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Livermore
Livermore
ZHEN

HHM Wealth Advisors, LLC

SEC CIK
0001750086
Latest filing
Jul 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 2, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
644
+16 vs. Q2 2021
Portfolio value
$367.8M
+$86.0K (0.0%) vs. Q2 2021
Filed
Nov 2, 2021
SEC
Holdings of HHM Wealth Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Schwab US Dividend Equity ETF808524797ETF976,880$72.5M19.7%+12,533+1.3%Added–
Schwab U.S. Broad Market ETF808524102ETF449,066$46.6M12.7%−24,159−5.1%Reduced–
Schwab U.S. Large-Cap Growth ETF808524300ETF273,064$40.4M11.0%+3,455+1.3%Added–
Schwab U.S. Mid-Cap ETF808524508ETF356,402$27.3M7.4%+12,402+3.6%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF236,227$17.4M4.7%+1,238+0.5%Added–
Vanguard Real Estate ETF922908553ETF98,277$10.0M2.7%+1,826+1.9%Added–
Schwab U.S. Small-Cap ETF808524607ETF96,693$9.68M2.6%+12,396+14.7%Added–
Schwab Fundamental Emerging Markets Equity ETF808524730ETF248,590$8.01M2.2%+3,437+1.4%Added–
Schwab International Equity ETF808524805ETF204,161$7.90M2.1%+21,208+11.6%Added–
Vanguard Dividend Appreciation ETF921908844ETF50,344$7.73M2.1%+2,639+5.5%Added–
AAPLApple Inc.Stock44,861$6.35M1.7%+260+0.6%AddedHistory
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER41,687$4.01M1.1%−2,140−4.9%Reduced–
MSFTMicrosoft CorpStock12,470$3.52M1.0%−222−1.7%ReducedHistory
iShares Tr46432F859CORE 1 5 YR USD68,489$3.50M1.0%+6,042+9.7%Added–
Schwab Fundamental International Equity ETF808524755ETF104,393$3.43M0.9%+13,257+14.5%Added–
SPDR Series Trust78468R721STATE STREET SPD57,470$2.96M0.8%+2,427+4.4%Added–
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF57,655$2.94M0.8%−3,252−5.3%Reduced–
SPDR Index Shs FDS78463X848ST STR ACWI ETF94,644$2.74M0.7%00.0%Unchanged–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD31,413$2.59M0.7%−40−0.1%Reduced–
Schwab Strategic Tr808524789FUNDAMENTAL US B48,268$2.58M0.7%−1,360−2.7%Reduced–
Schwab Fundamental U.S. Small Company ETF808524763ETF46,728$2.46M0.7%−1,035−2.2%Reduced–
NSCNorfolk Southern CorpStock9,382$2.25M0.6%+7+0.1%AddedHistory
AMZNAmazon Com IncStock678$2.23M0.6%+2+0.3%AddedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF25,826$1.89M0.5%00.0%Unchanged–
Invesco S&P 500 Quality ETF46137V241ETF28,791$1.40M0.4%00.0%Unchanged–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT8,876$1.33M0.4%−670−7.0%Reduced–
HCAHCA Healthcare, Inc.COM5,454$1.32M0.4%00.0%UnchangedHistory
VVisa Inc.Stock5,881$1.31M0.4%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock471$1.26M0.3%−11−2.3%ReducedHistory
PNFPPinnacle Financial Partners, Inc.COM12,534$1.18M0.3%00.0%UnchangedHistory
HDHome Depot, Inc.Stock3,285$1.08M0.3%00.0%UnchangedHistory
FRDFriedman Industries IncCOM88,430$1.05M0.3%−2,849−3.1%ReducedHistory
SOSouthern CoStock16,898$1.05M0.3%00.0%UnchangedHistory
Schwab U.S. REIT ETF808524847ETF21,064$962.0K0.3%00.0%Unchanged–
Vanguard Intermediate-Term Bond ETF921937819ETF10,659$953.0K0.3%00.0%Unchanged–
J P Morgan Exchange-Traded F46641Q209DIV RTN INT EQ15,687$946.0K0.3%+2,502+19.0%Added–
Schwab Emerging Markets Equity ETF808524706ETF30,575$932.0K0.3%00.0%Unchanged–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF2,897$835.0K0.2%00.0%Unchanged–
iShares Core S&P 500 ETF464287200ETF1,905$821.0K0.2%+65+3.5%Added–
SPDR Series Trust78464A763ST STR SP DIV6,893$810.0K0.2%00.0%Unchanged–
MAAMid America Apartment Communities Inc.COM4,300$803.0K0.2%00.0%UnchangedHistory
PGProcter & Gamble CoStock5,735$802.0K0.2%00.0%UnchangedHistory
Invesco Actively Managed Exc46090A879VAR RATE INVT30,930$777.0K0.2%00.0%Unchanged–
BRK.BBerkshire Hathaway IncStock2,835$774.0K0.2%00.0%UnchangedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF15,116$767.0K0.2%+8,555+130.4%Added–
Schwab U.S. Large-Cap ETF808524201ETF7,048$733.0K0.2%+20.0%Added–
MRKMerck & Co., Inc.Stock9,751$732.0K0.2%−89−0.9%ReducedHistory
JPMJPMorgan Chase & CoStock4,456$729.0K0.2%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock13,054$711.0K0.2%00.0%UnchangedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF6,141$705.0K0.2%00.0%Unchanged–
Schwab US Aggregate Bond ETF808524839ETF12,947$703.0K0.2%+220+1.7%Added–
BACBank of America CorpStock16,051$681.0K0.2%00.0%UnchangedHistory
CATCaterpillar IncStock3,518$675.0K0.2%00.0%UnchangedHistory
Vanguard S&P 500 ETF922908363ETF1,696$669.0K0.2%−312−15.5%Reduced–
DISWalt Disney CoStock3,854$652.0K0.2%+21+0.5%AddedHistory
WisdomTree Tr97717W331GLB EX US RL EST25,933$647.0K0.2%−150−0.6%Reduced–
TMToyota Motor CorpADS3,621$644.0K0.2%00.0%UnchangedHistory
JNJJohnson & JohnsonStock3,924$634.0K0.2%−46−1.2%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF2,325$612.0K0.2%+22+1.0%Added–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB27,634$595.0K0.2%+7,425+36.7%Added–
iShares Tr464287119MORNINGSTAR GRWT8,730$572.0K0.2%+165+1.9%Added–
GEGeneral Electric CoStock5,343$550.0K0.1%−408−7.1%ReducedConverted for a 1-for-8 splitHistory
UNPUnion Pacific CorpStock2,779$545.0K0.1%00.0%UnchangedHistory
TWITitan International IncCOM75,236$539.0K0.1%00.0%UnchangedHistory
Vanguard High Dividend Yield Index ETF921946406ETF4,892$506.0K0.1%−213−4.2%Reduced–
UBERUber Technologies, IncStock10,855$486.0K0.1%00.0%UnchangedHistory
TTDTrade Desk, Inc.Stock6,835$481.0K0.1%−65−0.9%ReducedHistory
iShares Tr46435U853BROAD USD HIGH11,098$461.0K0.1%−4,351−28.2%Reduced–
DBX ETF Tr233051432XTRACK USD HIGH11,387$456.0K0.1%−4,447−28.1%Reduced–
NKENIKE, Inc.Stock3,007$437.0K0.1%00.0%UnchangedHistory
AMGNAmgen IncStock2,053$437.0K0.1%+275+15.5%AddedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF6,449$435.0K0.1%−357−5.2%Reduced–
GOOGAlphabet Inc.Stock160$426.0K0.1%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock3,814$411.0K0.1%+638+20.1%AddedHistory
INTCIntel CorpStock7,681$409.0K0.1%+186+2.5%AddedHistory
LLYEli Lilly & CoStock1,745$403.0K0.1%−7−0.4%ReducedHistory
NFLXNetflix IncStock650$397.0K0.1%00.0%UnchangedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF1,781$396.0K0.1%00.0%Unchanged–
KOCoca Cola CoStock7,364$386.0K0.1%−957−11.5%ReducedHistory
DEDeere & CoStock1,087$364.0K0.1%+25+2.4%AddedHistory
First Tr Exchange Trad FD VI33739H101FST TR GLB FD15,000$362.0K0.1%00.0%Unchanged–
TFCTruist Financial CorpCOM6,109$358.0K0.1%00.0%UnchangedHistory
CVXChevron CorpStock3,505$356.0K0.1%−106−2.9%ReducedHistory
XOMExxonMobil Holdings CorpCOM6,050$356.0K0.1%−150−2.4%ReducedHistory
OKTAOkta, Inc.CL A1,492$354.0K0.1%+6+0.4%AddedHistory
COPConocoPhillipsStock5,206$353.0K0.1%+756+17.0%AddedHistory
MOAltria Group, Inc.Stock7,753$353.0K0.1%+800+11.5%AddedHistory
TXNTexas Instruments IncStock1,833$352.0K0.1%00.0%UnchangedHistory
MDTMedtronic plcStock2,771$347.0K0.1%−81−2.8%ReducedHistory
Schwab Fundamental International Small Equity ETF808524748ETF8,955$347.0K0.1%+735+8.9%Added–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB15,868$344.0K0.1%00.0%Unchanged–
UNHUnitedHealth Group IncStock877$343.0K0.1%−4−0.5%ReducedHistory
Vanguard Health Care ETF92204A504ETF1,365$337.0K0.1%00.0%Unchanged–
Vanguard Ftse Developed Markets ETF921943858ETF6,600$333.0K0.1%−84−1.3%Reduced–
NVDANVIDIA CorpStock1,475$306.0K0.1%−9−0.6%ReducedConverted for a 4-for-1 splitHistory
AXPAmerican Express CoStock1,771$297.0K0.1%00.0%UnchangedHistory
FTNTFortinet, Inc.Stock1,000$292.0K0.1%00.0%UnchangedHistory
iShares Tr464288281JPMORGAN USD EMG2,648$291.0K0.1%00.0%Unchanged–
DALDelta Air Lines, Inc.COM NEW6,630$283.0K0.1%−851−11.4%ReducedHistory
TAT&T Inc.Stock10,354$280.0K0.1%−107−1.0%ReducedHistory

Sold out since Q2 2021 (40)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of HHM Wealth Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Churchill Capital Corp IV171439102CL A2,800$81.0K<0.1%–
iShares Russell 1000 Growth ETF464287614ETF238$65.0K<0.1%–
BYNDBeyond Meat, Inc.COM250$39.0K<0.1%History
JEFJefferies Financial Group Inc.COM900$31.0K<0.1%History
LRCXLam Research CorpCOM36$23.0K<0.1%History
VFCV F CorpStock241$20.0K<0.1%History
AYXAlteryx, Inc.COM CL A238$20.0K<0.1%History
ROSTRoss Stores, Inc.COM116$14.0K<0.1%History
BALLBALL CorpCOM164$13.0K<0.1%History
TDToronto Dominion BankStock150$11.0K<0.1%History
FISVFiserv IncStock107$11.0K<0.1%History
ABBNYABB LtdSPONSORED ADR303$10.0K<0.1%History
CHHChoice Hotels International IncCOM50$6.00K<0.1%History
NTESNetEase, Inc.SPONSORED ADS45$5.00K<0.1%History
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/2026500$5.00K<0.1%–
iShares Tr464288588MBS ETF36$4.00K<0.1%–
JDJD.com, Inc.SPON ADS CL A50$4.00K<0.1%History
China Life Ins Co Ltd16939P106SPON ADR REP H354$4.00K<0.1%–
Hexo Corp428304307COM NEW752$4.00K<0.1%–
TTWOTake Two Interactive Software IncCOM15$3.00K<0.1%History
ANETArista Networks, Inc.COM7$3.00K<0.1%History
DFTXDefinium Therapeutics, Inc.COM725$3.00K<0.1%History
QTSQTS Realty Trust, Inc.COM CL A40$3.00K<0.1%History
BDXBecton Dickinson & CoStock10$2.00K<0.1%History
TXRHTexas Roadhouse, Inc.COM25$2.00K<0.1%History
MTNVail Resorts IncCOM7$2.00K<0.1%History
Healthpeak Properties, Inc.71943U104COM115$2.00K<0.1%–
Spinnaker ETF Series84858T400CANNABIS ETF139$2.00K<0.1%–
SNDLSNDL Inc.COM2,000$2.00K<0.1%History
WRKWestRock CoCOM36$2.00K<0.1%History
ULTAUlta Beauty, Inc.Stock3$1.00K<0.1%History
SNAPSnap IncStock10$1.00K<0.1%History
LULUlululemon athletica inc.Stock3$1.00K<0.1%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY6$1.00K<0.1%–
NUENucor CorpCOM9$1.00K<0.1%History
DHIHorton D R IncCOM12$1.00K<0.1%History
LYGLloyds Banking Group plcSPONSORED ADR225$1.00K<0.1%History
UUUUEnergy Fuels IncCOM NEW200$1.00K<0.1%History
AHTAshford Hospitality Trust IncCOM SHS22$00.0%History
Tuscan Hldgs Corp90069K104COM26$00.0%–