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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 15, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
710
+175 vs. Q3 2022
Portfolio value
$206.1M
+$81.2M (+65.1%) vs. Q3 2022
Filed
Feb 15, 2023
SEC
Holdings of Retirement Group, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
EFOREverforth IncCOM69$6.00K<0.1%+69NewHistory
DEAEasterly Government Properties, Inc.COM450$6.00K<0.1%00.0%UnchangedHistory
Global X Lithium & Battery Tech ETF37954Y855ETF121$7.00K<0.1%+5+4.3%Added–
CTVACorteva, Inc.Stock119$7.00K<0.1%00.0%UnchangedHistory
ONLOrion Properties Inc.REIT846$7.00K<0.1%+673+389.0%AddedHistory
AXPAmerican Express CoStock50$7.00K<0.1%+50NewHistory
ARK Innovation ETF00214Q104ETF209$7.00K<0.1%+50+31.4%Added–
Vanguard Intermediate-Term Bond ETF921937819ETF99$7.00K<0.1%+1+1.0%Added–
RQICohen & Steers Quality Income Realty Fund IncCEF580$7.00K<0.1%00.0%UnchangedHistory
EXCExelon CorpStock165$7.00K<0.1%+165NewHistory
CMGChipotle Mexican Grill IncCOM5$7.00K<0.1%+5NewHistory
iShares Tr464288760US AER DEF ETF59$7.00K<0.1%+43+268.8%Added–
Vanguard World FD921910840MEGA CAP VAL ETF63$7.00K<0.1%+63New–
BCBrunswick CorpCOM100$7.00K<0.1%+100NewHistory
MPTMedical Properties Trust IncCOM600$7.00K<0.1%00.0%UnchangedHistory
BNSBank of Nova ScotiaCOM146$7.00K<0.1%00.0%UnchangedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM365$7.00K<0.1%00.0%UnchangedHistory
GLPIGaming & Leisure Properties, Inc.COM134$7.00K<0.1%+4+3.1%AddedHistory
SPDR Index Shs FDS78463X434ST STR MSCI EAFE109$7.00K<0.1%+1+0.9%Added–
UALUnited Airlines Holdings, Inc.COM182$7.00K<0.1%+162+810.0%AddedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF245$8.00K<0.1%+190+345.5%Added–
PANWPalo Alto Networks IncStock58$8.00K<0.1%+22+61.1%AddedHistory
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT51$8.00K<0.1%00.0%Unchanged–
OHIOmega Healthcare Investors IncCOM287$8.00K<0.1%+6+2.1%AddedHistory
iShares Inc464286392MSCI WORLD ETF75$8.00K<0.1%+75New–
PIMCO ETF Tr72201R7830-5 HIGH YIELD91$8.00K<0.1%00.0%Unchanged–
TGTXTG Therapeutics, Inc.COM700$8.00K<0.1%+700NewHistory
iShares Tr464287689RUSSELL 3000 ETF38$8.00K<0.1%00.0%Unchanged–
HRBH&R Block IncCOM216$8.00K<0.1%+2+0.9%AddedHistory
RFICohen & Steers Total Return Realty Fund IncCOM650$8.00K<0.1%00.0%UnchangedHistory
DDDuPont de Nemours, Inc.COM119$8.00K<0.1%00.0%UnchangedHistory
LACLithium Americas Corp.COM NEW400$8.00K<0.1%00.0%UnchangedHistory
PRFTPerficient IncCOM112$8.00K<0.1%+112NewHistory
VMWVmware LLCCL A COM69$8.00K<0.1%+69NewHistory
KMBKimberly Clark CorpStock55$9.00K<0.1%+50+1,000.0%AddedHistory
ARCCAres Capital CorpCEF461$9.00K<0.1%+11+2.4%AddedHistory
RYRoyal Bank of CanadaStock100$9.00K<0.1%00.0%UnchangedHistory
BIDUBaidu, Inc.ADR80$9.00K<0.1%+80NewHistory
TDToronto Dominion BankStock140$9.00K<0.1%00.0%UnchangedHistory
STZConstellation Brands, Inc.Stock40$9.00K<0.1%+40NewHistory
SVMSilvercorp Metals IncCOM3,000$9.00K<0.1%00.0%UnchangedHistory
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS426$9.00K<0.1%+11+2.7%AddedHistory
UTGReaves Utility Income FundCOM SH BEN INT310$9.00K<0.1%00.0%UnchangedHistory
NENoble Corp plcORD SHS A250$9.00K<0.1%00.0%UnchangedHistory
CBRECbre Group, Inc.CL A116$9.00K<0.1%+116NewHistory
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT32$9.00K<0.1%00.0%Unchanged–
iShares Tr464289867CORE 60 BALA ETF200$9.00K<0.1%00.0%Unchanged–
UTFCohen & Steers Infrastructure Fund IncCOM370$9.00K<0.1%00.0%UnchangedHistory
GSKGSK plcSPONSORED ADR243$9.00K<0.1%00.0%UnchangedHistory
Global X FDS37950E127REIT ETF421$9.00K<0.1%−819−66.0%Reduced–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP169$9.00K<0.1%00.0%UnchangedHistory
NRGDBank of MontrealBIG OIL INDX 3X95$9.00K<0.1%+95NewHistory
CNCCentene CorpStock124$10.0K<0.1%+124NewHistory
AEPAmerican Electric Power Co IncStock108$10.0K<0.1%+1+0.9%AddedHistory
DBAInvesco DB Agriculture FundAGRICULTURE FD500$10.0K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A292ST STR PFD ETF301$10.0K<0.1%+2+0.7%Added–
TMToyota Motor CorpADS70$10.0K<0.1%00.0%UnchangedHistory
STWDStarwood Property Trust, Inc.COM570$10.0K<0.1%+570NewHistory
iShares Tr464288273EAFE SML CP ETF182$10.0K<0.1%+16+9.6%Added–
STORStore Capital LLCCOM312$10.0K<0.1%+17+5.8%AddedHistory
DUKDuke Energy CORPStock111$11.0K<0.1%+11+11.0%AddedHistory
iShares U.S. Treasury Bond ETF46429B267ETF463$11.0K<0.1%+463New–
VKTXViking Therapeutics, Inc.COM1,200$11.0K<0.1%+1,200NewHistory
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF184$11.0K<0.1%+184New–
Global X FDS37954Y657US PFD ETF585$11.0K<0.1%+6+1.0%Added–
iShares Tr464288588MBS ETF122$11.0K<0.1%+122New–
iShares Tr4642886613 7 YR TREAS BD95$11.0K<0.1%+1+1.1%Added–
IIPRInnovative Industrial Properties IncCOM105$11.0K<0.1%+105NewHistory
Columbia ETF Tr I19761L201SUSTNBLE INTL437$11.0K<0.1%+437New–
Schwab Fundamental International Small Equity ETF808524748ETF392$12.0K<0.1%00.0%Unchanged–
MMM3M CoStock100$12.0K<0.1%00.0%UnchangedHistory
PYPLPayPal Holdings, Inc.Stock165$12.0K<0.1%+36+27.9%AddedHistory
BKNGBooking Holdings Inc.Stock6$12.0K<0.1%+6NewHistory
REGNRegeneron Pharmaceuticals, Inc.COM16$12.0K<0.1%+16NewHistory
VanEck ETF Trust92189F353EMERGING MRKT HI650$12.0K<0.1%+650New–
SPDR Series Trust78468R622ST BLOO HIGH ETF134$12.0K<0.1%+93+226.8%Added–
ANAutonation, Inc.COM112$12.0K<0.1%+112NewHistory
Invesco Exchange Traded FD T46137V589GBL LISTED PVT1,225$12.0K<0.1%+575+88.5%Added–
iShares Russell Mid-Cap Value ETF464287473ETF126$13.0K<0.1%−211−62.6%Reduced–
SYKStryker CorpStock54$13.0K<0.1%00.0%UnchangedHistory
CRWDCrowdStrike Holdings, Inc.Stock323$13.0K<0.1%+320+10,666.7%AddedHistory
Vanguard Whitehall FDS921946794INTL HIGH ETF225$13.0K<0.1%+225New–
DALDelta Air Lines, Inc.COM NEW400$13.0K<0.1%00.0%UnchangedHistory
ALXNAlexion Pharmaceuticals, Inc.COM61$13.0K<0.1%00.0%UnchangedHistory
Invesco Nasdaq 100 ETF46138G649ETF127$14.0K<0.1%+124+4,133.3%Added–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF286$14.0K<0.1%+286New–
Vanguard Morningstar Large-Cap ETF922908637ETF81$14.0K<0.1%00.0%Unchanged–
iShares U S ETF Tr46431W705INT RT HDG C B159$14.0K<0.1%−3−1.9%Reduced–
Schwab Strategic Tr8085246985 10YR CORP BD320$14.0K<0.1%+90+39.1%Added–
SPDR Series Trust78468R101ST SHO TREAS ETF492$14.0K<0.1%+2+0.4%Added–
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD252$14.0K<0.1%+70+38.5%Added–
ProShares Tr74347B607INVT INT RT HG200$14.0K<0.1%00.0%Unchanged–
BARGraniteShares Gold TrustSHS BEN INT800$14.0K<0.1%+800NewHistory
BECNQxo Building Products, Inc.COM274$14.0K<0.1%+274NewHistory
SLBSLB LimitedStock286$15.0K<0.1%00.0%UnchangedHistory
U.S. Global Jets ETF26922A842ETF902$15.0K<0.1%00.0%Unchanged–
Harbor ETF Trust41151J505COMM ALL WEA ETF700$15.0K<0.1%+700New–
IRTIndependence Realty Trust, Inc.COM905$15.0K<0.1%00.0%UnchangedHistory
STAGSTAG Industrial, Inc.COM468$15.0K<0.1%+3+0.6%AddedHistory
iShares Tr464288703MRNING SM CP ETF279$15.0K<0.1%+279New–

Sold out since Q3 2022 (48)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Aim ETF Products Trust00888H307ALLIANZIM US EQ5,052$132.0K0.1%–
FLNAFilana Therapeutics, Inc.COM760$32.0K<0.1%History
Vanguard Short-Term Bond ETF921937827ETF310$23.0K<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT323$21.0K<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF839$21.0K<0.1%–
GLOBGlobant S.A.COM100$19.0K<0.1%History
SNOWSnowflake Inc.Stock100$17.0K<0.1%History
OCGNOcugen, Inc.COM8,910$16.0K<0.1%History
Alps ETF Tr00162Q361OSHS GBL INTER650$16.0K<0.1%–
PHMPultegroup IncCOM400$15.0K<0.1%History
BNGOBionano Genomics, Inc.COM8,000$15.0K<0.1%History
TWTRTwitter, Inc.COM328$14.0K<0.1%History
iShares U S ETF Tr46431W507SHOR DURA BD ETF258$13.0K<0.1%–
MPLXMPLX LPCOM UNIT REP LTD326$10.0K<0.1%History
BMOBank of MontrealCOM95$8.00K<0.1%History
AVAVAeroVironment IncCOM100$8.00K<0.1%History
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB391$8.00K<0.1%–
Barclays Bank PLC06742A669IPATH SHILR CAPE390$7.00K<0.1%–
WABWestinghouse Air Brake Technologies CorpStock71$6.00K<0.1%History
VERUVeru Inc.COM525$6.00K<0.1%History
Pgim ETF Tr69344A107PGIM ULTRA SH BD99$5.00K<0.1%–
MNTKMontauk Renewables, Inc.COM250$4.00K<0.1%History
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG106$4.00K<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF142$3.00K<0.1%–
CLFCleveland-Cliffs Inc.COM200$3.00K<0.1%History
Cambria ETF Tr132061821CANNABIS ETF430$3.00K<0.1%–
iShares Tr46435U184IBONDS 24 TRM HG120$3.00K<0.1%–
WRKWestRock CoCOM100$3.00K<0.1%History
HLNHaleon plcADR304$2.00K<0.1%History
FANGDiamondback Energy, Inc.Stock20$2.00K<0.1%History
Global X FDS37954Y459RUSSELL 2000100$2.00K<0.1%–
IOVAIovance Biotherapeutics, Inc.COM250$2.00K<0.1%History
AMTDAmtd Idea GroupSPONSORED ADS1,500$2.00K<0.1%History
Advisorshares Tr00768Y495PURE CANNABIS360$2.00K<0.1%–
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK37$2.00K<0.1%–
MROMarathon Oil CorpCOM100$2.00K<0.1%History
PXDPioneer Natural Resources CoCOM10$2.00K<0.1%History
COINCoinbase Global, Inc.COM CL A10$1.00K<0.1%History
MNSTMonster Beverage CorpCOM6$1.00K<0.1%History
ATNMActinium Pharmaceuticals, Inc.COM79$1.00K<0.1%History
Broadcom Inc.11135F200COM1$1.00K<0.1%–
AIXCFF EAI Robotics Ecosystem Inc.COM3,500$1.00K<0.1%History
SPDR Series Trust78464A664ST LON TREAS ETF3$00.0%–
NXGLNexgel, Inc.COM3$00.0%History
FWONALiberty Media CorpCOM SER A FRMLA1$00.0%History
VanEck Vectors ETF Tr92189F445INTL HIGH YIELD1$00.0%–
Meten Edtechx Ed Group LtdG6055H114ORD SHS67$00.0%–
Pentair PLCG7S00T904CALL5$00.0%–