Retirement Group, LLC
- SEC CIK
- 0001740491
- Latest filing
- Apr 30, 2024
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 535
- −287 vs. Q2 2022
- Portfolio value
- $124.8M
- −$116.3M (−48.2%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Schwab International Equity ETF808524805 | ETF | 22,974 | $646.0K | 0.5% | −9,773−29.8% | Reduced | – |
| PSXPhillips 66 | Stock | 8,345 | $674.0K | 0.5% | +352+4.4% | Added | History |
| Schwab U.S. REIT ETF808524847 | ETF | 36,490 | $682.0K | 0.5% | +981+2.8% | Added | – |
| iShares Tr46435G409 | MSCI INTL VLU FT | 39,156 | $773.0K | 0.6% | −9,888−20.2% | Reduced | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 19,296 | $789.0K | 0.6% | −12,326−39.0% | Reduced | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 20,255 | $901.0K | 0.7% | −10,721−34.6% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 8,914 | $1.01M | 0.8% | −5,070−36.3% | Reduced | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 17,333 | $1.01M | 0.8% | −12,517−41.9% | Reduced | – |
| Schwab Intermediate-Term US Treasury ETF808524854 | ETF | 21,233 | $1.04M | 0.8% | +1,344+6.8% | Added | – |
| SGOLabrdn Gold ETF Trust | ETF | 67,310 | $1.07M | 0.9% | +178+0.3% | Added | History |
| BABAAlibaba Group Holding Ltd | ADR | 14,566 | $1.17M | 0.9% | −10,639−42.2% | Reduced | History |
| Schwab U.S. Broad Market ETF808524102 | ETF | 28,337 | $1.19M | 1.0% | −3,044−9.7% | Reduced | – |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 24,834 | $1.20M | 1.0% | +718+3.0% | Added | – |
| COPConocoPhillips | Stock | 12,494 | $1.28M | 1.0% | −5,396−30.2% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 4,002 | $1.44M | 1.1% | −2,914−42.1% | Reduced | – |
| Schwab US Tips ETF808524870 | ETF | 29,504 | $1.53M | 1.2% | −129−0.4% | Reduced | – |
| TAT&T Inc. | Stock | 104,759 | $1.61M | 1.3% | −34,901−25.0% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 6,731 | $1.80M | 1.4% | −19,994−74.8% | Reduced | – |
| BAMBrookfield Asset Management Ltd. | CL A LTD VT SH | 46,186 | $1.89M | 1.5% | −26,340−36.3% | Reduced | History |
| Schwab US Aggregate Bond ETF808524839 | ETF | 41,990 | $1.90M | 1.5% | −11,818−22.0% | Reduced | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 16,095 | $1.99M | 1.6% | −21,419−57.1% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 6,612 | $2.36M | 1.9% | −29,166−81.5% | Reduced | History |
| JEFJefferies Financial Group Inc. | COM | 83,025 | $2.45M | 2.0% | −48,750−37.0% | Reduced | History |
| CATCaterpillar Inc | Stock | 20,138 | $3.30M | 2.6% | +54+0.3% | Added | History |
| CVXChevron Corp | Stock | 23,291 | $3.35M | 2.7% | −41,415−64.0% | Reduced | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 86,466 | $5.74M | 4.6% | −53,365−38.2% | Reduced | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 88,219 | $5.92M | 4.7% | −70,197−44.3% | Reduced | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 108,537 | $6.28M | 5.0% | −80,082−42.5% | Reduced | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 61,985 | $6.35M | 5.1% | +4,128+7.1% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 104,719 | $9.14M | 7.3% | −17,660−14.4% | Reduced | History |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 37,601 | $10.1M | 8.1% | −31,487−45.6% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 87,550 | $23.4M | 18.7% | −49,031−35.9% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E594 | KBW PREM YIELD | 182 | – | – | −144−44.2% | Reduced | – |
| iShares Tr464289479 | CORE LT USDB ETF | 52 | – | – | −4−7.1% | Reduced | – |
| HGLBHighland Global Allocation Fund | COM | 605 | – | – | −7,776−92.8% | Reduced | History |
Sold out since Q2 2022 (324)
Positions held at the end of Q2 2022 that are gone from this filing.
The largest 100 of 324 by value last quarter.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| iShares Tr464287234 | MSCI EMG MKT ETF | 17,970 | $721.0K | 0.3% | – |
| Osi ETF Tr67110P704 | OSHS GBL INTER | 28,146 | $541.0K | 0.2% | – |
| HONHoneywell International Inc | COM | 2,318 | $403.0K | 0.2% | History |
| NOCNorthrop Grumman Corp | Stock | 841 | $402.0K | 0.2% | History |
| WMWaste Management Inc | Stock | 2,364 | $362.0K | 0.2% | History |
| PCGPG&E Corp | Stock | 31,831 | $318.0K | 0.1% | History |
| Invesco Exch Traded FD Tr II46138E669 | GLOBAL EX US HGH | 14,695 | $283.0K | 0.1% | – |
| Aim ETF Products Trust00888H703 | ALLIANZIM US EQT | 11,000 | $270.0K | 0.1% | – |
| Pacer FDS Tr69374H766 | INDUSTRIAL RELET | 4,644 | $190.0K | 0.1% | – |
| iShares Tr46434V647 | GLOBAL REIT ETF | 7,290 | $174.0K | 0.1% | – |
| SPDR Series Trust78468R606 | ST PORT HIGH ETF | 7,586 | $170.0K | 0.1% | – |
| KEYKeycorp | COM | 8,965 | $154.0K | 0.1% | History |
| AEEAmeren Corp | COM | 1,388 | $125.0K | 0.1% | History |
| iShares Tr46432F875 | MRNGSTR INC ETF | 5,400 | $107.0K | <0.1% | – |
| Aim ETF Products Trust00888H208 | ALLIANZIM US EQT | 4,000 | $101.0K | <0.1% | – |
| iShares Tr464287275 | GBL COMM SVC ETF | 1,614 | $99.0K | <0.1% | – |
| Aim ETF Products Trust00888H109 | ALLIANZIM US EQ | 3,750 | $99.0K | <0.1% | – |
| Global X FDS37950E291 | GLOBX SUPDV US | 5,100 | $99.0K | <0.1% | – |
| EMREmerson Electric Co | Stock | 1,223 | $97.0K | <0.1% | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 751 | $97.0K | <0.1% | – |
| Columbia ETF Tr I19761L201 | SUSTNBLE INTL | 3,299 | $87.0K | <0.1% | – |
| Flagstar Bank, National Association649445103 | COM | 9,110 | $83.0K | <0.1% | – |
| ETF Ser Solutions26922A594 | AAM S&P 500 | 2,600 | $74.0K | <0.1% | – |
| DBX ETF Tr233051762 | XTRACK MSCI CHNA | 2,162 | $74.0K | <0.1% | – |
| ASOAcademy Sports & Outdoors, Inc. | COM | 2,012 | $72.0K | <0.1% | History |
| FTNTFortinet, Inc. | Stock | 1,230 | $70.0K | <0.1% | History |
| iShares Tr464289883 | CORE 30 70 ETF | 2,000 | $69.0K | <0.1% | – |
| Global X FDS37950E549 | GLB X SUPERDIV | 7,100 | $66.0K | <0.1% | – |
| BSTBlackRock Science & Technology Trust | SHS | 1,988 | $65.0K | <0.1% | History |
| MCDMcDonalds Corp | Stock | 228 | $56.0K | <0.1% | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 1,337 | $56.0K | <0.1% | – |
| iShares Tr46432F370 | MSCI USA SZE FT | 509 | $56.0K | <0.1% | – |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 4,816 | $55.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V340 | S&P500 EQL FIN | 1,008 | $54.0K | <0.1% | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 500 | $53.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V605 | DJ INDL AVG DV | 1,246 | $53.0K | <0.1% | – |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 6,882 | $53.0K | <0.1% | History |
| Amplify ETF Tr032108847 | CEF HIGH INCOME | 4,075 | $52.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V167 | S&P SML600 VAL | 4,220 | $50.0K | <0.1% | – |
| Vanguard Health Care ETF92204A504 | ETF | 200 | $47.0K | <0.1% | – |
| KRKroger Co | Stock | 1,000 | $47.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 1,310 | $44.0K | <0.1% | History |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 1,976 | $39.0K | <0.1% | History |
| MAMastercard Inc | Stock | 120 | $38.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 455 | $37.0K | <0.1% | – |
| AMATApplied Materials Inc | Stock | 400 | $36.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E396 | S&P 500 CONC ETF | 914 | $36.0K | <0.1% | – |
| iShares Inc464286178 | US INTL HGH YLD | 840 | $34.0K | <0.1% | – |
| MDLZMondelez International, Inc. | Stock | 533 | $33.0K | <0.1% | History |
| Fidelity MSCI Health Care Index ETF316092600 | ETF | 500 | $30.0K | <0.1% | – |
| BECNQxo Building Products, Inc. | COM | 548 | $28.0K | <0.1% | History |
| ABTAbbott Laboratories | Stock | 269 | $27.0K | <0.1% | History |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 376 | $27.0K | <0.1% | – |
| iShares Tr464287341 | GLOBAL ENERG ETF | 775 | $26.0K | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 167 | $25.0K | <0.1% | History |
| USOUnited States Oil Fund, LP | UNITS | 312 | $25.0K | <0.1% | History |
| UNMUnum Group | Stock | 1,000 | $24.0K | <0.1% | History |
| TMUST-Mobile US, Inc. | Stock | 178 | $24.0K | <0.1% | History |
| iShares Tr464288588 | MBS ETF | 244 | $24.0K | <0.1% | – |
| COWNCowen Inc. | CL A NEW | 1,000 | $24.0K | <0.1% | History |
| IIPRInnovative Industrial Properties Inc | COM | 210 | $23.0K | <0.1% | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 227 | $23.0K | <0.1% | – |
| AMTAmerican Tower Corp | REIT | 86 | $22.0K | <0.1% | History |
| CHTRCharter Communications, Inc. | CL A | 48 | $22.0K | <0.1% | History |
| Nushares ETF Tr67092P409 | NUVEEN ESG MIDCP | 650 | $22.0K | <0.1% | – |
| PRFTPerficient Inc | COM | 236 | $22.0K | <0.1% | History |
| CNCCentene Corp | Stock | 252 | $21.0K | <0.1% | History |
| GOLFAcushnet Holdings Corp. | COM | 500 | $21.0K | <0.1% | History |
| WisdomTree Tr97717W430 | HEDGED HI YLD BD | 1,075 | $21.0K | <0.1% | – |
| GLTRabrdn Precious Metals Basket ETF Trust | PHYSCL PRECS MET | 250 | $21.0K | <0.1% | History |
| ANAutonation, Inc. | COM | 184 | $21.0K | <0.1% | History |
| APDAir Products & Chemicals, Inc. | Stock | 84 | $20.0K | <0.1% | History |
| Fidelity Covington Trust316092709 | MSCI INDL INDX | 443 | $20.0K | <0.1% | – |
| URIUnited Rentals, Inc. | COM | 83 | $20.0K | <0.1% | History |
| STZConstellation Brands, Inc. | Stock | 80 | $19.0K | <0.1% | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 32 | $19.0K | <0.1% | History |
| OZKBank OZK | COM | 500 | $19.0K | <0.1% | History |
| STWDStarwood Property Trust, Inc. | COM | 928 | $19.0K | <0.1% | History |
| CTXSCitrix Systems Inc | COM | 200 | $19.0K | <0.1% | History |
| LINLinde PLC | SHS | 66 | $19.0K | <0.1% | History |
| VFCV F Corp | Stock | 410 | $18.0K | <0.1% | History |
| NVSNovartis AG | ADR | 213 | $18.0K | <0.1% | History |
| LOWLowes Companies Inc | Stock | 103 | $18.0K | <0.1% | History |
| PPGPPG Industries Inc | Stock | 153 | $17.0K | <0.1% | History |
| CORCencora, Inc. | Stock | 122 | $17.0K | <0.1% | History |
| ECLEcolab Inc. | Stock | 113 | $17.0K | <0.1% | History |
| BKNGBooking Holdings Inc. | Stock | 10 | $17.0K | <0.1% | History |
| SHWSherwin Williams Co | COM | 77 | $17.0K | <0.1% | History |
| iShares Tr464288406 | MRGSTR MD CP VAL | 282 | $17.0K | <0.1% | – |
| Schwab Strategic Tr808524722 | 1000 INDEX ETF | 462 | $17.0K | <0.1% | – |
| CBRECbre Group, Inc. | CL A | 232 | $17.0K | <0.1% | History |
| FSKFS KKR Capital Corp | COM | 893 | $17.0K | <0.1% | History |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 174 | $17.0K | <0.1% | – |
| VMWVmware LLC | CL A COM | 149 | $17.0K | <0.1% | History |
| CBChubb Ltd | Stock | 80 | $16.0K | <0.1% | History |
| iShares Inc464286392 | MSCI WORLD ETF | 150 | $16.0K | <0.1% | – |
| DDTDillard's, Inc. | CL A | 600 | $16.0K | <0.1% | History |
| VanEck ETF Trust92189H300 | JP MRGAN EM LOC | 598 | $15.0K | <0.1% | – |
| JKHYJack Henry & Associates Inc | Stock | 77 | $14.0K | <0.1% | History |
| WECWec Energy Group, Inc. | Stock | 136 | $14.0K | <0.1% | History |