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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
663
−32 vs. Q2 2021
Portfolio value
$216.5M
+$9.28M (+4.5%) vs. Q2 2021
Filed
Nov 16, 2021
SEC
Holdings of Retirement Group, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Consumer Discretionary ETF92204A108ETF350$108.0K<0.1%−18−4.9%Reduced–
iShares Tr46434V647GLOBAL REIT ETF3,814$108.0K<0.1%+800+26.5%Added–
iShares S&P 500 Growth ETF464287309ETF1,483$110.0K0.1%00.0%Unchanged–
PMPhilip Morris International Inc.Stock1,163$110.0K0.1%00.0%UnchangedHistory
First Tr Exch Traded FD III33739N108MANAGD MUN ETF1,965$112.0K0.1%+9+0.5%Added–
SPDR Series Trust78468R804ST STR R1K LOWV852$114.0K0.1%+2+0.2%Added–
Amplify ETF Tr032108847CEF HIGH INCOME7,050$119.0K0.1%−3,140−30.8%Reduced–
iShares Core S&P Small Cap ETF464287804ETF1,101$120.0K0.1%−73−6.2%Reduced–
iShares MSCI USA Quality Factor ETF46432F339ETF913$120.0K0.1%00.0%Unchanged–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF3,189$125.0K0.1%+50+1.6%Added–
iShares Tr464288570ESG MSCI KLD ETF1,514$126.0K0.1%00.0%Unchanged–
Schwab U.S. Large-Cap ETF808524201ETF1,258$131.0K0.1%00.0%Unchanged–
iShares Russell Mid-Cap Growth ETF464287481ETF1,209$135.0K0.1%00.0%Unchanged–
Columbia ETF Tr I19761L201SUSTNBLE INTL4,061$135.0K0.1%+1,772+77.4%Added–
iShares Tr46435U796SYSTEMATIC BD ET1,357$136.0K0.1%−70−4.9%Reduced–
Vanguard Real Estate ETF922908553ETF1,342$137.0K0.1%−48−3.5%Reduced–
PFEPfizer IncStock3,196$137.0K0.1%+220+7.4%AddedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF1,865$137.0K0.1%00.0%Unchanged–
Schwab U.S. Large-Cap Growth ETF808524300ETF932$138.0K0.1%+150+19.2%Added–
USBUS Bancorp DECOM NEW9,397$139.0K0.1%+8,270+733.8%AddedHistory
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW3,127$147.0K0.1%+2+0.1%Added–
GEGeneral Electric CoCOM1,429$147.0K0.1%00.0%UnchangedConverted for a 1-for-8 splitHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF2,842$148.0K0.1%+3+0.1%Added–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL3,583$152.0K0.1%−121−3.3%Reduced–
APTSPreferred Apartment Communities IncCOM12,651$155.0K0.1%+9,979+373.5%AddedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF2,263$156.0K0.1%−467−17.1%Reduced–
ProShares Tr74347B607INVT INT RT HG2,069$156.0K0.1%−218−9.5%Reduced–
AMDAdvanced Micro Devices IncStock1,605$165.0K0.1%+2+0.1%AddedHistory
iShares U S ETF Tr46431W812INT RT HD LONG6,612$166.0K0.1%+13+0.2%Added–
ABBVAbbVie Inc.Stock1,569$169.0K0.1%00.0%UnchangedHistory
Medley Cap Corp58503F502COM4,022$173.0K0.1%+10.0%Added–
SLViShares Silver TrustETF8,473$174.0K0.1%00.0%UnchangedHistory
iShares U.S. Medical Devices ETF464288810ETF2,824$177.0K0.1%−98−3.4%ReducedConverted for a 6-for-1 split–
iShares MSCI USA Min Vol Factor ETF46429B697ETF2,564$188.0K0.1%−230−8.2%Reduced–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR3,734$188.0K0.1%−198−5.0%Reduced–
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM17,705$189.0K0.1%00.0%UnchangedHistory
Invesco Actively Managed Exc46090A879VAR RATE INVT7,574$190.0K0.1%−888−10.5%Reduced–
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM11,939$191.0K0.1%00.0%UnchangedHistory
VERVEREIT, Inc.COM4,243$192.0K0.1%−151−3.4%ReducedHistory
Vanguard Total Bond Market ETF921937835ETF2,255$193.0K0.1%−29−1.3%Reduced–
PSLVSprott Physical Silver TrustPHYSICAL SILVER26,080$200.0K0.1%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock593$201.0K0.1%+12+2.1%AddedHistory
ADIAnalog Devices IncStock1,209$203.0K0.1%+63+5.5%AddedHistory
VZVerizon Communications IncStock3,863$209.0K0.1%+135+3.6%AddedHistory
iShares Tr464288513IBOXX HI YD ETF2,398$210.0K0.1%−434−15.3%Reduced–
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY2,766$210.0K0.1%+380+15.9%Added–
iShares Select Dividend ETF464287168ETF1,891$217.0K0.1%00.0%Unchanged–
SPDR Index Shs FDS78463X459ST STR SP GLBDIV3,291$217.0K0.1%+233+7.6%Added–
iShares S&P 500 Value ETF464287408ETF1,511$220.0K0.1%00.0%Unchanged–
iShares Tr46432F875MRNGSTR INC ETF9,600$230.0K0.1%+7,000+269.2%Added–
BABoeing CoStock1,054$231.0K0.1%+244+30.1%AddedHistory
iShares Tr464288802ESG OPTIMIZED2,468$237.0K0.1%+350+16.5%Added–
iShares Tr464288877EAFE VALUE ETF3,951$238.0K0.1%−508−11.4%Reduced–
SPDR Series Trust78468R606ST PORT HIGH ETF8,986$241.0K0.1%−2,050−18.6%Reduced–
WPMWheaton Precious Metals Corp.COM6,447$242.0K0.1%+30+0.5%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF1,635$244.0K0.1%+42+2.6%Added–
GOOGLAlphabet Inc.Stock93$249.0K0.1%+5+5.7%AddedHistory
MOAltria Group, Inc.Stock5,515$251.0K0.1%+567+11.5%AddedHistory
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI10,515$252.0K0.1%−1,755−14.3%Reduced–
Vanguard Total World Stock ETF922042742ETF2,570$262.0K0.1%+170+7.1%Added–
PCGPG&E CorpStock27,440$263.0K0.1%−34−0.1%ReducedHistory
GOOGAlphabet Inc.Stock99$264.0K0.1%00.0%UnchangedHistory
Schwab U.S. Small-Cap ETF808524607ETF2,717$272.0K0.1%−55−2.0%Reduced–
Schwab U.S. Mid-Cap ETF808524508ETF3,614$277.0K0.1%−97−2.6%Reduced–
Schwab Intermediate-Term US Treasury ETF808524854ETF4,957$281.0K0.1%−236−4.5%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF2,482$285.0K0.1%00.0%Unchanged–
BPBP PLCADR17,684$287.0K0.1%+9,000+103.6%AddedHistory
Schwab Emerging Markets Equity ETF808524706ETF9,790$298.0K0.1%+108+1.1%Added–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF3,611$308.0K0.1%+8+0.2%Added–
NOCNorthrop Grumman CorpStock876$315.0K0.1%+619+240.9%AddedHistory
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE8,260$322.0K0.1%−245−2.9%Reduced–
BACBank of America CorpStock7,830$332.0K0.2%+212+2.8%AddedHistory
SPDR Series Trust78468R200ST STR RATE ETF11,102$340.0K0.2%+6+0.1%Added–
iShares Tr46434V4070-5YR HI YL CP7,730$353.0K0.2%−1,636−17.5%Reduced–
WMWaste Management IncStock2,581$385.0K0.2%00.0%UnchangedHistory
IBMInternational Business Machines CorpStock9,882$390.0K0.2%+7,218+270.9%AddedHistory
BXBlackstone Inc.COM3,568$415.0K0.2%+290+8.8%AddedHistory
Schwab U.S. REIT ETF808524847ETF9,130$417.0K0.2%+203+2.3%Added–
Schwab Strategic Tr808524862SHT TM US TRES8,218$421.0K0.2%−320−3.7%Reduced–
PSXPhillips 66Stock6,077$426.0K0.2%+216+3.7%AddedHistory
iShares Tr4642874571 3 YR TREAS BD5,100$439.0K0.2%−184−3.5%Reduced–
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH20,990$456.0K0.2%−5,785−21.6%Reduced–
TSLATesla, Inc.Stock590$458.0K0.2%+1+0.2%AddedHistory
ProShares Tr74348A467S&P 500 DV ARIST5,288$468.0K0.2%+1,299+32.6%Added–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF6,365$480.0K0.2%−246−3.7%Reduced–
HONHoneywell International IncCOM2,271$482.0K0.2%00.0%UnchangedHistory
WisdomTree Tr97717X511YIELD ENHANCD US9,421$489.0K0.2%−187−1.9%Reduced–
RTLNecessity Retail REIT, Inc.COM CLASS A60,780$489.0K0.2%−4,000−6.2%ReducedHistory
iShares Tr46435G409MSCI INTL VLU FT19,704$507.0K0.2%+2,126+12.1%Added–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF3,941$524.0K0.2%−123−3.0%Reduced–
Schwab International Equity ETF808524805ETF14,818$573.0K0.3%−1,394−8.6%Reduced–
FDXFedEx CorpStock2,640$579.0K0.3%+2,640NewHistory
Fidelity MSCI Materials Index ETF316092881ETF11,640$596.0K0.3%+10,140+676.0%Added–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM37,572$601.0K0.3%00.0%UnchangedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF3,637$616.0K0.3%+2,003+122.6%Added–
iShares Tr464288687PFD AND INCM SEC16,173$628.0K0.3%+3,308+25.7%Added–
iShares Core S&P Mid-Cap ETF464287507ETF2,464$648.0K0.3%−40−1.6%Reduced–
ORealty Income CorpREIT10,218$663.0K0.3%+1,670+19.5%AddedHistory
LMTLockheed Martin CorpStock1,958$676.0K0.3%+1,907+3,739.2%AddedHistory
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF21,687$678.0K0.3%−4,464−17.1%Reduced–

Sold out since Q2 2021 (72)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF11,045$578.0K0.3%–
iShares Tr46435G425ESG AWR MSCI USA2,497$246.0K0.1%–
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF9,000$231.0K0.1%–
Amplify ETF Tr032108102ONLIN RETL ETF705$91.0K<0.1%–
NTLAIntellia Therapeutics, Inc.COM500$81.0K<0.1%History
State Street SPDR NYSE Technology ETF78464A102ETF500$80.0K<0.1%–
iShares Inc46434G863ESG AWR MSCI EM1,772$80.0K<0.1%–
USALiberty All Star Equity FundSH BEN INT8,250$75.0K<0.1%History
RYTMRhythm Pharmaceuticals, Inc.COM3,812$75.0K<0.1%History
iShares Tr464288885EAFE GRWTH ETF670$72.0K<0.1%–
OCGNOcugen, Inc.COM8,505$68.0K<0.1%History
BNGOBionano Genomics, Inc.COM9,000$66.0K<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT323$52.0K<0.1%History
HALHalliburton CoStock2,000$46.0K<0.1%History
PXDPioneer Natural Resources CoCOM276$45.0K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF826$44.0K<0.1%–
iShares Tr46434V456MSCI INTL QUALTY973$38.0K<0.1%–
MXLMaxlinear, IncCOM756$32.0K<0.1%History
DOCUDocuSign, Inc.Stock100$28.0K<0.1%History
IEPIcahn Enterprises L.P.DEPOSITARY UNIT500$27.0K<0.1%History
ILMNIllumina, Inc.COM56$26.0K<0.1%History
SNOWSnowflake Inc.Stock100$24.0K<0.1%History
GRWGGrowGeneration Corp.COM500$24.0K<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF678$21.0K<0.1%–
NOKNokia CorpSPONSORED ADR4,000$21.0K<0.1%History
iShares Tr46434V803HDG MSCI EAFE605$21.0K<0.1%–
RDWRRadware LtdORD662$20.0K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY500$18.0K<0.1%History
EDITEditas Medicine, Inc.COM325$18.0K<0.1%History
SLESuper League Enterprise, Inc.COM3,000$16.0K<0.1%History
ProShares Tr74347G507RUSSELL US DIV325$15.0K<0.1%–
SPHSuburban Propane Partners LPUNIT LTD PARTN1,000$15.0K<0.1%History
ATENA10 Networks, Inc.Stock1,050$12.0K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF50$11.0K<0.1%–
IMAXImax CorpCOM500$11.0K<0.1%History
IBIOiBio, Inc.COM NEW7,135$11.0K<0.1%History
MXIMMaxim Integrated Products IncCOM100$11.0K<0.1%History
MPLXMPLX LPCOM UNIT REP LTD326$10.0K<0.1%History
AVAVAeroVironment IncCOM100$10.0K<0.1%History
Vanguard Materials ETF92204A801ETF42$8.00K<0.1%–
VBIVVBI Vaccines Inc/BCCOM NEW2,450$8.00K<0.1%History
GTT Communications, Inc.362393100COM3,000$7.00K<0.1%–
IDEXIdeanomics, Inc.COM2,500$7.00K<0.1%History
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN111$6.00K<0.1%–
First Tr High Income L/S FD33738E109COM374$6.00K<0.1%–
SPCEVirgin Galactic Holdings, IncCOM133$6.00K<0.1%History
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW80$5.00K<0.1%–
First Tr Exchange-Traded FD33733B100WTR ETF60$5.00K<0.1%–
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE85$5.00K<0.1%–
BYNDBeyond Meat, Inc.COM30$5.00K<0.1%History
TARAProtara Therapeutics, Inc.COM STK500$5.00K<0.1%History
Churchill Capital Corp IV171439102CL A170$5.00K<0.1%–
Global X FDS37950E606MSCI CHINA FINCL300$5.00K<0.1%–
AIXCFF EAI Robotics Ecosystem Inc.COM2,500$5.00K<0.1%History
FLXNFlexion Therapeutics IncCOM500$4.00K<0.1%History
LULUlululemon athletica inc.Stock8$3.00K<0.1%History
ZMZoom Communications, Inc.Stock7$3.00K<0.1%History
J P Morgan Exchange Traded F46641Q233BETA DEVE EX ETF55$3.00K<0.1%–
LBTYKLiberty Global Ltd.SHS CL C114$3.00K<0.1%History
ORLYO Reilly Automotive IncStock4$2.00K<0.1%History
ABUSArbutus Biopharma CorpCOM500$2.00K<0.1%History
Holicity Inc435063102COM CL A150$2.00K<0.1%–
KEYSKeysight Technologies, Inc.Stock4$1.00K<0.1%History
AKAMAkamai Technologies IncCOM11$1.00K<0.1%History
iShares Tr464288588MBS ETF13$1.00K<0.1%–
AZPNASPENTECH CorpCOM4$1.00K<0.1%History
MNSTMonster Beverage CorpCOM5$00.0%History
SIGSignet Jewelers LtdSHS3$00.0%History
LILAKLiberty Latin America Ltd.COM CL C8$00.0%History
CODXCo-Diagnostics, Inc.COM35$00.0%History
VanEck Vectors ETF Tr92189F445INTL HIGH YIELD1$00.0%–
Maxeon Solar Technologies LTY58473102SHS1$00.0%–