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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
663
−32 vs. Q2 2021
Portfolio value
$216.5M
+$9.28M (+4.5%) vs. Q2 2021
Filed
Nov 16, 2021
SEC
Holdings of Retirement Group, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
GILDGilead Sciences, Inc.Stock192$13.0K<0.1%−150−43.9%ReducedHistory
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF184$13.0K<0.1%00.0%Unchanged–
iShares Inc464286533MSCI EMERG MRKT325$13.0K<0.1%+218+203.7%Added–
ALXNAlexion Pharmaceuticals, Inc.COM60$13.0K<0.1%+51+566.7%AddedHistory
VFCV F CorpStock213$14.0K<0.1%+1+0.5%AddedHistory
EDConsolidated Edison IncStock191$14.0K<0.1%+75+64.7%AddedHistory
SYKStryker CorpStock53$14.0K<0.1%00.0%UnchangedHistory
RTXRTX CorpStock163$14.0K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189H300JP MRGAN EM LOC455$14.0K<0.1%00.0%Unchanged–
iShares Inc464286285JP MRGN EM HI BD310$14.0K<0.1%−385−55.4%Reduced–
iShares Tr46435G268RUSEL 2500 ETF215$14.0K<0.1%00.0%Unchanged–
BARGraniteShares Gold TrustSHS BEN INT800$14.0K<0.1%00.0%UnchangedHistory
Renaissance Cap Greenwich FD759937204IPO ETF215$14.0K<0.1%00.0%Unchanged–
HDHome Depot, Inc.Stock45$15.0K<0.1%+15+50.0%AddedHistory
GLWCorning IncCOM406$15.0K<0.1%+3+0.7%AddedHistory
SPDR Series Trust78468R101ST SHO TREAS ETF487$15.0K<0.1%00.0%Unchanged–
Vanguard Whitehall FDS921946794INTL HIGH ETF225$15.0K<0.1%00.0%Unchanged–
IIPRInnovative Industrial Properties IncCOM64$15.0K<0.1%00.0%UnchangedHistory
NEONeogenomics IncCOM NEW320$15.0K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF134$15.0K<0.1%00.0%Unchanged–
iShares Tr46434V266INTERNATIONAL SL425$15.0K<0.1%00.0%Unchanged–
ATNMActinium Pharmaceuticals, Inc.COM1,129$15.0K<0.1%+1,050+1,329.1%AddedHistory
Healthcare Realty Trust Inc42225P501CL A NEW500$15.0K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E388S&P 500 EX RAT325$15.0K<0.1%00.0%Unchanged–
Vanguard Short-Term Bond ETF921937827ETF190$16.0K<0.1%00.0%Unchanged–
iShares Tr464288703MRNING SM CP ETF279$16.0K<0.1%00.0%Unchanged–
USOUnited States Oil Fund, LPUNITS312$16.0K<0.1%00.0%UnchangedHistory
PEPPepsiCo IncStock116$17.0K<0.1%+11+10.5%AddedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF35$17.0K<0.1%00.0%UnchangedHistory
BIIBBiogen Inc.COM59$17.0K<0.1%00.0%UnchangedHistory
OKEONEOK IncCOM300$17.0K<0.1%−200−40.0%ReducedHistory
Goldman Sachs ETF Tr381430529ACCES TREASURY174$17.0K<0.1%00.0%Unchanged–
DDTDillard's, Inc.CL A600$17.0K<0.1%00.0%UnchangedHistory
PGProcter & Gamble CoStock130$18.0K<0.1%−22−14.5%ReducedHistory
NFLXNetflix IncStock29$18.0K<0.1%+2+7.4%AddedHistory
CVSCVS Health CorpStock209$18.0K<0.1%00.0%UnchangedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF371$18.0K<0.1%00.0%Unchanged–
DUKDuke Energy CORPStock181$18.0K<0.1%+20+12.4%AddedHistory
MMM3M CoStock100$18.0K<0.1%00.0%UnchangedHistory
BSXBoston Scientific CorpStock413$18.0K<0.1%00.0%UnchangedHistory
iShares Tr464288406MRGSTR MD CP VAL282$18.0K<0.1%00.0%Unchanged–
DOVDOVER CorpCOM117$18.0K<0.1%00.0%UnchangedHistory
iShares Tr464289875CORE 40 MODE ETF400$18.0K<0.1%+400New–
Invesco Exchange Traded FD T46137V589GBL LISTED PVT1,225$18.0K<0.1%+650+113.0%Added–
COSTCostco Wholesale CorpStock43$19.0K<0.1%+12+38.7%AddedHistory
EPDEnterprise Products Partners L.P.Stock880$19.0K<0.1%−8,000−90.1%ReducedHistory
GWWW.W. Grainger, Inc.Stock48$19.0K<0.1%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD231$19.0K<0.1%00.0%Unchanged–
iShares Tr464287630RUS 2000 VAL ETF116$19.0K<0.1%00.0%Unchanged–
PRPOPrecipio, Inc.COM6,750$19.0K<0.1%+1,000+17.4%AddedHistory
Schwab Strategic Tr8085247221000 INDEX ETF461$20.0K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF250$20.0K<0.1%00.0%Unchanged–
NEENextera Energy IncStock272$21.0K<0.1%+1+0.4%AddedHistory
CAHCardinal Health IncStock431$21.0K<0.1%00.0%UnchangedHistory
U.S. Global Jets ETF26922A842ETF900$21.0K<0.1%00.0%Unchanged–
iShares Tr464287341GLOBAL ENERG ETF775$21.0K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G508SR LN ETF952$21.0K<0.1%00.0%Unchanged–
LUVSouthwest Airlines CoCOM1,341$21.0K<0.1%+1,179+727.8%AddedHistory
CTXSCitrix Systems IncCOM200$21.0K<0.1%00.0%UnchangedHistory
SPLKSplunk IncCOM678$21.0K<0.1%+678NewHistory
MUMicron Technology IncStock305$22.0K<0.1%00.0%UnchangedHistory
VVisa Inc.Stock100$22.0K<0.1%+12+13.6%AddedHistory
MDLZMondelez International, Inc.Stock373$22.0K<0.1%00.0%UnchangedHistory
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET250$22.0K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717X669US QTLY DIV GRT374$22.0K<0.1%+2+0.5%Added–
FSKFS KKR Capital CorpCOM981$22.0K<0.1%00.0%UnchangedHistory
Schwab Fundamental U.S. Large Company ETF808524771ETF427$23.0K<0.1%00.0%Unchanged–
GOLFAcushnet Holdings Corp.COM500$23.0K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A292ST STR PFD ETF537$23.0K<0.1%+4+0.8%Added–
MMacy's, Inc.COM1,039$23.0K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF121$24.0K<0.1%00.0%Unchanged–
XYZBlock, Inc.CL A100$24.0K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W430HEDGED HI YLD BD1,075$24.0K<0.1%−1,300−54.7%Reduced–
ProShares Tr74348A541HGH YLD INT RATE375$24.0K<0.1%−410−52.2%Reduced–
GSKGSK plcSPONSORED ADR804$24.0K<0.1%+500+164.5%AddedHistory
iShares Future AI & Tech ETF46435U556ETF580$25.0K<0.1%00.0%Unchanged–
AVGOBroadcom Inc.Stock133$25.0K<0.1%+102+329.0%AddedHistory
JPMJPMorgan Chase & CoStock151$25.0K<0.1%00.0%UnchangedHistory
Vanguard S&P 500 ETF922908363ETF66$26.0K<0.1%+60+1,000.0%Added–
UNMUnum GroupStock1,000$27.0K<0.1%00.0%UnchangedHistory
iShares Russell 1000 Value ETF464287598ETF173$27.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT178$27.0K<0.1%00.0%Unchanged–
WisdomTree Tr97717W570US MIDCAP FUND517$27.0K<0.1%+2+0.4%Added–
iShares Tr464288273EAFE SML CP ETF368$27.0K<0.1%−290−44.1%Reduced–
KOCoca Cola CoStock538$28.0K<0.1%+2+0.4%AddedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF390$28.0K<0.1%+35+9.9%Added–
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF547$28.0K<0.1%+4+0.7%Added–
iShares Tr46429B655FLTG RATE NT ETF547$28.0K<0.1%00.0%Unchanged–
Global X FDS37950E127REIT ETF2,964$28.0K<0.1%+43+1.5%Added–
MRKMerck & Co., Inc.Stock608$30.0K<0.1%+327+116.4%AddedHistory
iShares Tips Bond ETF464287176ETF231$30.0K<0.1%+4+1.8%Added–
JPMorgan Ultra-Short Income ETF46641Q837ETF584$30.0K<0.1%00.0%Unchanged–
MCDMcDonalds CorpStock125$30.0K<0.1%00.0%UnchangedHistory
CRMSalesforce, Inc.Stock110$30.0K<0.1%+12+12.2%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN3,090$30.0K<0.1%00.0%UnchangedHistory
iShares Tr4642874407-10 YR TRSY BD260$30.0K<0.1%00.0%Unchanged–
Vanguard Malvern FDS922020805STRM INFPROIDX595$31.0K<0.1%00.0%Unchanged–
SPDR Series Trust78464A201ST STR SP600GRWO376$33.0K<0.1%00.0%Unchanged–
iShares Tr464289867CORE 60 BALA ETF600$33.0K<0.1%00.0%Unchanged–
RPAIRetail Properties of America, Inc.CL A2,580$33.0K<0.1%00.0%UnchangedHistory

Sold out since Q2 2021 (72)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF11,045$578.0K0.3%–
iShares Tr46435G425ESG AWR MSCI USA2,497$246.0K0.1%–
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF9,000$231.0K0.1%–
Amplify ETF Tr032108102ONLIN RETL ETF705$91.0K<0.1%–
NTLAIntellia Therapeutics, Inc.COM500$81.0K<0.1%History
State Street SPDR NYSE Technology ETF78464A102ETF500$80.0K<0.1%–
iShares Inc46434G863ESG AWR MSCI EM1,772$80.0K<0.1%–
USALiberty All Star Equity FundSH BEN INT8,250$75.0K<0.1%History
RYTMRhythm Pharmaceuticals, Inc.COM3,812$75.0K<0.1%History
iShares Tr464288885EAFE GRWTH ETF670$72.0K<0.1%–
OCGNOcugen, Inc.COM8,505$68.0K<0.1%History
BNGOBionano Genomics, Inc.COM9,000$66.0K<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT323$52.0K<0.1%History
HALHalliburton CoStock2,000$46.0K<0.1%History
PXDPioneer Natural Resources CoCOM276$45.0K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF826$44.0K<0.1%–
iShares Tr46434V456MSCI INTL QUALTY973$38.0K<0.1%–
MXLMaxlinear, IncCOM756$32.0K<0.1%History
DOCUDocuSign, Inc.Stock100$28.0K<0.1%History
IEPIcahn Enterprises L.P.DEPOSITARY UNIT500$27.0K<0.1%History
ILMNIllumina, Inc.COM56$26.0K<0.1%History
SNOWSnowflake Inc.Stock100$24.0K<0.1%History
GRWGGrowGeneration Corp.COM500$24.0K<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF678$21.0K<0.1%–
NOKNokia CorpSPONSORED ADR4,000$21.0K<0.1%History
iShares Tr46434V803HDG MSCI EAFE605$21.0K<0.1%–
RDWRRadware LtdORD662$20.0K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY500$18.0K<0.1%History
EDITEditas Medicine, Inc.COM325$18.0K<0.1%History
SLESuper League Enterprise, Inc.COM3,000$16.0K<0.1%History
ProShares Tr74347G507RUSSELL US DIV325$15.0K<0.1%–
SPHSuburban Propane Partners LPUNIT LTD PARTN1,000$15.0K<0.1%History
ATENA10 Networks, Inc.Stock1,050$12.0K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF50$11.0K<0.1%–
IMAXImax CorpCOM500$11.0K<0.1%History
IBIOiBio, Inc.COM NEW7,135$11.0K<0.1%History
MXIMMaxim Integrated Products IncCOM100$11.0K<0.1%History
MPLXMPLX LPCOM UNIT REP LTD326$10.0K<0.1%History
AVAVAeroVironment IncCOM100$10.0K<0.1%History
Vanguard Materials ETF92204A801ETF42$8.00K<0.1%–
VBIVVBI Vaccines Inc/BCCOM NEW2,450$8.00K<0.1%History
GTT Communications, Inc.362393100COM3,000$7.00K<0.1%–
IDEXIdeanomics, Inc.COM2,500$7.00K<0.1%History
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN111$6.00K<0.1%–
First Tr High Income L/S FD33738E109COM374$6.00K<0.1%–
SPCEVirgin Galactic Holdings, IncCOM133$6.00K<0.1%History
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW80$5.00K<0.1%–
First Tr Exchange-Traded FD33733B100WTR ETF60$5.00K<0.1%–
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE85$5.00K<0.1%–
BYNDBeyond Meat, Inc.COM30$5.00K<0.1%History
TARAProtara Therapeutics, Inc.COM STK500$5.00K<0.1%History
Churchill Capital Corp IV171439102CL A170$5.00K<0.1%–
Global X FDS37950E606MSCI CHINA FINCL300$5.00K<0.1%–
AIXCFF EAI Robotics Ecosystem Inc.COM2,500$5.00K<0.1%History
FLXNFlexion Therapeutics IncCOM500$4.00K<0.1%History
LULUlululemon athletica inc.Stock8$3.00K<0.1%History
ZMZoom Communications, Inc.Stock7$3.00K<0.1%History
J P Morgan Exchange Traded F46641Q233BETA DEVE EX ETF55$3.00K<0.1%–
LBTYKLiberty Global Ltd.SHS CL C114$3.00K<0.1%History
ORLYO Reilly Automotive IncStock4$2.00K<0.1%History
ABUSArbutus Biopharma CorpCOM500$2.00K<0.1%History
Holicity Inc435063102COM CL A150$2.00K<0.1%–
KEYSKeysight Technologies, Inc.Stock4$1.00K<0.1%History
AKAMAkamai Technologies IncCOM11$1.00K<0.1%History
iShares Tr464288588MBS ETF13$1.00K<0.1%–
AZPNASPENTECH CorpCOM4$1.00K<0.1%History
MNSTMonster Beverage CorpCOM5$00.0%History
SIGSignet Jewelers LtdSHS3$00.0%History
LILAKLiberty Latin America Ltd.COM CL C8$00.0%History
CODXCo-Diagnostics, Inc.COM35$00.0%History
VanEck Vectors ETF Tr92189F445INTL HIGH YIELD1$00.0%–
Maxeon Solar Technologies LTY58473102SHS1$00.0%–