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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed Apr 30, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
846
+9 vs. Q4 2023
Portfolio value
$279.0M
+$31.7M (+12.8%) vs. Q4 2023
Filed
Apr 30, 2024
SEC
Holdings of Retirement Group, LLC in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
SBUXStarbucks CorpStock64$5.85K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189H300JP MRGAN EM LOC242$5.93K<0.1%00.0%Unchanged–
iShares Tr464288885EAFE GRWTH ETF58$6.00K<0.1%00.0%Unchanged–
iShares Tr464288638ISHS 5-10YR INVT117$6.04K<0.1%00.0%Unchanged–
VanEck ETF Trust92189F452MORTGAGE REIT520$6.08K<0.1%00.0%Unchanged–
John Hancock Exchange Traded47804J206MULTIFACTOR MI106$6.08K<0.1%00.0%Unchanged–
NOWServiceNow, Inc.Stock8$6.10K<0.1%00.0%UnchangedHistory
SOSouthern CoStock85$6.12K<0.1%+1+1.2%AddedHistory
KKRKKR & Co. Inc.COM61$6.13K<0.1%+61NewHistory
EXCExelon CorpStock165$6.20K<0.1%00.0%UnchangedHistory
BXSLBlackstone Secured Lending FundCOMMON STOCK200$6.23K<0.1%00.0%UnchangedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF137$6.25K<0.1%00.0%Unchanged–
Schwab International Small-Cap Equity ETF808524888ETF176$6.30K<0.1%00.0%Unchanged–
U.S. Global Jets ETF26922A842ETF302$6.34K<0.1%00.0%Unchanged–
ONOn Semiconductor CorpStock87$6.40K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO138$6.40K<0.1%00.0%Unchanged–
GLPIGaming & Leisure Properties, Inc.COM142$6.54K<0.1%00.0%UnchangedHistory
SBLKStar Bulk Carriers Corp.SHS PAR280$6.68K<0.1%00.0%UnchangedHistory
NKENIKE, Inc.Stock73$6.86K<0.1%−2,501−97.2%ReducedHistory
CTVACorteva, Inc.Stock119$6.86K<0.1%00.0%UnchangedHistory
KMBKimberly Clark CorpStock44$6.88K<0.1%−6−12.0%ReducedHistory
MTZMastec IncCOM75$6.99K<0.1%00.0%UnchangedHistory
iShares Inc464286509MSCI CDA ETF183$7.00K<0.1%00.0%Unchanged–
RQICohen & Steers Quality Income Realty Fund IncCEF580$7.01K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717X578EM EX ST-OWNED238$7.01K<0.1%00.0%Unchanged–
iShares Russell 1000 Growth ETF464287614ETF21$7.08K<0.1%00.0%Unchanged–
TXOTXO Partners, L.P.COM UNIT400$7.18K<0.1%00.0%UnchangedHistory
Schwab Strategic Tr808524649MUN BD ETF141$7.32K<0.1%+141New–
ACREAres Commercial Real Estate CorpCOM1,000$7.45K<0.1%+1,000NewHistory
FICOFair Isaac CorpCOM6$7.50K<0.1%+1+20.0%AddedHistory
Tidal Trust I886364645SONICSHARES GBL250$7.50K<0.1%00.0%Unchanged–
INTCIntel CorpStock171$7.56K<0.1%+170+17,000.0%AddedHistory
Invesco Exchange Traded FD T46137V589GBL LISTED PVT115$7.58K<0.1%−130−53.1%Reduced–
CIVICivitas Resources, Inc.EQUITY US CM100$7.59K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R556SP O&G EXPL PRO49$7.59K<0.1%00.0%Unchanged–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM365$7.68K<0.1%00.0%UnchangedHistory
RFICohen & Steers Total Return Realty Fund IncCOM650$7.73K<0.1%00.0%UnchangedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF103$7.74K<0.1%+1+1.0%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF34$7.75K<0.1%00.0%Unchanged–
iShares Tr464288760US AER DEF ETF59$7.78K<0.1%00.0%Unchanged–
Vanguard World FD921910840MEGA CAP VAL ETF65$7.82K<0.1%00.0%Unchanged–
BIDUBaidu, Inc.ADR75$7.90K<0.1%00.0%UnchangedHistory
QRVOQorvo, Inc.Stock69$7.92K<0.1%00.0%UnchangedHistory
ABRArbor Realty Trust IncCOM600$7.95K<0.1%00.0%UnchangedHistory
SOFISoFi Technologies, Inc.Stock1,095$7.99K<0.1%+100+10.1%AddedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF245$8.01K<0.1%00.0%Unchanged–
IRTIndependence Realty Trust, Inc.COM499$8.05K<0.1%+499NewHistory
SHOPShopify Inc.Stock110$8.49K<0.1%−13−10.6%ReducedHistory
SPDR Index Shs FDS78463X434ST STR MSCI EAFE112$8.53K<0.1%00.0%Unchanged–
ALBAlbemarle CorpStock79$8.59K<0.1%−7−8.1%ReducedHistory
MRVIMaravai Lifesciences Holdings, Inc.COM CL A1,000$8.67K<0.1%+1,000NewHistory
CBRECbre Group, Inc.CL A90$8.75K<0.1%−26−22.4%ReducedHistory
Columbia ETF Tr I19761L201SUSTNBLE INTL289$8.83K<0.1%00.0%Unchanged–
Franklin Templeton ETF Tr35473P710FTSE SOUTH KOREA382$8.93K<0.1%00.0%Unchanged–
LNGCheniere Energy, Inc.COM NEW56$9.03K<0.1%+56NewHistory
RGRSturm Ruger & Co IncStock196$9.04K<0.1%+43+28.1%AddedHistory
FFord Motor CoStock682$9.06K<0.1%−1,345−66.4%ReducedHistory
DDDuPont de Nemours, Inc.COM119$9.12K<0.1%00.0%UnchangedHistory
iShares Tr464288448INTL SEL DIV ETF329$9.22K<0.1%−77−19.0%Reduced–
CHTRCharter Communications, Inc.CL A32$9.30K<0.1%+2+6.7%AddedHistory
FBTCFidelity Wise Origin Bitcoin FundSHS150$9.31K<0.1%+150NewHistory
Brookfield Reins LtdG16250105CL A EXCH LT VTG223$9.32K<0.1%−8−3.5%Reduced–
ATNMActinium Pharmaceuticals, Inc.COM1,191$9.33K<0.1%00.0%UnchangedHistory
Global X FDS37960A651SUPERDVDND REIT462$9.45K<0.1%+8+1.8%Added–
PYPLPayPal Holdings, Inc.Stock144$9.65K<0.1%−80−35.7%ReducedHistory
AEPAmerican Electric Power Co IncStock113$9.74K<0.1%+1+0.9%AddedHistory
SVMSilvercorp Metals IncCOM3,000$9.78K<0.1%00.0%UnchangedHistory
SHELShell plcADR146$9.79K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A292ST STR PFD ETF283$9.87K<0.1%00.0%Unchanged–
First Tr Exchng Traded FD VI33740F581FT VEST NAS380$10.1K<0.1%+380New–
RYRoyal Bank of CanadaStock100$10.1K<0.1%00.0%UnchangedHistory
FLNAFilana Therapeutics, Inc.COM500$10.1K<0.1%−200−28.6%ReducedHistory
OHIOmega Healthcare Investors IncCOM321$10.2K<0.1%+7+2.2%AddedHistory
Schwab Strategic Tr8085246985 10YR CORP BD230$10.2K<0.1%−90−28.1%Reduced–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS426$10.3K<0.1%00.0%UnchangedHistory
PRFTPerficient IncCOM183$10.3K<0.1%+32+21.2%AddedHistory
First Tr Exchng Traded FD VI33740F482FT VEST U.S EQT300$10.3K<0.1%+300New–
BKRBaker Hughes CoCL A309$10.4K<0.1%+309NewHistory
VRTXVertex Pharmaceuticals IncStock25$10.4K<0.1%−1−3.8%ReducedHistory
ARK Innovation ETF00214Q104ETF209$10.5K<0.1%00.0%Unchanged–
iShares U.S. Treasury Bond ETF46429B267ETF463$10.5K<0.1%00.0%Unchanged–
BIIBBiogen Inc.COM49$10.6K<0.1%−10−16.9%ReducedHistory
SCCOSouthern Copper CorpStock100$10.7K<0.1%00.0%UnchangedHistory
iShares U S ETF Tr46431W705INT RT HDG C B114$10.7K<0.1%+3+2.7%Added–
DUKDuke Energy CORPStock111$10.7K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF300$10.8K<0.1%00.0%Unchanged–
iShares Tr464288273EAFE SML CP ETF171$10.8K<0.1%−16−8.6%Reduced–
HIMSHims & Hers Health, Inc.Stock700$10.8K<0.1%+700NewHistory
ZIONZions Bancorporation, National AssociationCOM250$10.8K<0.1%00.0%UnchangedHistory
iShares Inc464286392MSCI WORLD ETF75$10.9K<0.1%00.0%Unchanged–
BNSBank of Nova ScotiaCOM211$10.9K<0.1%00.0%UnchangedHistory
HRBH&R Block IncCOM224$11.0K<0.1%+1+0.4%AddedHistory
EFREaton Vance Senior Floating-Rate TrustCOM850$11.1K<0.1%+850NewHistory
iShares Tr464289867CORE 60 BALA ETF200$11.1K<0.1%00.0%Unchanged–
SPDR Index Shs FDS78463X756ST MARKE CAP ETF200$11.2K<0.1%00.0%Unchanged–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF371$11.3K<0.1%00.0%Unchanged–
iShares Tr464288588MBS ETF122$11.3K<0.1%00.0%Unchanged–
EFTEaton Vance Floating-Rate Income TrustCOM850$11.3K<0.1%+850NewHistory
iShares Tr464287721U.S. TECH ETF84$11.3K<0.1%00.0%Unchanged–
AXPAmerican Express CoStock50$11.4K<0.1%00.0%UnchangedHistory

Sold out since Q4 2023 (41)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST27,089$1.08M0.4%–
Flagstar Bank, National Association649445103COM7,596$77.7K<0.1%–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM4,508$55.6K<0.1%History
New York Life Investments Et45409B800MERGE ARBIT ETF1,000$31.4K<0.1%–
DBX ETF Tr233051762XTRACK MSCI CHNA1,178$28.8K<0.1%–
MMacy's, Inc.COM1,000$20.1K<0.1%History
DBX ETF Tr233051739XTRCK BLOMBRG BA1,071$20.0K<0.1%–
VanEck ETF Trust92189H805RARE EARTH AND S300$18.5K<0.1%–
Vanguard Morningstar Large-Cap ETF922908637ETF81$17.7K<0.1%–
NTRSNorthern Trust CorpCOM500$15.2K<0.1%History
Harbor ETF Trust41151J505COMM ALL WEA ETF700$14.7K<0.1%–
AVAVAeroVironment IncCOM100$12.6K<0.1%History
INCYIncyte CorpCOM200$12.6K<0.1%History
iShares Tr4642886613 7 YR TREAS BD97$11.4K<0.1%–
ProShares Tr74347B607INVT INT RT HG150$11.3K<0.1%–
BCBrunswick CorpCOM100$9.68K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM61$8.83K<0.1%History
PIMCO ETF Tr72201R7830-5 HIGH YIELD91$8.47K<0.1%–
NETCloudflare, Inc.CL A COM100$8.33K<0.1%History
SRCSpirit Realty Capital, Inc.COM NEW120$5.24K<0.1%History
iShares MSCI Acwi Ex U.S. ETF464288240ETF80$4.08K<0.1%–
Alpha Architect ETF Tr02072L771SPARKLINE INTANG142$3.79K<0.1%–
iShares Inc464286533MSCI EMERG MRKT325$3.29K<0.1%–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG21$1.97K<0.1%–
iShares Inc464286285JP MRGN EM HI BD50$1.82K<0.1%–
GPNGlobal Payments IncStock13$1.65K<0.1%History
iShares Tr464288521CRE U S REIT ETF25$1.36K<0.1%–
ZVRAZevra Therapeutics, Inc.COM NEW200$1.31K<0.1%History
EPAMEPAM Systems, Inc.COM4$1.19K<0.1%History
SPLKSplunk IncCOM5$762<0.1%History
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF7$686<0.1%–
GDDYGoDaddy Inc.CL A6$637<0.1%History
CZRCaesars Entertainment, Inc.COM13$609<0.1%History
Sprott FDS Tr85208P303URANIUM MINERS E10$483<0.1%–
Kraneshares Trust500767678GLOBAL CARB STRA13$474<0.1%–
IMGNImmunoGen, Inc.COM13$385<0.1%History
Northern LTS FD Tr IV66538H211FMC EXCELSIOR FO10$266<0.1%–
CTRACoterra Energy Inc.Stock10$255<0.1%History
VEEVVeeva Systems IncStock1$193<0.1%History
ABNBAirbnb, Inc.Stock1$136<0.1%History
CTLTCatalent, Inc.COM3$135<0.1%History