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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 6, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
820
+69 vs. Q4 2021
Portfolio value
$258.0M
+$29.3M (+12.8%) vs. Q4 2021
Filed
May 6, 2022
SEC
Holdings of Retirement Group, LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ZVRAZevra Therapeutics, Inc.COM NEW400$2.00K<0.1%00.0%UnchangedHistory
AMCAMC Entertainment Holdings, Inc.CL A COM100$2.00K<0.1%00.0%UnchangedHistory
ATVIActivision Blizzard, Inc.COM27$2.00K<0.1%00.0%UnchangedHistory
AGRAvangrid, Inc.COM34$2.00K<0.1%00.0%UnchangedHistory
CPCanadian Pacific Kansas City LtdCOM20$2.00K<0.1%00.0%UnchangedHistory
WBDWarner Bros. Discovery, Inc.COM SER A95$2.00K<0.1%+82+630.8%AddedHistory
NAVNavistar International CorpCOM3,750$2.00K<0.1%+3,750NewHistory
Nuveen Enhanced Mun Value FD67074M101COM148$2.00K<0.1%00.0%Unchanged–
OCSLOaktree Specialty Lending CorpCOM331$2.00K<0.1%00.0%UnchangedHistory
STEMStem, Inc.CL A162$2.00K<0.1%+162NewHistory
Sunpower Corp867652406COM84$2.00K<0.1%00.0%Unchanged–
Brookfield Business PartnersG16234109UNIT LTD L P70$2.00K<0.1%00.0%Unchanged–
ASTRAstra Space, Inc.Common Stock600$2.00K<0.1%00.0%UnchangedHistory
MEHCQChrome Holding Co.CLASS A COM500$2.00K<0.1%00.0%UnchangedHistory
RKLBRocket Lab CorpCOM300$2.00K<0.1%00.0%UnchangedHistory
PLDPrologis, Inc.REIT17$3.00K<0.1%00.0%UnchangedHistory
SNAPSnap IncStock88$3.00K<0.1%00.0%UnchangedHistory
NEMNEWMONT CorpStock32$3.00K<0.1%00.0%UnchangedHistory
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF142$3.00K<0.1%+142New–
ABNBAirbnb, Inc.Stock16$3.00K<0.1%00.0%UnchangedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF33$3.00K<0.1%00.0%Unchanged–
CICigna GroupStock12$3.00K<0.1%00.0%UnchangedHistory
DDominion Energy, IncStock40$3.00K<0.1%+40NewHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF82$3.00K<0.1%00.0%Unchanged–
PLTRPalantir Technologies Inc.Stock240$3.00K<0.1%−42−14.9%ReducedHistory
CEGConstellation Energy CorpStock55$3.00K<0.1%+55NewHistory
ONOn Semiconductor CorpStock50$3.00K<0.1%00.0%UnchangedHistory
SPOTSpotify Technology S.A.Stock23$3.00K<0.1%+8+53.3%AddedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF82$3.00K<0.1%00.0%Unchanged–
LCIDLucid Group, Inc.COM110$3.00K<0.1%−320−74.4%ReducedHistory
Vanguard BD Index FDS921937793LONG TERM BOND35$3.00K<0.1%00.0%Unchanged–
iShares Tr464287788U.S. FINLS ETF32$3.00K<0.1%−16−33.3%Reduced–
Global X FDS37950E259GB MSCI AR ETF89$3.00K<0.1%00.0%Unchanged–
WisdomTree Tr97717W422INDIA ERNGS FD75$3.00K<0.1%00.0%Unchanged–
EAElectronic Arts Inc.COM27$3.00K<0.1%00.0%UnchangedHistory
Global X FDS37954Y673US INFR DEV ETF100$3.00K<0.1%00.0%Unchanged–
iShares Tr464287713US TELECOM ETF90$3.00K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E172S&P SMLCP STAP33$3.00K<0.1%00.0%Unchanged–
Global X FDS37954Y624AUTONMOUS EV ETF100$3.00K<0.1%00.0%Unchanged–
STXSeagate Technology Holdings plcORD SHS32$3.00K<0.1%+11+52.4%AddedHistory
iShares Inc464286624MSCI THAILND ETF43$3.00K<0.1%00.0%Unchanged–
iShares Tr464289123NEW ZEALAND ETF52$3.00K<0.1%00.0%Unchanged–
SIRISirius XM Holdings Inc.COM500$3.00K<0.1%00.0%UnchangedHistory
ULTAUlta Beauty, Inc.Stock11$4.00K<0.1%+4+57.1%AddedHistory
VRTXVertex Pharmaceuticals IncStock16$4.00K<0.1%+12+300.0%AddedHistory
PANWPalo Alto Networks IncStock6$4.00K<0.1%+5+500.0%AddedHistory
iShares MSCI Eafe ETF464287465ETF60$4.00K<0.1%00.0%Unchanged–
iShares Tr46432F859CORE 1 5 YR USD92$4.00K<0.1%00.0%Unchanged–
iShares Inc464286400MSCI BRAZIL ETF108$4.00K<0.1%00.0%Unchanged–
iShares Tr46435G672CORE INTL AGGR76$4.00K<0.1%00.0%Unchanged–
iShares Tr464287515EXPANDED TECH13$4.00K<0.1%00.0%Unchanged–
iShares Tr464288638ISHS 5-10YR INVT78$4.00K<0.1%00.0%Unchanged–
NEONeogenomics IncCOM NEW320$4.00K<0.1%00.0%UnchangedHistory
iShares Inc464286103MSCI AUST ETF151$4.00K<0.1%00.0%Unchanged–
iShares Tr464287192US TRSPRTION15$4.00K<0.1%00.0%Unchanged–
CFGCitizens Financial Group IncCOM97$4.00K<0.1%+75+340.9%AddedHistory
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN194$4.00K<0.1%00.0%UnchangedHistory
HRIHerc Holdings IncCOM23$4.00K<0.1%+6+35.3%AddedHistory
LEALear CorpCOM NEW120$4.00K<0.1%00.0%UnchangedHistory
HZOMarinemax IncCOM99$4.00K<0.1%+21+26.9%AddedHistory
Advisorshares Tr00768Y495PURE CANNABIS360$4.00K<0.1%00.0%Unchanged–
ALSumisho Air Lease CorpCL A47$4.00K<0.1%+47NewHistory
First Tr Exch TRD Alphdx FD33737J224UNIT KING ALPH103$4.00K<0.1%00.0%Unchanged–
INSGInseego Corp.COM1,000$4.00K<0.1%00.0%UnchangedHistory
COHRCoherent Corp.COM50$4.00K<0.1%+50NewHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR49$5.00K<0.1%00.0%UnchangedHistory
GDGeneral Dynamics CorpStock19$5.00K<0.1%+5+35.7%AddedHistory
iShares Core S&P U.S. Growth ETF464287671ETF45$5.00K<0.1%00.0%Unchanged–
GPNGlobal Payments IncStock33$5.00K<0.1%00.0%UnchangedHistory
MSTRStrategy IncStock10$5.00K<0.1%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM85$5.00K<0.1%00.0%Unchanged–
RMBSRambus IncCOM155$5.00K<0.1%00.0%UnchangedHistory
iShares Inc464286285JP MRGN EM HI BD120$5.00K<0.1%00.0%Unchanged–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS75$5.00K<0.1%00.0%Unchanged–
HRBH&R Block IncCOM210$5.00K<0.1%+2+1.0%AddedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF124$5.00K<0.1%00.0%Unchanged–
DYDycom Industries IncCOM57$5.00K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A755ST STR SP METAL85$5.00K<0.1%00.0%Unchanged–
MPWRMonolithic Power Systems, Inc.COM10$5.00K<0.1%00.0%UnchangedHistory
iShares Tr46434V878ULTRA SHORT DUR75$5.00K<0.1%−600−88.9%Reduced–
AMXAmerica Movil SAB de CVSPON ADR L SHS240$5.00K<0.1%00.0%UnchangedHistory
Cambria ETF Tr132061821CANNABIS ETF430$5.00K<0.1%00.0%Unchanged–
LUMNLumen Technologies, Inc.COM15$5.00K<0.1%+3+25.0%AddedHistory
TELLTellurian Inc.COM1,000$5.00K<0.1%+1,000NewHistory
TWTRTwitter, Inc.COM128$5.00K<0.1%+28+28.0%AddedHistory
UPSUnited Parcel Service IncStock27$6.00K<0.1%+14+107.7%AddedHistory
DJTTrump Media & Technology Group Corp.Stock100$6.00K<0.1%00.0%UnchangedHistory
VODVodafone Group Public Ltd CoADR351$6.00K<0.1%00.0%UnchangedHistory
CMGChipotle Mexican Grill IncCOM4$6.00K<0.1%+3+300.0%AddedHistory
COINCoinbase Global, Inc.COM CL A29$6.00K<0.1%+2+7.4%AddedHistory
iShares Inc464286533MSCI EMERG MRKT325$6.00K<0.1%00.0%Unchanged–
GLPIGaming & Leisure Properties, Inc.COM128$6.00K<0.1%+2+1.6%AddedHistory
John Hancock Exchange Traded47804J206MULTIFACTOR MI106$6.00K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO46$6.00K<0.1%00.0%Unchanged–
NLYAnnaly Capital Management IncCOM874$6.00K<0.1%−500−36.4%ReducedHistory
CCLCarnival Corp Ltd.UNIT 99/99/9999313$6.00K<0.1%00.0%UnchangedHistory
GTEGran Tierra Energy Inc.COM4,000$6.00K<0.1%−4,000−50.0%ReducedHistory
Kraneshares Tr500767694SSE STAR MRKT 50300$6.00K<0.1%00.0%Unchanged–
SPXCSPX Technologies, Inc.COM122$6.00K<0.1%00.0%UnchangedHistory
FLOWSPX FLOW, Inc.COM71$6.00K<0.1%00.0%UnchangedHistory

Sold out since Q4 2021 (46)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
FDXFedEx CorpStock2,841$735.0K0.3%History
Vanguard BD Index FDS92203C303VANGUARD ULTRA3,012$150.0K0.1%–
Vanguard Consumer Discretionary ETF92204A108ETF350$119.0K0.1%–
John Hancock Exchange Traded47804J305MULTIFACTOR CO1,800$101.0K<0.1%–
ProShares Tr74347R206PSHS ULTRA QQQ500$45.0K<0.1%–
ProShares Tr74347R107PSHS ULT S&P 500300$44.0K<0.1%–
Columbia ETF Tr I19761L508DIVERSIFID FXD1,638$35.0K<0.1%–
PBIPitney Bowes IncCOM5,000$33.0K<0.1%History
REGIRenewable Energy Group, Inc.COM NEW650$28.0K<0.1%History
iShares Future AI & Tech ETF46435U556ETF580$24.0K<0.1%–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF250$19.0K<0.1%–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP325$19.0K<0.1%–
MDYSPDR S&P Midcap 400 ETF TrustETF35$18.0K<0.1%History
ChemoCentryx, Inc.16383L106COM500$18.0K<0.1%–
DDTDillard's, Inc.CL A600$17.0K<0.1%History
Invesco Exch Traded FD Tr II46138E388S&P 500 EX RAT325$17.0K<0.1%–
First Tr Exchange Traded FD33734X770DJ INTL INTRNT400$14.0K<0.1%–
Renaissance Cap Greenwich FD759937204IPO ETF215$12.0K<0.1%–
State Street SPDR S&P Biotech ETF78464A870ETF100$11.0K<0.1%–
iShares Tr464288414NATIONAL MUN ETF94$11.0K<0.1%–
BMOBank of MontrealCOM95$10.0K<0.1%History
Etfis Ser Tr I26923G301VIRT BI TRIA ETF250$10.0K<0.1%–
Pacer Trendpilot US Bond ETF69374H642ETF350$9.00K<0.1%–
iShares Tr464288448INTL SEL DIV ETF300$9.00K<0.1%–
BF.ABrown Forman CorpCL A127$9.00K<0.1%History
Royal Dutch Shell PLC780259206SPONS ADR A197$9.00K<0.1%–
WisdomTree Tr97717X701EUROPE HEDGED EQ100$8.00K<0.1%–
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV210$8.00K<0.1%–
AIXCFF EAI Robotics Ecosystem Inc.COM3,500$4.00K<0.1%History
Yrc Worldwide Inc984249607COM313$4.00K<0.1%–
Highland FDS I430101774HI LD IBOXX SRLN198$3.00K<0.1%–
RNLXYRenalytix plcADS200$3.00K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB96$2.00K<0.1%–
VSTMVerastem, Inc.COM1,000$2.00K<0.1%History
Athene Holding Ltd.G0684D107CL A27$2.00K<0.1%–
Kraneshares Trust500767306CSI CHI INTERNET34$1.00K<0.1%–
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 60010$1.00K<0.1%–
BLNKBlink Charging Co.COM25$1.00K<0.1%History
BHP Group Ltd05545E209SPONSORED ADR20$1.00K<0.1%–
WRKWestRock CoCOM13$1.00K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO2$00.0%–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS31$00.0%History
FIVNFive9, Inc.COM1$00.0%History
FWRGFirst Watch Restaurant Group, Inc.COM18$00.0%History
RIOTRiot Platforms, Inc.COM22$00.0%History
Camber Energy Inc13200M508COM1$00.0%–