%−327−2.9%Reduced–
IEXIdex CorpCOM1,154$273.0K0.1%+4+0.3%AddedHistory
U.S. Global Jets ETF26922A842ETF13,057$275.0K0.1%−43−0.3%Reduced–
SOSouthern CoStock4,086$280.0K0.1%+4+0.1%AddedHistory
Invesco Exchange Traded FD T46137V407INVESCO MSCI4,282$286.0K0.1%−1,343−23.9%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF5,802$287.0K0.1%−487−7.7%Reduced–
BPBP PLCADR10,924$291.0K0.1%−2,274−17.2%ReducedHistory
TDToronto Dominion BankStock3,798$291.0K0.1%+105+2.8%AddedHistory
KRKroger CoStock6,501$294.0K0.1%+754+13.1%AddedHistory
INMDInMode Ltd.SHS4,163$294.0K0.1%−101−2.4%ReducedConverted for a 2-for-1 splitHistory
HSYHershey CoCOM1,535$297.0K0.1%+15+1.0%AddedHistory
SSNCSS&C Technologies Holdings IncCOM3,641$298.0K0.1%+32+0.9%AddedHistory
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER2,815$299.0K0.1%+68+2.5%Added–
SRESempraStock2,265$300.0K0.1%−5,082−69.2%ReducedHistory
FFord Motor CoStock14,560$302.0K0.1%−9,576−39.7%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF2,051$302.0K0.1%−632−23.6%Reduced–
VZVerizon Communications IncStock5,828$303.0K0.1%−5,699−49.4%ReducedHistory
OKEONEOK IncCOM5,279$310.0K0.1%+53+1.0%AddedHistory
SBUXStarbucks CorpStock2,659$311.0K0.1%−1,553−36.9%ReducedHistory
OTISOtis Worldwide CorpStock3,579$312.0K0.1%−497−12.2%ReducedHistory
INTUIntuit Inc.Stock487$313.0K0.1%+65+15.4%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF1,016$326.0K0.1%−48−4.5%Reduced–
State Street Energy Select Sector SPDR ETF81369Y506ETF5,880$326.0K0.1%−114,278−95.1%Reduced–
ANETArista Networks, Inc.COM2,288$329.0K0.1%+2,288NewHistory
YETIYETI Holdings, Inc.COM3,992$331.0K0.1%+192+5.1%AddedHistory
MMM3M CoStock1,875$333.0K0.1%−286−13.2%ReducedHistory
IVZInvesco Ltd.Stock14,560$335.0K0.1%+105+0.7%AddedHistory
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE3,261$335.0K0.1%+3,261New–
FSKFS KKR Capital CorpCOM16,015$335.0K0.1%−4,647−22.5%ReducedHistory
TROWPrice T Rowe Group IncStock1,707$336.0K0.1%+65+4.0%AddedHistory
Global X FDS37954Y673US INFR DEV ETF11,717$337.0K0.1%00.0%Unchanged–
iShares Tr464288588MBS ETF3,159$339.0K0.1%−97,270−96.9%Reduced–
ETSYEtsy IncCOM1,657$363.0K0.1%+47+2.9%AddedHistory
EMREmerson Electric CoStock4,006$372.0K0.1%+125+3.2%AddedHistory
PNRPENTAIR plcSHS5,090$372.0K0.1%+66+1.3%AddedHistory
CMCSAComcast CorpStock7,421$373.0K0.1%−943−11.3%ReducedHistory
iShares Inc46434G863ESG AWR MSCI EM9,426$375.0K0.1%−11,244−54.4%Reduced–
Vanguard S&P 500 ETF922908363ETF871$380.0K0.1%−929−51.6%Reduced–
NOCNorthrop Grumman CorpStock984$381.0K0.1%−198−16.8%ReducedHistory
ASMLASML Holding NVADR482$384.0K0.1%+482NewHistory
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF25,272$390.0K0.1%+351+1.4%AddedHistory
Global X Uranium ETF37954Y871ETF17,351$396.0K0.1%+17,351New–
QCOMQualcomm IncStock2,172$397.0K0.1%+345+18.9%AddedHistory
LHLabcorp Holdings Inc.COM NEW1,277$401.0K0.2%−107−7.7%ReducedHistory
MARMarriott International IncStock2,450$405.0K0.2%−331−11.9%ReducedHistory
Schwab U.S. Small-Cap ETF808524607ETF4,021$412.0K0.2%−85,738−95.5%Reduced–
PNCPNC Financial Services Group, Inc.Stock2,075$416.0K0.2%+56+2.8%AddedHistory
DUKDuke Energy CORPStock4,026$422.0K0.2%+30+0.8%AddedHistory
MEDPMedpace Holdings, Inc.COM1,939$422.0K0.2%−16−0.8%ReducedHistory
KOCoca Cola CoStock7,224$428.0K0.2%−1,215−14.4%ReducedHistory
CATCaterpillar IncStock2,089$432.0K0.2%−184−8.1%ReducedHistory
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD21,503$436.0K0.2%−138−0.6%Reduced–

Sold out since Q3 2021 (45)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Cooper Financial Group sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
iShares Tr46428865310-20 YR TRS ETF22,847$3.36M0.7%–
iShares Tr464289859CORE 80 20 ETF13,292$928.0K0.2%–
iShares Tr464288646ISHS 1-5YR INVS13,336$729.0K0.2%–
FFWMFirst Foundation Inc.COM27,384$720.0K0.1%History
MCDMcDonalds CorpStock2,594$625.0K0.1%History
iShares Tr464288570ESG MSCI KLD ETF6,595$549.0K0.1%–
PALLabrdn Palladium ETF TrustPHYSICAL PALLADM3,069$547.0K0.1%History
ROKRockwell Automation, IncStock1,663$489.0K0.1%History
WFCWells Fargo & CompanyStock9,945$462.0K0.1%History
LUVSouthwest Airlines CoCOM8,891$457.0K0.1%History
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 11,149$389.0K0.1%History
CLXClorox CoStock2,298$381.0K0.1%History
iShares Tr46435G516ESG AW MSCI EAFE4,757$373.0K0.1%–
Atlas CorpY0436Q109SHARES23,175$352.0K0.1%–
DBXDropbox, Inc.CL A12,001$351.0K0.1%History
BABAAlibaba Group Holding LtdADR2,252$333.0K0.1%History
GMGeneral Motors CoCOM6,312$333.0K0.1%History
Schwab U.S. Large-Cap Growth ETF808524300ETF2,212$328.0K0.1%–
QRVOQorvo, Inc.Stock1,928$322.0K0.1%History
MNSTMonster Beverage CorpCOM3,541$315.0K0.1%History
TTTrane Technologies plcSHS1,765$305.0K0.1%History
DOWDow Inc.Stock5,269$303.0K0.1%History
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD11,435$300.0K0.1%–
VCVInvesco California Value Municipal Income TrustCOM21,620$298.0K0.1%History
Fidelity MSCI Information Technology Index ETF316092808ETF2,320$275.0K0.1%–
NOMDNomad Foods LtdUSD ORD SHS9,837$271.0K0.1%History
AMTAmerican Tower CorpREIT993$264.0K0.1%History
IPInternational Paper CoCOM4,590$257.0K0.1%History
Vanguard Morningstar Mid-Cap ETF922908629ETF1,074$254.0K0.1%–
iShares Global Clean Energy ETF464288224ETF11,511$249.0K0.1%–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF4,386$242.0K0.1%–
MRKMerck & Co., Inc.Stock3,118$234.0K<0.1%History
Global X FDS37950E333GLBX SUPRINC ETF19,408$232.0K<0.1%–
WBAWalgreens Boots Alliance, Inc.COM4,931$232.0K<0.1%History
iShares Tr46436E619ESG ADVAN ETF4,608$229.0K<0.1%–
MOAltria Group, Inc.Stock4,924$224.0K<0.1%History
IRMIron Mountain IncCOM5,100$222.0K<0.1%History
OHIOmega Healthcare Investors IncCOM7,390$221.0K<0.1%History
Vanguard Dividend Appreciation ETF921908844ETF1,431$220.0K<0.1%–
UNHUnitedHealth Group IncStock562$220.0K<0.1%History
ORealty Income CorpREIT3,339$217.0K<0.1%History
AEPAmerican Electric Power Co IncStock2,653$215.0K<0.1%History
Schwab Strategic Tr8085246985 10YR CORP BD4,075$213.0K<0.1%–
CLFCleveland-Cliffs Inc.COM10,368$205.0K<0.1%History
Tastemaker Acquisition Corp876545203UNIT 12/31/202513,128$133.0K<0.1%–