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Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
535
−287 vs. Q2 2022
Portfolio value
$124.8M
−$116.3M (−48.2%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Retirement Group, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF394$12.0K<0.1%−779−66.4%Reduced–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM241$12.0K<0.1%+71+41.8%Added–
Global X FDS37954Y657US PFD ETF579$12.0K<0.1%+7+1.2%Added–
EDConsolidated Edison IncStock155$13.0K<0.1%−116−42.8%ReducedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF81$13.0K<0.1%00.0%Unchanged–
iShares U S ETF Tr46431W507SHOR DURA BD ETF258$13.0K<0.1%00.0%Unchanged–
PNWPinnacle West Capital CorpCOM200$13.0K<0.1%−400−66.7%ReducedHistory
STAGSTAG Industrial, Inc.COM465$13.0K<0.1%+2+0.4%AddedHistory
LMTLockheed Martin CorpStock37$14.0K<0.1%−48−56.5%ReducedHistory
PMPhilip Morris International Inc.Stock167$14.0K<0.1%−927−84.7%ReducedHistory
U.S. Global Jets ETF26922A842ETF902$14.0K<0.1%00.0%Unchanged–
iShares U S ETF Tr46431W705INT RT HDG C B162$14.0K<0.1%−154−48.7%Reduced–
SPDR Series Trust78468R101ST SHO TREAS ETF490$14.0K<0.1%+2+0.4%Added–
DOVDOVER CorpCOM119$14.0K<0.1%+1+0.8%AddedHistory
WPCW. P. Carey Inc.COM205$14.0K<0.1%00.0%UnchangedHistory
ProShares Tr74347B607INVT INT RT HG200$14.0K<0.1%00.0%Unchanged–
IRIngersoll Rand Inc.COM503$14.0K<0.1%00.0%UnchangedHistory
TWTRTwitter, Inc.COM328$14.0K<0.1%00.0%UnchangedHistory
Schwab Fundamental International Equity ETF808524755ETF616$15.0K<0.1%−1,585−72.0%Reduced–
WMTWalmart Inc.Stock118$15.0K<0.1%−832−87.6%ReducedHistory
IRTIndependence Realty Trust, Inc.COM905$15.0K<0.1%+905NewHistory
PHMPultegroup IncCOM400$15.0K<0.1%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD204$15.0K<0.1%−27−11.7%Reduced–
OKEONEOK IncCOM300$15.0K<0.1%−400−57.1%ReducedHistory
iShares Tr46429B655FLTG RATE NT ETF307$15.0K<0.1%00.0%Unchanged–
BNGOBionano Genomics, Inc.COM8,000$15.0K<0.1%+8,000NewHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF90$16.0K<0.1%−5,110−98.3%Reduced–
FFord Motor CoStock1,472$16.0K<0.1%−1,810−55.1%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF380$16.0K<0.1%−515−57.5%Reduced–
Schwab Fundamental Emerging Markets Equity ETF808524730ETF698$16.0K<0.1%00.0%Unchanged–
MMacy's, Inc.COM1,000$16.0K<0.1%−39−3.8%ReducedHistory
OCGNOcugen, Inc.COM8,910$16.0K<0.1%+8,910NewHistory
ALXNAlexion Pharmaceuticals, Inc.COM61$16.0K<0.1%+1+1.7%AddedHistory
Alps ETF Tr00162Q361OSHS GBL INTER650$16.0K<0.1%+650New–
PGProcter & Gamble CoStock133$17.0K<0.1%−140−51.3%ReducedHistory
Pacer US Cash Cows 100 ETF69374H881ETF420$17.0K<0.1%−519−55.3%Reduced–
MPCMarathon Petroleum CorpStock175$17.0K<0.1%00.0%UnchangedHistory
SNOWSnowflake Inc.Stock100$17.0K<0.1%+100NewHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 161$17.0K<0.1%−5−7.6%ReducedHistory
iShares U S ETF Tr46431W812INT RT HD LONG738$17.0K<0.1%+6+0.8%Added–
LNGCheniere Energy, Inc.COM NEW100$17.0K<0.1%00.0%UnchangedHistory
PEPPepsiCo IncStock108$18.0K<0.1%−200−64.9%ReducedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF176$18.0K<0.1%−3,967−95.8%Reduced–
PECOPhillips Edison & Company, Inc.COMMON STOCK647$18.0K<0.1%00.0%UnchangedHistory
DBX ETF Tr233051739XTRCK BLOMBRG BA1,026$18.0K<0.1%−492−32.4%Reduced–
IAUiShares Gold TrustISHARES563$18.0K<0.1%−762−57.5%ReducedHistory
Schwab U.S. Small-Cap ETF808524607ETF512$19.0K<0.1%−508−49.8%Reduced–
GLOBGlobant S.A.COM100$19.0K<0.1%00.0%UnchangedHistory
KOCoca Cola CoStock363$20.0K<0.1%−182−33.4%ReducedHistory
BPBP PLCADR684$20.0K<0.1%−15,562−95.8%ReducedHistory
Vanguard Total World Stock ETF922042742ETF250$20.0K<0.1%−2,270−90.1%Reduced–
GILDGilead Sciences, Inc.Stock332$20.0K<0.1%+15+4.7%AddedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX415$20.0K<0.1%−65−13.5%Reduced–
SPDR Series Trust78468R812ST STR MSCI USAQ196$20.0K<0.1%00.0%Unchanged–
iShares Tr46434V4070-5YR HI YL CP496$20.0K<0.1%−5,373−91.5%Reduced–
ADSKAutodesk, Inc.COM105$20.0K<0.1%−2−1.9%ReducedHistory
CVSCVS Health CorpStock224$21.0K<0.1%+15+7.2%AddedHistory
WFCWells Fargo & CompanyStock510$21.0K<0.1%−125−19.7%ReducedHistory
CRSPCRISPR Therapeutics AGNAMEN AKT323$21.0K<0.1%+323NewHistory
SPDR Series Trust78464A656ST STR TIPS ETF839$21.0K<0.1%+839New–
Vanguard Whitehall FDS921946810INTL DVD ETF336$21.0K<0.1%−1,374−80.4%Reduced–
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF567$22.0K<0.1%+7+1.3%Added–
iShares Tr464288877EAFE VALUE ETF582$22.0K<0.1%−9,657−94.3%Reduced–
WisdomTree Tr97717W570US MIDCAP FUND499$22.0K<0.1%−23−4.4%Reduced–
State Street SPDR S&P Homebuilders ETF78464A888ETF423$23.0K<0.1%−760−64.2%Reduced–
Vanguard Short-Term Bond ETF921937827ETF310$23.0K<0.1%00.0%Unchanged–
WisdomTree Tr97717X669US QTLY DIV GRT433$23.0K<0.1%+23+5.6%Added–
TGTTarget CorpStock159$24.0K<0.1%−137−46.3%ReducedHistory
WisdomTree Tr97717W315EMER MKT HIGH FD748$24.0K<0.1%−505−40.3%Reduced–
WisdomTree Tr97717Y808YIELD ENHANCED516$24.0K<0.1%+2+0.4%Added–
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF1,300$25.0K<0.1%−775−37.3%Reduced–
iShares Tips Bond ETF464287176ETF248$26.0K<0.1%+7+2.9%Added–
JPMorgan Ultra-Short Income ETF46641Q837ETF519$26.0K<0.1%00.0%Unchanged–
MUMicron Technology IncStock511$26.0K<0.1%−536−51.2%ReducedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR2,140$27.0K<0.1%−549−20.4%ReducedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL691$27.0K<0.1%−3,408−83.1%Reduced–
iShares S&P 500 Growth ETF464287309ETF491$28.0K<0.1%−2,064−80.8%Reduced–
KRGKite Realty Group TrustCOM NEW1,629$28.0K<0.1%−1,607−49.7%ReducedHistory
NTRSNorthern Trust CorpCOM500$28.0K<0.1%00.0%UnchangedHistory
Schwab U.S. Large-Cap ETF808524201ETF703$30.0K<0.1%−7,750−91.7%Reduced–
iShares Semiconductor ETF464287523ETF95$30.0K<0.1%−120−55.8%Reduced–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL526$30.0K<0.1%−197−27.2%Reduced–
Vanguard S&P 500 ETF922908363ETF97$32.0K<0.1%−353−78.4%Reduced–
iShares Russell Mid-Cap Value ETF464287473ETF337$32.0K<0.1%−126−27.2%Reduced–
VanEck ETF Trust92189F429PREFERRED SECURT1,881$32.0K<0.1%−1,392−42.5%Reduced–
Invesco Actively Managed Exc46090A879VAR RATE INVT1,298$32.0K<0.1%−1,790−58.0%Reduced–
FLNAFilana Therapeutics, Inc.COM760$32.0K<0.1%+735+2,940.0%AddedHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF1,652$33.0K<0.1%00.0%Unchanged–
MRKMerck & Co., Inc.Stock408$35.0K<0.1%−204−33.3%ReducedHistory
NTAPNetApp, Inc.Stock570$35.0K<0.1%−177−23.7%ReducedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF482$36.0K<0.1%−65−11.9%Reduced–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF400$36.0K<0.1%−400−50.0%Reduced–
NEENextera Energy IncStock478$37.0K<0.1%−144−23.2%ReducedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF570$37.0K<0.1%−617−52.0%Reduced–
ETEnergy Transfer LPCOM UT LTD PTN3,450$38.0K<0.1%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock88$39.0K<0.1%−124−58.5%ReducedHistory
SPDR Series Trust78468R200ST STR RATE ETF1,281$39.0K<0.1%−2,369−64.9%Reduced–
Invesco Exchange Traded FD T46137Y401ZACKS MID CAP505$40.0K<0.1%00.0%Unchanged–
Vanguard Star FDS921909768VG TL INTL STK F915$42.0K<0.1%−151−14.2%Reduced–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW1,062$43.0K<0.1%−968−47.7%Reduced–

Sold out since Q2 2022 (324)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 324 by value last quarter.

Positions of Retirement Group, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
iShares Tr464287234MSCI EMG MKT ETF17,970$721.0K0.3%–
Osi ETF Tr67110P704OSHS GBL INTER28,146$541.0K0.2%–
HONHoneywell International IncCOM2,318$403.0K0.2%History
NOCNorthrop Grumman CorpStock841$402.0K0.2%History
WMWaste Management IncStock2,364$362.0K0.2%History
PCGPG&E CorpStock31,831$318.0K0.1%History
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH14,695$283.0K0.1%–
Aim ETF Products Trust00888H703ALLIANZIM US EQT11,000$270.0K0.1%–
Pacer FDS Tr69374H766INDUSTRIAL RELET4,644$190.0K0.1%–
iShares Tr46434V647GLOBAL REIT ETF7,290$174.0K0.1%–
SPDR Series Trust78468R606ST PORT HIGH ETF7,586$170.0K0.1%–
KEYKeycorpCOM8,965$154.0K0.1%History
AEEAmeren CorpCOM1,388$125.0K0.1%History
iShares Tr46432F875MRNGSTR INC ETF5,400$107.0K<0.1%–
Aim ETF Products Trust00888H208ALLIANZIM US EQT4,000$101.0K<0.1%–
iShares Tr464287275GBL COMM SVC ETF1,614$99.0K<0.1%–
Aim ETF Products Trust00888H109ALLIANZIM US EQ3,750$99.0K<0.1%–
Global X FDS37950E291GLOBX SUPDV US5,100$99.0K<0.1%–
EMREmerson Electric CoStock1,223$97.0K<0.1%History
Vanguard Morningstar Mid-Cap Value ETF922908512ETF751$97.0K<0.1%–
Columbia ETF Tr I19761L201SUSTNBLE INTL3,299$87.0K<0.1%–
Flagstar Bank, National Association649445103COM9,110$83.0K<0.1%–
ETF Ser Solutions26922A594AAM S&P 5002,600$74.0K<0.1%–
DBX ETF Tr233051762XTRACK MSCI CHNA2,162$74.0K<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM2,012$72.0K<0.1%History
FTNTFortinet, Inc.Stock1,230$70.0K<0.1%History
iShares Tr464289883CORE 30 70 ETF2,000$69.0K<0.1%–
Global X FDS37950E549GLB X SUPERDIV7,100$66.0K<0.1%–
BSTBlackRock Science & Technology TrustSHS1,988$65.0K<0.1%History
MCDMcDonalds CorpStock228$56.0K<0.1%History
Vanguard Ftse Emerging Markets ETF922042858ETF1,337$56.0K<0.1%–
iShares Tr46432F370MSCI USA SZE FT509$56.0K<0.1%–
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM4,816$55.0K<0.1%History
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN1,008$54.0K<0.1%–
iShares S&P Small-Cap 600 Growth ETF464287887ETF500$53.0K<0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV1,246$53.0K<0.1%–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM6,882$53.0K<0.1%History
Amplify ETF Tr032108847CEF HIGH INCOME4,075$52.0K<0.1%–
Invesco Exchange Traded FD T46137V167S&P SML600 VAL4,220$50.0K<0.1%–
Vanguard Health Care ETF92204A504ETF200$47.0K<0.1%–
KRKroger CoStock1,000$47.0K<0.1%History
LVSLas Vegas Sands CorpCOM1,310$44.0K<0.1%History
BSTZBlackRock Science & Technology Term TrustSHS BEN INT1,976$39.0K<0.1%History
MAMastercard IncStock120$38.0K<0.1%History
Vanguard Scottsdale FDS92206C813LG-TERM COR BD455$37.0K<0.1%–
AMATApplied Materials IncStock400$36.0K<0.1%History
Invesco Exch Traded FD Tr II46138E396S&P 500 CONC ETF914$36.0K<0.1%–
iShares Inc464286178US INTL HGH YLD840$34.0K<0.1%–
MDLZMondelez International, Inc.Stock533$33.0K<0.1%History
Fidelity MSCI Health Care Index ETF316092600ETF500$30.0K<0.1%–
BECNQxo Building Products, Inc.COM548$28.0K<0.1%History
ABTAbbott LaboratoriesStock269$27.0K<0.1%History
SPDR Series Trust78464A201ST STR SP600GRWO376$27.0K<0.1%–
iShares Tr464287341GLOBAL ENERG ETF775$26.0K<0.1%–
BIDUBaidu, Inc.ADR167$25.0K<0.1%History
USOUnited States Oil Fund, LPUNITS312$25.0K<0.1%History
UNMUnum GroupStock1,000$24.0K<0.1%History
TMUST-Mobile US, Inc.Stock178$24.0K<0.1%History
iShares Tr464288588MBS ETF244$24.0K<0.1%–
COWNCowen Inc.CL A NEW1,000$24.0K<0.1%History
IIPRInnovative Industrial Properties IncCOM210$23.0K<0.1%History
iShares Tr4642874407-10 YR TRSY BD227$23.0K<0.1%–
AMTAmerican Tower CorpREIT86$22.0K<0.1%History
CHTRCharter Communications, Inc.CL A48$22.0K<0.1%History
Nushares ETF Tr67092P409NUVEEN ESG MIDCP650$22.0K<0.1%–
PRFTPerficient IncCOM236$22.0K<0.1%History
CNCCentene CorpStock252$21.0K<0.1%History
GOLFAcushnet Holdings Corp.COM500$21.0K<0.1%History
WisdomTree Tr97717W430HEDGED HI YLD BD1,075$21.0K<0.1%–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET250$21.0K<0.1%History
ANAutonation, Inc.COM184$21.0K<0.1%History
APDAir Products & Chemicals, Inc.Stock84$20.0K<0.1%History
Fidelity Covington Trust316092709MSCI INDL INDX443$20.0K<0.1%–
URIUnited Rentals, Inc.COM83$20.0K<0.1%History
STZConstellation Brands, Inc.Stock80$19.0K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM32$19.0K<0.1%History
OZKBank OZKCOM500$19.0K<0.1%History
STWDStarwood Property Trust, Inc.COM928$19.0K<0.1%History
CTXSCitrix Systems IncCOM200$19.0K<0.1%History
LINLinde PLCSHS66$19.0K<0.1%History
VFCV F CorpStock410$18.0K<0.1%History
NVSNovartis AGADR213$18.0K<0.1%History
LOWLowes Companies IncStock103$18.0K<0.1%History
PPGPPG Industries IncStock153$17.0K<0.1%History
CORCencora, Inc.Stock122$17.0K<0.1%History
ECLEcolab Inc.Stock113$17.0K<0.1%History
BKNGBooking Holdings Inc.Stock10$17.0K<0.1%History
SHWSherwin Williams CoCOM77$17.0K<0.1%History
iShares Tr464288406MRGSTR MD CP VAL282$17.0K<0.1%–
Schwab Strategic Tr8085247221000 INDEX ETF462$17.0K<0.1%–
CBRECbre Group, Inc.CL A232$17.0K<0.1%History
FSKFS KKR Capital CorpCOM893$17.0K<0.1%History
Goldman Sachs ETF Tr381430529ACCES TREASURY174$17.0K<0.1%–
VMWVmware LLCCL A COM149$17.0K<0.1%History
CBChubb LtdStock80$16.0K<0.1%History
iShares Inc464286392MSCI WORLD ETF150$16.0K<0.1%–
DDTDillard's, Inc.CL A600$16.0K<0.1%History
VanEck ETF Trust92189H300JP MRGAN EM LOC598$15.0K<0.1%–
JKHYJack Henry & Associates IncStock77$14.0K<0.1%History
WECWec Energy Group, Inc.Stock136$14.0K<0.1%History