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Livermore
Livermore
ZHEN

Johnson Midwest Financial, LLC

SEC CIK
0001732399
Latest filing
Nov 7, 2023

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 26, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
307
−14 vs. Q3 2021
Portfolio value
$133.3M
+$11.0M (+9.0%) vs. Q3 2021
Filed
Jan 26, 2022
SEC
Holdings of Johnson Midwest Financial, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 160,701$22.1M16.5%+60,447+23,798.0%AddedHistory
Invesco QQQ Trust Series I46090E103ETF54,811$21.8M16.4%−210.0%Reduced–
iShares Tr464287739U.S. REAL ES ETF187,526$21.8M16.3%−5,172−2.7%Reduced–
SPYSPDR S&P 500 ETF TrustETF45,289$21.5M16.1%−413−0.9%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF256,565$21.5M16.1%−9,678−3.6%Reduced–
AAPLApple Inc.Stock10,241$1.82M1.4%−36−0.4%ReducedHistory
FSKFS KKR Capital CorpCOM73,785$1.54M1.2%+30,299+69.7%AddedHistory
iShares Tr464288513IBOXX HI YD ETF14,887$1.29M1.0%−247−1.6%Reduced–
BRK.BBerkshire Hathaway IncStock3,734$1.12M0.8%+10.0%AddedHistory
NEENextera Energy IncStock11,038$1.03M0.8%+20+0.2%AddedHistory
LNTAlliant Energy CorpStock14,567$895.0K0.7%+10+0.1%AddedHistory
ProShares Tr74347R107PSHS ULT S&P 5005,429$795.0K0.6%−504−8.5%Reduced–
WMTWalmart Inc.Stock4,945$716.0K0.5%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock1,823$613.0K0.5%00.0%UnchangedHistory
TSNTyson Foods, Inc.Stock6,995$610.0K0.5%00.0%UnchangedHistory
MCDMcDonalds CorpStock2,080$558.0K0.4%+3+0.1%AddedHistory
Direxion Shs ETF Tr25459Y165DLY S&P500 2XS3,868$451.0K0.3%−270−6.5%Reduced–
ARCCAres Capital CorpCEF20,418$433.0K0.3%+80.0%AddedHistory
TSLATesla, Inc.Stock400$423.0K0.3%+111+38.4%AddedHistory
JNJJohnson & JohnsonStock2,429$416.0K0.3%+155+6.8%AddedHistory
ProShares Tr74347R206PSHS ULTRA QQQ4,415$393.0K0.3%−502−10.2%Reduced–
XELXcel Energy IncStock5,621$381.0K0.3%+11+0.2%AddedHistory
MSFTMicrosoft CorpStock1,109$373.0K0.3%+168+17.9%AddedHistory
HRLHormel Foods CorpCOM7,508$366.0K0.3%+41+0.5%AddedHistory
OTTROtter Tail CorpCOM4,482$320.0K0.2%00.0%UnchangedHistory
CSXCSX CorpStock8,056$303.0K0.2%+13+0.2%AddedHistory
PFGPrincipal Financial Group IncCOM4,164$301.0K0.2%+8+0.2%AddedHistory
ESEversource EnergyStock3,223$293.0K0.2%00.0%UnchangedHistory
BACBank of America CorpStock6,323$281.0K0.2%+991+18.6%AddedHistory
MOAltria Group, Inc.Stock5,753$273.0K0.2%−274−4.5%ReducedHistory
WECWec Energy Group, Inc.Stock216$254.0K0.2%−2,401−91.7%ReducedHistory
QCOMQualcomm IncStock1,337$244.0K0.2%+221+19.8%AddedHistory
EIXEdison InternationalStock3,521$240.0K0.2%00.0%UnchangedHistory
DEDeere & CoStock628$215.0K0.2%+27+4.5%AddedHistory
IBMInternational Business Machines CorpStock1,346$180.0K0.1%00.0%UnchangedHistory
INTCIntel CorpStock3,371$174.0K0.1%+211+6.7%AddedHistory
ORealty Income CorpREIT2,263$162.0K0.1%+62+2.8%AddedHistory
MPTMedical Properties Trust IncCOM6,385$151.0K0.1%00.0%UnchangedHistory
VZVerizon Communications IncStock2,829$147.0K0.1%+2+0.1%AddedHistory
AEPAmerican Electric Power Co IncStock1,627$145.0K0.1%00.0%UnchangedHistory
XOMExxonMobil Holdings CorpCOM2,299$141.0K0.1%−133−5.5%ReducedHistory
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF1,742$138.0K0.1%+1,341+334.4%Added–
RFICohen & Steers Total Return Realty Fund IncCOM7,893$135.0K0.1%00.0%UnchangedHistory
LEOBNY Mellon Strategic Municipals, Inc.COM15,733$133.0K0.1%00.0%UnchangedHistory
EVRGEvergy, Inc.Stock1,867$128.0K0.1%+262+16.3%AddedHistory
GEGeneral Electric CoStock1,223$116.0K0.1%+100+8.9%AddedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM6,629$110.0K0.1%+1,316+24.8%AddedHistory
NXRTNexPoint Residential Trust, Inc.COM1,260$106.0K0.1%00.0%UnchangedHistory
TAT&T Inc.Stock4,266$105.0K0.1%+285+7.2%AddedHistory
WYWeyerhaeuser CoCOM NEW2,500$103.0K0.1%00.0%UnchangedHistory
TMOThermo Fisher Scientific Inc.Stock152$101.0K0.1%00.0%UnchangedHistory
KOCoca Cola CoStock1,686$100.0K0.1%+9+0.5%AddedHistory
First Tr Exchange-Traded Alp33734K109COM SHS1,079$100.0K0.1%+797+282.6%Added–
UNPUnion Pacific CorpStock393$99.0K0.1%00.0%UnchangedHistory
CATCaterpillar IncStock476$98.0K0.1%+2+0.4%AddedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF1,038$95.0K0.1%00.0%Unchanged–
ENBEnbridge IncStock2,406$94.0K0.1%+11+0.5%AddedHistory
Healthcare Realty Trust Inc42225P501CL A NEW2,820$94.0K0.1%+3+0.1%Added–
DUKDuke Energy CORPStock868$91.0K0.1%+94+12.1%AddedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT6,022$91.0K0.1%00.0%UnchangedHistory
NLYAnnaly Capital Management IncCOM11,589$91.0K0.1%−94−0.8%ReducedHistory
Osi ETF Tr67110P407OSHARES US QUALT1,930$90.0K0.1%00.0%Unchanged–
Vanguard Mun BD FDS922907746TAX EXEMPT BD1,568$86.0K0.1%00.0%Unchanged–
iShares Tr464288414NATIONAL MUN ETF736$86.0K0.1%00.0%Unchanged–
PSECProspect Capital CorpCOM10,000$84.0K0.1%00.0%UnchangedHistory
NINisource Inc.COM3,010$83.0K0.1%00.0%UnchangedHistory
SLFSun Life Financial IncCOM1,482$83.0K0.1%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock28$81.0K0.1%00.0%UnchangedHistory
PEPPepsiCo IncStock445$77.0K0.1%00.0%UnchangedHistory
PGProcter & Gamble CoStock454$74.0K0.1%+1+0.2%AddedHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF1,186$71.0K0.1%00.0%Unchanged–
AMZNAmazon Com IncStock21$70.0K0.1%00.0%UnchangedHistory
EPDEnterprise Products Partners L.P.Stock3,166$70.0K0.1%+159+5.3%AddedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM13,209$70.0K0.1%00.0%UnchangedHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF1,128$70.0K0.1%00.0%Unchanged–
DNPDNP Select Income Fund IncCOM6,413$70.0K0.1%00.0%UnchangedHistory
ADMArcher-Daniels-Midland CoStock1,000$68.0K0.1%00.0%UnchangedHistory
NXSTNexstar Media Group, Inc.COMMON STOCK448$68.0K0.1%00.0%UnchangedHistory
CVXChevron CorpStock547$64.0K<0.1%+3+0.6%AddedHistory
OCSLOaktree Specialty Lending CorpCOM8,589$64.0K<0.1%+39+0.5%AddedHistory
NADNuveen Quality Municipal Income FundCOM3,921$63.0K<0.1%+15+0.4%AddedHistory
HDHome Depot, Inc.Stock150$62.0K<0.1%00.0%UnchangedHistory
WFCWells Fargo & CompanyStock1,295$62.0K<0.1%+5+0.4%AddedHistory
ABTAbbott LaboratoriesStock433$61.0K<0.1%+1+0.2%AddedHistory
DOWDow Inc.Stock1,067$59.0K<0.1%+151+16.5%AddedHistory
ALEAllete IncCOM NEW856$57.0K<0.1%00.0%UnchangedHistory
ProShares Tr74347X864ULTRPRO S&P500370$56.0K<0.1%+121+48.6%Added–
MKCMcCormick & Co IncStock570$55.0K<0.1%00.0%UnchangedHistory
CCICrown Castle Inc.REIT259$54.0K<0.1%+1+0.4%AddedHistory
RYRoyal Bank of CanadaStock500$53.0K<0.1%00.0%UnchangedHistory
CGCCanopy Growth CorpCOM5,848$51.0K<0.1%00.0%UnchangedHistory
VMMDelaware Investments Minnesota Municipal Income Fund II, IncCOM3,442$49.0K<0.1%00.0%UnchangedHistory
Macquarie Global Infrastruct55608D101COM2,000$48.0K<0.1%00.0%Unchanged–
WMWaste Management IncStock284$47.0K<0.1%+284NewHistory
EXCExelon CorpStock812$47.0K<0.1%00.0%UnchangedHistory
REGIRenewable Energy Group, Inc.COM NEW1,094$46.0K<0.1%00.0%UnchangedHistory
METMetlife IncStock665$42.0K<0.1%+1+0.2%AddedHistory
FST Tr New Opport MLP & Ene33739M100COM7,200$39.0K<0.1%00.0%Unchanged–
ORCLOracle CorpStock413$36.0K<0.1%+2+0.5%AddedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF2,001$36.0K<0.1%+34+1.7%AddedHistory

Sold out since Q3 2021 (37)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Johnson Midwest Financial, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
AAAlcoa CorpStock9,047$443.0K0.4%History
MRNAModerna, Inc.Stock1,037$399.0K0.3%History
BXBlackstone Inc.COM3,071$357.0K0.3%History
NETCloudflare, Inc.CL A COM3,159$356.0K0.3%History
NUENucor CorpCOM3,585$353.0K0.3%History
CLFCleveland-Cliffs Inc.COM16,857$334.0K0.3%History
DKSDick's Sporting Goods, Inc.Stock2,762$331.0K0.3%History
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP494$32.0K<0.1%–
ARK Innovation ETF00214Q104ETF214$24.0K<0.1%–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD451$24.0K<0.1%–
iShares Core S&P Small Cap ETF464287804ETF126$14.0K<0.1%–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF180$14.0K<0.1%–
PYPLPayPal Holdings, Inc.Stock50$13.0K<0.1%History
TRGPTarga Resources Corp.COM253$12.0K<0.1%History
PHKPIMCO High Income FundCOM SHS1,845$12.0K<0.1%History
DTILPrecision Biosciences IncCOM840$10.0K<0.1%History
WPMWheaton Precious Metals Corp.COM200$8.00K<0.1%History
iShares S&P 500 Value ETF464287408ETF44$6.00K<0.1%–
KLDOKaleido Biosciences, Inc.COM745$4.00K<0.1%History
FISVFiserv IncStock26$3.00K<0.1%History
GOSSGossamer Bio, Inc.COM260$3.00K<0.1%History
LogicBio Therapeutics, Inc.54142F102COM715$3.00K<0.1%–
PTEPolarityte, Inc.COM4,000$3.00K<0.1%History
COHRCoherent Corp.COM50$3.00K<0.1%History
ARCTArcturus Therapeutics Holdings Inc.COM45$2.00K<0.1%History
HRTXHeron Therapeutics, Inc.COM155$2.00K<0.1%History
AKROAkero Therapeutics, Inc.COM103$2.00K<0.1%History
QTTBQ32 Bio Inc.COM200$2.00K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP49$2.00K<0.1%History
VVisa Inc.Stock6$1.00K<0.1%History
KHCKraft Heinz CoStock28$1.00K<0.1%History
ARK ETF Tr00214Q302GENOMIC REV ETF14$1.00K<0.1%–
DKNGDraftKings Inc.COM CL A30$1.00K<0.1%History
ETF Managers Tr26924G508ETFMG ALTR HRVST101$1.00K<0.1%–
HOOKHOOKIPA Pharma Inc.COM185$1.00K<0.1%History
CTRMCastor Maritime Inc.SHS NEW300$1.00K<0.1%History
JAGXJaguar Health, Inc.COM NEW333$1.00K<0.1%History