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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
663
−32 vs. Q2 2021
Portfolio value
$216.5M
+$9.28M (+4.5%) vs. Q2 2021
Filed
Nov 16, 2021
SEC
Holdings of Retirement Group, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
FTNTFortinet, Inc.Stock116$34.0K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,258$34.0K<0.1%+1,150+1,064.8%Added–
DISWalt Disney CoStock208$35.0K<0.1%−14−6.3%ReducedHistory
Columbia ETF Tr I19761L508DIVERSIFID FXD1,628$35.0K<0.1%+10+0.6%Added–
SPDR Series Trust78468R812ST STR MSCI USAQ295$35.0K<0.1%00.0%Unchanged–
RNLXYRenalytix plcADS3,350$35.0K<0.1%+200+6.3%AddedHistory
iShares Russell 2000 Growth ETF464287648ETF121$36.0K<0.1%+35+40.7%Added–
CRWDCrowdStrike Holdings, Inc.Stock323$36.0K<0.1%+306+1,800.0%AddedHistory
PBIPitney Bowes IncCOM5,000$36.0K<0.1%00.0%UnchangedHistory
IAUiShares Gold TrustISHARES1,108$37.0K<0.1%00.0%UnchangedHistory
KMIKinder Morgan, Inc.Stock2,297$38.0K<0.1%−730−24.1%ReducedHistory
SHOPShopify Inc.Stock28$38.0K<0.1%00.0%UnchangedHistory
DBX ETF Tr233051762XTRACK MSCI CHNA929$38.0K<0.1%+100+12.1%Added–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR2,829$39.0K<0.1%−680−19.4%ReducedHistory
Vanguard Total International Bond ETF92203J407ETF710$40.0K<0.1%−179−20.1%Reduced–
TGTTarget CorpStock175$40.0K<0.1%00.0%UnchangedHistory
LVSLas Vegas Sands CorpCOM1,080$40.0K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1001,210$40.0K<0.1%00.0%Unchanged–
Barclays Bank PLC06742A669IPATH SHILR CAPE1,880$40.0K<0.1%00.0%Unchanged–
ETF Ser Solutions26922A594AAM S&P 5001,400$41.0K<0.1%+100+7.7%Added–
MAMastercard IncStock121$42.0K<0.1%−85−41.3%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF1,112$42.0K<0.1%−1,657−59.8%Reduced–
IRIngersoll Rand Inc.COM1,098$42.0K<0.1%+1,098NewHistory
CSCOCisco Systems, Inc.Stock690$44.0K<0.1%+33+5.0%AddedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL715$44.0K<0.1%+2+0.3%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF479$45.0K<0.1%+3+0.6%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF712$45.0K<0.1%−8−1.1%Reduced–
VanEck ETF Trust92189F353EMERGING MRKT HI1,935$45.0K<0.1%00.0%Unchanged–
SPBSpectrum Brands Holdings, Inc.COM479$46.0K<0.1%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C813LG-TERM COR BD455$48.0K<0.1%−175−27.8%Reduced–
Vanguard Health Care ETF92204A504ETF200$49.0K<0.1%00.0%Unchanged–
iShares Core MSCI Emerging Markets ETF46434G103ETF799$49.0K<0.1%−52−6.1%Reduced–
AMATApplied Materials IncStock400$51.0K<0.1%00.0%UnchangedHistory
NTAPNetApp, Inc.Stock567$51.0K<0.1%00.0%UnchangedHistory
Global X FDS37950E291GLOBX SUPDV US2,600$51.0K<0.1%+125+5.1%Added–
iShares Russell Mid-Cap Value ETF464287473ETF463$52.0K<0.1%00.0%Unchanged–
Vanguard Ftse Emerging Markets ETF922042858ETF1,037$52.0K<0.1%+57+5.8%Added–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV1,217$52.0K<0.1%+7+0.6%Added–
SOSouthern CoStock477$53.0K<0.1%+100+26.5%AddedHistory
ENBEnbridge IncStock1,335$53.0K<0.1%−1,000−42.8%ReducedHistory
SRSpire IncCOM860$53.0K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717X578EM EX ST-OWNED1,478$55.0K<0.1%+2+0.1%Added–
HGLBHighland Global Allocation FundCOM4,344$55.0K<0.1%+688+18.8%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F885$56.0K<0.1%+5+0.6%Added–
FFord Motor CoStock4,095$58.0K<0.1%+131+3.3%AddedHistory
Schwab Fundamental International Equity ETF808524755ETF1,793$59.0K<0.1%00.0%Unchanged–
Vanguard Whitehall FDS921946810INTL DVD ETF674$59.0K<0.1%+24+3.7%Added–
XUnited States Steel CorpCOM2,700$59.0K<0.1%−700−20.6%ReducedHistory
JNJJohnson & JohnsonStock371$60.0K<0.1%−16−4.1%ReducedHistory
Vanguard Information Technology ETF92204A702ETF150$60.0K<0.1%−338−69.3%Reduced–
iShares Tr464287150CORE S&P TTL STK622$61.0K<0.1%00.0%Unchanged–
Global X FDS37950E549GLB X SUPERDIV4,600$61.0K<0.1%+400+9.5%Added–
iShares U S ETF Tr46431W507SHOR DURA BD ETF1,265$63.0K<0.1%+1+0.1%Added–
EMREmerson Electric CoStock678$64.0K<0.1%+3+0.4%AddedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF500$65.0K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW1,242$65.0K<0.1%+2+0.2%Added–
iShares Tr464287275GBL COMM SVC ETF767$65.0K<0.1%+23+3.1%Added–
iShares Tr46432F370MSCI USA SZE FT506$65.0K<0.1%00.0%Unchanged–
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM5,985$65.0K<0.1%00.0%UnchangedHistory
FLNAFilana Therapeutics, Inc.COM1,050$65.0K<0.1%+1,050NewHistory
LACLithium Americas Corp.COM NEW2,900$65.0K<0.1%+2,000+222.2%AddedHistory
ARK Innovation ETF00214Q104ETF599$66.0K<0.1%00.0%Unchanged–
NTRSNorthern Trust CorpCOM500$67.0K<0.1%+500NewHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM4,816$67.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137Y401ZACKS MID CAP754$68.0K<0.1%+50+7.1%Added–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM6,882$69.0K<0.1%00.0%UnchangedHistory
IRMIron Mountain IncCOM1,617$70.0K<0.1%+9+0.6%AddedHistory
WisdomTree Tr97717Y808YIELD ENHANCED1,374$70.0K<0.1%+2+0.1%Added–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF1,086$71.0K<0.1%00.0%Unchanged–
Vanguard Morningstar Mid-Cap ETF922908629ETF304$72.0K<0.1%00.0%Unchanged–
VNOMViper Energy, Inc.COM UNT RP INT3,300$72.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV2,016$73.0K<0.1%−41−2.0%Reduced–
iShares Tr46434V878ULTRA SHORT DUR675$74.0K<0.1%+610+938.5%Added–
DBX ETF Tr233051739XTRCK BLOMBRG BA3,375$74.0K<0.1%−248−6.8%Reduced–
GNLGlobal Net Lease, Inc.COM NEW4,746$76.0K<0.1%00.0%UnchangedHistory
Nushares ETF Tr67092P607NUVEEN ESG SMLCP1,766$77.0K<0.1%00.0%Unchanged–
ASOAcademy Sports & Outdoors, Inc.COM1,981$79.0K<0.1%00.0%UnchangedHistory
iShares Tr464289883CORE 30 70 ETF2,000$79.0K<0.1%+2,000New–
iShares Semiconductor ETF464287523ETF179$80.0K<0.1%00.0%Unchanged–
AEEAmeren CorpCOM994$81.0K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF587$82.0K<0.1%00.0%Unchanged–
State Street SPDR S&P Homebuilders ETF78464A888ETF1,155$83.0K<0.1%+95+9.0%Added–
iShares Inc464286178US INTL HGH YLD1,690$85.0K<0.1%−854−33.6%Reduced–
AMGNAmgen IncStock404$86.0K<0.1%00.0%UnchangedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1255$86.0K<0.1%00.0%UnchangedHistory
Nushares ETF Tr67092P508NUVEEN ESG MIDVL2,391$87.0K<0.1%00.0%Unchanged–
KEYKeycorpCOM4,050$88.0K<0.1%00.0%UnchangedHistory
Pacer FDS Tr69374H766INDUSTRIAL RELET2,011$88.0K<0.1%+60+3.1%Added–
iShares U S ETF Tr46431W705INT RT HDG C B965$92.0K<0.1%+1+0.1%Added–
PYPLPayPal Holdings, Inc.Stock363$94.0K<0.1%+101+38.5%AddedHistory
John Hancock Exchange Traded47804J305MULTIFACTOR CO1,800$94.0K<0.1%00.0%Unchanged–
iShares Core MSCI Eafe ETF46432F842ETF1,283$95.0K<0.1%+61+5.0%Added–
Invesco Exchange Traded FD T46137V167S&P SML600 VAL4,326$98.0K<0.1%+3,812+741.6%Added–
Vanguard Energy ETF92204A306ETF1,337$99.0K<0.1%00.0%Unchanged–
WisdomTree Tr97717W315EMER MKT HIGH FD2,295$100.0K<0.1%−77−3.2%Reduced–
iShares Tr464287291GLOBAL TECH ETF1,786$101.0K<0.1%00.0%UnchangedConverted for a 6-for-1 split–
WisdomTree Tr97717W505US MIDCAP DIVID1,940$102.0K<0.1%+100+5.4%Added–
SPDR Series Trust78464A763ST STR SP DIV883$104.0K<0.1%−241−21.4%Reduced–
Alps ETF Tr00162Q452ALERIAN MLP3,107$104.0K<0.1%+41+1.3%Added–
IOVAIovance Biotherapeutics, Inc.COM4,350$107.0K<0.1%+100+2.4%AddedHistory

Sold out since Q2 2021 (72)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF11,045$578.0K0.3%–
iShares Tr46435G425ESG AWR MSCI USA2,497$246.0K0.1%–
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF9,000$231.0K0.1%–
Amplify ETF Tr032108102ONLIN RETL ETF705$91.0K<0.1%–
NTLAIntellia Therapeutics, Inc.COM500$81.0K<0.1%History
State Street SPDR NYSE Technology ETF78464A102ETF500$80.0K<0.1%–
iShares Inc46434G863ESG AWR MSCI EM1,772$80.0K<0.1%–
USALiberty All Star Equity FundSH BEN INT8,250$75.0K<0.1%History
RYTMRhythm Pharmaceuticals, Inc.COM3,812$75.0K<0.1%History
iShares Tr464288885EAFE GRWTH ETF670$72.0K<0.1%–
OCGNOcugen, Inc.COM8,505$68.0K<0.1%History
BNGOBionano Genomics, Inc.COM9,000$66.0K<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT323$52.0K<0.1%History
HALHalliburton CoStock2,000$46.0K<0.1%History
PXDPioneer Natural Resources CoCOM276$45.0K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF826$44.0K<0.1%–
iShares Tr46434V456MSCI INTL QUALTY973$38.0K<0.1%–
MXLMaxlinear, IncCOM756$32.0K<0.1%History
DOCUDocuSign, Inc.Stock100$28.0K<0.1%History
IEPIcahn Enterprises L.P.DEPOSITARY UNIT500$27.0K<0.1%History
ILMNIllumina, Inc.COM56$26.0K<0.1%History
SNOWSnowflake Inc.Stock100$24.0K<0.1%History
GRWGGrowGeneration Corp.COM500$24.0K<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF678$21.0K<0.1%–
NOKNokia CorpSPONSORED ADR4,000$21.0K<0.1%History
iShares Tr46434V803HDG MSCI EAFE605$21.0K<0.1%–
RDWRRadware LtdORD662$20.0K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY500$18.0K<0.1%History
EDITEditas Medicine, Inc.COM325$18.0K<0.1%History
SLESuper League Enterprise, Inc.COM3,000$16.0K<0.1%History
ProShares Tr74347G507RUSSELL US DIV325$15.0K<0.1%–
SPHSuburban Propane Partners LPUNIT LTD PARTN1,000$15.0K<0.1%History
ATENA10 Networks, Inc.Stock1,050$12.0K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF50$11.0K<0.1%–
IMAXImax CorpCOM500$11.0K<0.1%History
IBIOiBio, Inc.COM NEW7,135$11.0K<0.1%History
MXIMMaxim Integrated Products IncCOM100$11.0K<0.1%History
MPLXMPLX LPCOM UNIT REP LTD326$10.0K<0.1%History
AVAVAeroVironment IncCOM100$10.0K<0.1%History
Vanguard Materials ETF92204A801ETF42$8.00K<0.1%–
VBIVVBI Vaccines Inc/BCCOM NEW2,450$8.00K<0.1%History
GTT Communications, Inc.362393100COM3,000$7.00K<0.1%–
IDEXIdeanomics, Inc.COM2,500$7.00K<0.1%History
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN111$6.00K<0.1%–
First Tr High Income L/S FD33738E109COM374$6.00K<0.1%–
SPCEVirgin Galactic Holdings, IncCOM133$6.00K<0.1%History
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW80$5.00K<0.1%–
First Tr Exchange-Traded FD33733B100WTR ETF60$5.00K<0.1%–
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE85$5.00K<0.1%–
BYNDBeyond Meat, Inc.COM30$5.00K<0.1%History
TARAProtara Therapeutics, Inc.COM STK500$5.00K<0.1%History
Churchill Capital Corp IV171439102CL A170$5.00K<0.1%–
Global X FDS37950E606MSCI CHINA FINCL300$5.00K<0.1%–
AIXCFF EAI Robotics Ecosystem Inc.COM2,500$5.00K<0.1%History
FLXNFlexion Therapeutics IncCOM500$4.00K<0.1%History
LULUlululemon athletica inc.Stock8$3.00K<0.1%History
ZMZoom Communications, Inc.Stock7$3.00K<0.1%History
J P Morgan Exchange Traded F46641Q233BETA DEVE EX ETF55$3.00K<0.1%–
LBTYKLiberty Global Ltd.SHS CL C114$3.00K<0.1%History
ORLYO Reilly Automotive IncStock4$2.00K<0.1%History
ABUSArbutus Biopharma CorpCOM500$2.00K<0.1%History
Holicity Inc435063102COM CL A150$2.00K<0.1%–
KEYSKeysight Technologies, Inc.Stock4$1.00K<0.1%History
AKAMAkamai Technologies IncCOM11$1.00K<0.1%History
iShares Tr464288588MBS ETF13$1.00K<0.1%–
AZPNASPENTECH CorpCOM4$1.00K<0.1%History
MNSTMonster Beverage CorpCOM5$00.0%History
SIGSignet Jewelers LtdSHS3$00.0%History
LILAKLiberty Latin America Ltd.COM CL C8$00.0%History
CODXCo-Diagnostics, Inc.COM35$00.0%History
VanEck Vectors ETF Tr92189F445INTL HIGH YIELD1$00.0%–
Maxeon Solar Technologies LTY58473102SHS1$00.0%–