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Livermore
Livermore
ZHEN

Pathway Financial Advisors LLC

SEC CIK
0001738828
Latest filing
Jul 6, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 30, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
136
+2 vs. Q2 2023
Portfolio value
$292.6M
−$14.1M (−4.6%) vs. Q2 2023
Filed
Oct 30, 2023
SEC
Holdings of Pathway Financial Advisors LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Goldman Sachs ETF Tr381430529ACCES TREASURY638,188$63.9M21.8%−65,563−9.3%Reduced–
Vanguard Morningstar Value ETF922908744ETF264,440$36.5M12.5%+2,486+0.9%Added–
Vanguard Morningstar Growth ETF922908736ETF125,601$34.2M11.7%−2,113−1.7%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF74,293$15.5M5.3%+715+1.0%Added–
SPYSPDR S&P 500 ETF TrustETF24,535$10.5M3.6%−467−1.9%ReducedHistory
iShares Tr464288695GLOBAL MATER ETF125,747$9.87M3.4%+2,508+2.0%Added–
Flexshares Tr33939L407MORNSTAR UPSTR204,240$8.26M2.8%+499+0.2%Added–
Vanguard Dividend Appreciation ETF921908844ETF40,773$6.34M2.2%+20.0%Added–
iShares Core S&P Small Cap ETF464287804ETF63,342$5.98M2.0%+2,793+4.6%Added–
iShares MSCI Eafe ETF464287465ETF76,198$5.25M1.8%−257−0.3%Reduced–
HONHoneywell International IncCOM28,372$5.24M1.8%+61+0.2%AddedHistory
iShares S&P 500 Value ETF464287408ETF29,244$4.50M1.5%−280−0.9%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF20,390$3.86M1.3%−81−0.4%Reduced–
AAPLApple Inc.Stock18,645$3.19M1.1%+503+2.8%AddedHistory
American Centy ETF Tr025072307US QUALITY GROW43,989$2.96M1.0%+372+0.9%Added–
Vanguard Morningstar Small-Cap Value ETF922908611ETF15,055$2.40M0.8%−115−0.8%Reduced–
iShares Russell 1000 Value ETF464287598ETF14,726$2.24M0.8%−71−0.5%Reduced–
BWINBaldwin Insurance Group, Inc.COM CL A90,458$2.10M0.7%00.0%UnchangedHistory
CHDChurch & Dwight Co IncCOM22,736$2.08M0.7%00.0%UnchangedHistory
iShares Russell Midcap ETF464287499ETF29,669$2.05M0.7%00.0%Unchanged–
MSFTMicrosoft CorpStock6,412$2.02M0.7%+210+3.4%AddedHistory
iShares Tr464288182MSCI AC ASIA ETF31,084$1.97M0.7%−405−1.3%Reduced–
iShares S&P Small-Cap 600 Growth ETF464287887ETF17,127$1.88M0.6%+385+2.3%Added–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF55,590$1.80M0.6%−925−1.6%Reduced–
iShares S&P 500 Growth ETF464287309ETF26,244$1.80M0.6%00.0%Unchanged–
Alpha Architect ETF Tr02072L748DISCIPLINE FUND81,831$1.71M0.6%+563+0.7%Added–
iShares Tr464287838U.S. BAS MTL ETF13,010$1.64M0.6%00.0%Unchanged–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF11,810$1.55M0.5%00.0%Unchanged–
Invesco QQQ Trust Series I46090E103ETF4,240$1.52M0.5%+122+3.0%Added–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF13,175$1.46M0.5%00.0%Unchanged–
iShares Tr464287234MSCI EMG MKT ETF37,355$1.42M0.5%00.0%Unchanged–
Vanguard Materials ETF92204A801ETF7,240$1.25M0.4%00.0%Unchanged–
Vanguard Information Technology ETF92204A702ETF2,852$1.18M0.4%00.0%Unchanged–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF11,347$1.04M0.4%00.0%Unchanged–
Vanguard Ftse Emerging Markets ETF922042858ETF26,240$1.03M0.4%+127+0.5%Added–
NVDANVIDIA CorpStock2,357$1.03M0.4%+150+6.8%AddedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF4,888$956.5K0.3%+681+16.2%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF5,602$918.3K0.3%+900+19.1%Added–
iShares Tr464287150CORE S&P TTL STK9,544$899.0K0.3%00.0%Unchanged–
State Street Energy Select Sector SPDR ETF81369Y506ETF9,825$888.1K0.3%+348+3.7%Added–
JPMJPMorgan Chase & CoStock5,988$868.4K0.3%−26−0.4%ReducedHistory
CATCaterpillar IncStock3,173$866.2K0.3%00.0%UnchangedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF3,992$847.9K0.3%+380+10.5%Added–
JNJJohnson & JohnsonStock5,212$811.8K0.3%−111−2.1%ReducedHistory
YUMYum Brands IncStock6,000$749.6K0.3%00.0%UnchangedHistory
CBUCommunity Financial System, Inc.COM17,131$723.1K0.2%−3,000−14.9%ReducedHistory
DEDeere & CoStock1,884$711.0K0.2%00.0%UnchangedHistory
iShares Tr46434V456MSCI INTL QUALTY21,103$709.3K0.2%00.0%Unchanged–
AVGOBroadcom Inc.Stock840$697.7K0.2%+227+37.0%AddedHistory
NSCNorfolk Southern CorpStock3,426$674.7K0.2%00.0%UnchangedHistory
ABTAbbott LaboratoriesStock6,940$672.1K0.2%00.0%UnchangedHistory
UNHUnitedHealth Group IncStock1,286$648.4K0.2%+200+18.4%AddedHistory
HDHome Depot, Inc.Stock2,143$647.5K0.2%+19+0.9%AddedHistory
Vanguard S&P 500 ETF922908363ETF1,526$599.3K0.2%00.0%Unchanged–
EMREmerson Electric CoStock6,140$592.9K0.2%+66+1.1%AddedHistory
XOMExxonMobil Holdings CorpCOM4,986$586.3K0.2%00.0%UnchangedHistory
Vanguard Ftse Developed Markets ETF921943858ETF13,273$580.3K0.2%+1,208+10.0%Added–
UPSUnited Parcel Service IncStock3,560$554.9K0.2%00.0%UnchangedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF6,000$548.1K0.2%00.0%Unchanged–
iShares Core S&P 500 ETF464287200ETF1,267$544.0K0.2%+205+19.3%Added–
PMPhilip Morris International Inc.Stock5,784$535.5K0.2%00.0%UnchangedHistory
PGProcter & Gamble CoStock3,645$531.7K0.2%+80+2.2%AddedHistory
GLDMWorld Gold TrustSPDR GLD MINIS14,409$528.2K0.2%00.0%UnchangedHistory
ONOn Semiconductor CorpStock5,649$525.1K0.2%00.0%UnchangedHistory
Schwab International Equity ETF808524805ETF15,275$518.7K0.2%+9,526+165.7%Added–
LRCXLam Research CorpCOM785$492.0K0.2%00.0%UnchangedHistory
AJGArthur J. Gallagher & Co.COM2,100$478.7K0.2%00.0%UnchangedHistory
TJXTJX Companies IncStock5,322$473.0K0.2%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock3,122$465.4K0.2%+122+4.1%AddedHistory
iShares Inc464286806MSCI GERMANY ETF17,500$458.5K0.2%00.0%Unchanged–
INTUIntuit Inc.Stock869$444.0K0.2%00.0%UnchangedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF4,630$435.4K0.1%00.0%Unchanged–
GOOGAlphabet Inc.Stock3,300$435.1K0.1%00.0%UnchangedHistory
ORLYO Reilly Automotive IncStock478$434.4K0.1%00.0%UnchangedHistory
iShares Tr46435U663ESG AWARE MSCI12,274$413.0K0.1%00.0%Unchanged–
MCDMcDonalds CorpStock1,567$412.8K0.1%00.0%UnchangedHistory
BABoeing CoStock2,100$402.5K0.1%00.0%UnchangedHistory
iShares Tr464287689RUSSELL 3000 ETF1,600$392.1K0.1%00.0%Unchanged–
METAMeta Platforms, Inc.Stock1,306$392.1K0.1%00.0%UnchangedHistory
Vanguard World FD921910873MEGA CAP INDEX2,555$388.0K0.1%00.0%Unchanged–
LHXL3HARRIS Technologies, Inc.Stock2,215$385.7K0.1%00.0%UnchangedHistory
First Tr Energy Infrastrctr33738C103COM24,558$371.8K0.1%−2,174−8.1%Reduced–
iShares Tr46436E759ESG EAFE ETF6,381$364.3K0.1%+346+5.7%Added–
GOOGLAlphabet Inc.Stock2,780$363.8K0.1%+600+27.5%AddedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF7,232$362.9K0.1%+1,829+33.9%Added–
ADBEAdobe Inc.Stock692$352.9K0.1%00.0%UnchangedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF5,327$347.4K0.1%−365−6.4%Reduced–
iShares Tr464288802ESG OPTIMIZED3,860$347.3K0.1%+21+0.5%Added–
TFCTruist Financial CorpCOM12,052$344.8K0.1%+188+1.6%AddedHistory
YUMCYum China Holdings, Inc.COM6,000$334.3K0.1%00.0%UnchangedHistory
ETNEaton Corp plcStock1,560$332.7K0.1%00.0%UnchangedHistory
CNCCentene CorpStock4,802$330.8K0.1%00.0%UnchangedHistory
Invesco Actively Managed Exc46090A804TOTAL RETURN7,306$326.1K0.1%−12,504−63.1%Reduced–
CSCOCisco Systems, Inc.Stock6,041$324.8K0.1%+228+3.9%AddedHistory
MPWRMonolithic Power Systems, Inc.COM702$324.3K0.1%00.0%UnchangedHistory
iShares Russell 1000 Growth ETF464287614ETF1,213$322.6K0.1%−14−1.1%Reduced–
CRMSalesforce, Inc.Stock1,532$310.7K0.1%00.0%UnchangedHistory
ADIAnalog Devices IncStock1,749$306.2K0.1%00.0%UnchangedHistory
AMATApplied Materials IncStock2,210$306.0K0.1%00.0%UnchangedHistory
iShares Tr46435G516ESG AW MSCI EAFE4,425$305.9K0.1%+309+7.5%Added–

Sold out since Q2 2023 (7)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Pathway Financial Advisors LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
EWEdwards Lifesciences CorpStock2,391$225.5K0.1%History
iShares Tr46435G425ESG AWR MSCI USA2,314$225.5K0.1%–
CSXCSX CorpStock6,312$215.2K0.1%History
MCOMoodys CorpStock600$208.6K0.1%History
GPCGenuine Parts CoStock1,225$207.3K0.1%History
SBACSba Communications CorpCL A885$205.1K0.1%History
ANSSAnsys IncCOM612$202.1K0.1%History