Retirement Group, LLC
- SEC CIK
- 0001740491
- Latest filing
- Apr 30, 2024
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 9, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 751
- +88 vs. Q3 2021
- Portfolio value
- $228.7M
- +$12.2M (+5.6%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Invesco Exch Traded FD Tr II46138E172 | S&P SMLCP STAP | 33 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| SPDR Series Trust78464A755 | ST STR SP METAL | 85 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Inc464286103 | MSCI AUST ETF | 151 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464287192 | US TRSPRTION | 15 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| LEALear Corp | COM NEW | 120 | $4.00K | <0.1% | 00.0% | Unchanged | History |
| AIXCFF EAI Robotics Ecosystem Inc. | COM | 3,500 | $4.00K | <0.1% | +3,500 | New | History |
| TWTRTwitter, Inc. | COM | 100 | $4.00K | <0.1% | 00.0% | Unchanged | History |
| VMWVmware LLC | CL A COM | 31 | $4.00K | <0.1% | +12+63.2% | Added | History |
| Yrc Worldwide Inc984249607 | COM | 313 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| ASTRAstra Space, Inc. | Common Stock | 600 | $4.00K | <0.1% | +450+300.0% | Added | History |
| RKLBRocket Lab Corp | COM | 300 | $4.00K | <0.1% | +300 | New | History |
| DJTTrump Media & Technology Group Corp. | Stock | 100 | $5.00K | <0.1% | +100 | New | History |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 45 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| VODVodafone Group Public Ltd Co | ADR | 351 | $5.00K | <0.1% | 00.0% | Unchanged | History |
| PLTRPalantir Technologies Inc. | Stock | 282 | $5.00K | <0.1% | +6+2.2% | Added | History |
| iShares MSCI Eafe ETF464287465 | ETF | 60 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| MSTRStrategy Inc | Stock | 10 | $5.00K | <0.1% | 00.0% | Unchanged | History |
| WRBBerkley W R Corp | COM | 66 | $5.00K | <0.1% | 00.0% | Unchanged | History |
| BSTBlackRock Science & Technology Trust | SHS | 107 | $5.00K | <0.1% | +107 | New | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 85 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46432F859 | CORE 1 5 YR USD | 92 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464287515 | EXPANDED TECH | 13 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| RMBSRambus Inc | COM | 155 | $5.00K | <0.1% | 00.0% | Unchanged | History |
| CHTRCharter Communications, Inc. | CL A | 8 | $5.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Inc464286285 | JP MRGN EM HI BD | 120 | $5.00K | <0.1% | −190−61.3% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E396 | S&P 500 CONC ETF | 122 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 75 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| CLFCleveland-Cliffs Inc. | COM | 250 | $5.00K | <0.1% | +250 | New | History |
| HRBH&R Block Inc | COM | 208 | $5.00K | <0.1% | +2+1.0% | Added | History |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 124 | $5.00K | <0.1% | +3+2.5% | Added | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 78 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| DYDycom Industries Inc | COM | 57 | $5.00K | <0.1% | 00.0% | Unchanged | History |
| MPWRMonolithic Power Systems, Inc. | COM | 10 | $5.00K | <0.1% | +10 | New | History |
| WMBWilliams Companies, Inc. | COM | 200 | $5.00K | <0.1% | 00.0% | Unchanged | History |
| ANAutonation, Inc. | COM | 46 | $5.00K | <0.1% | +11+31.4% | Added | History |
| HZOMarinemax Inc | COM | 78 | $5.00K | <0.1% | +30+62.5% | Added | History |
| Advisorshares Tr00768Y495 | PURE CANNABIS | 360 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| AMXAmerica Movil SAB de CV | SPON ADR L SHS | 240 | $5.00K | <0.1% | 00.0% | Unchanged | History |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 140 | $5.00K | <0.1% | +140 | New | History |
| Cambria ETF Tr132061821 | CANNABIS ETF | 430 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| LUMNLumen Technologies, Inc. | COM | 12 | $5.00K | <0.1% | +4+50.0% | Added | History |
| First Tr Exch TRD Alphdx FD33737J224 | UNIT KING ALPH | 103 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| CNCCentene Corp | Stock | 71 | $6.00K | <0.1% | +1+1.4% | Added | History |
| SCCOSouthern Copper Corp | Stock | 100 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| GNRCGenerac Holdings Inc. | Stock | 17 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 60 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 49 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| UNPUnion Pacific Corp | Stock | 25 | $6.00K | <0.1% | +12+92.3% | Added | History |
| iShares Tr464288760 | US AER DEF ETF | 60 | $6.00K | <0.1% | 00.0% | Unchanged | – |
| GLPIGaming & Leisure Properties, Inc. | COM | 126 | $6.00K | <0.1% | +2+1.6% | Added | History |
| John Hancock Exchange Traded47804J206 | MULTIFACTOR MI | 106 | $6.00K | <0.1% | 00.0% | Unchanged | – |
| PENPenumbra Inc | COM | 20 | $6.00K | <0.1% | +20 | New | History |
| Vanguard Intl Equity Index F922042676 | GLB EX US ETF | 114 | $6.00K | <0.1% | +6+5.6% | Added | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 313 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| GTEGran Tierra Energy Inc. | COM | 8,000 | $6.00K | <0.1% | +8,000 | New | History |
| INSGInseego Corp. | COM | 1,000 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| PRFTPerficient Inc | COM | 43 | $6.00K | <0.1% | +25+138.9% | Added | History |
| FLOWSPX FLOW, Inc. | COM | 71 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| GLDMWorld Gold Trust | SPDR GLD MINIS | 339 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 190 | $7.00K | <0.1% | 00.0% | Unchanged | – |
| CTVACorteva, Inc. | Stock | 143 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 102 | $7.00K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 33 | $7.00K | <0.1% | 00.0% | Unchanged | – |
| COINCoinbase Global, Inc. | COM CL A | 27 | $7.00K | <0.1% | +2+8.0% | Added | History |
| Vanguard World FD921910840 | MEGA CAP VAL ETF | 62 | $7.00K | <0.1% | +1+1.6% | Added | – |
| MTZMastec Inc | COM | 75 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138E115 | S&P SMLCP INFO | 46 | $7.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Inc464286509 | MSCI CDA ETF | 183 | $7.00K | <0.1% | 00.0% | Unchanged | – |
| URIUnited Rentals, Inc. | COM | 22 | $7.00K | <0.1% | +4+22.2% | Added | History |
| Kraneshares Tr500767694 | SSE STAR MRKT 50 | 300 | $7.00K | <0.1% | 00.0% | Unchanged | – |
| SPXCSPX Technologies, Inc. | COM | 122 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 36 | $8.00K | <0.1% | +36 | New | History |
| AXPAmerican Express Co | Stock | 50 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| HPQHP Inc | Stock | 203 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Emerging Markets Government Bond ETF921946885 | ETF | 100 | $8.00K | <0.1% | 00.0% | Unchanged | – |
| OHIOmega Healthcare Investors Inc | COM | 264 | $8.00K | <0.1% | +6+2.3% | Added | History |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 100 | $8.00K | <0.1% | 00.0% | Unchanged | – |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 106 | $8.00K | <0.1% | +1+1.0% | Added | – |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 210 | $8.00K | <0.1% | −1,806−89.6% | Reduced | – |
| BECNQxo Building Products, Inc. | COM | 140 | $8.00K | <0.1% | +31+28.4% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 391 | $8.00K | <0.1% | 00.0% | Unchanged | – |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 169 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| APTVAptiv PLC | SHS | 50 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| CLXClorox Co | Stock | 54 | $9.00K | <0.1% | +54 | New | History |
| SLBSLB Limited | Stock | 303 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| Pacer Trendpilot US Bond ETF69374H642 | ETF | 350 | $9.00K | <0.1% | +350 | New | – |
| AEPAmerican Electric Power Co Inc | Stock | 104 | $9.00K | <0.1% | +1+1.0% | Added | History |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 52 | $9.00K | <0.1% | +49+1,633.3% | Added | – |
| TXNTexas Instruments Inc | Stock | 50 | $9.00K | <0.1% | +50 | New | History |
| BMYBristol Myers Squibb Co | Stock | 145 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| KSSKOHLS Corp | Stock | 180 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| EOGEOG Resources Inc | Stock | 101 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| PIMCO ETF Tr72201R783 | 0-5 HIGH YIELD | 91 | $9.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Inc464286533 | MSCI EMERG MRKT | 325 | $9.00K | <0.1% | 00.0% | Unchanged | – |
| XHRXenia Hotels & Resorts, Inc. | COM | 488 | $9.00K | <0.1% | +488 | New | History |
| iShares Tr464288448 | INTL SEL DIV ETF | 300 | $9.00K | <0.1% | 00.0% | Unchanged | – |
| STWDStarwood Property Trust, Inc. | COM | 385 | $9.00K | <0.1% | −30−7.2% | Reduced | History |
| VanEck ETF Trust92189F452 | MORTGAGE REIT | 520 | $9.00K | <0.1% | +520 | New | – |
| BF.ABrown Forman Corp | CL A | 127 | $9.00K | <0.1% | +127 | New | History |
| Royal Dutch Shell PLC780259206 | SPONS ADR A | 197 | $9.00K | <0.1% | 00.0% | Unchanged | – |
Sold out since Q3 2021 (29)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 104,941 | $1.58M | 0.7% | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 41,571 | $878.0K | 0.4% | History |
| VERVEREIT, Inc. | COM | 4,243 | $192.0K | 0.1% | History |
| Vanguard Total International Bond ETF92203J407 | ETF | 710 | $40.0K | <0.1% | – |
| RPAIRetail Properties of America, Inc. | CL A | 2,580 | $33.0K | <0.1% | History |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 427 | $23.0K | <0.1% | – |
| BSXBoston Scientific Corp | Stock | 413 | $18.0K | <0.1% | History |
| iShares Tr464289875 | CORE 40 MODE ETF | 400 | $18.0K | <0.1% | – |
| DDominion Energy, Inc | Stock | 116 | $8.00K | <0.1% | History |
| VanEck Vectors ETF Tr92189F403 | RUSSIA ETF | 225 | $7.00K | <0.1% | – |
| ORCLOracle Corp | Stock | 69 | $6.00K | <0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 211 | $4.00K | <0.1% | History |
| iShares Tr46435G102 | CONV BD ETF | 65 | $3.00K | <0.1% | – |
| ZGZillow Group, Inc. | CL A | 33 | $3.00K | <0.1% | History |
| ZTSZoetis Inc. | Stock | 7 | $2.00K | <0.1% | History |
| KSUKansas City Southern | COM NEW | 7 | $2.00K | <0.1% | History |
| NAVNavistar International Corp | COM | 3,750 | $2.00K | <0.1% | History |
| EGLXFEnthusiast Gaming Holdings Inc. / Canada | COM | 465 | $2.00K | <0.1% | History |
| BKDBrookdale Senior Living Inc. | COM | 100 | $1.00K | <0.1% | History |
| XPOXPO, Inc. | COM | 15 | $1.00K | <0.1% | History |
| VALEVale S.A. | SPONSORED ADS | 103 | $1.00K | <0.1% | History |
| ERICEricsson LM Telephone Co | ADR B SEK 10 | 131 | $1.00K | <0.1% | History |
| DKNGDraftKings Inc. | COM CL A | 20 | $1.00K | <0.1% | History |
| ELANElanco Animal Health Inc | COM | 2 | $0 | 0.0% | History |
| FHTXFoghorn Therapeutics Inc. | COM | 29 | $0 | 0.0% | History |
| RLMDRelmada Therapeutics, Inc. | COM | 5 | $0 | 0.0% | History |
| DMDesktop Metal, Inc. | COM CL A | 55 | $0 | 0.0% | History |
| PSFEPaysafe Ltd | ORD | 31 | $0 | 0.0% | History |
| UPWheels Up Experience Inc. | COMMON STOCK | 31 | $0 | 0.0% | History |