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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
535
−287 vs. Q2 2022
Portfolio value
$124.8M
−$116.3M (−48.2%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Retirement Group, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
IPGInterpublic Group of Companies, Inc.COM48$1.00K<0.1%+48NewHistory
Invesco Actively Managed ETF46090C305EMGRING MKTS5031$1.00K<0.1%00.0%Unchanged–
JPMorgan Chase & Co46625H365ALERIAN ML ETN33$1.00K<0.1%00.0%Unchanged–
NAVNavistar International CorpCOM3,750$1.00K<0.1%00.0%UnchangedHistory
AIXCFF EAI Robotics Ecosystem Inc.COM3,500$1.00K<0.1%+3,500NewHistory
WBAWalgreens Boots Alliance, Inc.COM31$1.00K<0.1%+31NewHistory
TELTE Connectivity plcREG SHS7$1.00K<0.1%00.0%UnchangedHistory
ASTRAstra Space, Inc.Common Stock1,600$1.00K<0.1%00.0%UnchangedHistory
WOLFWolfspeed, Inc.Stock7$1.00K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF64$2.00K<0.1%−423−86.9%Reduced–
VRTXVertex Pharmaceuticals IncStock8$2.00K<0.1%−16−66.7%ReducedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF55$2.00K<0.1%−190−77.6%Reduced–
VLOValero Energy CorpStock22$2.00K<0.1%+10+83.3%AddedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF26$2.00K<0.1%−1,091−97.7%Reduced–
ABNBAirbnb, Inc.Stock16$2.00K<0.1%00.0%UnchangedHistory
DJTTrump Media & Technology Group Corp.Stock100$2.00K<0.1%00.0%UnchangedHistory
KDKyndryl Holdings, Inc.Stock216$2.00K<0.1%−762−77.9%ReducedHistory
ONLOrion Properties Inc.REIT173$2.00K<0.1%−769−81.6%ReducedHistory
HLNHaleon plcADR304$2.00K<0.1%+304NewHistory
FANGDiamondback Energy, Inc.Stock20$2.00K<0.1%00.0%UnchangedHistory
SWKSSkyworks Solutions, Inc.Stock21$2.00K<0.1%00.0%UnchangedHistory
TSNTyson Foods, Inc.Stock23$2.00K<0.1%+9+64.3%AddedHistory
BMYBristol Myers Squibb CoStock34$2.00K<0.1%−111−76.6%ReducedHistory
CCICrown Castle Inc.REIT16$2.00K<0.1%−114−87.7%ReducedHistory
CAHCardinal Health IncStock28$2.00K<0.1%−834−96.8%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF13$2.00K<0.1%−160−92.5%Reduced–
iShares MSCI Eafe ETF464287465ETF33$2.00K<0.1%−27−45.0%Reduced–
MSTRStrategy IncStock10$2.00K<0.1%00.0%UnchangedHistory
ARK ETF Tr00214Q302GENOMIC REV ETF50$2.00K<0.1%00.0%Unchanged–
Global X FDS37954Y459RUSSELL 2000100$2.00K<0.1%+100New–
BXSLBlackstone Secured Lending FundCOMMON STOCK100$2.00K<0.1%+100NewHistory
HPEHewlett Packard Enterprise CoCOM144$2.00K<0.1%00.0%UnchangedHistory
HBANHuntington Bancshares IncCOM145$2.00K<0.1%+145NewHistory
WisdomTree Tr97717W422INDIA ERNGS FD75$2.00K<0.1%00.0%Unchanged–
EAElectronic Arts Inc.COM13$2.00K<0.1%−18−58.1%ReducedHistory
Global X FDS37954Y673US INFR DEV ETF100$2.00K<0.1%00.0%Unchanged–
iShares Tr464287713US TELECOM ETF90$2.00K<0.1%00.0%Unchanged–
TAPMolson Coors Beverage CoCL B45$2.00K<0.1%+45NewHistory
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM310$2.00K<0.1%−5,675−94.8%ReducedHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN100110$2.00K<0.1%−1,100−90.9%Reduced–
Vanguard Intl Equity Index F922042676GLB EX US ETF65$2.00K<0.1%−114−63.7%Reduced–
IOVAIovance Biotherapeutics, Inc.COM250$2.00K<0.1%00.0%UnchangedHistory
SBLKStar Bulk Carriers Corp.SHS PAR120$2.00K<0.1%+120NewHistory
AMTDAmtd Idea GroupSPONSORED ADS1,500$2.00K<0.1%+1,500NewHistory
Advisorshares Tr00768Y495PURE CANNABIS360$2.00K<0.1%00.0%Unchanged–
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK37$2.00K<0.1%+37New–
CCLCarnival Corp Ltd.UNIT 99/99/9999213$2.00K<0.1%−100−31.9%ReducedHistory
iShares Tr464289123NEW ZEALAND ETF52$2.00K<0.1%00.0%Unchanged–
MROMarathon Oil CorpCOM100$2.00K<0.1%00.0%UnchangedHistory
PXDPioneer Natural Resources CoCOM10$2.00K<0.1%00.0%UnchangedHistory
STEMStem, Inc.CL A162$2.00K<0.1%00.0%UnchangedHistory
Golden Ocean Group LtdG39637205SHS NEW275$2.00K<0.1%+275New–
RKLBRocket Lab CorpCOM500$2.00K<0.1%00.0%UnchangedHistory
NEMNEWMONT CorpStock72$3.00K<0.1%+40+125.0%AddedHistory
NIONIO Inc.ADR188$3.00K<0.1%−50−21.0%ReducedHistory
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF142$3.00K<0.1%00.0%Unchanged–
Vanguard Mortgage-Backed Securities ETF92206C771ETF70$3.00K<0.1%−563−88.9%Reduced–
VVisa Inc.Stock19$3.00K<0.1%−82−81.2%ReducedHistory
VODVodafone Group Public Ltd CoADR238$3.00K<0.1%−113−32.2%ReducedHistory
EOGEOG Resources IncStock27$3.00K<0.1%−116−81.1%ReducedHistory
iShares Inc464286400MSCI BRAZIL ETF108$3.00K<0.1%00.0%Unchanged–
iShares Tr464287515EXPANDED TECH13$3.00K<0.1%00.0%Unchanged–
Global X FDS37950E259GB MSCI AR ETF89$3.00K<0.1%00.0%Unchanged–
CLFCleveland-Cliffs Inc.COM200$3.00K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E172S&P SMLCP STAP33$3.00K<0.1%00.0%Unchanged–
NEONeogenomics IncCOM NEW320$3.00K<0.1%00.0%UnchangedHistory
LUVSouthwest Airlines CoCOM109$3.00K<0.1%−1,282−92.2%ReducedHistory
iShares Inc464286103MSCI AUST ETF151$3.00K<0.1%00.0%Unchanged–
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN194$3.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717X511YIELD ENHANCD US74$3.00K<0.1%00.0%Unchanged–
iShares Tr46434V878ULTRA SHORT DUR75$3.00K<0.1%00.0%Unchanged–
ABRArbor Realty Trust IncCOM300$3.00K<0.1%00.0%UnchangedHistory
Cambria ETF Tr132061821CANNABIS ETF430$3.00K<0.1%00.0%Unchanged–
iShares Inc464286624MSCI THAILND ETF43$3.00K<0.1%00.0%Unchanged–
iShares Tr46435U184IBONDS 24 TRM HG120$3.00K<0.1%+120New–
WRKWestRock CoCOM100$3.00K<0.1%00.0%UnchangedHistory
SCCOSouthern Copper CorpStock100$4.00K<0.1%00.0%UnchangedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR59$4.00K<0.1%+10+20.4%AddedHistory
CRMSalesforce, Inc.Stock25$4.00K<0.1%−249−90.9%ReducedHistory
HPQHP IncStock144$4.00K<0.1%−59−29.1%ReducedHistory
GNLGlobal Net Lease, Inc.COM NEW413$4.00K<0.1%00.0%UnchangedHistory
iShares Tr464288513IBOXX HI YD ETF52$4.00K<0.1%−611−92.2%Reduced–
iShares Tr46435G672CORE INTL AGGR76$4.00K<0.1%00.0%Unchanged–
iShares Inc464286533MSCI EMERG MRKT325$4.00K<0.1%00.0%Unchanged–
PAAPlains All American Pipeline LPUNIT LTD PARTN364$4.00K<0.1%+364NewHistory
SPDR Series Trust78464A755ST STR SP METAL85$4.00K<0.1%00.0%Unchanged–
SPDR Series Trust78468R622ST BLOO HIGH ETF41$4.00K<0.1%−157−79.3%Reduced–
MNTKMontauk Renewables, Inc.COM250$4.00K<0.1%+250NewHistory
NLYAnnaly Capital Management IncCOM218$4.00K<0.1%00.0%UnchangedConverted for a 1-for-4 splitHistory
Kraneshares Tr500767694SSE STAR MRKT 50300$4.00K<0.1%00.0%Unchanged–
XUnited States Steel CorpCOM200$4.00K<0.1%00.0%UnchangedHistory
INDOIndonesia Energy Corp LtdORD SHS550$4.00K<0.1%00.0%UnchangedHistory
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG106$4.00K<0.1%−89−45.6%Reduced–
SBUXStarbucks CorpStock64$5.00K<0.1%−151−70.2%ReducedHistory
SOSouthern CoStock80$5.00K<0.1%−100−55.6%ReducedHistory
Schwab International Small-Cap Equity ETF808524888ETF176$5.00K<0.1%00.0%Unchanged–
iShares Core MSCI Eafe ETF46432F842ETF91$5.00K<0.1%−2,469−96.4%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF63$5.00K<0.1%+30+90.9%Added–
SHOPShopify Inc.Stock200$5.00K<0.1%−170−45.9%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF31$5.00K<0.1%−37−54.4%Reduced–

Sold out since Q2 2022 (324)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 324 by value last quarter.

Positions of Retirement Group, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
iShares Tr464287234MSCI EMG MKT ETF17,970$721.0K0.3%–
Osi ETF Tr67110P704OSHS GBL INTER28,146$541.0K0.2%–
HONHoneywell International IncCOM2,318$403.0K0.2%History
NOCNorthrop Grumman CorpStock841$402.0K0.2%History
WMWaste Management IncStock2,364$362.0K0.2%History
PCGPG&E CorpStock31,831$318.0K0.1%History
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH14,695$283.0K0.1%–
Aim ETF Products Trust00888H703ALLIANZIM US EQT11,000$270.0K0.1%–
Pacer FDS Tr69374H766INDUSTRIAL RELET4,644$190.0K0.1%–
iShares Tr46434V647GLOBAL REIT ETF7,290$174.0K0.1%–
SPDR Series Trust78468R606ST PORT HIGH ETF7,586$170.0K0.1%–
KEYKeycorpCOM8,965$154.0K0.1%History
AEEAmeren CorpCOM1,388$125.0K0.1%History
iShares Tr46432F875MRNGSTR INC ETF5,400$107.0K<0.1%–
Aim ETF Products Trust00888H208ALLIANZIM US EQT4,000$101.0K<0.1%–
iShares Tr464287275GBL COMM SVC ETF1,614$99.0K<0.1%–
Aim ETF Products Trust00888H109ALLIANZIM US EQ3,750$99.0K<0.1%–
Global X FDS37950E291GLOBX SUPDV US5,100$99.0K<0.1%–
EMREmerson Electric CoStock1,223$97.0K<0.1%History
Vanguard Morningstar Mid-Cap Value ETF922908512ETF751$97.0K<0.1%–
Columbia ETF Tr I19761L201SUSTNBLE INTL3,299$87.0K<0.1%–
Flagstar Bank, National Association649445103COM9,110$83.0K<0.1%–
ETF Ser Solutions26922A594AAM S&P 5002,600$74.0K<0.1%–
DBX ETF Tr233051762XTRACK MSCI CHNA2,162$74.0K<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM2,012$72.0K<0.1%History
FTNTFortinet, Inc.Stock1,230$70.0K<0.1%History
iShares Tr464289883CORE 30 70 ETF2,000$69.0K<0.1%–
Global X FDS37950E549GLB X SUPERDIV7,100$66.0K<0.1%–
BSTBlackRock Science & Technology TrustSHS1,988$65.0K<0.1%History
MCDMcDonalds CorpStock228$56.0K<0.1%History
Vanguard Ftse Emerging Markets ETF922042858ETF1,337$56.0K<0.1%–
iShares Tr46432F370MSCI USA SZE FT509$56.0K<0.1%–
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM4,816$55.0K<0.1%History
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN1,008$54.0K<0.1%–
iShares S&P Small-Cap 600 Growth ETF464287887ETF500$53.0K<0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV1,246$53.0K<0.1%–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM6,882$53.0K<0.1%History
Amplify ETF Tr032108847CEF HIGH INCOME4,075$52.0K<0.1%–
Invesco Exchange Traded FD T46137V167S&P SML600 VAL4,220$50.0K<0.1%–
Vanguard Health Care ETF92204A504ETF200$47.0K<0.1%–
KRKroger CoStock1,000$47.0K<0.1%History
LVSLas Vegas Sands CorpCOM1,310$44.0K<0.1%History
BSTZBlackRock Science & Technology Term TrustSHS BEN INT1,976$39.0K<0.1%History
MAMastercard IncStock120$38.0K<0.1%History
Vanguard Scottsdale FDS92206C813LG-TERM COR BD455$37.0K<0.1%–
AMATApplied Materials IncStock400$36.0K<0.1%History
Invesco Exch Traded FD Tr II46138E396S&P 500 CONC ETF914$36.0K<0.1%–
iShares Inc464286178US INTL HGH YLD840$34.0K<0.1%–
MDLZMondelez International, Inc.Stock533$33.0K<0.1%History
Fidelity MSCI Health Care Index ETF316092600ETF500$30.0K<0.1%–
BECNQxo Building Products, Inc.COM548$28.0K<0.1%History
ABTAbbott LaboratoriesStock269$27.0K<0.1%History
SPDR Series Trust78464A201ST STR SP600GRWO376$27.0K<0.1%–
iShares Tr464287341GLOBAL ENERG ETF775$26.0K<0.1%–
BIDUBaidu, Inc.ADR167$25.0K<0.1%History
USOUnited States Oil Fund, LPUNITS312$25.0K<0.1%History
UNMUnum GroupStock1,000$24.0K<0.1%History
TMUST-Mobile US, Inc.Stock178$24.0K<0.1%History
iShares Tr464288588MBS ETF244$24.0K<0.1%–
COWNCowen Inc.CL A NEW1,000$24.0K<0.1%History
IIPRInnovative Industrial Properties IncCOM210$23.0K<0.1%History
iShares Tr4642874407-10 YR TRSY BD227$23.0K<0.1%–
AMTAmerican Tower CorpREIT86$22.0K<0.1%History
CHTRCharter Communications, Inc.CL A48$22.0K<0.1%History
Nushares ETF Tr67092P409NUVEEN ESG MIDCP650$22.0K<0.1%–
PRFTPerficient IncCOM236$22.0K<0.1%History
CNCCentene CorpStock252$21.0K<0.1%History
GOLFAcushnet Holdings Corp.COM500$21.0K<0.1%History
WisdomTree Tr97717W430HEDGED HI YLD BD1,075$21.0K<0.1%–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET250$21.0K<0.1%History
ANAutonation, Inc.COM184$21.0K<0.1%History
APDAir Products & Chemicals, Inc.Stock84$20.0K<0.1%History
Fidelity Covington Trust316092709MSCI INDL INDX443$20.0K<0.1%–
URIUnited Rentals, Inc.COM83$20.0K<0.1%History
STZConstellation Brands, Inc.Stock80$19.0K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM32$19.0K<0.1%History
OZKBank OZKCOM500$19.0K<0.1%History
STWDStarwood Property Trust, Inc.COM928$19.0K<0.1%History
CTXSCitrix Systems IncCOM200$19.0K<0.1%History
LINLinde PLCSHS66$19.0K<0.1%History
VFCV F CorpStock410$18.0K<0.1%History
NVSNovartis AGADR213$18.0K<0.1%History
LOWLowes Companies IncStock103$18.0K<0.1%History
PPGPPG Industries IncStock153$17.0K<0.1%History
CORCencora, Inc.Stock122$17.0K<0.1%History
ECLEcolab Inc.Stock113$17.0K<0.1%History
BKNGBooking Holdings Inc.Stock10$17.0K<0.1%History
SHWSherwin Williams CoCOM77$17.0K<0.1%History
iShares Tr464288406MRGSTR MD CP VAL282$17.0K<0.1%–
Schwab Strategic Tr8085247221000 INDEX ETF462$17.0K<0.1%–
CBRECbre Group, Inc.CL A232$17.0K<0.1%History
FSKFS KKR Capital CorpCOM893$17.0K<0.1%History
Goldman Sachs ETF Tr381430529ACCES TREASURY174$17.0K<0.1%–
VMWVmware LLCCL A COM149$17.0K<0.1%History
CBChubb LtdStock80$16.0K<0.1%History
iShares Inc464286392MSCI WORLD ETF150$16.0K<0.1%–
DDTDillard's, Inc.CL A600$16.0K<0.1%History
VanEck ETF Trust92189H300JP MRGAN EM LOC598$15.0K<0.1%–
JKHYJack Henry & Associates IncStock77$14.0K<0.1%History
WECWec Energy Group, Inc.Stock136$14.0K<0.1%History