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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 15, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
710
+175 vs. Q3 2022
Portfolio value
$206.1M
+$81.2M (+65.1%) vs. Q3 2022
Filed
Feb 15, 2023
SEC
Holdings of Retirement Group, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
FSKFS KKR Capital CorpCOM2,201$39.0K<0.1%+2,201NewHistory
NEENextera Energy IncStock479$40.0K<0.1%+1+0.2%AddedHistory
NTAPNetApp, Inc.Stock660$40.0K<0.1%+90+15.8%AddedHistory
Flagstar Bank, National Association649445103COM4,686$40.0K<0.1%+4,686New–
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF2,075$41.0K<0.1%+775+59.6%Added–
ETEnergy Transfer LPCOM UT LTD PTN3,450$41.0K<0.1%00.0%UnchangedHistory
iShares Tr464287150CORE S&P TTL STK478$41.0K<0.1%+356+291.8%Added–
MAMastercard IncStock120$42.0K<0.1%+120NewHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF541$42.0K<0.1%+59+12.2%Added–
Invesco Exchange Traded FD T46137Y401ZACKS MID CAP488$43.0K<0.1%−17−3.4%Reduced–
WisdomTree Tr97717W315EMER MKT HIGH FD1,216$43.0K<0.1%+468+62.6%Added–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM802$44.0K<0.1%+561+232.8%Added–
IAUiShares Gold TrustISHARES1,285$44.0K<0.1%+722+128.2%AddedHistory
Nushares ETF Tr67092P607NUVEEN ESG SMLCP1,327$45.0K<0.1%+1,036+356.0%Added–
HDHome Depot, Inc.Stock147$46.0K<0.1%−377−71.9%ReducedHistory
PNWPinnacle West Capital CorpCOM600$46.0K<0.1%+400+200.0%AddedHistory
OKEONEOK IncCOM700$46.0K<0.1%+400+133.3%AddedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL729$47.0K<0.1%+203+38.6%Added–
Amplify ETF Tr032108847CEF HIGH INCOME4,075$47.0K<0.1%+4,075New–
Vanguard Information Technology ETF92204A702ETF150$48.0K<0.1%00.0%Unchanged–
Vanguard Whitehall FDS921946810INTL DVD ETF687$48.0K<0.1%+351+104.5%Added–
Vanguard Star FDS921909768VG TL INTL STK F926$48.0K<0.1%+11+1.2%Added–
Fidelity MSCI Materials Index ETF316092881ETF1,030$49.0K<0.1%+5+0.5%Added–
iShares Tr464288570ESG MSCI KLD ETF679$49.0K<0.1%+589+654.4%Added–
Vanguard Health Care ETF92204A504ETF200$50.0K<0.1%+200New–
VanEck ETF Trust92189F429PREFERRED SECURT2,989$50.0K<0.1%+1,108+58.9%Added–
Invesco Exchange Traded FD T46137V621FINL PFD ETF3,495$50.0K<0.1%+24+0.7%Added–
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM4,011$53.0K<0.1%+10.0%AddedHistory
Medley Cap Corp58503F502COM1,702$53.0K<0.1%+1,701+170,100.0%Added–
EMREmerson Electric CoStock558$54.0K<0.1%+558NewHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF500$54.0K<0.1%+500New–
AEEAmeren CorpCOM624$55.0K<0.1%+624NewHistory
MRKMerck & Co., Inc.Stock735$56.0K<0.1%+327+80.1%AddedHistory
Fidelity High Dividend ETF316092840ETF1,500$56.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV1,277$56.0K<0.1%+1,277New–
TSLATesla, Inc.Stock461$57.0K<0.1%+179+63.5%AddedHistory
Vanguard Total Bond Market ETF921937835ETF791$57.0K<0.1%+41+5.5%Added–
Global X FDS37950E549GLB X SUPERDIV2,365$57.0K<0.1%+2,365New–
DOWDow Inc.Stock1,188$60.0K<0.1%+983+479.5%AddedHistory
ENBEnbridge IncStock1,535$60.0K<0.1%00.0%UnchangedHistory
JNJJohnson & JohnsonStock358$63.0K<0.1%+1+0.3%AddedHistory
Pacer US Cash Cows 100 ETF69374H881ETF1,850$67.0K<0.1%+1,430+340.5%Added–
Vanguard S&P 500 ETF922908363ETF191$67.0K<0.1%+94+96.9%Added–
VanEck Morningstar Wide Moat ETF92189F643ETF1,025$67.0K<0.1%+113+12.4%Added–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM5,439$67.0K<0.1%00.0%UnchangedHistory
Invesco Actively Managed Exc46090A879VAR RATE INVT2,714$67.0K<0.1%+1,416+109.1%Added–
iShares Tr464289883CORE 30 70 ETF2,000$67.0K<0.1%+2,000New–
KEYKeycorpCOM4,050$71.0K<0.1%+4,050NewHistory
SPDR Index Shs FDS78463X459ST STR SP GLBDIV1,203$71.0K<0.1%−80−6.2%Reduced–
EPDEnterprise Products Partners L.P.Stock3,001$72.0K<0.1%+6+0.2%AddedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF800$72.0K<0.1%+400+100.0%Added–
KMIKinder Morgan, Inc.Stock3,989$72.0K<0.1%+151+3.9%AddedHistory
AVGOBroadcom Inc.Stock215$73.0K<0.1%+127+144.3%AddedHistory
AMDAdvanced Micro Devices IncStock1,149$74.0K<0.1%−22−1.9%ReducedHistory
COSTCostco Wholesale CorpStock164$75.0K<0.1%+33+25.2%AddedHistory
iShares Semiconductor ETF464287523ETF216$75.0K<0.1%+121+127.4%Added–
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW1,403$75.0K<0.1%+323+29.9%Added–
iShares Tr46434V647GLOBAL REIT ETF3,314$75.0K<0.1%+3,314New–
VNOMViper Energy, Inc.COM UNT RP INT2,368$75.0K<0.1%−932−28.2%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF373$76.0K<0.1%+121+48.0%Added–
WisdomTree Tr97717W505US MIDCAP DIVID1,847$76.0K<0.1%+1,842+36,840.0%Added–
ETF Ser Solutions26922A594AAM S&P 5002,600$76.0K<0.1%+2,600New–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR1,533$76.0K<0.1%+3+0.2%Added–
UNHUnitedHealth Group IncStock146$77.0K<0.1%00.0%UnchangedHistory
iShares Tr464287291GLOBAL TECH ETF1,726$77.0K<0.1%+621+56.2%Added–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF587$79.0K<0.1%+587New–
iShares Core MSCI Eafe ETF46432F842ETF1,351$83.0K<0.1%+1,260+1,384.6%Added–
Schwab Fundamental U.S. Small Company ETF808524763ETF1,767$83.0K<0.1%−6,590−78.9%Reduced–
IRMIron Mountain IncCOM1,683$84.0K<0.1%+33+2.0%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF1,892$85.0K<0.1%+1,189+169.1%Added–
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM11,365$85.0K<0.1%+4,285+60.5%AddedHistory
iShares S&P 500 Growth ETF464287309ETF1,507$88.0K<0.1%+1,016+206.9%Added–
iShares Russell Mid-Cap Growth ETF464287481ETF1,060$89.0K<0.1%+1,034+3,976.9%Added–
iShares S&P 500 Value ETF464287408ETF619$90.0K<0.1%−729−54.1%Reduced–
USBUS Bancorp DECOM NEW9,255$91.0K<0.1%+9,075+5,041.7%AddedHistory
Invesco Actively Managed Exc46090A804TOTAL RETURN1,960$91.0K<0.1%+494+33.7%Added–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW2,050$92.0K<0.1%+988+93.0%Added–
SPDR Series Trust78468R804ST STR R1K LOWV686$93.0K<0.1%+108+18.7%Added–
Pacer FDS Tr69374H766INDUSTRIAL RELET2,522$93.0K<0.1%+2,522New–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT580$93.0K<0.1%+506+683.8%Added–
Global X FDS37950E291GLOBX SUPDV US5,100$96.0K<0.1%+5,100New–
iShares Tr464288802ESG OPTIMIZED1,186$98.0K<0.1%+156+15.1%Added–
METAMeta Platforms, Inc.Stock830$100.0K<0.1%−91−9.9%ReducedHistory
IBMInternational Business Machines CorpStock998$101.0K<0.1%−112−10.1%ReducedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF1,422$103.0K<0.1%+600+73.0%Added–
ASOAcademy Sports & Outdoors, Inc.COM1,956$103.0K<0.1%+1,956NewHistory
iShares MSCI USA Quality Factor ETF46432F339ETF920$105.0K0.1%−159−14.7%Reduced–
Vanguard Morningstar Small-Cap Value ETF922908611ETF674$107.0K0.1%−247−26.8%Reduced–
Schwab U.S. Mid-Cap ETF808524508ETF1,663$109.0K0.1%+303+22.3%Added–
SPDR Series Trust78468R200ST STR RATE ETF3,672$112.0K0.1%+2,391+186.7%Added–
GLDSPDR Gold TrustETF682$116.0K0.1%00.0%UnchangedHistory
AMGNAmgen IncStock441$116.0K0.1%+400+975.6%AddedHistory
KRGKite Realty Group TrustCOM NEW5,490$116.0K0.1%+3,861+237.0%AddedHistory
XHRXenia Hotels & Resorts, Inc.COM8,955$118.0K0.1%+8,467+1,735.0%AddedHistory
Vanguard Real Estate ETF922908553ETF1,470$121.0K0.1%+894+155.2%Added–
PMPhilip Morris International Inc.Stock1,203$122.0K0.1%+1,036+620.4%AddedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF4,434$127.0K0.1%+70+1.6%Added–
iShares Tr46434V4070-5YR HI YL CP3,167$129.0K0.1%+2,671+538.5%Added–
SPDR Series Trust78468R606ST PORT HIGH ETF5,951$133.0K0.1%+5,951New–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF1,798$134.0K0.1%+1,043+138.1%Added–

Sold out since Q3 2022 (48)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Aim ETF Products Trust00888H307ALLIANZIM US EQ5,052$132.0K0.1%–
FLNAFilana Therapeutics, Inc.COM760$32.0K<0.1%History
Vanguard Short-Term Bond ETF921937827ETF310$23.0K<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT323$21.0K<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF839$21.0K<0.1%–
GLOBGlobant S.A.COM100$19.0K<0.1%History
SNOWSnowflake Inc.Stock100$17.0K<0.1%History
OCGNOcugen, Inc.COM8,910$16.0K<0.1%History
Alps ETF Tr00162Q361OSHS GBL INTER650$16.0K<0.1%–
PHMPultegroup IncCOM400$15.0K<0.1%History
BNGOBionano Genomics, Inc.COM8,000$15.0K<0.1%History
TWTRTwitter, Inc.COM328$14.0K<0.1%History
iShares U S ETF Tr46431W507SHOR DURA BD ETF258$13.0K<0.1%–
MPLXMPLX LPCOM UNIT REP LTD326$10.0K<0.1%History
BMOBank of MontrealCOM95$8.00K<0.1%History
AVAVAeroVironment IncCOM100$8.00K<0.1%History
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB391$8.00K<0.1%–
Barclays Bank PLC06742A669IPATH SHILR CAPE390$7.00K<0.1%–
WABWestinghouse Air Brake Technologies CorpStock71$6.00K<0.1%History
VERUVeru Inc.COM525$6.00K<0.1%History
Pgim ETF Tr69344A107PGIM ULTRA SH BD99$5.00K<0.1%–
MNTKMontauk Renewables, Inc.COM250$4.00K<0.1%History
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG106$4.00K<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF142$3.00K<0.1%–
CLFCleveland-Cliffs Inc.COM200$3.00K<0.1%History
Cambria ETF Tr132061821CANNABIS ETF430$3.00K<0.1%–
iShares Tr46435U184IBONDS 24 TRM HG120$3.00K<0.1%–
WRKWestRock CoCOM100$3.00K<0.1%History
HLNHaleon plcADR304$2.00K<0.1%History
FANGDiamondback Energy, Inc.Stock20$2.00K<0.1%History
Global X FDS37954Y459RUSSELL 2000100$2.00K<0.1%–
IOVAIovance Biotherapeutics, Inc.COM250$2.00K<0.1%History
AMTDAmtd Idea GroupSPONSORED ADS1,500$2.00K<0.1%History
Advisorshares Tr00768Y495PURE CANNABIS360$2.00K<0.1%–
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK37$2.00K<0.1%–
MROMarathon Oil CorpCOM100$2.00K<0.1%History
PXDPioneer Natural Resources CoCOM10$2.00K<0.1%History
COINCoinbase Global, Inc.COM CL A10$1.00K<0.1%History
MNSTMonster Beverage CorpCOM6$1.00K<0.1%History
ATNMActinium Pharmaceuticals, Inc.COM79$1.00K<0.1%History
Broadcom Inc.11135F200COM1$1.00K<0.1%–
AIXCFF EAI Robotics Ecosystem Inc.COM3,500$1.00K<0.1%History
SPDR Series Trust78464A664ST LON TREAS ETF3$00.0%–
NXGLNexgel, Inc.COM3$00.0%History
FWONALiberty Media CorpCOM SER A FRMLA1$00.0%History
VanEck Vectors ETF Tr92189F445INTL HIGH YIELD1$00.0%–
Meten Edtechx Ed Group LtdG6055H114ORD SHS67$00.0%–
Pentair PLCG7S00T904CALL5$00.0%–