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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 6, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
820
+69 vs. Q4 2021
Portfolio value
$258.0M
+$29.3M (+12.8%) vs. Q4 2021
Filed
May 6, 2022
SEC
Holdings of Retirement Group, LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
APTVAptiv PLCSHS53$6.00K<0.1%+3+6.0%AddedHistory
Schwab International Small-Cap Equity ETF808524888ETF176$7.00K<0.1%+176New–
Vanguard Mortgage-Backed Securities ETF92206C771ETF145$7.00K<0.1%+70+93.3%Added–
GXOGXO Logistics, Inc.Stock105$7.00K<0.1%+76+262.1%AddedHistory
HPQHP IncStock203$7.00K<0.1%00.0%UnchangedHistory
Vanguard Emerging Markets Government Bond ETF921946885ETF100$7.00K<0.1%00.0%Unchanged–
Vanguard Morningstar Small-Cap ETF922908751ETF33$7.00K<0.1%00.0%Unchanged–
WRBBerkley W R CorpCOM98$7.00K<0.1%+32+48.5%AddedHistory
iShares Tr464288760US AER DEF ETF59$7.00K<0.1%−1−1.7%Reduced–
Vanguard World FD921910840MEGA CAP VAL ETF62$7.00K<0.1%00.0%Unchanged–
MTZMastec IncCOM75$7.00K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189H300JP MRGAN EM LOC242$7.00K<0.1%−213−46.8%Reduced–
YETIYETI Holdings, Inc.COM119$7.00K<0.1%+86+260.6%AddedHistory
iShares Inc464286509MSCI CDA ETF183$7.00K<0.1%00.0%Unchanged–
GLDMWorld Gold TrustSPDR GLD MINIS169$7.00K<0.1%00.0%UnchangedConverted for a 1-for-2 splitHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF245$8.00K<0.1%+55+28.9%Added–
SCCOSouthern Copper CorpStock100$8.00K<0.1%00.0%UnchangedHistory
GNRCGenerac Holdings Inc.Stock27$8.00K<0.1%+10+58.8%AddedHistory
NIONIO Inc.ADR388$8.00K<0.1%00.0%UnchangedHistory
CTVACorteva, Inc.Stock143$8.00K<0.1%00.0%UnchangedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF116$8.00K<0.1%+14+13.7%Added–
ALBAlbemarle CorpStock65$8.00K<0.1%+54+490.9%AddedHistory
QRVOQorvo, Inc.Stock64$8.00K<0.1%+47+276.5%AddedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF97$8.00K<0.1%−13−11.8%Reduced–
OHIOmega Healthcare Investors IncCOM270$8.00K<0.1%+6+2.3%AddedHistory
BCBrunswick CorpCOM100$8.00K<0.1%00.0%UnchangedHistory
SPDR Index Shs FDS78463X434ST STR MSCI EAFE106$8.00K<0.1%00.0%Unchanged–
EFOREverforth IncCOM69$8.00K<0.1%+54+360.0%AddedHistory
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB391$8.00K<0.1%00.0%Unchanged–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP169$8.00K<0.1%00.0%UnchangedHistory
PRPOPrecipio, Inc.COM6,000$8.00K<0.1%−750−11.1%ReducedHistory
REZIResideo Technologies, Inc.Stock378$9.00K<0.1%00.0%UnchangedHistory
UNPUnion Pacific CorpStock33$9.00K<0.1%+8+32.0%AddedHistory
AXPAmerican Express CoStock50$9.00K<0.1%00.0%UnchangedHistory
PLUGPlug Power IncStock330$9.00K<0.1%−1,600−82.9%ReducedHistory
STZConstellation Brands, Inc.Stock40$9.00K<0.1%00.0%UnchangedHistory
iShares Tr464288281JPMORGAN USD EMG95$9.00K<0.1%−2−2.1%Reduced–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT50$9.00K<0.1%00.0%Unchanged–
PIMCO ETF Tr72201R7830-5 HIGH YIELD91$9.00K<0.1%00.0%Unchanged–
GMGeneral Motors CoCOM209$9.00K<0.1%+10+5.0%AddedHistory
AAPAdvance Auto Parts IncCOM43$9.00K<0.1%+3+7.5%AddedHistory
XHRXenia Hotels & Resorts, Inc.COM488$9.00K<0.1%00.0%UnchangedHistory
PENPenumbra IncCOM40$9.00K<0.1%+20+100.0%AddedHistory
Vanguard Intl Equity Index F922042676GLB EX US ETF179$9.00K<0.1%+65+57.0%Added–
iShares Tr464287721U.S. TECH ETF84$9.00K<0.1%00.0%Unchanged–
VanEck ETF Trust92189F452MORTGAGE REIT520$9.00K<0.1%00.0%Unchanged–
Chiron Real Estate Inc.37954A204COM NEW580$9.00K<0.1%00.0%Unchanged–
STORStore Capital LLCCOM312$9.00K<0.1%00.0%UnchangedHistory
VMWVmware LLCCL A COM80$9.00K<0.1%+49+158.1%AddedHistory
Pacer Trendpilot US Bond ETF69374G642TRENDPILOT US BD350$9.00K<0.1%+350New–
CLXClorox CoStock69$10.0K<0.1%+15+27.8%AddedHistory
ARCCAres Capital CorpCEF461$10.0K<0.1%+450+4,090.9%AddedHistory
AEPAmerican Electric Power Co IncStock105$10.0K<0.1%+1+1.0%AddedHistory
RQICohen & Steers Quality Income Realty Fund IncCEF580$10.0K<0.1%00.0%UnchangedHistory
BNSBank of Nova ScotiaCOM146$10.0K<0.1%00.0%UnchangedHistory
iShares Inc464286392MSCI WORLD ETF75$10.0K<0.1%00.0%Unchanged–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM365$10.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT32$10.0K<0.1%00.0%Unchanged–
RFICohen & Steers Total Return Realty Fund IncCOM650$10.0K<0.1%+650NewHistory
UMHUmh Properties, Inc.COM400$10.0K<0.1%00.0%UnchangedHistory
ANAutonation, Inc.COM101$10.0K<0.1%+55+119.6%AddedHistory
EVHEvolent Health, Inc.CL A300$10.0K<0.1%+300NewHistory
DEAEasterly Government Properties, Inc.COM450$10.0K<0.1%00.0%UnchangedHistory
SHELShell plcADR197$11.0K<0.1%+197NewHistory
BRBroadridge Financial Solutions, Inc.Stock73$11.0K<0.1%+17+30.4%AddedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF371$11.0K<0.1%00.0%Unchanged–
BF.BBrown Forman CorpStock161$11.0K<0.1%+161NewHistory
RYRoyal Bank of CanadaStock100$11.0K<0.1%00.0%UnchangedHistory
ACNAccenture plcStock33$11.0K<0.1%+7+26.9%AddedHistory
BMYBristol Myers Squibb CoStock145$11.0K<0.1%00.0%UnchangedHistory
TROWPrice T Rowe Group IncStock70$11.0K<0.1%+19+37.3%AddedHistory
CLColgate Palmolive CoStock147$11.0K<0.1%+29+24.6%AddedHistory
TDToronto Dominion BankStock140$11.0K<0.1%00.0%UnchangedHistory
KSSKOHLS CorpStock180$11.0K<0.1%00.0%UnchangedHistory
SVMSilvercorp Metals IncCOM3,000$11.0K<0.1%00.0%UnchangedHistory
REGNRegeneron Pharmaceuticals, Inc.COM16$11.0K<0.1%+11+220.0%AddedHistory
UTGReaves Utility Income FundCOM SH BEN INT310$11.0K<0.1%+310NewHistory
CBRECbre Group, Inc.CL A116$11.0K<0.1%+77+197.4%AddedHistory
iShares Tr4642886613 7 YR TREAS BD94$11.0K<0.1%00.0%Unchanged–
STWDStarwood Property Trust, Inc.COM464$11.0K<0.1%+79+20.5%AddedHistory
UTFCohen & Steers Infrastructure Fund IncCOM370$11.0K<0.1%+370NewHistory
BLKBlackRock, Inc.COM15$11.0K<0.1%+3+25.0%AddedHistory
DDDuPont de Nemours, Inc.COM143$11.0K<0.1%00.0%UnchangedHistory
Global X FDS37950E127REIT ETF1,196$11.0K<0.1%+20+1.7%Added–
Bank Montreal Que F063670101COM95$11.0K<0.1%+95New–
SJMJ M SMUCKER CoStock88$12.0K<0.1%+16+22.2%AddedHistory
ADPAutomatic Data Processing IncStock53$12.0K<0.1%+12+29.3%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock48$12.0K<0.1%+12+33.3%AddedHistory
TXNTexas Instruments IncStock64$12.0K<0.1%+14+28.0%AddedHistory
AWKAmerican Water Works Company, Inc.Stock73$12.0K<0.1%+16+28.1%AddedHistory
BIDUBaidu, Inc.ADR87$12.0K<0.1%00.0%UnchangedHistory
EXCExelon CorpStock248$12.0K<0.1%+248NewHistory
CHDChurch & Dwight Co IncCOM123$12.0K<0.1%+23+23.0%AddedHistory
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS415$12.0K<0.1%+415NewHistory
UALUnited Airlines Holdings, Inc.COM252$12.0K<0.1%+23+10.0%AddedHistory
IVTInvenTrust Properties Corp.COM NEW391$12.0K<0.1%00.0%UnchangedHistory
INDOIndonesia Energy Corp LtdORD SHS550$12.0K<0.1%+550NewHistory
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG206$12.0K<0.1%−13−5.9%Reduced–
KMBKimberly Clark CorpStock80$13.0K<0.1%+67+515.4%AddedHistory
CNCCentene CorpStock151$13.0K<0.1%+80+112.7%AddedHistory

Sold out since Q4 2021 (46)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
FDXFedEx CorpStock2,841$735.0K0.3%History
Vanguard BD Index FDS92203C303VANGUARD ULTRA3,012$150.0K0.1%–
Vanguard Consumer Discretionary ETF92204A108ETF350$119.0K0.1%–
John Hancock Exchange Traded47804J305MULTIFACTOR CO1,800$101.0K<0.1%–
ProShares Tr74347R206PSHS ULTRA QQQ500$45.0K<0.1%–
ProShares Tr74347R107PSHS ULT S&P 500300$44.0K<0.1%–
Columbia ETF Tr I19761L508DIVERSIFID FXD1,638$35.0K<0.1%–
PBIPitney Bowes IncCOM5,000$33.0K<0.1%History
REGIRenewable Energy Group, Inc.COM NEW650$28.0K<0.1%History
iShares Future AI & Tech ETF46435U556ETF580$24.0K<0.1%–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF250$19.0K<0.1%–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP325$19.0K<0.1%–
MDYSPDR S&P Midcap 400 ETF TrustETF35$18.0K<0.1%History
ChemoCentryx, Inc.16383L106COM500$18.0K<0.1%–
DDTDillard's, Inc.CL A600$17.0K<0.1%History
Invesco Exch Traded FD Tr II46138E388S&P 500 EX RAT325$17.0K<0.1%–
First Tr Exchange Traded FD33734X770DJ INTL INTRNT400$14.0K<0.1%–
Renaissance Cap Greenwich FD759937204IPO ETF215$12.0K<0.1%–
State Street SPDR S&P Biotech ETF78464A870ETF100$11.0K<0.1%–
iShares Tr464288414NATIONAL MUN ETF94$11.0K<0.1%–
BMOBank of MontrealCOM95$10.0K<0.1%History
Etfis Ser Tr I26923G301VIRT BI TRIA ETF250$10.0K<0.1%–
Pacer Trendpilot US Bond ETF69374H642ETF350$9.00K<0.1%–
iShares Tr464288448INTL SEL DIV ETF300$9.00K<0.1%–
BF.ABrown Forman CorpCL A127$9.00K<0.1%History
Royal Dutch Shell PLC780259206SPONS ADR A197$9.00K<0.1%–
WisdomTree Tr97717X701EUROPE HEDGED EQ100$8.00K<0.1%–
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV210$8.00K<0.1%–
AIXCFF EAI Robotics Ecosystem Inc.COM3,500$4.00K<0.1%History
Yrc Worldwide Inc984249607COM313$4.00K<0.1%–
Highland FDS I430101774HI LD IBOXX SRLN198$3.00K<0.1%–
RNLXYRenalytix plcADS200$3.00K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB96$2.00K<0.1%–
VSTMVerastem, Inc.COM1,000$2.00K<0.1%History
Athene Holding Ltd.G0684D107CL A27$2.00K<0.1%–
Kraneshares Trust500767306CSI CHI INTERNET34$1.00K<0.1%–
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 60010$1.00K<0.1%–
BLNKBlink Charging Co.COM25$1.00K<0.1%History
BHP Group Ltd05545E209SPONSORED ADR20$1.00K<0.1%–
WRKWestRock CoCOM13$1.00K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO2$00.0%–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS31$00.0%History
FIVNFive9, Inc.COM1$00.0%History
FWRGFirst Watch Restaurant Group, Inc.COM18$00.0%History
RIOTRiot Platforms, Inc.COM22$00.0%History
Camber Energy Inc13200M508COM1$00.0%–