Retirement Group, LLC
- SEC CIK
- 0001740491
- Latest filing
- Apr 30, 2024
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 535
- −287 vs. Q2 2022
- Portfolio value
- $124.8M
- −$116.3M (−48.2%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ULTAUlta Beauty, Inc. | Stock | 1 | $0 | 0.0% | −15−93.8% | Reduced | History |
| MDTMedtronic plc | Stock | 3 | $0 | 0.0% | −134−97.8% | Reduced | History |
| SNAPSnap Inc | Stock | 5 | $0 | 0.0% | −83−94.3% | Reduced | History |
| DXCDXC Technology Co | Stock | 12 | $0 | 0.0% | 00.0% | Unchanged | History |
| NKENIKE, Inc. | Stock | 4 | $0 | 0.0% | −150−97.4% | Reduced | History |
| FISFidelity National Information Services, Inc. | Stock | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| FCXFreeport-McMoran Inc | Stock | 11 | $0 | 0.0% | 00.0% | Unchanged | History |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 3 | $0 | 0.0% | −248−98.8% | Reduced | – |
| PATHUiPath, Inc. | Stock | 3 | $0 | 0.0% | −4−57.1% | Reduced | History |
| ASMLASML Holding NV | ADR | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| SPGIS&P Global Inc. | Stock | 1 | $0 | 0.0% | −30−96.8% | Reduced | History |
| RTXRTX Corp | Stock | 6 | $0 | 0.0% | −278−97.9% | Reduced | History |
| ETNEaton Corp plc | Stock | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| Xtrackers International Real Estate ETF233051846 | ETF | 12 | $0 | 0.0% | 00.0% | Unchanged | – |
| CRWDCrowdStrike Holdings, Inc. | Stock | 3 | $0 | 0.0% | −320−99.1% | Reduced | History |
| PODDInsulet Corp | Stock | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| LYFTLyft, Inc. | CL A COM | 5 | $0 | 0.0% | 00.0% | Unchanged | History |
| MTCHMatch Group, Inc. | COM | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| TXG10x Genomics, Inc. | CL A COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| CRLCharles River Laboratories International, Inc. | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| IONSIonis Pharmaceuticals Inc | COM | 11 | $0 | 0.0% | 00.0% | Unchanged | History |
| AMCXAMC Global Media Inc. | CL A | 4 | $0 | 0.0% | 00.0% | Unchanged | History |
| NENoble Corp plc | ORD SHS A | 250 | $0 | 0.0% | +250 | New | History |
| Invesco Exch Traded FD Tr II46138E727 | RAFI EMRGNG MRKT | 2 | $0 | 0.0% | 00.0% | Unchanged | – |
| HUBSHubSpot Inc | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| WDAYWorkday, Inc. | CL A | 1 | $0 | 0.0% | −10−90.9% | Reduced | History |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 5 | $0 | 0.0% | −1,844−99.7% | Reduced | – |
| AAPAdvance Auto Parts Inc | COM | 3 | $0 | 0.0% | −40−93.0% | Reduced | History |
| DNNDenison Mines Corp. | COM | 50 | $0 | 0.0% | 00.0% | Unchanged | History |
| ETSYEtsy Inc | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| GHGuardant Health, Inc. | COM | 7 | $0 | 0.0% | 00.0% | Unchanged | History |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 3 | $0 | 0.0% | 00.0% | Unchanged | – |
| SESea Ltd | SPONSORD ADS | 2 | $0 | 0.0% | 00.0% | Unchanged | History |
| ISRGIntuitive Surgical Inc | COM NEW | 1 | $0 | 0.0% | −8−88.9% | Reduced | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 29 | $0 | 0.0% | +10+52.6% | Added | History |
| WDCWestern Digital Corp | COM | 10 | $0 | 0.0% | 00.0% | Unchanged | History |
| COHRCoherent Corp. | COM | 10 | $0 | 0.0% | −40−80.0% | Reduced | History |
| DLBDolby Laboratories, Inc. | COM CL A | 6 | $0 | 0.0% | 00.0% | Unchanged | History |
| UUnity Software Inc. | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| CNTXContext Therapeutics Inc. | COM | 155 | $0 | 0.0% | 00.0% | Unchanged | History |
| CRNCCerence Inc. | COM | 4 | $0 | 0.0% | 00.0% | Unchanged | History |
| LBRDALiberty Broadband Corp | COM SER A | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| LBRDKLiberty Broadband Corp | COM SER C | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| NXGLNexgel, Inc. | COM | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| SWAGStran & Company, Inc. | COMMON STOCK | 280 | $0 | 0.0% | 00.0% | Unchanged | History |
| ALSumisho Air Lease Corp | CL A | 5 | $0 | 0.0% | −42−89.4% | Reduced | History |
| ACBAurora Cannabis Inc | COM | 16 | $0 | 0.0% | −571−97.3% | Reduced | History |
| CGCCanopy Growth Corp | COM | 21 | $0 | 0.0% | −200−90.5% | Reduced | History |
| CONECyrusOne Holdco LLC | COM | 35 | $0 | 0.0% | 00.0% | Unchanged | History |
| GTBPGT Biopharma, Inc. | COM NEW | 44 | $0 | 0.0% | 00.0% | Unchanged | History |
| HYMCHycroft Mining Holding Corp | COM CL A | 200 | $0 | 0.0% | 00.0% | Unchanged | History |
| IMGNImmunoGen, Inc. | COM | 13 | $0 | 0.0% | 00.0% | Unchanged | History |
| NSPRInspireMD, Inc. | COM | 4 | $0 | 0.0% | 00.0% | Unchanged | History |
| Liberty Media Corp531229409 | COM A SIRIUSXM | 2 | $0 | 0.0% | 00.0% | Unchanged | – |
| Liberty Media Corp Del531229607 | COM C SIRIUSXM | 5 | $0 | 0.0% | 00.0% | Unchanged | – |
| FWONKLiberty Media Corp | COM SER C FRMLA | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| FWONALiberty Media Corp | COM SER A FRMLA | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 166 | $0 | 0.0% | 00.0% | Unchanged | History |
| Medley Cap Corp58503F502 | COM | 1 | $0 | 0.0% | −1,736−99.9% | Reduced | – |
| Micro Focus Intl PLC594837403 | SPON ADR NEW | 15 | $0 | 0.0% | 00.0% | Unchanged | – |
| NBEVNewAge, Inc. | COM | 2,500 | $0 | 0.0% | 00.0% | Unchanged | History |
| SPLKSplunk Inc | COM | 5 | $0 | 0.0% | −839−99.4% | Reduced | History |
| Sunpower Corp867652406 | COM | 9 | $0 | 0.0% | 00.0% | Unchanged | – |
| TLRYTilray Brands, Inc. | COM CL 2 | 135 | $0 | 0.0% | 00.0% | Unchanged | History |
| VanEck Vectors ETF Tr92189F445 | INTL HIGH YIELD | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
| TEAMAtlassian Corp | CL A | 2 | $0 | 0.0% | 00.0% | Unchanged | History |
| Meten Edtechx Ed Group LtdG6055H114 | ORD SHS | 67 | $0 | 0.0% | 00.0% | Unchanged | – |
| APTVAptiv PLC | SHS | 3 | $0 | 0.0% | −50−94.3% | Reduced | History |
| Pentair PLCG7S00T904 | CALL | 5 | $0 | 0.0% | 00.0% | Unchanged | – |
| PRUPrudential Financial Inc | Stock | 15 | $1.00K | <0.1% | +5+50.0% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 5 | $1.00K | <0.1% | −22−81.5% | Reduced | History |
| INTCIntel Corp | Stock | 26 | $1.00K | <0.1% | −10,768−99.8% | Reduced | History |
| KMBKimberly Clark Corp | Stock | 5 | $1.00K | <0.1% | −125−96.2% | Reduced | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,150 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| LHXL3HARRIS Technologies, Inc. | Stock | 4 | $1.00K | <0.1% | −44−91.7% | Reduced | History |
| JCIJohnson Controls International plc | Stock | 13 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| METMetlife Inc | Stock | 24 | $1.00K | <0.1% | +24 | New | History |
| GWWW.W. Grainger, Inc. | Stock | 2 | $1.00K | <0.1% | −68−97.1% | Reduced | History |
| IVZInvesco Ltd. | Stock | 60 | $1.00K | <0.1% | +60 | New | History |
| ZTSZoetis Inc. | Stock | 5 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| TMOThermo Fisher Scientific Inc. | Stock | 2 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| CCitigroup Inc | Stock | 27 | $1.00K | <0.1% | +27 | New | History |
| UBERUber Technologies, Inc | Stock | 19 | $1.00K | <0.1% | −12−38.7% | Reduced | History |
| COINCoinbase Global, Inc. | COM CL A | 10 | $1.00K | <0.1% | −23−69.7% | Reduced | History |
| iShares Tr464288760 | US AER DEF ETF | 16 | $1.00K | <0.1% | −43−72.9% | Reduced | – |
| ACADAcadia Pharmaceuticals Inc | COM | 600 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| BIIBBiogen Inc. | COM | 4 | $1.00K | <0.1% | −133−97.1% | Reduced | History |
| MNSTMonster Beverage Corp | COM | 6 | $1.00K | <0.1% | +6 | New | History |
| SPDR Series Trust78464A607 | ST STR DOW REIT | 14 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 21 | $1.00K | <0.1% | +21 | New | – |
| UALUnited Airlines Holdings, Inc. | COM | 20 | $1.00K | <0.1% | −264−93.0% | Reduced | History |
| iShares Tr46429B408 | MSCI PHILIPS ETF | 38 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| EQIXEquinix Inc | COM | 1 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288521 | CRE U S REIT ETF | 25 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46435G342 | MORTGE REL ETF | 31 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| IPInternational Paper Co | COM | 39 | $1.00K | <0.1% | +39 | New | History |
| STXSeagate Technology Holdings plc | ORD SHS | 11 | $1.00K | <0.1% | −42−79.2% | Reduced | History |
| ATNMActinium Pharmaceuticals, Inc. | COM | 79 | $1.00K | <0.1% | −1,050−93.0% | Reduced | History |
| ZVRAZevra Therapeutics, Inc. | COM NEW | 200 | $1.00K | <0.1% | −200−50.0% | Reduced | History |
| Broadcom Inc.11135F200 | COM | 1 | $1.00K | <0.1% | +1 | New | – |
Sold out since Q2 2022 (324)
Positions held at the end of Q2 2022 that are gone from this filing.
The largest 100 of 324 by value last quarter.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| iShares Tr464287234 | MSCI EMG MKT ETF | 17,970 | $721.0K | 0.3% | – |
| Osi ETF Tr67110P704 | OSHS GBL INTER | 28,146 | $541.0K | 0.2% | – |
| HONHoneywell International Inc | COM | 2,318 | $403.0K | 0.2% | History |
| NOCNorthrop Grumman Corp | Stock | 841 | $402.0K | 0.2% | History |
| WMWaste Management Inc | Stock | 2,364 | $362.0K | 0.2% | History |
| PCGPG&E Corp | Stock | 31,831 | $318.0K | 0.1% | History |
| Invesco Exch Traded FD Tr II46138E669 | GLOBAL EX US HGH | 14,695 | $283.0K | 0.1% | – |
| Aim ETF Products Trust00888H703 | ALLIANZIM US EQT | 11,000 | $270.0K | 0.1% | – |
| Pacer FDS Tr69374H766 | INDUSTRIAL RELET | 4,644 | $190.0K | 0.1% | – |
| iShares Tr46434V647 | GLOBAL REIT ETF | 7,290 | $174.0K | 0.1% | – |
| SPDR Series Trust78468R606 | ST PORT HIGH ETF | 7,586 | $170.0K | 0.1% | – |
| KEYKeycorp | COM | 8,965 | $154.0K | 0.1% | History |
| AEEAmeren Corp | COM | 1,388 | $125.0K | 0.1% | History |
| iShares Tr46432F875 | MRNGSTR INC ETF | 5,400 | $107.0K | <0.1% | – |
| Aim ETF Products Trust00888H208 | ALLIANZIM US EQT | 4,000 | $101.0K | <0.1% | – |
| iShares Tr464287275 | GBL COMM SVC ETF | 1,614 | $99.0K | <0.1% | – |
| Aim ETF Products Trust00888H109 | ALLIANZIM US EQ | 3,750 | $99.0K | <0.1% | – |
| Global X FDS37950E291 | GLOBX SUPDV US | 5,100 | $99.0K | <0.1% | – |
| EMREmerson Electric Co | Stock | 1,223 | $97.0K | <0.1% | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 751 | $97.0K | <0.1% | – |
| Columbia ETF Tr I19761L201 | SUSTNBLE INTL | 3,299 | $87.0K | <0.1% | – |
| Flagstar Bank, National Association649445103 | COM | 9,110 | $83.0K | <0.1% | – |
| ETF Ser Solutions26922A594 | AAM S&P 500 | 2,600 | $74.0K | <0.1% | – |
| DBX ETF Tr233051762 | XTRACK MSCI CHNA | 2,162 | $74.0K | <0.1% | – |
| ASOAcademy Sports & Outdoors, Inc. | COM | 2,012 | $72.0K | <0.1% | History |
| FTNTFortinet, Inc. | Stock | 1,230 | $70.0K | <0.1% | History |
| iShares Tr464289883 | CORE 30 70 ETF | 2,000 | $69.0K | <0.1% | – |
| Global X FDS37950E549 | GLB X SUPERDIV | 7,100 | $66.0K | <0.1% | – |
| BSTBlackRock Science & Technology Trust | SHS | 1,988 | $65.0K | <0.1% | History |
| MCDMcDonalds Corp | Stock | 228 | $56.0K | <0.1% | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 1,337 | $56.0K | <0.1% | – |
| iShares Tr46432F370 | MSCI USA SZE FT | 509 | $56.0K | <0.1% | – |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 4,816 | $55.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V340 | S&P500 EQL FIN | 1,008 | $54.0K | <0.1% | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 500 | $53.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V605 | DJ INDL AVG DV | 1,246 | $53.0K | <0.1% | – |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 6,882 | $53.0K | <0.1% | History |
| Amplify ETF Tr032108847 | CEF HIGH INCOME | 4,075 | $52.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V167 | S&P SML600 VAL | 4,220 | $50.0K | <0.1% | – |
| Vanguard Health Care ETF92204A504 | ETF | 200 | $47.0K | <0.1% | – |
| KRKroger Co | Stock | 1,000 | $47.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 1,310 | $44.0K | <0.1% | History |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 1,976 | $39.0K | <0.1% | History |
| MAMastercard Inc | Stock | 120 | $38.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 455 | $37.0K | <0.1% | – |
| AMATApplied Materials Inc | Stock | 400 | $36.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E396 | S&P 500 CONC ETF | 914 | $36.0K | <0.1% | – |
| iShares Inc464286178 | US INTL HGH YLD | 840 | $34.0K | <0.1% | – |
| MDLZMondelez International, Inc. | Stock | 533 | $33.0K | <0.1% | History |
| Fidelity MSCI Health Care Index ETF316092600 | ETF | 500 | $30.0K | <0.1% | – |
| BECNQxo Building Products, Inc. | COM | 548 | $28.0K | <0.1% | History |
| ABTAbbott Laboratories | Stock | 269 | $27.0K | <0.1% | History |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 376 | $27.0K | <0.1% | – |
| iShares Tr464287341 | GLOBAL ENERG ETF | 775 | $26.0K | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 167 | $25.0K | <0.1% | History |
| USOUnited States Oil Fund, LP | UNITS | 312 | $25.0K | <0.1% | History |
| UNMUnum Group | Stock | 1,000 | $24.0K | <0.1% | History |
| TMUST-Mobile US, Inc. | Stock | 178 | $24.0K | <0.1% | History |
| iShares Tr464288588 | MBS ETF | 244 | $24.0K | <0.1% | – |
| COWNCowen Inc. | CL A NEW | 1,000 | $24.0K | <0.1% | History |
| IIPRInnovative Industrial Properties Inc | COM | 210 | $23.0K | <0.1% | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 227 | $23.0K | <0.1% | – |
| AMTAmerican Tower Corp | REIT | 86 | $22.0K | <0.1% | History |
| CHTRCharter Communications, Inc. | CL A | 48 | $22.0K | <0.1% | History |
| Nushares ETF Tr67092P409 | NUVEEN ESG MIDCP | 650 | $22.0K | <0.1% | – |
| PRFTPerficient Inc | COM | 236 | $22.0K | <0.1% | History |
| CNCCentene Corp | Stock | 252 | $21.0K | <0.1% | History |
| GOLFAcushnet Holdings Corp. | COM | 500 | $21.0K | <0.1% | History |
| WisdomTree Tr97717W430 | HEDGED HI YLD BD | 1,075 | $21.0K | <0.1% | – |
| GLTRabrdn Precious Metals Basket ETF Trust | PHYSCL PRECS MET | 250 | $21.0K | <0.1% | History |
| ANAutonation, Inc. | COM | 184 | $21.0K | <0.1% | History |
| APDAir Products & Chemicals, Inc. | Stock | 84 | $20.0K | <0.1% | History |
| Fidelity Covington Trust316092709 | MSCI INDL INDX | 443 | $20.0K | <0.1% | – |
| URIUnited Rentals, Inc. | COM | 83 | $20.0K | <0.1% | History |
| STZConstellation Brands, Inc. | Stock | 80 | $19.0K | <0.1% | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 32 | $19.0K | <0.1% | History |
| OZKBank OZK | COM | 500 | $19.0K | <0.1% | History |
| STWDStarwood Property Trust, Inc. | COM | 928 | $19.0K | <0.1% | History |
| CTXSCitrix Systems Inc | COM | 200 | $19.0K | <0.1% | History |
| LINLinde PLC | SHS | 66 | $19.0K | <0.1% | History |
| VFCV F Corp | Stock | 410 | $18.0K | <0.1% | History |
| NVSNovartis AG | ADR | 213 | $18.0K | <0.1% | History |
| LOWLowes Companies Inc | Stock | 103 | $18.0K | <0.1% | History |
| PPGPPG Industries Inc | Stock | 153 | $17.0K | <0.1% | History |
| CORCencora, Inc. | Stock | 122 | $17.0K | <0.1% | History |
| ECLEcolab Inc. | Stock | 113 | $17.0K | <0.1% | History |
| BKNGBooking Holdings Inc. | Stock | 10 | $17.0K | <0.1% | History |
| SHWSherwin Williams Co | COM | 77 | $17.0K | <0.1% | History |
| iShares Tr464288406 | MRGSTR MD CP VAL | 282 | $17.0K | <0.1% | – |
| Schwab Strategic Tr808524722 | 1000 INDEX ETF | 462 | $17.0K | <0.1% | – |
| CBRECbre Group, Inc. | CL A | 232 | $17.0K | <0.1% | History |
| FSKFS KKR Capital Corp | COM | 893 | $17.0K | <0.1% | History |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 174 | $17.0K | <0.1% | – |
| VMWVmware LLC | CL A COM | 149 | $17.0K | <0.1% | History |
| CBChubb Ltd | Stock | 80 | $16.0K | <0.1% | History |
| iShares Inc464286392 | MSCI WORLD ETF | 150 | $16.0K | <0.1% | – |
| DDTDillard's, Inc. | CL A | 600 | $16.0K | <0.1% | History |
| VanEck ETF Trust92189H300 | JP MRGAN EM LOC | 598 | $15.0K | <0.1% | – |
| JKHYJack Henry & Associates Inc | Stock | 77 | $14.0K | <0.1% | History |
| WECWec Energy Group, Inc. | Stock | 136 | $14.0K | <0.1% | History |