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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed Apr 30, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
846
+9 vs. Q4 2023
Portfolio value
$279.0M
+$31.7M (+12.8%) vs. Q4 2023
Filed
Apr 30, 2024
SEC
Holdings of Retirement Group, LLC in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
PLTRPalantir Technologies Inc.Stock2,000$46.0K<0.1%00.0%UnchangedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR1,535$46.8K<0.1%00.0%UnchangedHistory
LLYEli Lilly & CoStock60$46.8K<0.1%00.0%UnchangedHistory
URIUnited Rentals, Inc.COM65$46.9K<0.1%00.0%UnchangedHistory
WPCW. P. Carey Inc.COM842$47.5K<0.1%00.0%UnchangedHistory
OBDCBlue Owl Capital CorpCOM3,105$47.8K<0.1%+2,125+216.8%AddedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF1,141$48.1K<0.1%−28−2.4%Reduced–
DEDeere & CoStock121$49.6K<0.1%+1+0.8%AddedHistory
AEEAmeren CorpCOM670$49.6K<0.1%00.0%UnchangedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1126$50.1K<0.1%00.0%UnchangedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF512$50.1K<0.1%−109−17.6%Reduced–
Vanguard Whitehall FDS921946810INTL DVD ETF619$50.5K<0.1%−39−5.9%Reduced–
PFXPhenixFIN CorpCOM1,154$50.9K<0.1%−50−4.2%ReducedHistory
STWDStarwood Property Trust, Inc.COM2,516$51.2K<0.1%+631+33.5%AddedHistory
iShares Tr4642874407-10 YR TRSY BD553$52.3K<0.1%+3+0.5%Added–
GWWW.W. Grainger, Inc.Stock52$52.6K<0.1%00.0%UnchangedHistory
PGProcter & Gamble CoStock326$52.8K<0.1%+119+57.5%AddedHistory
NHINational Health Investors IncCOM850$53.4K<0.1%00.0%UnchangedHistory
Vanguard Health Care ETF92204A504ETF200$54.1K<0.1%00.0%Unchanged–
iShares Tr464287150CORE S&P TTL STK478$55.1K<0.1%00.0%Unchanged–
DVNDevon Energy CorpStock1,110$55.7K<0.1%+199+21.8%AddedHistory
iShares Tr464287275GBL COMM SVC ETF669$56.3K<0.1%00.0%Unchanged–
WESWestern Midstream Partners, LPCOM UNIT LP INT1,591$56.6K<0.1%+456+40.2%AddedHistory
SMCISuper Micro Computer, Inc.COM56$56.6K<0.1%+24+75.0%AddedHistory
USLUnited States 12 Month Oil Fund, LPUNIT BEN INT1,420$56.6K<0.1%00.0%UnchangedHistory
EVRGEvergy, Inc.Stock1,074$57.3K<0.1%+250+30.3%AddedHistory
MAMastercard IncStock120$57.7K<0.1%00.0%UnchangedHistory
ENBEnbridge IncStock1,601$57.9K<0.1%00.0%UnchangedHistory
NVONovo Nordisk A SADR455$58.4K<0.1%+3+0.7%AddedHistory
Legg Mason ETF Invt52468L505FRANKLIN INTL LW1,975$58.8K<0.1%+250+14.5%Added–
USALiberty All Star Equity FundSH BEN INT8,250$59.0K<0.1%00.0%UnchangedHistory
Invesco Actively Managed Exc46090A879VAR RATE INVT2,417$60.6K<0.1%−378−13.5%Reduced–
State Street SPDR S&P Homebuilders ETF78464A888ETF545$60.8K<0.1%00.0%Unchanged–
iShares Select Dividend ETF464287168ETF502$61.8K<0.1%−5−1.0%Reduced–
NLYAnnaly Capital Management IncCOM3,168$62.4K<0.1%+687+27.7%AddedHistory
MMM3M CoStock589$62.5K<0.1%00.0%UnchangedHistory
Global X FDS37950E549GLB X SUPERDIV2,915$63.1K<0.1%−532−15.4%Reduced–
EMREmerson Electric CoStock558$63.3K<0.1%00.0%UnchangedHistory
ARCCAres Capital CorpCEF3,046$63.4K<0.1%+2,085+217.0%AddedHistory
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV1,326$63.7K<0.1%00.0%Unchanged–
CMCSAComcast CorpStock1,471$63.8K<0.1%+685+87.2%AddedHistory
KEYKeycorpCOM4,050$64.0K<0.1%00.0%UnchangedHistory
iShares Tr46434V647GLOBAL REIT ETF2,759$65.3K<0.1%00.0%Unchanged–
iShares S&P Small-Cap 600 Growth ETF464287887ETF500$65.4K<0.1%00.0%Unchanged–
SPDR Series Trust78464A805ST STR PR SP15001,025$65.8K<0.1%00.0%Unchanged–
SPDR Series Trust78464A763ST STR SP DIV509$66.8K<0.1%−68−11.8%Reduced–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW1,543$68.2K<0.1%+4+0.3%Added–
ADPAutomatic Data Processing IncStock285$71.1K<0.1%+88+44.7%AddedHistory
OXYOccidental Petroleum CorpStock1,107$71.9K<0.1%+13+1.2%AddedHistory
Capital Group GBL Growth EQT14020X104SHS CREAT UNIT2,529$72.8K<0.1%−68−2.6%Reduced–
NFLXNetflix IncStock120$72.9K<0.1%+69+135.3%AddedHistory
iShares Tr464289883CORE 30 70 ETF2,000$73.7K<0.1%00.0%Unchanged–
LENLennar CorpCL A432$74.3K<0.1%00.0%UnchangedHistory
Schwab U.S. Mid-Cap ETF808524508ETF920$74.9K<0.1%+2+0.2%Added–
AGNCAGNC Investment Corp.REIT7,604$75.3K<0.1%+2,778+57.6%AddedHistory
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF1,410$76.5K<0.1%+995+239.8%Added–
DOWDow Inc.Stock1,321$76.5K<0.1%+133+11.2%AddedHistory
Vanguard Information Technology ETF92204A702ETF150$78.7K<0.1%00.0%Unchanged–
Vanguard Morningstar Mid-Cap ETF922908629ETF321$80.2K<0.1%00.0%Unchanged–
UNHUnitedHealth Group IncStock163$80.6K<0.1%+29+21.6%AddedHistory
iShares U.S. Medical Devices ETF464288810ETF1,401$82.1K<0.1%00.0%Unchanged–
Pacer FDS Tr69374H766INDUSTRIAL RELET2,070$82.3K<0.1%00.0%Unchanged–
State Street Utilities Select Sector SPDR ETF81369Y886ETF1,278$83.9K<0.1%−664−34.2%Reduced–
Invesco Exch Traded FD Tr II46138G508SR LN ETF3,982$84.2K<0.1%+2,630+194.5%Added–
SPBSpectrum Brands Holdings, Inc.COM950$84.6K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717X701EUROPE HEDGED EQ1,800$86.9K<0.1%00.0%Unchanged–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF571$89.0K<0.1%00.0%Unchanged–
IAUiShares Gold TrustISHARES2,130$89.5K<0.1%+88+4.3%AddedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF2,849$90.1K<0.1%−1,654−36.7%Reduced–
WisdomTree Tr97717W505US MIDCAP DIVID1,859$90.6K<0.1%+9+0.5%Added–
Schwab Fundamental U.S. Small Company ETF808524763ETF1,590$90.7K<0.1%00.0%Unchanged–
VNOMViper Energy, Inc.COM UNT RP INT2,368$91.1K<0.1%00.0%UnchangedHistory
Vanguard Real Estate ETF922908553ETF1,060$91.7K<0.1%−310−22.6%Reduced–
VanEck Semiconductor ETF92189F676ETF408$91.8K<0.1%00.0%Unchanged–
iShares S&P 500 Value ETF464287408ETF494$92.3K<0.1%−35−6.6%Reduced–
MCDMcDonalds CorpStock332$93.6K<0.1%+66+24.8%AddedHistory
SPDR Series Trust78468R200ST STR RATE ETF3,052$94.1K<0.1%+11+0.4%Added–
SCHWSchwab Charles CorpStock1,308$94.6K<0.1%−20−1.5%ReducedHistory
iShares Core MSCI Eafe ETF46432F842ETF1,301$96.6K<0.1%00.0%Unchanged–
iShares Tr46432F388MSCI USA VALUE896$97.1K<0.1%−1,115−55.4%Reduced–
MRKMerck & Co., Inc.Stock744$98.2K<0.1%+224+43.1%AddedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF513$98.4K<0.1%−66−11.4%Reduced–
PMPhilip Morris International Inc.Stock1,086$99.5K<0.1%−150−12.1%ReducedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR740$100.7K<0.1%+90+13.8%AddedHistory
Pacer FDS Tr69374H659CASH COWS ETF1,735$100.8K<0.1%00.0%Unchanged–
HDHome Depot, Inc.Stock265$101.7K<0.1%+99+59.6%AddedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS1,771$102.8K<0.1%+18+1.0%Added–
Alps ETF Tr00162Q858SECTR DIV DOGS1,925$103.9K<0.1%−2,800−59.3%Reduced–
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI5,600$105.6K<0.1%−936−14.3%Reduced–
WisdomTree Tr97717W430HEDGED HI YLD BD4,975$109.6K<0.1%+4,350+696.0%Added–
iShares Tr464288802ESG OPTIMIZED1,048$114.5K<0.1%+2+0.2%Added–
AVGOBroadcom Inc.Stock88$116.6K<0.1%00.0%UnchangedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF1,299$116.8K<0.1%+70+5.7%Added–
Schwab U.S. Large-Cap ETF808524201ETF1,892$117.4K<0.1%00.0%Unchanged–
Vanguard Total Bond Market ETF921937835ETF1,632$118.5K<0.1%−250−13.3%Reduced–
iShares Tr464287291GLOBAL TECH ETF1,586$118.6K<0.1%00.0%Unchanged–
iShares S&P 500 Growth ETF464287309ETF1,427$120.5K<0.1%00.0%Unchanged–
ADIAnalog Devices IncStock612$121.1K<0.1%+78+14.6%AddedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF1,061$121.1K<0.1%00.0%Unchanged–
iShares MSCI USA Min Vol Factor ETF46429B697ETF1,487$124.3K<0.1%+4+0.3%Added–

Sold out since Q4 2023 (41)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST27,089$1.08M0.4%–
Flagstar Bank, National Association649445103COM7,596$77.7K<0.1%–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM4,508$55.6K<0.1%History
New York Life Investments Et45409B800MERGE ARBIT ETF1,000$31.4K<0.1%–
DBX ETF Tr233051762XTRACK MSCI CHNA1,178$28.8K<0.1%–
MMacy's, Inc.COM1,000$20.1K<0.1%History
DBX ETF Tr233051739XTRCK BLOMBRG BA1,071$20.0K<0.1%–
VanEck ETF Trust92189H805RARE EARTH AND S300$18.5K<0.1%–
Vanguard Morningstar Large-Cap ETF922908637ETF81$17.7K<0.1%–
NTRSNorthern Trust CorpCOM500$15.2K<0.1%History
Harbor ETF Trust41151J505COMM ALL WEA ETF700$14.7K<0.1%–
AVAVAeroVironment IncCOM100$12.6K<0.1%History
INCYIncyte CorpCOM200$12.6K<0.1%History
iShares Tr4642886613 7 YR TREAS BD97$11.4K<0.1%–
ProShares Tr74347B607INVT INT RT HG150$11.3K<0.1%–
BCBrunswick CorpCOM100$9.68K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM61$8.83K<0.1%History
PIMCO ETF Tr72201R7830-5 HIGH YIELD91$8.47K<0.1%–
NETCloudflare, Inc.CL A COM100$8.33K<0.1%History
SRCSpirit Realty Capital, Inc.COM NEW120$5.24K<0.1%History
iShares MSCI Acwi Ex U.S. ETF464288240ETF80$4.08K<0.1%–
Alpha Architect ETF Tr02072L771SPARKLINE INTANG142$3.79K<0.1%–
iShares Inc464286533MSCI EMERG MRKT325$3.29K<0.1%–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG21$1.97K<0.1%–
iShares Inc464286285JP MRGN EM HI BD50$1.82K<0.1%–
GPNGlobal Payments IncStock13$1.65K<0.1%History
iShares Tr464288521CRE U S REIT ETF25$1.36K<0.1%–
ZVRAZevra Therapeutics, Inc.COM NEW200$1.31K<0.1%History
EPAMEPAM Systems, Inc.COM4$1.19K<0.1%History
SPLKSplunk IncCOM5$762<0.1%History
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF7$686<0.1%–
GDDYGoDaddy Inc.CL A6$637<0.1%History
CZRCaesars Entertainment, Inc.COM13$609<0.1%History
Sprott FDS Tr85208P303URANIUM MINERS E10$483<0.1%–
Kraneshares Trust500767678GLOBAL CARB STRA13$474<0.1%–
IMGNImmunoGen, Inc.COM13$385<0.1%History
Northern LTS FD Tr IV66538H211FMC EXCELSIOR FO10$266<0.1%–
CTRACoterra Energy Inc.Stock10$255<0.1%History
VEEVVeeva Systems IncStock1$193<0.1%History
ABNBAirbnb, Inc.Stock1$136<0.1%History
CTLTCatalent, Inc.COM3$135<0.1%History