Principle Wealth Partners LLC
- SEC CIK
- 0001743413
- Latest filing
- Aug 7, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 307
- −4 vs. Q2 2021
- Portfolio value
- $866.1M
- −$14.6M (−1.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| JPMJPMorgan Chase & Co | Stock | 334,598 | $54.8M | 6.3% | +463+0.1% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 184,925 | $53.7M | 6.2% | +5,580+3.1% | Added | – |
| AAPLApple Inc. | Stock | 372,953 | $52.8M | 6.1% | +783+0.2% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 297,556 | $45.7M | 5.3% | +10,497+3.7% | Added | – |
| OFLXOmega Flex, Inc. | COM | 306,145 | $43.7M | 5.0% | 00.0% | Unchanged | History |
| MSFTMicrosoft Corp | Stock | 103,799 | $28.3M | 3.3% | −2,206−2.1% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 6,931 | $22.8M | 2.6% | +77+1.1% | Added | History |
| JNJJohnson & Johnson | Stock | 107,825 | $17.4M | 2.0% | −1,355−1.2% | Reduced | History |
| Vanguard Whitehall FDS921946810 | INTL DVD ETF | 187,266 | $16.3M | 1.9% | +12,139+6.9% | Added | – |
| AMGNAmgen Inc | Stock | 68,926 | $14.7M | 1.7% | −50−0.1% | Reduced | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 138,848 | $14.3M | 1.7% | −1,579−1.1% | Reduced | – |
| HDHome Depot, Inc. | Stock | 37,417 | $12.3M | 1.4% | −106−0.3% | Reduced | History |
| INTCIntel Corp | Stock | 227,321 | $12.1M | 1.4% | −2,240−1.0% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 4,460 | $11.9M | 1.4% | −42−0.9% | Reduced | History |
| RTXRTX Corp | Stock | 128,247 | $11.0M | 1.3% | +802+0.6% | Added | History |
| GOOGAlphabet Inc. | Stock | 4,100 | $10.9M | 1.3% | −33−0.8% | Reduced | History |
| PGProcter & Gamble Co | Stock | 77,450 | $10.8M | 1.3% | +521+0.7% | Added | History |
| BABoeing Co | Stock | 48,699 | $10.7M | 1.2% | −201−0.4% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 168,085 | $9.15M | 1.1% | −547−0.3% | Reduced | History |
| VVisa Inc. | Stock | 41,024 | $9.14M | 1.1% | −234−0.6% | Reduced | History |
| Vanguard S&P 500 Growth ETF921932505 | ETF | 28,371 | $7.57M | 0.9% | +396+1.4% | Added | – |
| ARK Innovation ETF00214Q104 | ETF | 66,053 | $7.30M | 0.8% | +5,817+9.7% | Added | – |
| MCDMcDonalds Corp | Stock | 27,840 | $6.71M | 0.8% | +133+0.5% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 14,966 | $6.42M | 0.7% | −1,805−10.8% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 45,397 | $6.31M | 0.7% | −865−1.9% | Reduced | History |
| SOSouthern Co | Stock | 99,810 | $6.18M | 0.7% | +1,132+1.1% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 22,223 | $6.07M | 0.7% | +136+0.6% | Added | History |
| MRKMerck & Co., Inc. | Stock | 78,291 | $5.88M | 0.7% | −4,460−5.4% | Reduced | History |
| Vanguard Information Technology ETF92204A702 | ETF | 13,978 | $5.61M | 0.6% | −95−0.7% | Reduced | – |
| First Tr Exch Traded FD III33739P830 | SHRT DUR MNG MUN | 266,878 | $5.57M | 0.6% | +46,620+21.2% | Added | – |
| GDGeneral Dynamics Corp | Stock | 26,386 | $5.17M | 0.6% | −270−1.0% | Reduced | History |
| MMM3M Co | Stock | 29,007 | $5.09M | 0.6% | −262−0.9% | Reduced | History |
| KMBKimberly Clark Corp | Stock | 38,078 | $5.04M | 0.6% | +95+0.3% | Added | History |
| BACBank of America Corp | Stock | 116,651 | $4.95M | 0.6% | −310−0.3% | Reduced | History |
| VZVerizon Communications Inc | Stock | 89,240 | $4.82M | 0.6% | −344−0.4% | Reduced | History |
| GSGoldman Sachs Group Inc | Stock | 12,312 | $4.65M | 0.5% | +55+0.4% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 12,736 | $4.56M | 0.5% | +290+2.3% | Added | – |
| PEPPepsiCo Inc | Stock | 29,825 | $4.49M | 0.5% | −704−2.3% | Reduced | History |
| TSLATesla, Inc. | Stock | 5,733 | $4.45M | 0.5% | −185−3.1% | Reduced | History |
| KOCoca Cola Co | Stock | 84,530 | $4.43M | 0.5% | +3,349+4.1% | Added | History |
| QCOMQualcomm Inc | Stock | 34,385 | $4.43M | 0.5% | −70.0% | Reduced | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 15,439 | $4.42M | 0.5% | 00.0% | Unchanged | History |
| CVXChevron Corp | Stock | 45,778 | $4.34M | 0.5% | +500+1.1% | Added | History |
| TXNTexas Instruments Inc | Stock | 22,378 | $4.30M | 0.5% | −468−2.0% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 71,513 | $4.21M | 0.5% | −212−0.3% | Reduced | History |
| DOWDow Inc. | Stock | 72,746 | $4.19M | 0.5% | +2,880+4.1% | Added | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 56,246 | $4.18M | 0.5% | +11,293+25.1% | Added | – |
| WMWaste Management Inc | Stock | 27,785 | $4.15M | 0.5% | +55+0.2% | Added | History |
| ABBVAbbVie Inc. | Stock | 37,908 | $4.09M | 0.5% | +162+0.4% | Added | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 18,597 | $4.07M | 0.5% | +4,622+33.1% | Added | – |
| METAMeta Platforms, Inc. | Stock | 11,748 | $3.99M | 0.5% | +324+2.8% | Added | History |
| CATCaterpillar Inc | Stock | 20,555 | $3.95M | 0.5% | +1,227+6.3% | Added | History |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 74,466 | $3.80M | 0.4% | −4,181−5.3% | Reduced | – |
| EMREmerson Electric Co | Stock | 39,763 | $3.75M | 0.4% | +528+1.3% | Added | History |
| NSCNorfolk Southern Corp | Stock | 14,571 | $3.49M | 0.4% | +136+0.9% | Added | History |
| iShares Select Dividend ETF464287168 | ETF | 30,388 | $3.49M | 0.4% | −84−0.3% | Reduced | – |
| DISWalt Disney Co | Stock | 20,404 | $3.45M | 0.4% | +111+0.5% | Added | History |
| PMPhilip Morris International Inc. | Stock | 36,394 | $3.45M | 0.4% | −37−0.1% | Reduced | History |
| COPConocoPhillips | Stock | 49,700 | $3.37M | 0.4% | 00.0% | Unchanged | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 33,974 | $3.32M | 0.4% | +1,534+4.7% | Added | – |
| NVDANVIDIA Corp | Stock | 15,989 | $3.31M | 0.4% | +545+3.5% | AddedConverted for a 4-for-1 split | History |
| BRK.ABerkshire Hathaway Inc | CL A | 8 | $3.29M | 0.4% | −1−11.1% | Reduced | History |
| GISGeneral Mills Inc | Stock | 53,721 | $3.21M | 0.4% | +4,412+8.9% | Added | History |
| ALLAllstate Corp | Stock | 25,178 | $3.21M | 0.4% | 00.0% | Unchanged | History |
| LOWLowes Companies Inc | Stock | 15,454 | $3.13M | 0.4% | −1,040−6.3% | Reduced | History |
| NFLXNetflix Inc | Stock | 4,959 | $3.03M | 0.3% | −5−0.1% | Reduced | History |
| Vanguard Health Care ETF92204A504 | ETF | 11,623 | $2.87M | 0.3% | +14+0.1% | Added | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 22,150 | $2.82M | 0.3% | +50+0.2% | Added | – |
| Vanguard Financials ETF92204A405 | ETF | 29,423 | $2.73M | 0.3% | 00.0% | Unchanged | – |
| iShares Tr46435U192 | GENOMICS IMMUN | 53,474 | $2.71M | 0.3% | +53,474 | New | – |
| TAT&T Inc. | Stock | 97,048 | $2.62M | 0.3% | −23,769−19.7% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 6,705 | $2.62M | 0.3% | +200+3.1% | Added | History |
| GEGeneral Electric Co | Stock | 25,251 | $2.60M | 0.3% | −668−2.6% | ReducedConverted for a 1-for-8 split | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 68,872 | $2.58M | 0.3% | +1,804+2.7% | Added | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 21,925 | $2.58M | 0.3% | 00.0% | Unchanged | – |
| KKellanova | Stock | 39,502 | $2.52M | 0.3% | −361−0.9% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 5,563 | $2.50M | 0.3% | −213−3.7% | Reduced | History |
| TRVTravelers Companies, Inc. | Stock | 15,760 | $2.40M | 0.3% | −170−1.1% | Reduced | History |
| BXBlackstone Inc. | COM | 20,160 | $2.35M | 0.3% | +85+0.4% | Added | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 51,706 | $2.26M | 0.3% | −2,310−4.3% | Reduced | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 9,511 | $2.25M | 0.3% | +12+0.1% | Added | – |
| CVSCVS Health Corp | Stock | 26,117 | $2.22M | 0.3% | +443+1.7% | Added | History |
| ADMArcher-Daniels-Midland Co | Stock | 36,624 | $2.20M | 0.3% | +1,500+4.3% | Added | History |
| ADPAutomatic Data Processing Inc | Stock | 10,865 | $2.17M | 0.3% | −465−4.1% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 12,956 | $2.13M | 0.2% | −1,118−7.9% | Reduced | History |
| Vanguard Total World Stock ETF922042742 | ETF | 20,724 | $2.11M | 0.2% | −570−2.7% | Reduced | – |
| DUKDuke Energy CORP | Stock | 21,532 | $2.10M | 0.2% | +850+4.1% | Added | History |
| MSIMotorola Solutions, Inc. | Stock | 8,937 | $2.08M | 0.2% | 00.0% | Unchanged | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 9,296 | $2.06M | 0.2% | +428+4.8% | Added | – |
| HONHoneywell International Inc | COM | 9,302 | $1.97M | 0.2% | +38+0.4% | Added | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 38,576 | $1.96M | 0.2% | −1,703−4.2% | Reduced | – |
| Fidelity High Dividend ETF316092840 | ETF | 52,330 | $1.94M | 0.2% | +1,465+2.9% | Added | – |
| LMTLockheed Martin Corp | Stock | 5,594 | $1.93M | 0.2% | +202+3.7% | Added | History |
| PSXPhillips 66 | Stock | 26,405 | $1.85M | 0.2% | 00.0% | Unchanged | History |
| PFEPfizer Inc | Stock | 419,161 | $1.83M | 0.2% | +5,584+1.4% | Added | History |
| NEENextera Energy Inc | Stock | 22,542 | $1.77M | 0.2% | 00.0% | Unchanged | History |
| DHRDanaher Corp | Stock | 5,668 | $1.73M | 0.2% | −50−0.9% | Reduced | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 12,394 | $1.68M | 0.2% | 00.0% | Unchanged | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 11,195 | $1.67M | 0.2% | −315−2.7% | Reduced | – |
| MAMastercard Inc | Stock | 4,791 | $1.67M | 0.2% | +10.0% | Added | History |
Sold out since Q2 2021 (15)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| ROKURoku, Inc | COM CL A | 1,176 | $540.0K | 0.1% | History |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,772 | $326.0K | <0.1% | History |
| PACWPacwest Bancorp | COM | 7,495 | $308.0K | <0.1% | History |
| Kraneshares Tr500767736 | QUADRTC INT RT | 10,700 | $296.0K | <0.1% | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 3,670 | $270.0K | <0.1% | – |
| BUDAnheuser-Busch InBev SA/NV | ADR | 3,387 | $244.0K | <0.1% | History |
| IPGInterpublic Group of Companies, Inc. | COM | 7,420 | $241.0K | <0.1% | History |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 3,430 | $237.0K | <0.1% | – |
| TTDTrade Desk, Inc. | Stock | 2,950 | $228.0K | <0.1% | History |
| VFCV F Corp | Stock | 2,659 | $218.0K | <0.1% | History |
| OGNOrganon & Co. | Stock | 7,195 | $218.0K | <0.1% | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 599 | $216.0K | <0.1% | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 2,632 | $213.0K | <0.1% | – |
| ARK Next Generation Technology ETF00214Q401 | ETF | 1,309 | $202.0K | <0.1% | – |
| TPLTexas Pacific Land Corp | Stock | 125 | $200.0K | <0.1% | History |