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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 6, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
820
+69 vs. Q4 2021
Portfolio value
$258.0M
+$29.3M (+12.8%) vs. Q4 2021
Filed
May 6, 2022
SEC
Holdings of Retirement Group, LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
TMOThermo Fisher Scientific Inc.Stock2$1.00K<0.1%+2NewHistory
TJXTJX Companies IncStock24$1.00K<0.1%00.0%UnchangedHistory
TSNTyson Foods, Inc.Stock14$1.00K<0.1%00.0%UnchangedHistory
EMEEMCOR Group, Inc.Stock11$1.00K<0.1%00.0%UnchangedHistory
SAPSAP SEADR8$1.00K<0.1%00.0%UnchangedHistory
DVNDevon Energy CorpStock10$1.00K<0.1%+10NewHistory
UBERUber Technologies, IncStock22$1.00K<0.1%+22NewHistory
MELIMercadolibre IncCOM1$1.00K<0.1%00.0%UnchangedHistory
TTWOTake Two Interactive Software IncCOM9$1.00K<0.1%+6+200.0%AddedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR24$1.00K<0.1%00.0%UnchangedHistory
DNOWDNOW Inc.COM50$1.00K<0.1%00.0%UnchangedHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR210$1.00K<0.1%00.0%UnchangedHistory
ITGartner IncCOM2$1.00K<0.1%+2NewHistory
First Tr Exch TRD Alphdx FD33737J158JAPAN ALPHADEX15$1.00K<0.1%00.0%Unchanged–
AERAerCap Holdings N.V.SHS22$1.00K<0.1%00.0%UnchangedHistory
iShares Tr464287556ISHARES BIOTECH9$1.00K<0.1%00.0%Unchanged–
SNNSmith & Nephew PLCSPDN ADR NEW27$1.00K<0.1%00.0%UnchangedHistory
PPLPPL CorpCOM34$1.00K<0.1%00.0%UnchangedHistory
iShares Tr464288836U.S. PHARMA ETF4$1.00K<0.1%00.0%Unchanged–
WDAYWorkday, Inc.CL A6$1.00K<0.1%+5+500.0%AddedHistory
CNPCenterpoint Energy IncCOM37$1.00K<0.1%00.0%UnchangedHistory
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF20$1.00K<0.1%00.0%Unchanged–
SWKStanley Black & Decker, Inc.COM8$1.00K<0.1%00.0%UnchangedHistory
HUNHuntsman CORPCOM37$1.00K<0.1%00.0%UnchangedHistory
Aim ETF Products Trust00888H505ALLIA US OCT ETF20$1.00K<0.1%+20New–
LYGLloyds Banking Group plcSPONSORED ADR290$1.00K<0.1%00.0%UnchangedHistory
iShares Tr46429B408MSCI PHILIPS ETF38$1.00K<0.1%00.0%Unchanged–
VRSNVerisign IncCOM4$1.00K<0.1%+4NewHistory
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH25$1.00K<0.1%00.0%Unchanged–
EQIXEquinix IncCOM1$1.00K<0.1%+1NewHistory
HSBCHSBC Holdings PLCSPON ADR NEW25$1.00K<0.1%00.0%UnchangedHistory
iShares Tr46435G342MORTGE REL ETF31$1.00K<0.1%00.0%Unchanged–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX13$1.00K<0.1%+13New–
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL8$1.00K<0.1%+8New–
iShares Tr464287838U.S. BAS MTL ETF6$1.00K<0.1%00.0%Unchanged–
ADSKAutodesk, Inc.COM6$1.00K<0.1%+6NewHistory
LNCLincoln National CorpCOM14$1.00K<0.1%00.0%UnchangedHistory
ABEVAmbev S.A.SPONSORED ADR158$1.00K<0.1%00.0%UnchangedHistory
AITApplied Industrial Technologies IncCOM13$1.00K<0.1%00.0%UnchangedHistory
EPAMEPAM Systems, Inc.COM3$1.00K<0.1%+3NewHistory
MTArcelorMittalNY REGISTRY SH25$1.00K<0.1%00.0%UnchangedHistory
CRBUCaribou Biosciences, Inc.COM100$1.00K<0.1%00.0%UnchangedHistory
YEXTYext, Inc.COM100$1.00K<0.1%00.0%UnchangedHistory
AZNAstraZeneca PLCSPONSORED ADR10$1.00K<0.1%00.0%UnchangedHistory
CGCCanopy Growth CorpCOM121$1.00K<0.1%00.0%UnchangedHistory
FSRFisker Inc.CL A COM STK100$1.00K<0.1%00.0%UnchangedHistory
Invesco Actively Managed ETF46090C305EMGRING MKTS5031$1.00K<0.1%00.0%Unchanged–
iShares Tr46434VBA7IBONDS DEC22 ETF48$1.00K<0.1%00.0%Unchanged–
iShares Tr46436E882IBONDS 23 TRM TS47$1.00K<0.1%00.0%Unchanged–
JPMorgan Chase & Co46625H365ALERIAN ML ETN33$1.00K<0.1%00.0%Unchanged–
MINAberdeen Intermediate Income FundSH BEN INT166$1.00K<0.1%00.0%UnchangedHistory
NBEVNewAge, Inc.COM2,500$1.00K<0.1%00.0%UnchangedHistory
ORANYOrangeSPONSORED ADR52$1.00K<0.1%00.0%UnchangedHistory
RFPResolute Forest Products Inc.COM84$1.00K<0.1%00.0%UnchangedHistory
Tata MTRS Ltd876568502SPONSORED ADR29$1.00K<0.1%00.0%Unchanged–
TLRYTilray Brands, Inc.COM CL 2135$1.00K<0.1%00.0%UnchangedHistory
TTETotalEnergies SESPONSORED ADS15$1.00K<0.1%00.0%UnchangedHistory
Virtus ETF Tr II92790A504VIRTUS US QLTY21$1.00K<0.1%00.0%Unchanged–
TEAMAtlassian CorpCL A2$1.00K<0.1%+2NewHistory
Atlantica Sustainable Infr PG0751N103SHS22$1.00K<0.1%+22New–
TELTE Connectivity plcREG SHS7$1.00K<0.1%+7NewHistory
Alpha Architect ETF Tr02072L771SPARKLINE INTANG55$1.00K<0.1%+55New–
WOLFWolfspeed, Inc.Stock7$1.00K<0.1%+7NewHistory
BBUCBrookfield Business CorpCL A EXC SUB VTG29$1.00K<0.1%+29NewHistory
BHPBHP Group LtdADR20$2.00K<0.1%+20NewHistory
iShares Russell 1000 Growth ETF464287614ETF8$2.00K<0.1%00.0%Unchanged–
EVRGEvergy, Inc.Stock34$2.00K<0.1%00.0%UnchangedHistory
TERTeradyne, IncStock13$2.00K<0.1%00.0%UnchangedHistory
RGRSturm Ruger & Co IncStock27$2.00K<0.1%+14+107.7%AddedHistory
SYYSysco CorpStock19$2.00K<0.1%00.0%UnchangedHistory
iShares U.S. Treasury Bond ETF46429B267ETF76$2.00K<0.1%00.0%Unchanged–
iShares Core S&P US Value ETF464287663ETF28$2.00K<0.1%00.0%Unchanged–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF35$2.00K<0.1%00.0%Unchanged–
WHRWhirlpool CorpStock14$2.00K<0.1%00.0%UnchangedHistory
AAAlcoa CorpStock25$2.00K<0.1%−475−95.0%ReducedHistory
FISVFiserv IncStock19$2.00K<0.1%+10+111.1%AddedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF15$2.00K<0.1%00.0%Unchanged–
JBLJabil IncStock37$2.00K<0.1%00.0%UnchangedHistory
GFSGLOBALFOUNDRIES Inc.Stock40$2.00K<0.1%00.0%UnchangedHistory
AAgilent Technologies, Inc.COM17$2.00K<0.1%00.0%UnchangedHistory
ARK ETF Tr00214Q302GENOMIC REV ETF50$2.00K<0.1%00.0%Unchanged–
HRZNHorizon Technology Finance CorpCOM131$2.00K<0.1%+131NewHistory
FICOFair Isaac CorpCOM5$2.00K<0.1%+3+150.0%AddedHistory
ACADAcadia Pharmaceuticals IncCOM600$2.00K<0.1%00.0%UnchangedHistory
GBDCGolub Capital BDC, Inc.COM121$2.00K<0.1%+121NewHistory
SPDR Series Trust78464A607ST STR DOW REIT14$2.00K<0.1%00.0%Unchanged–
IGRCbre Global Real Estate Income FundCOM270$2.00K<0.1%00.0%UnchangedHistory
HPEHewlett Packard Enterprise CoCOM144$2.00K<0.1%00.0%UnchangedHistory
AVYAvery Dennison CorpCOM13$2.00K<0.1%00.0%UnchangedHistory
CNQCanadian Natural Resources LtdCOM32$2.00K<0.1%00.0%UnchangedHistory
RJFRaymond James Financial IncCOM19$2.00K<0.1%00.0%UnchangedHistory
NINisource Inc.COM60$2.00K<0.1%00.0%UnchangedHistory
APOApollo Global Management, Inc.COM31$2.00K<0.1%+31NewHistory
iShares Tr464288521CRE U S REIT ETF25$2.00K<0.1%00.0%Unchanged–
DNPDNP Select Income Fund IncCOM195$2.00K<0.1%00.0%UnchangedHistory
RHRHCOM5$2.00K<0.1%+5NewHistory
DARDarling Ingredients Inc.COM29$2.00K<0.1%+15+107.1%AddedHistory
ISRGIntuitive Surgical IncCOM NEW5$2.00K<0.1%+5NewHistory
iShares Tr46435U853BROAD USD HIGH60$2.00K<0.1%00.0%Unchanged–
SVCService Properties TrustCOM SH BEN INT207$2.00K<0.1%+1+0.5%AddedHistory

Sold out since Q4 2021 (46)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
FDXFedEx CorpStock2,841$735.0K0.3%History
Vanguard BD Index FDS92203C303VANGUARD ULTRA3,012$150.0K0.1%–
Vanguard Consumer Discretionary ETF92204A108ETF350$119.0K0.1%–
John Hancock Exchange Traded47804J305MULTIFACTOR CO1,800$101.0K<0.1%–
ProShares Tr74347R206PSHS ULTRA QQQ500$45.0K<0.1%–
ProShares Tr74347R107PSHS ULT S&P 500300$44.0K<0.1%–
Columbia ETF Tr I19761L508DIVERSIFID FXD1,638$35.0K<0.1%–
PBIPitney Bowes IncCOM5,000$33.0K<0.1%History
REGIRenewable Energy Group, Inc.COM NEW650$28.0K<0.1%History
iShares Future AI & Tech ETF46435U556ETF580$24.0K<0.1%–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF250$19.0K<0.1%–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP325$19.0K<0.1%–
MDYSPDR S&P Midcap 400 ETF TrustETF35$18.0K<0.1%History
ChemoCentryx, Inc.16383L106COM500$18.0K<0.1%–
DDTDillard's, Inc.CL A600$17.0K<0.1%History
Invesco Exch Traded FD Tr II46138E388S&P 500 EX RAT325$17.0K<0.1%–
First Tr Exchange Traded FD33734X770DJ INTL INTRNT400$14.0K<0.1%–
Renaissance Cap Greenwich FD759937204IPO ETF215$12.0K<0.1%–
State Street SPDR S&P Biotech ETF78464A870ETF100$11.0K<0.1%–
iShares Tr464288414NATIONAL MUN ETF94$11.0K<0.1%–
BMOBank of MontrealCOM95$10.0K<0.1%History
Etfis Ser Tr I26923G301VIRT BI TRIA ETF250$10.0K<0.1%–
Pacer Trendpilot US Bond ETF69374H642ETF350$9.00K<0.1%–
iShares Tr464288448INTL SEL DIV ETF300$9.00K<0.1%–
BF.ABrown Forman CorpCL A127$9.00K<0.1%History
Royal Dutch Shell PLC780259206SPONS ADR A197$9.00K<0.1%–
WisdomTree Tr97717X701EUROPE HEDGED EQ100$8.00K<0.1%–
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV210$8.00K<0.1%–
AIXCFF EAI Robotics Ecosystem Inc.COM3,500$4.00K<0.1%History
Yrc Worldwide Inc984249607COM313$4.00K<0.1%–
Highland FDS I430101774HI LD IBOXX SRLN198$3.00K<0.1%–
RNLXYRenalytix plcADS200$3.00K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB96$2.00K<0.1%–
VSTMVerastem, Inc.COM1,000$2.00K<0.1%History
Athene Holding Ltd.G0684D107CL A27$2.00K<0.1%–
Kraneshares Trust500767306CSI CHI INTERNET34$1.00K<0.1%–
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 60010$1.00K<0.1%–
BLNKBlink Charging Co.COM25$1.00K<0.1%History
BHP Group Ltd05545E209SPONSORED ADR20$1.00K<0.1%–
WRKWestRock CoCOM13$1.00K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO2$00.0%–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS31$00.0%History
FIVNFive9, Inc.COM1$00.0%History
FWRGFirst Watch Restaurant Group, Inc.COM18$00.0%History
RIOTRiot Platforms, Inc.COM22$00.0%History
Camber Energy Inc13200M508COM1$00.0%–