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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
663
−32 vs. Q2 2021
Portfolio value
$216.5M
+$9.28M (+4.5%) vs. Q2 2021
Filed
Nov 16, 2021
SEC
Holdings of Retirement Group, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
BSCLBILI Social International, Inc.BULSHS 2021 CB211$4.00K<0.1%00.0%UnchangedHistory
WABWestinghouse Air Brake Technologies CorpStock60$5.00K<0.1%00.0%UnchangedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR49$5.00K<0.1%00.0%UnchangedHistory
iShares Core S&P U.S. Growth ETF464287671ETF45$5.00K<0.1%00.0%Unchanged–
VODVodafone Group Public Ltd CoADR351$5.00K<0.1%00.0%UnchangedHistory
iShares MSCI Eafe ETF464287465ETF60$5.00K<0.1%00.0%Unchanged–
WRBBerkley W R CorpCOM66$5.00K<0.1%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM85$5.00K<0.1%00.0%Unchanged–
iShares Tr46432F859CORE 1 5 YR USD92$5.00K<0.1%00.0%Unchanged–
iShares Tr464287515EXPANDED TECH13$5.00K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E396S&P 500 CONC ETF122$5.00K<0.1%+62+103.3%Added–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS75$5.00K<0.1%00.0%Unchanged–
John Hancock Exchange Traded47804J206MULTIFACTOR MI106$5.00K<0.1%00.0%Unchanged–
HRBH&R Block IncCOM206$5.00K<0.1%+3+1.5%AddedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF121$5.00K<0.1%00.0%Unchanged–
iShares Tr464288638ISHS 5-10YR INVT78$5.00K<0.1%00.0%Unchanged–
WMBWilliams Companies, Inc.COM200$5.00K<0.1%00.0%UnchangedHistory
BECNQxo Building Products, Inc.COM109$5.00K<0.1%00.0%UnchangedHistory
FLOWSPX FLOW, Inc.COM71$5.00K<0.1%00.0%UnchangedHistory
SCCOSouthern Copper CorpStock100$6.00K<0.1%00.0%UnchangedHistory
CTVACorteva, Inc.Stock143$6.00K<0.1%00.0%UnchangedHistory
ORCLOracle CorpStock69$6.00K<0.1%00.0%UnchangedHistory
HPQHP IncStock203$6.00K<0.1%00.0%UnchangedHistory
MSTRStrategy IncStock10$6.00K<0.1%+10NewHistory
COINCoinbase Global, Inc.COM CL A25$6.00K<0.1%−13−34.2%ReducedHistory
iShares Tr464288760US AER DEF ETF60$6.00K<0.1%00.0%Unchanged–
Vanguard World FD921910840MEGA CAP VAL ETF61$6.00K<0.1%00.0%Unchanged–
MTZMastec IncCOM75$6.00K<0.1%00.0%UnchangedHistory
CHTRCharter Communications, Inc.CL A8$6.00K<0.1%+2+33.3%AddedHistory
GLPIGaming & Leisure Properties, Inc.COM124$6.00K<0.1%+1+0.8%AddedHistory
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO46$6.00K<0.1%00.0%Unchanged–
Vanguard Intl Equity Index F922042676GLB EX US ETF108$6.00K<0.1%+1+0.9%Added–
URIUnited Rentals, Inc.COM18$6.00K<0.1%00.0%UnchangedHistory
Advisorshares Tr00768Y495PURE CANNABIS360$6.00K<0.1%+360New–
Cambria ETF Tr132061821CANNABIS ETF430$6.00K<0.1%+430New–
TWTRTwitter, Inc.COM100$6.00K<0.1%00.0%UnchangedHistory
GLDMWorld Gold TrustSPDR GLD MINIS339$6.00K<0.1%00.0%UnchangedHistory
UPSUnited Parcel Service IncStock40$7.00K<0.1%00.0%UnchangedHistory
SNAPSnap IncStock88$7.00K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF190$7.00K<0.1%00.0%Unchanged–
GNRCGenerac Holdings Inc.Stock17$7.00K<0.1%00.0%UnchangedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF102$7.00K<0.1%+1+1.0%Added–
PLTRPalantir Technologies Inc.Stock276$7.00K<0.1%+54+24.3%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF33$7.00K<0.1%+1+3.1%Added–
iShares Inc464286509MSCI CDA ETF183$7.00K<0.1%00.0%Unchanged–
NLYAnnaly Capital Management IncCOM874$7.00K<0.1%00.0%UnchangedHistory
INSGInseego Corp.COM1,000$7.00K<0.1%00.0%UnchangedHistory
Kraneshares Tr500767694SSE STAR MRKT 50300$7.00K<0.1%00.0%Unchanged–
SPXCSPX Technologies, Inc.COM122$7.00K<0.1%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189F403RUSSIA ETF225$7.00K<0.1%00.0%Unchanged–
APTVAptiv PLCSHS50$7.00K<0.1%00.0%UnchangedHistory
AEPAmerican Electric Power Co IncStock103$8.00K<0.1%+1+1.0%AddedHistory
AXPAmerican Express CoStock50$8.00K<0.1%+50NewHistory
PLUGPlug Power IncStock300$8.00K<0.1%−1,900−86.4%ReducedHistory
DDominion Energy, IncStock116$8.00K<0.1%+1+0.9%AddedHistory
KSSKOHLS CorpStock180$8.00K<0.1%00.0%UnchangedHistory
Vanguard Emerging Markets Government Bond ETF921946885ETF100$8.00K<0.1%00.0%Unchanged–
STZConstellation Brands, Inc.Stock40$8.00K<0.1%00.0%UnchangedHistory
EOGEOG Resources IncStock101$8.00K<0.1%+101NewHistory
OHIOmega Healthcare Investors IncCOM258$8.00K<0.1%+5+2.0%AddedHistory
WisdomTree Tr97717X701EUROPE HEDGED EQ100$8.00K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD260$8.00K<0.1%+40+18.2%Added–
SPDR Index Shs FDS78463X434ST STR MSCI EAFE105$8.00K<0.1%00.0%Unchanged–
AAPAdvance Auto Parts IncCOM40$8.00K<0.1%00.0%UnchangedHistory
CCLCarnival Corp Ltd.UNIT 99/99/9999313$8.00K<0.1%00.0%UnchangedHistory
First Tr Exchange Traded FD33734X770DJ INTL INTRNT200$8.00K<0.1%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB391$8.00K<0.1%00.0%Unchanged–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP169$8.00K<0.1%00.0%UnchangedHistory
SLBSLB LimitedStock303$9.00K<0.1%00.0%UnchangedHistory
REZIResideo Technologies, Inc.Stock378$9.00K<0.1%00.0%UnchangedHistory
BMYBristol Myers Squibb CoStock145$9.00K<0.1%00.0%UnchangedHistory
LCIDLucid Group, Inc.COM370$9.00K<0.1%+370NewHistory
iShares Inc464286392MSCI WORLD ETF75$9.00K<0.1%00.0%Unchanged–
PIMCO ETF Tr72201R7830-5 HIGH YIELD91$9.00K<0.1%00.0%Unchanged–
STAGSTAG Industrial, Inc.COM231$9.00K<0.1%+2+0.9%AddedHistory
iShares Tr464288448INTL SEL DIV ETF300$9.00K<0.1%00.0%Unchanged–
iShares Tr464287721U.S. TECH ETF84$9.00K<0.1%00.0%Unchanged–
ACBAurora Cannabis IncCOM571$9.00K<0.1%+539+1,684.4%AddedHistory
Royal Dutch Shell PLC780259206SPONS ADR A197$9.00K<0.1%00.0%Unchanged–
Vanguard Intermediate-Term Bond ETF921937819ETF108$10.0K<0.1%+1+0.9%Added–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT50$10.0K<0.1%00.0%Unchanged–
BCBrunswick CorpCOM100$10.0K<0.1%00.0%UnchangedHistory
GMGeneral Motors CoCOM199$10.0K<0.1%−2−1.0%ReducedHistory
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP150$10.0K<0.1%00.0%Unchanged–
STWDStarwood Property Trust, Inc.COM415$10.0K<0.1%+23+5.9%AddedHistory
DDDuPont de Nemours, Inc.COM143$10.0K<0.1%00.0%UnchangedHistory
CMCSAComcast CorpStock204$11.0K<0.1%+1+0.5%AddedHistory
MPCMarathon Petroleum CorpStock175$11.0K<0.1%00.0%UnchangedHistory
iShares Tr464288281JPMORGAN USD EMG97$11.0K<0.1%00.0%Unchanged–
SVMSilvercorp Metals IncCOM3,000$11.0K<0.1%+1,000+50.0%AddedHistory
iShares Tr464288414NATIONAL MUN ETF94$11.0K<0.1%00.0%Unchanged–
Etfis Ser Tr I26923G301VIRT BI TRIA ETF250$11.0K<0.1%00.0%Unchanged–
UALUnited Airlines Holdings, Inc.COM229$11.0K<0.1%00.0%UnchangedHistory
AAAlcoa CorpStock250$12.0K<0.1%−750−75.0%ReducedHistory
iShares Tr4642886613 7 YR TREAS BD93$12.0K<0.1%00.0%Unchanged–
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG221$12.0K<0.1%−21−8.7%Reduced–
NIONIO Inc.ADR363$13.0K<0.1%00.0%UnchangedHistory
DOWDow Inc.Stock229$13.0K<0.1%00.0%UnchangedHistory
State Street SPDR S&P Biotech ETF78464A870ETF100$13.0K<0.1%00.0%Unchanged–
BIDUBaidu, Inc.ADR87$13.0K<0.1%00.0%UnchangedHistory

Sold out since Q2 2021 (72)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF11,045$578.0K0.3%–
iShares Tr46435G425ESG AWR MSCI USA2,497$246.0K0.1%–
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF9,000$231.0K0.1%–
Amplify ETF Tr032108102ONLIN RETL ETF705$91.0K<0.1%–
NTLAIntellia Therapeutics, Inc.COM500$81.0K<0.1%History
State Street SPDR NYSE Technology ETF78464A102ETF500$80.0K<0.1%–
iShares Inc46434G863ESG AWR MSCI EM1,772$80.0K<0.1%–
USALiberty All Star Equity FundSH BEN INT8,250$75.0K<0.1%History
RYTMRhythm Pharmaceuticals, Inc.COM3,812$75.0K<0.1%History
iShares Tr464288885EAFE GRWTH ETF670$72.0K<0.1%–
OCGNOcugen, Inc.COM8,505$68.0K<0.1%History
BNGOBionano Genomics, Inc.COM9,000$66.0K<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT323$52.0K<0.1%History
HALHalliburton CoStock2,000$46.0K<0.1%History
PXDPioneer Natural Resources CoCOM276$45.0K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF826$44.0K<0.1%–
iShares Tr46434V456MSCI INTL QUALTY973$38.0K<0.1%–
MXLMaxlinear, IncCOM756$32.0K<0.1%History
DOCUDocuSign, Inc.Stock100$28.0K<0.1%History
IEPIcahn Enterprises L.P.DEPOSITARY UNIT500$27.0K<0.1%History
ILMNIllumina, Inc.COM56$26.0K<0.1%History
SNOWSnowflake Inc.Stock100$24.0K<0.1%History
GRWGGrowGeneration Corp.COM500$24.0K<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF678$21.0K<0.1%–
NOKNokia CorpSPONSORED ADR4,000$21.0K<0.1%History
iShares Tr46434V803HDG MSCI EAFE605$21.0K<0.1%–
RDWRRadware LtdORD662$20.0K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY500$18.0K<0.1%History
EDITEditas Medicine, Inc.COM325$18.0K<0.1%History
SLESuper League Enterprise, Inc.COM3,000$16.0K<0.1%History
ProShares Tr74347G507RUSSELL US DIV325$15.0K<0.1%–
SPHSuburban Propane Partners LPUNIT LTD PARTN1,000$15.0K<0.1%History
ATENA10 Networks, Inc.Stock1,050$12.0K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF50$11.0K<0.1%–
IMAXImax CorpCOM500$11.0K<0.1%History
IBIOiBio, Inc.COM NEW7,135$11.0K<0.1%History
MXIMMaxim Integrated Products IncCOM100$11.0K<0.1%History
MPLXMPLX LPCOM UNIT REP LTD326$10.0K<0.1%History
AVAVAeroVironment IncCOM100$10.0K<0.1%History
Vanguard Materials ETF92204A801ETF42$8.00K<0.1%–
VBIVVBI Vaccines Inc/BCCOM NEW2,450$8.00K<0.1%History
GTT Communications, Inc.362393100COM3,000$7.00K<0.1%–
IDEXIdeanomics, Inc.COM2,500$7.00K<0.1%History
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN111$6.00K<0.1%–
First Tr High Income L/S FD33738E109COM374$6.00K<0.1%–
SPCEVirgin Galactic Holdings, IncCOM133$6.00K<0.1%History
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW80$5.00K<0.1%–
First Tr Exchange-Traded FD33733B100WTR ETF60$5.00K<0.1%–
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE85$5.00K<0.1%–
BYNDBeyond Meat, Inc.COM30$5.00K<0.1%History
TARAProtara Therapeutics, Inc.COM STK500$5.00K<0.1%History
Churchill Capital Corp IV171439102CL A170$5.00K<0.1%–
Global X FDS37950E606MSCI CHINA FINCL300$5.00K<0.1%–
AIXCFF EAI Robotics Ecosystem Inc.COM2,500$5.00K<0.1%History
FLXNFlexion Therapeutics IncCOM500$4.00K<0.1%History
LULUlululemon athletica inc.Stock8$3.00K<0.1%History
ZMZoom Communications, Inc.Stock7$3.00K<0.1%History
J P Morgan Exchange Traded F46641Q233BETA DEVE EX ETF55$3.00K<0.1%–
LBTYKLiberty Global Ltd.SHS CL C114$3.00K<0.1%History
ORLYO Reilly Automotive IncStock4$2.00K<0.1%History
ABUSArbutus Biopharma CorpCOM500$2.00K<0.1%History
Holicity Inc435063102COM CL A150$2.00K<0.1%–
KEYSKeysight Technologies, Inc.Stock4$1.00K<0.1%History
AKAMAkamai Technologies IncCOM11$1.00K<0.1%History
iShares Tr464288588MBS ETF13$1.00K<0.1%–
AZPNASPENTECH CorpCOM4$1.00K<0.1%History
MNSTMonster Beverage CorpCOM5$00.0%History
SIGSignet Jewelers LtdSHS3$00.0%History
LILAKLiberty Latin America Ltd.COM CL C8$00.0%History
CODXCo-Diagnostics, Inc.COM35$00.0%History
VanEck Vectors ETF Tr92189F445INTL HIGH YIELD1$00.0%–
Maxeon Solar Technologies LTY58473102SHS1$00.0%–