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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 9, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
751
+88 vs. Q3 2021
Portfolio value
$228.7M
+$12.2M (+5.6%) vs. Q3 2021
Filed
Feb 9, 2022
SEC
Holdings of Retirement Group, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
IAUiShares Gold TrustISHARES1,108$39.0K<0.1%00.0%UnchangedHistory
LVSLas Vegas Sands CorpCOM1,080$41.0K<0.1%00.0%UnchangedHistory
OKEONEOK IncCOM700$41.0K<0.1%+400+133.3%AddedHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1001,210$41.0K<0.1%00.0%Unchanged–
CMCSAComcast CorpStock835$42.0K<0.1%+631+309.3%AddedHistory
MAMastercard IncStock120$43.0K<0.1%−1−0.8%ReducedHistory
FTNTFortinet, Inc.Stock120$43.0K<0.1%+4+3.4%AddedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF1,113$43.0K<0.1%+1+0.1%Added–
ProShares Tr74347R107PSHS ULT S&P 500300$44.0K<0.1%+300New–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF484$45.0K<0.1%+5+1.0%Added–
ProShares Tr74347R206PSHS ULTRA QQQ500$45.0K<0.1%+500New–
IOVAIovance Biotherapeutics, Inc.COM2,350$45.0K<0.1%−2,000−46.0%ReducedHistory
AVGOBroadcom Inc.Stock163$48.0K<0.1%+30+22.6%AddedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF795$48.0K<0.1%−4−0.5%Reduced–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD455$48.0K<0.1%00.0%Unchanged–
SPBSpectrum Brands Holdings, Inc.COM476$48.0K<0.1%−3−0.6%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF166$49.0K<0.1%+45+37.2%Added–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL717$49.0K<0.1%+2+0.3%Added–
Schwab Fundamental International Equity ETF808524755ETF1,570$51.0K<0.1%−223−12.4%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF1,037$51.0K<0.1%00.0%Unchanged–
State Street Utilities Select Sector SPDR ETF81369Y886ETF711$51.0K<0.1%−1−0.1%Reduced–
MUMicron Technology IncStock555$52.0K<0.1%+250+82.0%AddedHistory
ENBEnbridge IncStock1,335$52.0K<0.1%00.0%UnchangedHistory
NTAPNetApp, Inc.Stock567$52.0K<0.1%00.0%UnchangedHistory
Vanguard Health Care ETF92204A504ETF200$53.0K<0.1%00.0%Unchanged–
FLNAFilana Therapeutics, Inc.COM1,215$53.0K<0.1%+165+15.7%AddedHistory
MCDMcDonalds CorpStock203$54.0K<0.1%+78+62.4%AddedHistory
PLUGPlug Power IncStock1,930$54.0K<0.1%+1,630+543.3%AddedHistory
WisdomTree Tr97717X578EM EX ST-OWNED1,478$54.0K<0.1%00.0%Unchanged–
IRIngersoll Rand Inc.COM1,398$55.0K<0.1%+300+27.3%AddedHistory
iShares U S ETF Tr46431W705INT RT HDG C B580$56.0K<0.1%−385−39.9%Reduced–
SRSpire IncCOM860$56.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV1,227$56.0K<0.1%+10+0.8%Added–
HGLBHighland Global Allocation FundCOM4,431$56.0K<0.1%+87+2.0%AddedHistory
iShares Russell Mid-Cap Value ETF464287473ETF463$57.0K<0.1%00.0%Unchanged–
ARK Innovation ETF00214Q104ETF599$57.0K<0.1%00.0%Unchanged–
TGTTarget CorpStock255$59.0K<0.1%+80+45.7%AddedHistory
NTRSNorthern Trust CorpCOM500$59.0K<0.1%00.0%UnchangedHistory
iShares Tr46434V878ULTRA SHORT DUR675$59.0K<0.1%00.0%Unchanged–
SOSouthern CoStock479$60.0K<0.1%+2+0.4%AddedHistory
CSCOCisco Systems, Inc.Stock861$60.0K<0.1%+171+24.8%AddedHistory
AMATApplied Materials IncStock400$63.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN1,000$64.0K<0.1%+1,000New–
iShares Tr464287275GBL COMM SVC ETF788$65.0K<0.1%+21+2.7%Added–
COSTCostco Wholesale CorpStock116$66.0K<0.1%+73+169.8%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F1,052$67.0K<0.1%+167+18.9%Added–
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM5,985$67.0K<0.1%00.0%UnchangedHistory
iShares Tr464287150CORE S&P TTL STK623$67.0K<0.1%+1+0.2%Added–
Vanguard Information Technology ETF92204A702ETF150$69.0K<0.1%00.0%Unchanged–
iShares S&P Small-Cap 600 Growth ETF464287887ETF500$69.0K<0.1%00.0%Unchanged–
KRGKite Realty Group TrustCOM NEW3,236$70.0K<0.1%+3,236NewHistory
iShares Tr46432F370MSCI USA SZE FT507$70.0K<0.1%+1+0.2%Added–
VNOMViper Energy, Inc.COM UNT RP INT3,300$70.0K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717Y808YIELD ENHANCED1,379$70.0K<0.1%+5+0.4%Added–
EMREmerson Electric CoStock763$71.0K<0.1%+85+12.5%AddedHistory
Invesco Exchange Traded FD T46137Y401ZACKS MID CAP754$72.0K<0.1%00.0%Unchanged–
GNLGlobal Net Lease, Inc.COM NEW4,746$73.0K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW1,245$73.0K<0.1%+3+0.2%Added–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM6,882$73.0K<0.1%00.0%UnchangedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF1,086$74.0K<0.1%00.0%Unchanged–
JNJJohnson & JohnsonStock447$77.0K<0.1%+76+20.5%AddedHistory
Amplify ETF Tr032108847CEF HIGH INCOME4,650$77.0K<0.1%−2,400−34.0%Reduced–
Invesco Exchange Traded FD T46137V167S&P SML600 VAL4,220$77.0K<0.1%−106−2.5%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF305$78.0K<0.1%+1+0.3%Added–
ETF Ser Solutions26922A594AAM S&P 5002,600$80.0K<0.1%+1,200+85.7%Added–
iShares Tr464289883CORE 30 70 ETF2,000$80.0K<0.1%00.0%Unchanged–
WisdomTree Tr97717W315EMER MKT HIGH FD1,859$81.0K<0.1%−436−19.0%Reduced–
iShares Inc464286178US INTL HGH YLD1,690$83.0K<0.1%00.0%Unchanged–
IRMIron Mountain IncCOM1,626$85.0K<0.1%+9+0.6%AddedHistory
Vanguard Whitehall FDS921946810INTL DVD ETF1,010$86.0K<0.1%+336+49.9%Added–
FFord Motor CoStock4,195$87.0K<0.1%+100+2.4%AddedHistory
ASOAcademy Sports & Outdoors, Inc.COM1,981$87.0K<0.1%00.0%UnchangedHistory
Global X FDS37950E549GLB X SUPERDIV7,100$87.0K<0.1%+2,500+54.3%Added–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF587$88.0K<0.1%00.0%Unchanged–
Nushares ETF Tr67092P508NUVEEN ESG MIDVL2,391$88.0K<0.1%00.0%Unchanged–
AEEAmeren CorpCOM994$88.0K<0.1%00.0%UnchangedHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM6,386$96.0K<0.1%+1,570+32.6%AddedHistory
WisdomTree Tr97717W505US MIDCAP DIVID1,940$97.0K<0.1%00.0%Unchanged–
Alps ETF Tr00162Q452ALERIAN MLP2,952$97.0K<0.1%−155−5.0%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF1,307$98.0K<0.1%+24+1.9%Added–
State Street SPDR S&P Homebuilders ETF78464A888ETF1,183$101.0K<0.1%+28+2.4%Added–
John Hancock Exchange Traded47804J305MULTIFACTOR CO1,800$101.0K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW2,024$105.0K<0.1%−1,103−35.3%Reduced–
Global X FDS37950E291GLOBX SUPDV US5,100$106.0K<0.1%+2,500+96.2%Added–
PYPLPayPal Holdings, Inc.Stock567$107.0K<0.1%+204+56.2%AddedHistory
Nushares ETF Tr67092P607NUVEEN ESG SMLCP2,536$107.0K<0.1%+770+43.6%Added–
PMPhilip Morris International Inc.Stock1,163$110.0K<0.1%00.0%UnchangedHistory
KEYKeycorpCOM4,752$110.0K<0.1%+702+17.3%AddedHistory
SPDR Series Trust78468R804ST STR R1K LOWV753$113.0K<0.1%−99−11.6%Reduced–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF1,975$113.0K<0.1%+10+0.5%Added–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1315$114.0K<0.1%+60+23.5%AddedHistory
SPDR Series Trust78464A763ST STR SP DIV886$114.0K<0.1%+3+0.3%Added–
iShares Tr464287291GLOBAL TECH ETF1,790$115.0K0.1%+4+0.2%Added–
iShares Semiconductor ETF464287523ETF215$117.0K0.1%+36+20.1%Added–
Vanguard Consumer Discretionary ETF92204A108ETF350$119.0K0.1%00.0%Unchanged–
AMGNAmgen IncStock531$119.0K0.1%+127+31.4%AddedHistory
iShares Tr46434V647GLOBAL REIT ETF3,836$125.0K0.1%+22+0.6%Added–
USBUS Bancorp DECOM NEW9,257$126.0K0.1%−140−1.5%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF1,539$129.0K0.1%+56+3.8%Added–
WMTWalmart Inc.Stock904$131.0K0.1%−4,728−83.9%ReducedHistory

Sold out since Q3 2021 (29)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Invesco Exch Traded FD Tr II46138E511PFD ETF104,941$1.58M0.7%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS41,571$878.0K0.4%History
VERVEREIT, Inc.COM4,243$192.0K0.1%History
Vanguard Total International Bond ETF92203J407ETF710$40.0K<0.1%–
RPAIRetail Properties of America, Inc.CL A2,580$33.0K<0.1%History
Schwab Fundamental U.S. Large Company ETF808524771ETF427$23.0K<0.1%–
BSXBoston Scientific CorpStock413$18.0K<0.1%History
iShares Tr464289875CORE 40 MODE ETF400$18.0K<0.1%–
DDominion Energy, IncStock116$8.00K<0.1%History
VanEck Vectors ETF Tr92189F403RUSSIA ETF225$7.00K<0.1%–
ORCLOracle CorpStock69$6.00K<0.1%History
BSCLBILI Social International, Inc.BULSHS 2021 CB211$4.00K<0.1%History
iShares Tr46435G102CONV BD ETF65$3.00K<0.1%–
ZGZillow Group, Inc.CL A33$3.00K<0.1%History
ZTSZoetis Inc.Stock7$2.00K<0.1%History
KSUKansas City SouthernCOM NEW7$2.00K<0.1%History
NAVNavistar International CorpCOM3,750$2.00K<0.1%History
EGLXFEnthusiast Gaming Holdings Inc. / CanadaCOM465$2.00K<0.1%History
BKDBrookdale Senior Living Inc.COM100$1.00K<0.1%History
XPOXPO, Inc.COM15$1.00K<0.1%History
VALEVale S.A.SPONSORED ADS103$1.00K<0.1%History
ERICEricsson LM Telephone CoADR B SEK 10131$1.00K<0.1%History
DKNGDraftKings Inc.COM CL A20$1.00K<0.1%History
ELANElanco Animal Health IncCOM2$00.0%History
FHTXFoghorn Therapeutics Inc.COM29$00.0%History
RLMDRelmada Therapeutics, Inc.COM5$00.0%History
DMDesktop Metal, Inc.COM CL A55$00.0%History
PSFEPaysafe LtdORD31$00.0%History
UPWheels Up Experience Inc.COMMON STOCK31$00.0%History