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Livermore
Livermore
ZHEN

Pathway Financial Advisors LLC

SEC CIK
0001738828
Latest filing
Jul 6, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Apr 28, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
131
+6 vs. Q4 2022
Portfolio value
$295.8M
−$28.2M (−8.7%) vs. Q4 2022
Filed
Apr 28, 2023
SEC
Holdings of Pathway Financial Advisors LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Goldman Sachs ETF Tr381430529ACCES TREASURY708,251$70.9M24.0%−136,088−16.1%Reduced–
Vanguard Morningstar Value ETF922908744ETF264,821$36.6M12.4%−1110.0%Reduced–
Vanguard Morningstar Growth ETF922908736ETF129,068$32.2M10.9%+3,695+2.9%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF73,179$15.4M5.2%+1,400+2.0%Added–
iShares Tr464288695GLOBAL MATER ETF123,590$10.3M3.5%+1,036+0.8%Added–
SPYSPDR S&P 500 ETF TrustETF25,002$10.2M3.5%00.0%UnchangedHistory
Flexshares Tr33939L407MORNSTAR UPSTR206,678$8.74M3.0%−511−0.2%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF40,752$6.28M2.1%−298−0.7%Reduced–
iShares Core S&P Small Cap ETF464287804ETF57,681$5.58M1.9%+7,450+14.8%Added–
iShares MSCI Eafe ETF464287465ETF76,342$5.46M1.8%00.0%Unchanged–
HONHoneywell International IncCOM28,311$5.41M1.8%00.0%UnchangedHistory
iShares S&P 500 Value ETF464287408ETF29,919$4.54M1.5%−75−0.3%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF20,275$3.84M1.3%−415−2.0%Reduced–
AAPLApple Inc.Stock18,114$2.99M1.0%00.0%UnchangedHistory
American Centy ETF Tr025072307US QUALITY GROW41,774$2.68M0.9%+2,793+7.2%Added–
Vanguard Morningstar Small-Cap Value ETF922908611ETF15,170$2.41M0.8%+115+0.8%Added–
BWINBaldwin Insurance Group, Inc.COM CL A90,458$2.30M0.8%+34,529+61.7%AddedHistory
iShares Tr464288182MSCI AC ASIA ETF32,645$2.22M0.7%−141,097−81.2%Reduced–
iShares Russell 1000 Value ETF464287598ETF14,549$2.22M0.7%00.0%Unchanged–
iShares Russell Midcap ETF464287499ETF29,669$2.07M0.7%00.0%Unchanged–
CHDChurch & Dwight Co IncCOM22,736$2.01M0.7%00.0%UnchangedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF16,817$1.85M0.6%−234−1.4%Reduced–
MSFTMicrosoft CorpStock6,200$1.79M0.6%00.0%UnchangedHistory
Alpha Architect ETF Tr02072L748DISCIPLINE FUND81,076$1.77M0.6%+81,076New–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF56,515$1.73M0.6%−5,690−9.1%Reduced–
iShares Tr464287838U.S. BAS MTL ETF12,825$1.70M0.6%00.0%Unchanged–
iShares S&P 500 Growth ETF464287309ETF26,244$1.68M0.6%00.0%Unchanged–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF11,771$1.58M0.5%00.0%Unchanged–
iShares Tr464287234MSCI EMG MKT ETF38,413$1.52M0.5%00.0%Unchanged–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF13,175$1.46M0.5%−1,990−13.1%Reduced–
Invesco QQQ Trust Series I46090E103ETF4,118$1.32M0.4%00.0%Unchanged–
Vanguard Materials ETF92204A801ETF7,240$1.29M0.4%00.0%Unchanged–
Vanguard Information Technology ETF92204A702ETF2,852$1.10M0.4%00.0%Unchanged–
Vanguard Ftse Emerging Markets ETF922042858ETF26,187$1.06M0.4%00.0%Unchanged–
CBUCommunity Financial System, Inc.COM20,131$1.06M0.4%−135−0.7%ReducedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF11,347$1.04M0.4%−2,377−17.3%Reduced–
Invesco Actively Managed Exc46090A804TOTAL RETURN21,727$1.03M0.3%−12,190−35.9%Reduced–
JPMorgan Ultra-Short Income ETF46641Q837ETF17,882$899.8K0.3%−416−2.3%Reduced–
iShares Tr464287150CORE S&P TTL STK9,544$864.3K0.3%00.0%Unchanged–
JNJJohnson & JohnsonStock5,321$824.8K0.3%00.0%UnchangedHistory
YUMYum Brands IncStock6,000$792.5K0.3%00.0%UnchangedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF4,207$785.9K0.3%00.0%Unchanged–
JPMJPMorgan Chase & CoStock6,010$783.2K0.3%00.0%UnchangedHistory
DEDeere & CoStock1,884$777.9K0.3%00.0%UnchangedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF9,186$760.9K0.3%+240+2.7%Added–
iShares Tr46434V456MSCI INTL QUALTY21,103$744.9K0.3%00.0%Unchanged–
Vanguard Morningstar Total Stock Market ETF922908769ETF3,649$744.7K0.3%00.0%Unchanged–
NSCNorfolk Southern CorpStock3,426$726.3K0.2%00.0%UnchangedHistory
CATCaterpillar IncStock3,163$723.8K0.2%00.0%UnchangedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF4,702$710.0K0.2%00.0%Unchanged–
ABTAbbott LaboratoriesStock6,940$702.7K0.2%00.0%UnchangedHistory
UPSUnited Parcel Service IncStock3,560$690.6K0.2%00.0%UnchangedHistory
HDHome Depot, Inc.Stock2,122$626.2K0.2%00.0%UnchangedHistory
XOMExxonMobil Holdings CorpCOM5,481$601.0K0.2%00.0%UnchangedHistory
NVDANVIDIA CorpStock2,153$598.0K0.2%00.0%UnchangedHistory
Vanguard S&P 500 ETF922908363ETF1,526$574.0K0.2%00.0%Unchanged–
GLDMWorld Gold TrustSPDR GLD MINIS14,409$563.5K0.2%00.0%UnchangedHistory
PMPhilip Morris International Inc.Stock5,782$562.3K0.2%00.0%UnchangedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF5,950$541.7K0.2%00.0%Unchanged–
PGProcter & Gamble CoStock3,565$530.1K0.2%+100+2.9%AddedHistory
EMREmerson Electric CoStock6,071$529.0K0.2%00.0%UnchangedHistory
Vanguard Ftse Developed Markets ETF921943858ETF11,396$514.8K0.2%00.0%Unchanged–
UNHUnitedHealth Group IncStock1,086$513.2K0.2%00.0%UnchangedHistory
iShares Inc464286806MSCI GERMANY ETF17,500$498.1K0.2%00.0%Unchanged–
ABBVAbbVie Inc.Stock2,985$475.7K0.2%+145+5.1%AddedHistory
ONOn Semiconductor CorpStock5,649$465.0K0.2%00.0%UnchangedHistory
BABoeing CoStock2,100$446.1K0.2%00.0%UnchangedHistory
MCDMcDonalds CorpStock1,567$438.1K0.1%00.0%UnchangedHistory
iShares Core S&P 500 ETF464287200ETF1,062$436.6K0.1%00.0%Unchanged–
LHXL3HARRIS Technologies, Inc.Stock2,215$434.7K0.1%00.0%UnchangedHistory
iShares Tr46435U663ESG AWARE MSCI12,274$417.2K0.1%00.0%Unchanged–
TJXTJX Companies IncStock5,322$417.0K0.1%00.0%UnchangedHistory
LRCXLam Research CorpCOM785$416.1K0.1%00.0%UnchangedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF6,013$406.8K0.1%−1,227−16.9%Reduced–
ORLYO Reilly Automotive IncStock478$405.8K0.1%00.0%UnchangedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF4,070$405.5K0.1%−177,976−97.8%Reduced–
TFCTruist Financial CorpCOM11,864$404.6K0.1%00.0%UnchangedHistory
AJGArthur J. Gallagher & Co.COM2,100$401.8K0.1%00.0%UnchangedHistory
First Tr Energy Infrastrctr33738C103COM27,696$397.2K0.1%−1,516−5.2%Reduced–
NEENextera Energy IncStock5,120$394.6K0.1%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock613$393.3K0.1%00.0%UnchangedHistory
INTUIntuit Inc.Stock869$387.4K0.1%00.0%UnchangedHistory
YUMCYum China Holdings, Inc.COM6,000$380.3K0.1%00.0%UnchangedHistory
iShares Tr464287689RUSSELL 3000 ETF1,600$376.7K0.1%00.0%Unchanged–
Vanguard World FD921910873MEGA CAP INDEX2,555$365.7K0.1%00.0%Unchanged–
MPWRMonolithic Power Systems, Inc.COM702$351.4K0.1%00.0%UnchangedHistory
iShares Tr46436E759ESG EAFE ETF5,887$350.8K0.1%00.0%Unchanged–
ADIAnalog Devices IncStock1,747$344.5K0.1%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock3,200$332.8K0.1%00.0%UnchangedHistory
TXNTexas Instruments IncStock1,772$329.6K0.1%00.0%UnchangedHistory
iShares Tr464288802ESG OPTIMIZED3,676$322.6K0.1%+350+10.5%Added–
CRMSalesforce, Inc.Stock1,532$306.1K0.1%00.0%UnchangedHistory
CNCCentene CorpStock4,802$303.5K0.1%00.0%UnchangedHistory
BACBank of America CorpStock10,476$299.6K0.1%+82+0.8%AddedHistory
CSCOCisco Systems, Inc.Stock5,709$298.4K0.1%+325+6.0%AddedHistory
iShares Tr46435G516ESG AW MSCI EAFE4,116$295.7K0.1%00.0%Unchanged–
DISWalt Disney CoStock2,883$288.7K0.1%−2−0.1%ReducedHistory
GISGeneral Mills IncStock3,326$284.2K0.1%00.0%UnchangedHistory
MDLZMondelez International, Inc.Stock4,042$281.8K0.1%00.0%UnchangedHistory
VVisa Inc.Stock1,242$280.0K0.1%00.0%UnchangedHistory

Sold out since Q4 2022 (5)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Pathway Financial Advisors LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
iShares Tr464289875CORE 40 MODE ETF42,000$1.60M0.5%–
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD12,875$312.2K0.1%–
MMM3M CoStock1,874$224.7K0.1%History
PFEPfizer IncStock3,994$204.7K0.1%History
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM17,319$115.3K<0.1%History