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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed Apr 30, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
846
+9 vs. Q4 2023
Portfolio value
$279.0M
+$31.7M (+12.8%) vs. Q4 2023
Filed
Apr 30, 2024
SEC
Holdings of Retirement Group, LLC in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
PATHUiPath, Inc.Stock1,003$22.7K<0.1%00.0%UnchangedHistory
LMTLockheed Martin CorpStock50$22.7K<0.1%+1+2.0%AddedHistory
Nushares ETF Tr67092P607NUVEEN ESG SMLCP557$23.2K<0.1%00.0%Unchanged–
UPSUnited Parcel Service IncStock156$23.2K<0.1%+101+183.6%AddedHistory
PANWPalo Alto Networks IncStock82$23.3K<0.1%+8+10.8%AddedHistory
iShares MSCI India ETF46429B598ETF454$23.4K<0.1%+454New–
iShares Tr464287846DOW JONES US ETF185$23.7K<0.1%00.0%Unchanged–
SRSpire IncCOM386$23.7K<0.1%00.0%UnchangedHistory
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET250$23.9K<0.1%00.0%UnchangedHistory
BSTBlackRock Science & Technology TrustSHS647$23.9K<0.1%−50−7.2%ReducedHistory
XRXXerox Holdings CorpCOM NEW1,341$24.0K<0.1%+1,341NewHistory
Nushares ETF Tr67092P508NUVEEN ESG MIDVL709$24.2K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137Y401ZACKS MID CAP241$24.5K<0.1%00.0%Unchanged–
AMPAmeriprise Financial IncCOM56$24.6K<0.1%+56NewHistory
USOUnited States Oil Fund, LPUNITS312$24.6K<0.1%00.0%UnchangedHistory
EDConsolidated Edison IncStock271$24.6K<0.1%00.0%UnchangedHistory
iShares Russell 2000 Growth ETF464287648ETF91$24.6K<0.1%00.0%Unchanged–
CRWDCrowdStrike Holdings, Inc.Stock77$24.7K<0.1%+4+5.5%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD321$24.8K<0.1%+90+39.0%Added–
LINLinde PLCStock54$25.1K<0.1%+54NewHistory
ETF Ser Solutions26922A594AAM S&P 500800$25.1K<0.1%00.0%Unchanged–
VVisa Inc.Stock90$25.2K<0.1%00.0%UnchangedHistory
ETF Ser Solutions26922A198AAM LW DUR PFD1,195$25.3K<0.1%00.0%Unchanged–
PDIPIMCO Dynamic Income FundSHS1,311$25.3K<0.1%−6,788−83.8%ReducedHistory
iShares Tips Bond ETF464287176ETF236$25.3K<0.1%−246−51.0%Reduced–
IIPRInnovative Industrial Properties IncCOM246$25.5K<0.1%00.0%UnchangedHistory
iShares Core S&P Small Cap ETF464287804ETF231$25.5K<0.1%00.0%Unchanged–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF317$25.5K<0.1%−241−43.2%Reduced–
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF599$25.6K<0.1%+4+0.7%Added–
GILDGilead Sciences, Inc.Stock354$25.9K<0.1%+131+58.7%AddedHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN100910$26.3K<0.1%00.0%Unchanged–
VICIVici Properties Inc.COM890$26.5K<0.1%00.0%UnchangedHistory
iShares Tr464287630RUS 2000 VAL ETF168$26.7K<0.1%00.0%Unchanged–
Vanguard Ftse Emerging Markets ETF922042858ETF662$27.7K<0.1%00.0%Unchanged–
Vanguard Star FDS921909768VG TL INTL STK F464$28.0K<0.1%+2+0.4%Added–
iShares Inc464286178US INTL HGH YLD640$28.3K<0.1%00.0%Unchanged–
State Street Health Care Select Sector SPDR ETF81369Y209ETF192$28.4K<0.1%−224−53.8%Reduced–
SPDR Index Shs FDS78463X459ST STR SP GLBDIV477$28.6K<0.1%−92−16.2%Reduced–
iShares Russell 1000 Value ETF464287598ETF160$28.7K<0.1%00.0%Unchanged–
ADSKAutodesk, Inc.COM111$28.9K<0.1%−8−6.7%ReducedHistory
OTISOtis Worldwide CorpStock105$29.0K<0.1%+87+483.3%AddedHistory
DISWalt Disney CoStock237$29.0K<0.1%−10−4.0%ReducedHistory
NEENextera Energy IncStock454$29.0K<0.1%+53+13.2%AddedHistory
HSYHershey CoCOM149$29.0K<0.1%00.0%UnchangedHistory
iShares Inc46434G848MSCI GBL ETF NEW700$29.2K<0.1%00.0%Unchanged–
BABoeing CoStock153$29.5K<0.1%−6−3.8%ReducedHistory
MDLZMondelez International, Inc.Stock423$29.6K<0.1%00.0%UnchangedHistory
WMBWilliams Companies, Inc.COM760$29.6K<0.1%00.0%UnchangedHistory
iShares Flexible Income Active ETF092528603ETF565$29.6K<0.1%+510+927.3%Added–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP905$29.8K<0.1%−2,750−75.2%Reduced–
iShares Tr464288877EAFE VALUE ETF548$29.8K<0.1%00.0%Unchanged–
iShares Tr46432F370MSCI USA SZE FT214$30.5K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT185$31.3K<0.1%00.0%Unchanged–
JPMJPMorgan Chase & CoStock157$31.4K<0.1%+109+227.1%AddedHistory
CRMSalesforce, Inc.Stock105$31.6K<0.1%−16−13.2%ReducedHistory
Fidelity Merrimack STR Tr316188309TOTAL BD ETF700$31.7K<0.1%00.0%Unchanged–
GLDMWorld Gold TrustSPDR GLD MINIS735$32.4K<0.1%00.0%UnchangedHistory
BECNQxo Building Products, Inc.COM333$32.6K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A201ST STR SP600GRWO376$32.8K<0.1%00.0%Unchanged–
iShares Tr464287341GLOBAL ENERG ETF775$33.3K<0.1%00.0%Unchanged–
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM4,020$33.6K<0.1%−3,635−47.5%ReducedHistory
LVSLas Vegas Sands CorpCOM655$33.9K<0.1%00.0%UnchangedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF374$34.3K<0.1%−14−3.6%Reduced–
JXNJackson Financial Inc.COM CL A525$34.7K<0.1%00.0%UnchangedHistory
Invesco Nasdaq 100 ETF46138G649ETF191$34.9K<0.1%+6+3.2%Added–
TGTTarget CorpStock198$35.1K<0.1%+91+85.0%AddedHistory
MPCMarathon Petroleum CorpStock175$35.2K<0.1%00.0%UnchangedHistory
CLMCornerstone Strategic Investment Fund, Inc.COM4,767$35.8K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R804ST STR R1K LOWV231$35.9K<0.1%+1+0.4%Added–
CSCOCisco Systems, Inc.Stock726$36.2K<0.1%+263+56.8%AddedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF500$36.6K<0.1%00.0%Unchanged–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF400$36.7K<0.1%00.0%Unchanged–
CAHCardinal Health IncStock331$37.0K<0.1%00.0%UnchangedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF637$37.3K<0.1%+3+0.5%Added–
Schwab U.S. Small-Cap ETF808524607ETF766$37.7K<0.1%00.0%Unchanged–
WisdomTree Tr97717X669US QTLY DIV GRT495$37.7K<0.1%+26+5.5%Added–
NTAPNetApp, Inc.Stock362$38.0K<0.1%00.0%UnchangedHistory
NVSNovartis AGADR400$38.7K<0.1%+146+57.5%AddedHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF700$39.5K<0.1%+300+75.0%Added–
iShares Tr46435U135CYBERSECURITY850$39.8K<0.1%+400+88.9%Added–
STZConstellation Brands, Inc.Stock147$40.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V621FINL PFD ETF2,631$40.1K<0.1%+14+0.5%Added–
First Tr Exchange-Traded FD336917109SHS1,050$40.4K<0.1%−150−12.5%Reduced–
iShares Tr464288570ESG MSCI KLD ETF404$40.7K<0.1%00.0%Unchanged–
iShares MSCI Eafe ETF464287465ETF510$40.7K<0.1%00.0%Unchanged–
VKTXViking Therapeutics, Inc.COM500$41.0K<0.1%00.0%UnchangedHistory
CVSCVS Health CorpStock517$41.2K<0.1%+182+54.3%AddedHistory
KOCoca Cola CoStock680$41.6K<0.1%00.0%UnchangedHistory
GOLFAcushnet Holdings Corp.COM631$41.6K<0.1%+131+26.2%AddedHistory
WisdomTree Tr97717W315EMER MKT HIGH FD1,013$42.4K<0.1%−228−18.4%Reduced–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF422$42.4K<0.1%−10−2.3%Reduced–
Invesco Actively Managed Exc46090A804TOTAL RETURN915$42.8K<0.1%+6+0.7%Added–
Amplify ETF Tr032108847CEF HIGH INCOME3,575$43.1K<0.1%00.0%Unchanged–
MUMicron Technology IncStock368$43.4K<0.1%+100+37.3%AddedHistory
OKEONEOK IncCOM548$43.9K<0.1%00.0%UnchangedHistory
JNJJohnson & JohnsonStock278$44.0K<0.1%+1+0.4%AddedHistory
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF2,075$44.0K<0.1%00.0%Unchanged–
FTNTFortinet, Inc.Stock652$44.5K<0.1%+27+4.3%AddedHistory
iShares Tr46434V787YLD OPTIM BD2,000$44.7K<0.1%+500+33.3%Added–
iShares Tr464288513IBOXX HI YD ETF585$45.5K<0.1%−4−0.7%Reduced–

Sold out since Q4 2023 (41)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST27,089$1.08M0.4%–
Flagstar Bank, National Association649445103COM7,596$77.7K<0.1%–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM4,508$55.6K<0.1%History
New York Life Investments Et45409B800MERGE ARBIT ETF1,000$31.4K<0.1%–
DBX ETF Tr233051762XTRACK MSCI CHNA1,178$28.8K<0.1%–
MMacy's, Inc.COM1,000$20.1K<0.1%History
DBX ETF Tr233051739XTRCK BLOMBRG BA1,071$20.0K<0.1%–
VanEck ETF Trust92189H805RARE EARTH AND S300$18.5K<0.1%–
Vanguard Morningstar Large-Cap ETF922908637ETF81$17.7K<0.1%–
NTRSNorthern Trust CorpCOM500$15.2K<0.1%History
Harbor ETF Trust41151J505COMM ALL WEA ETF700$14.7K<0.1%–
AVAVAeroVironment IncCOM100$12.6K<0.1%History
INCYIncyte CorpCOM200$12.6K<0.1%History
iShares Tr4642886613 7 YR TREAS BD97$11.4K<0.1%–
ProShares Tr74347B607INVT INT RT HG150$11.3K<0.1%–
BCBrunswick CorpCOM100$9.68K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM61$8.83K<0.1%History
PIMCO ETF Tr72201R7830-5 HIGH YIELD91$8.47K<0.1%–
NETCloudflare, Inc.CL A COM100$8.33K<0.1%History
SRCSpirit Realty Capital, Inc.COM NEW120$5.24K<0.1%History
iShares MSCI Acwi Ex U.S. ETF464288240ETF80$4.08K<0.1%–
Alpha Architect ETF Tr02072L771SPARKLINE INTANG142$3.79K<0.1%–
iShares Inc464286533MSCI EMERG MRKT325$3.29K<0.1%–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG21$1.97K<0.1%–
iShares Inc464286285JP MRGN EM HI BD50$1.82K<0.1%–
GPNGlobal Payments IncStock13$1.65K<0.1%History
iShares Tr464288521CRE U S REIT ETF25$1.36K<0.1%–
ZVRAZevra Therapeutics, Inc.COM NEW200$1.31K<0.1%History
EPAMEPAM Systems, Inc.COM4$1.19K<0.1%History
SPLKSplunk IncCOM5$762<0.1%History
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF7$686<0.1%–
GDDYGoDaddy Inc.CL A6$637<0.1%History
CZRCaesars Entertainment, Inc.COM13$609<0.1%History
Sprott FDS Tr85208P303URANIUM MINERS E10$483<0.1%–
Kraneshares Trust500767678GLOBAL CARB STRA13$474<0.1%–
IMGNImmunoGen, Inc.COM13$385<0.1%History
Northern LTS FD Tr IV66538H211FMC EXCELSIOR FO10$266<0.1%–
CTRACoterra Energy Inc.Stock10$255<0.1%History
VEEVVeeva Systems IncStock1$193<0.1%History
ABNBAirbnb, Inc.Stock1$136<0.1%History
CTLTCatalent, Inc.COM3$135<0.1%History