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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 15, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
710
+175 vs. Q3 2022
Portfolio value
$206.1M
+$81.2M (+65.1%) vs. Q3 2022
Filed
Feb 15, 2023
SEC
Holdings of Retirement Group, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Golden Ocean Group LtdG39637205SHS NEW275$2.00K<0.1%00.0%Unchanged–
RKLBRocket Lab CorpCOM500$2.00K<0.1%00.0%UnchangedHistory
Global X FDS37960A776RUSSELL 2000 COV100$2.00K<0.1%+100New–
NEMNEWMONT CorpStock72$3.00K<0.1%00.0%UnchangedHistory
GNRCGenerac Holdings Inc.Stock30$3.00K<0.1%+30NewHistory
VLOValero Energy CorpStock22$3.00K<0.1%00.0%UnchangedHistory
RGRSturm Ruger & Co IncStock55$3.00K<0.1%+55NewHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF35$3.00K<0.1%−28−44.4%Reduced–
UNPUnion Pacific CorpStock13$3.00K<0.1%+13NewHistory
JPMJPMorgan Chase & CoStock20$3.00K<0.1%−80−80.0%ReducedHistory
VODVodafone Group Public Ltd CoADR341$3.00K<0.1%+103+43.3%AddedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF82$3.00K<0.1%+82New–
FICOFair Isaac CorpCOM5$3.00K<0.1%+5NewHistory
iShares Inc464286400MSCI BRAZIL ETF108$3.00K<0.1%00.0%Unchanged–
Vanguard BD Index FDS921937793LONG TERM BOND35$3.00K<0.1%+35New–
iShares Tr464287515EXPANDED TECH13$3.00K<0.1%00.0%Unchanged–
Global X FDS37950E259GB MSCI AR ETF89$3.00K<0.1%00.0%Unchanged–
iShares Inc464286533MSCI EMERG MRKT325$3.00K<0.1%00.0%Unchanged–
HPEHewlett Packard Enterprise CoCOM168$3.00K<0.1%+24+16.7%AddedHistory
GMGeneral Motors CoCOM102$3.00K<0.1%+102NewHistory
EAElectronic Arts Inc.COM23$3.00K<0.1%+10+76.9%AddedHistory
Global X FDS37954Y673US INFR DEV ETF105$3.00K<0.1%+5+5.0%Added–
Invesco Exch Traded FD Tr II46138E172S&P SMLCP STAP33$3.00K<0.1%00.0%Unchanged–
Vanguard World FD921910873MEGA CAP INDEX16$3.00K<0.1%+16New–
NEONeogenomics IncCOM NEW320$3.00K<0.1%00.0%UnchangedHistory
iShares Inc464286103MSCI AUST ETF151$3.00K<0.1%00.0%Unchanged–
iShares Tr464287192US TRSPRTION15$3.00K<0.1%+15New–
Vanguard Intl Equity Index F922042676GLB EX US ETF65$3.00K<0.1%00.0%Unchanged–
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN194$3.00K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R515ST STR USD ETF142$3.00K<0.1%+142New–
WisdomTree Tr97717X511YIELD ENHANCD US74$3.00K<0.1%00.0%Unchanged–
iShares Tr46428951110+ YR INVST GRD53$3.00K<0.1%+53New–
iShares Tr46434V878ULTRA SHORT DUR75$3.00K<0.1%00.0%Unchanged–
EVGOEVgo Inc.CL A COM600$3.00K<0.1%00.0%UnchangedHistory
HZOMarinemax IncCOM99$3.00K<0.1%+99NewHistory
First Tr Exch TRD Alphdx FD33737J224UNIT KING ALPH103$3.00K<0.1%+103New–
iShares Inc464286624MSCI THAILND ETF43$3.00K<0.1%00.0%Unchanged–
iShares Tr464289123NEW ZEALAND ETF52$3.00K<0.1%00.0%Unchanged–
PRPOPrecipio, Inc.COM6,000$3.00K<0.1%00.0%UnchangedHistory
SIRISirius XM Holdings Inc.COM500$3.00K<0.1%+500NewHistory
INDOIndonesia Energy Corp LtdORD SHS550$3.00K<0.1%00.0%UnchangedHistory
iShares Russell 1000 Growth ETF464287614ETF21$4.00K<0.1%−8−27.6%Reduced–
GXOGXO Logistics, Inc.Stock91$4.00K<0.1%+91NewHistory
RIVNRivian Automotive, Inc.Stock215$4.00K<0.1%+15+7.5%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR59$4.00K<0.1%00.0%UnchangedHistory
iShares Core S&P U.S. Growth ETF464287671ETF45$4.00K<0.1%+45New–
iShares MSCI Eafe ETF464287465ETF60$4.00K<0.1%+27+81.8%Added–
iShares Tr46432F859CORE 1 5 YR USD92$4.00K<0.1%−114−55.3%Reduced–
iShares Tr46435G672CORE INTL AGGR76$4.00K<0.1%00.0%Unchanged–
iShares Inc464286285JP MRGN EM HI BD120$4.00K<0.1%+120New–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS75$4.00K<0.1%+75New–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF67$4.00K<0.1%−952−93.4%Reduced–
SPDR Index Shs FDS78463X509ST PORT MARK ETF128$4.00K<0.1%+128New–
PAAPlains All American Pipeline LPUNIT LTD PARTN364$4.00K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A755ST STR SP METAL85$4.00K<0.1%00.0%Unchanged–
LUVSouthwest Airlines CoCOM137$4.00K<0.1%+28+25.7%AddedHistory
ABRArbor Realty Trust IncCOM300$4.00K<0.1%00.0%UnchangedHistory
LUMNLumen Technologies, Inc.COM14$4.00K<0.1%+14NewHistory
GTEGran Tierra Energy Inc.COM4,000$4.00K<0.1%00.0%UnchangedHistory
Kraneshares Tr500767694SSE STAR MRKT 50300$4.00K<0.1%00.0%Unchanged–
TYTRI-CONTINENTAL CorpCOM166$4.00K<0.1%+166NewHistory
VRTXVertex Pharmaceuticals IncStock16$5.00K<0.1%+8+100.0%AddedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF371$5.00K<0.1%00.0%Unchanged–
TMUST-Mobile US, Inc.Stock35$5.00K<0.1%+35NewHistory
ALBAlbemarle CorpStock61$5.00K<0.1%+61NewHistory
QRVOQorvo, Inc.Stock57$5.00K<0.1%+57NewHistory
BMYBristol Myers Squibb CoStock76$5.00K<0.1%+42+123.5%AddedHistory
HPQHP IncStock168$5.00K<0.1%+24+16.7%AddedHistory
DVNDevon Energy CorpStock75$5.00K<0.1%−50−40.0%ReducedHistory
iShares Tr464288281JPMORGAN USD EMG65$5.00K<0.1%+65New–
GNLGlobal Net Lease, Inc.COM NEW413$5.00K<0.1%00.0%UnchangedHistory
iShares Tr464287556ISHARES BIOTECH35$5.00K<0.1%+35New–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG21$5.00K<0.1%00.0%Unchanged–
WESWestern Midstream Partners, LPCOM UNIT LP INT200$5.00K<0.1%00.0%UnchangedHistory
John Hancock Exchange Traded47804J206MULTIFACTOR MI106$5.00K<0.1%00.0%Unchanged–
YETIYETI Holdings, Inc.COM121$5.00K<0.1%+121NewHistory
DYDycom Industries IncCOM57$5.00K<0.1%00.0%UnchangedHistory
NETCloudflare, Inc.CL A COM100$5.00K<0.1%+100NewHistory
NLYAnnaly Capital Management IncCOM218$5.00K<0.1%00.0%UnchangedHistory
Chiron Real Estate Inc.37954A204COM NEW580$5.00K<0.1%00.0%Unchanged–
XUnited States Steel CorpCOM200$5.00K<0.1%00.0%UnchangedHistory
Brookfield Reins LtdG16250105CL A EXCH LT VTG155$5.00K<0.1%+155New–
ULTAUlta Beauty, Inc.Stock12$6.00K<0.1%+11+1,100.0%AddedHistory
SBUXStarbucks CorpStock65$6.00K<0.1%+1+1.6%AddedHistory
SCCOSouthern Copper CorpStock100$6.00K<0.1%00.0%UnchangedHistory
Schwab International Small-Cap Equity ETF808524888ETF176$6.00K<0.1%00.0%Unchanged–
State Street SPDR S&P Regional Banking ETF78464A698ETF105$6.00K<0.1%+1+1.0%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF33$6.00K<0.1%+2+6.5%Added–
MTZMastec IncCOM75$6.00K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189H300JP MRGAN EM LOC242$6.00K<0.1%+242New–
CHTRCharter Communications, Inc.CL A17$6.00K<0.1%+17NewHistory
iShares Tr464288638ISHS 5-10YR INVT117$6.00K<0.1%+117New–
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO46$6.00K<0.1%00.0%Unchanged–
UMHUmh Properties, Inc.COM400$6.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717X578EM EX ST-OWNED234$6.00K<0.1%00.0%Unchanged–
iShares Inc464286509MSCI CDA ETF183$6.00K<0.1%00.0%Unchanged–
iShares Tr464287721U.S. TECH ETF84$6.00K<0.1%+84New–
VanEck ETF Trust92189F452MORTGAGE REIT520$6.00K<0.1%00.0%Unchanged–
iShares Tr46434V449MSCI INTL MOMENT210$6.00K<0.1%+210New–
PAGPenske Automotive Group, Inc.COM50$6.00K<0.1%+50NewHistory

Sold out since Q3 2022 (48)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Aim ETF Products Trust00888H307ALLIANZIM US EQ5,052$132.0K0.1%–
FLNAFilana Therapeutics, Inc.COM760$32.0K<0.1%History
Vanguard Short-Term Bond ETF921937827ETF310$23.0K<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT323$21.0K<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF839$21.0K<0.1%–
GLOBGlobant S.A.COM100$19.0K<0.1%History
SNOWSnowflake Inc.Stock100$17.0K<0.1%History
OCGNOcugen, Inc.COM8,910$16.0K<0.1%History
Alps ETF Tr00162Q361OSHS GBL INTER650$16.0K<0.1%–
PHMPultegroup IncCOM400$15.0K<0.1%History
BNGOBionano Genomics, Inc.COM8,000$15.0K<0.1%History
TWTRTwitter, Inc.COM328$14.0K<0.1%History
iShares U S ETF Tr46431W507SHOR DURA BD ETF258$13.0K<0.1%–
MPLXMPLX LPCOM UNIT REP LTD326$10.0K<0.1%History
BMOBank of MontrealCOM95$8.00K<0.1%History
AVAVAeroVironment IncCOM100$8.00K<0.1%History
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB391$8.00K<0.1%–
Barclays Bank PLC06742A669IPATH SHILR CAPE390$7.00K<0.1%–
WABWestinghouse Air Brake Technologies CorpStock71$6.00K<0.1%History
VERUVeru Inc.COM525$6.00K<0.1%History
Pgim ETF Tr69344A107PGIM ULTRA SH BD99$5.00K<0.1%–
MNTKMontauk Renewables, Inc.COM250$4.00K<0.1%History
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG106$4.00K<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF142$3.00K<0.1%–
CLFCleveland-Cliffs Inc.COM200$3.00K<0.1%History
Cambria ETF Tr132061821CANNABIS ETF430$3.00K<0.1%–
iShares Tr46435U184IBONDS 24 TRM HG120$3.00K<0.1%–
WRKWestRock CoCOM100$3.00K<0.1%History
HLNHaleon plcADR304$2.00K<0.1%History
FANGDiamondback Energy, Inc.Stock20$2.00K<0.1%History
Global X FDS37954Y459RUSSELL 2000100$2.00K<0.1%–
IOVAIovance Biotherapeutics, Inc.COM250$2.00K<0.1%History
AMTDAmtd Idea GroupSPONSORED ADS1,500$2.00K<0.1%History
Advisorshares Tr00768Y495PURE CANNABIS360$2.00K<0.1%–
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK37$2.00K<0.1%–
MROMarathon Oil CorpCOM100$2.00K<0.1%History
PXDPioneer Natural Resources CoCOM10$2.00K<0.1%History
COINCoinbase Global, Inc.COM CL A10$1.00K<0.1%History
MNSTMonster Beverage CorpCOM6$1.00K<0.1%History
ATNMActinium Pharmaceuticals, Inc.COM79$1.00K<0.1%History
Broadcom Inc.11135F200COM1$1.00K<0.1%–
AIXCFF EAI Robotics Ecosystem Inc.COM3,500$1.00K<0.1%History
SPDR Series Trust78464A664ST LON TREAS ETF3$00.0%–
NXGLNexgel, Inc.COM3$00.0%History
FWONALiberty Media CorpCOM SER A FRMLA1$00.0%History
VanEck Vectors ETF Tr92189F445INTL HIGH YIELD1$00.0%–
Meten Edtechx Ed Group LtdG6055H114ORD SHS67$00.0%–
Pentair PLCG7S00T904CALL5$00.0%–