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Livermore
Livermore
ZHEN

HHM Wealth Advisors, LLC

SEC CIK
0001750086
Latest filing
Jul 13, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 5, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
740
−44 vs. Q3 2023
Portfolio value
$574.3M
+$62.4M (+12.2%) vs. Q3 2023
Filed
Feb 5, 2024
SEC
Holdings of HHM Wealth Advisors, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Schwab US Dividend Equity ETF808524797ETF1,494,891$113.8M19.8%+51,126+3.5%Added–
Schwab U.S. Broad Market ETF808524102ETF1,540,291$85.7M14.9%+15,200+1.0%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF936,215$77.7M13.5%−31,663−3.3%Reduced–
Schwab U.S. Mid-Cap ETF808524508ETF553,938$41.7M7.3%−20,081−3.5%Reduced–
Pacer US Small Cap Cash Cows ETF69374H857ETF579,932$27.9M4.8%+95,174+19.6%Added–
Schwab International Equity ETF808524805ETF564,282$20.9M3.6%+2110.0%Added–
Vanguard Real Estate ETF922908553ETF233,095$20.6M3.6%+8,014+3.6%Added–
Schwab Fundamental Emerging Markets Equity ETF808524730ETF452,334$12.3M2.1%+4,837+1.1%Added–
Schwab U.S. Small-Cap ETF808524607ETF237,485$11.2M2.0%−12,464−5.0%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF62,870$10.7M1.9%+4,720+8.1%Added–
AAPLApple Inc.Stock46,410$8.94M1.6%−1,475−3.1%ReducedHistory
Schwab Fundamental International Equity ETF808524755ETF233,953$7.89M1.4%+19,159+8.9%Added–
MSFTMicrosoft CorpStock17,418$6.55M1.1%+149+0.9%AddedHistory
AMZNAmazon Com IncStock40,677$6.18M1.1%−33−0.1%ReducedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF56,645$4.42M0.8%−1,019−1.8%Reduced–
SPDR Series Trust78468R721STATE STREET SPD65,821$3.09M0.5%+4,956+8.1%Added–
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER28,938$2.97M0.5%−520−1.8%Reduced–
Schwab Strategic Tr808524789FUNDAMENTAL US B42,277$2.58M0.4%−1,460−3.3%Reduced–
SPDR Index Shs FDS78463X848ST STR ACWI ETF91,959$2.49M0.4%−2,685−2.8%Reduced–
Vanguard Morningstar Growth ETF922908736ETF7,988$2.48M0.4%00.0%Unchanged–
Schwab Fundamental U.S. Small Company ETF808524763ETF43,123$2.39M0.4%−44,396−50.7%Reduced–
NSCNorfolk Southern CorpStock9,597$2.27M0.4%+12+0.1%AddedHistory
RFRegions Financial CorpCOM114,184$2.21M0.4%+84,120+279.8%AddedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF25,439$2.16M0.4%00.0%Unchanged–
iShares Tr46432F859CORE 1 5 YR USD45,021$2.14M0.4%−434−1.0%Reduced–
HDHome Depot, Inc.Stock5,804$2.01M0.4%+74+1.3%AddedHistory
Schwab U.S. REIT ETF808524847ETF92,645$1.92M0.3%+2,944+3.3%Added–
iShares Tr46436E7180-3 MTH TREASURY17,894$1.79M0.3%+8,272+86.0%Added–
CINFCincinnati Financial CorpCOM17,331$1.79M0.3%+15,140+691.0%AddedHistory
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF39,315$1.72M0.3%−11,304−22.3%Reduced–
LLYEli Lilly & CoStock2,930$1.71M0.3%−4−0.1%ReducedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF41,189$1.65M0.3%+3,468+9.2%Added–
Invesco S&P 500 Quality ETF46137V241ETF28,416$1.54M0.3%−375−1.3%Reduced–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD18,836$1.46M0.3%−2,824−13.0%Reduced–
iShares Core S&P 500 ETF464287200ETF2,957$1.41M0.2%−19−0.6%Reduced–
HCAHCA Healthcare, Inc.COM4,953$1.34M0.2%−540−9.8%ReducedHistory
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF39,820$1.30M0.2%00.0%Unchanged–
UBERUber Technologies, IncStock20,955$1.29M0.2%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock9,106$1.28M0.2%−200−2.1%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF3,110$1.27M0.2%+281+9.9%Added–
Vanguard S&P 500 ETF922908363ETF2,764$1.21M0.2%−12−0.4%Reduced–
SOSouthern CoStock17,197$1.21M0.2%+200+1.2%AddedHistory
PNFPPinnacle Financial Partners, Inc.COM12,904$1.13M0.2%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock7,944$1.11M0.2%−200−2.5%ReducedHistory
Schwab US Aggregate Bond ETF808524839ETF23,696$1.10M0.2%+1,029+4.5%Added–
JPMJPMorgan Chase & CoStock6,482$1.10M0.2%+223+3.6%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF4,608$1.09M0.2%−88−1.9%Reduced–
PGProcter & Gamble CoStock7,416$1.09M0.2%+67+0.9%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT6,696$1.06M0.2%−740−10.0%Reduced–
CATCaterpillar IncStock3,538$1.05M0.2%−15−0.4%ReducedHistory
CSCOCisco Systems, Inc.Stock20,001$1.01M0.2%00.0%UnchangedHistory
WMWaste Management IncStock5,554$994.8K0.2%+5,472+6,673.2%AddedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD17,654$901.2K0.2%−44−0.2%Reduced–
MRKMerck & Co., Inc.Stock8,048$877.4K0.2%+65+0.8%AddedHistory
TMToyota Motor CorpADS4,670$856.4K0.1%00.0%UnchangedHistory
Schwab U.S. Large-Cap ETF808524201ETF14,799$834.7K0.1%00.0%Unchanged–
SPDR Series Trust78464A763ST STR SP DIV6,428$803.3K0.1%−71−1.1%Reduced–
TSLATesla, Inc.Stock3,169$787.4K0.1%+10+0.3%AddedHistory
MAAMid America Apartment Communities Inc.COM5,594$752.2K0.1%+395+7.6%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF7,491$743.5K0.1%−1,125−13.1%Reduced–
Vanguard High Dividend Yield Index ETF921946406ETF6,271$700.0K0.1%00.0%Unchanged–
NVDANVIDIA CorpStock1,365$676.0K0.1%−87−6.0%ReducedHistory
ABBVAbbVie Inc.Stock4,257$659.7K0.1%+370+9.5%AddedHistory
Schwab Emerging Markets Equity ETF808524706ETF26,327$652.6K0.1%+446+1.7%Added–
Invesco Actively Managed Exc46090A879VAR RATE INVT26,080$651.7K0.1%−4,850−15.7%Reduced–
UNPUnion Pacific CorpStock2,399$589.4K0.1%+120+5.3%AddedHistory
iShares S&P 500 Growth ETF464287309ETF7,763$583.0K0.1%00.0%Unchanged–
Vanguard Morningstar Small-Cap ETF922908751ETF2,730$582.4K0.1%+546+25.0%Added–
J P Morgan Exchange-Traded F46641Q209DIV RTN INT EQ10,673$579.7K0.1%−5,477−33.9%Reduced–
iShares Core S&P Mid-Cap ETF464287507ETF2,084$577.6K0.1%00.0%Unchanged–
UNHUnitedHealth Group IncStock1,073$564.9K0.1%00.0%UnchangedHistory
JNJJohnson & JohnsonStock3,564$558.6K0.1%+81+2.3%AddedHistory
BACBank of America CorpStock15,992$538.5K0.1%−83−0.5%ReducedHistory
J P Morgan Exchange Traded F46641Q233BETA DEVE EX ETF10,660$527.8K0.1%−8,320−43.8%Reduced–
iShares Tr464287119MORNINGSTAR GRWT7,625$517.1K0.1%00.0%Unchanged–
GEGeneral Electric CoStock3,835$489.5K0.1%−15−0.4%ReducedHistory
XOMExxonMobil Holdings CorpCOM4,614$461.3K0.1%−89−1.9%ReducedHistory
TTDTrade Desk, Inc.Stock6,100$439.0K0.1%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock1,173$415.2K0.1%−5−0.4%ReducedHistory
WMTWalmart Inc.Stock2,615$412.3K0.1%+430+19.7%AddedHistory
iShares Tr46435U853BROAD USD HIGH11,098$403.4K0.1%00.0%Unchanged–
VVisa Inc.Stock1,548$403.0K0.1%+90+6.2%AddedHistory
ABTAbbott LaboratoriesStock3,606$396.9K0.1%00.0%UnchangedHistory
DHRDanaher CorpStock1,708$395.1K0.1%00.0%UnchangedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF5,106$390.0K0.1%−1,485−22.5%Reduced–
Schwab U.S. Large-Cap Value ETF808524409ETF5,446$381.8K0.1%−2,664−32.8%Reduced–
AMGNAmgen IncStock1,322$380.8K0.1%00.0%UnchangedHistory
KOCoca Cola CoStock6,183$364.4K0.1%+940+17.9%AddedHistory
DEDeere & CoStock865$345.8K0.1%00.0%UnchangedHistory
Vanguard Health Care ETF92204A504ETF1,365$342.2K0.1%00.0%Unchanged–
Schwab Fundamental International Small Equity ETF808524748ETF9,644$336.2K0.1%−100−1.0%Reduced–
PEPPepsiCo IncStock1,976$335.6K0.1%−167−7.8%ReducedHistory
Alps ETF Tr00162Q452ALERIAN MLP7,827$332.8K0.1%00.0%Unchanged–
SPYSPDR S&P 500 ETF TrustETF695$330.3K0.1%−120−14.7%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF6,737$322.7K0.1%00.0%Unchanged–
Timothy Plan887432326HIG DV STK ETF9,612$318.3K0.1%00.0%Unchanged–
DBX ETF Tr233051432XTRACK USD HIGH8,743$310.8K0.1%00.0%Unchanged–
NFLXNetflix IncStock634$308.7K0.1%00.0%UnchangedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF4,715$306.8K0.1%−1,545−24.7%Reduced–
CSXCSX CorpStock8,826$306.0K0.1%−1,200−12.0%ReducedHistory

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of HHM Wealth Advisors, LLC in Q4 2023
SecurityClassPutsCalls
ALLAllstate CorpStock–$140.0K
MUMicron Technology IncStock–$128.0K
RMBSRambus IncCOM–$68.3K

Sold out since Q3 2023 (92)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of HHM Wealth Advisors, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF11,669$337.2K0.1%–
First Tr Exchange Trad FD VI33739H101FST TR GLB FD4,925$118.2K<0.1%–
iShares Tr46434VAX8IBONDS DEC23 ETF3,570$90.5K<0.1%–
HPEHewlett Packard Enterprise CoCOM5,000$86.8K<0.1%History
ATVIActivision Blizzard, Inc.COM798$74.7K<0.1%History
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF3,900$74.5K<0.1%–
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI2,965$74.2K<0.1%–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF1,100$55.3K<0.1%–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB2,500$53.1K<0.1%–
iShares Tr46428865310-20 YR TRS ETF431$42.4K<0.1%–
iShares Tr46436E882IBONDS 23 TRM TS1,681$41.7K<0.1%–
iShares Tr4642874407-10 YR TRSY BD358$32.8K<0.1%–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF293$29.9K<0.1%–
WisdomTree Tr97717Y527FLOATNG RAT TREA577$29.0K<0.1%–
SPDR Series Trust78468R622ST BLOO HIGH ETF310$28.0K<0.1%–
iShares Tr464288588MBS ETF301$26.7K<0.1%–
Janus Detroit STR Tr47103U845HENDRSON AAA CL487$24.5K<0.1%–
iShares U.S. Treasury Bond ETF46429B267ETF1,092$24.1K<0.1%–
iShares Tr464288521CRE U S REIT ETF471$22.2K<0.1%–
IPInternational Paper CoCOM618$21.9K<0.1%History
PPGPPG Industries IncStock165$21.4K<0.1%History
First Tr Exchng Traded FD VI33740F698FT VEST US EQT605$20.6K<0.1%–
iShares Tr464288877EAFE VALUE ETF371$18.2K<0.1%–
iShares Tr464288885EAFE GRWTH ETF206$17.8K<0.1%–
IRBTiRobot CorpCOM468$17.7K<0.1%History
GSBDGoldman Sachs BDC, Inc.SHS1,100$16.0K<0.1%History
iShares Tr4642886613 7 YR TREAS BD131$14.8K<0.1%–
ZTSZoetis Inc.Stock74$12.9K<0.1%History
ILMNIllumina, Inc.COM89$12.2K<0.1%History
iShares Tr46435G425ESG AWR MSCI USA121$11.4K<0.1%–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF109$10.0K<0.1%–
iShares U S ETF Tr46431W507SHOR DURA BD ETF200$9.98K<0.1%–
SNYSanofiSPONSORED ADR184$9.87K<0.1%History
SPDR Series Trust78468R101ST SHO TREAS ETF335$9.62K<0.1%–
Innovator ETFs Tr45782C102IBD 50 ETF365$8.17K<0.1%–
First Tr Exchng Traded FD VI33740F854FT VEST U.S.230$7.61K<0.1%–
LVSLas Vegas Sands CorpCOM164$7.52K<0.1%History
ICLRIcon PLCCOM29$7.14K<0.1%History
WHRWhirlpool CorpStock50$6.68K<0.1%History
LWLamb Weston Holdings, Inc.Stock72$6.66K<0.1%History
SPDR Index Shs FDS78463X434ST STR MSCI EAFE94$6.30K<0.1%–
UHSUniversal Health Services IncCL B50$6.29K<0.1%History
Ssga Active ETF Tr78467V707ST STR UL BD ETF156$6.29K<0.1%–
TMUST-Mobile US, Inc.Stock44$6.16K<0.1%History
CNMDCONMED CorpCOM60$6.05K<0.1%History
CAGConagra Brands Inc.Stock216$5.92K<0.1%History
HSICHenry Schein IncCOM79$5.87K<0.1%History
DIODDiodes IncCOM67$5.28K<0.1%History
BOXBox IncCL A206$4.99K<0.1%History
iShares Tr464287812US CONSM STAPLES26$4.85K<0.1%–
PPLPPL CorpCOM203$4.78K<0.1%History
MIROMiromatrix Medical Inc.COM3,500$4.58K<0.1%History
Paramount Global92556H206CL B350$4.51K<0.1%–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF62$4.27K<0.1%–
iShares Tr464288257MSCI ACWI ETF46$4.25K<0.1%–
State Street Health Care Select Sector SPDR ETF81369Y209ETF33$4.25K<0.1%–
VMWVmware LLCCL A COM25$4.16K<0.1%History
GLDMWorld Gold TrustSPDR GLD MINIS113$4.14K<0.1%History
iShares Tr46434V456MSCI INTL QUALTY121$4.07K<0.1%–
CTLTCatalent, Inc.COM89$4.05K<0.1%History
EFSCEnterprise Financial Services CorpCOM106$3.98K<0.1%History
PKSTPeakstone Realty TrustCommon Stock211$3.51K<0.1%History
iShares Tr464288281JPMORGAN USD EMG42$3.47K<0.1%–
iShares Tr46435G474FALN ANGLS USD127$3.15K<0.1%–
iShares Tr46435U713US INFRASTRUC86$3.15K<0.1%–
HIHillenbrand, Inc.COM66$2.79K<0.1%History
Invesco Exchange Traded FD T46137V407INVESCO MSCI60$2.66K<0.1%–
SWBISmith & Wesson Brands, Inc.COM200$2.58K<0.1%History
iShares Tr464287325GLOB HLTHCRE ETF30$2.47K<0.1%–
SPDR Index Shs FDS78463X541ST STR NAT ETF43$2.40K<0.1%–
FISFidelity National Information Services, Inc.Stock41$2.27K<0.1%History
iShares Tr46428743220 YR TR BD ETF24$2.13K<0.1%–
iShares Tr464288687PFD AND INCM SEC70$2.11K<0.1%–
NPOEnpro Inc.COM16$1.94K<0.1%History
SNOWSnowflake Inc.Stock10$1.53K<0.1%History
LLoews CorpCOM20$1.27K<0.1%History
FCPTFour Corners Property Trust, Inc.COM56$1.24K<0.1%History
DFSDiscover Financial ServicesCOM13$1.13K<0.1%History
iShares Semiconductor ETF464287523ETF2$970<0.1%–
ASANAsana, Inc.CL A40$733<0.1%History
AAPAdvance Auto Parts IncCOM13$728<0.1%History
TRVTravelers Companies, Inc.Stock4$654<0.1%History
EMNEastman Chemical CoStock8$614<0.1%History
REZIResideo Technologies, Inc.Stock28$443<0.1%History
NVXNOVONIX LtdSPONSORED ADS170$363<0.1%History
SJMJ M SMUCKER CoStock2$246<0.1%History
ASIXAdvanSix Inc.COM7$218<0.1%History
FNFFidelity National Financial, Inc.COM SHS5$207<0.1%History
EMPDEmpery Digital Inc.COM400$202<0.1%History
GTXGarrett Motion Inc.Stock17$134<0.1%History
GEVOGevo, Inc.COM PAR57$68<0.1%History
CNNECannae Holdings, Inc.COM1$19<0.1%History