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Livermore
Livermore
ZHEN

Ford Financial Group, LLC

SEC CIK
0001730887
Latest filing
May 11, 2023

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 5, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
105
−515 vs. Q2 2021
Portfolio value
$259.6M
−$8.67M (−3.2%) vs. Q2 2021
Filed
Nov 5, 2021
SEC
Holdings of Ford Financial Group, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF737,643$28.8M11.1%+27,850+3.9%Added–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF417,476$26.7M10.3%−39,201−8.6%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF106,525$23.7M9.1%−10,722−9.1%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF217,758$16.2M6.2%+56,342+34.9%Added–
Vanguard Total Bond Market ETF921937835ETF98,841$8.45M3.3%+3,144+3.3%Added–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF28,071$7.86M3.0%+1,559+5.9%Added–
iShares Russell Mid-Cap Growth ETF464287481ETF69,868$7.83M3.0%+7,052+11.2%Added–
iShares Core S&P Mid-Cap ETF464287507ETF28,092$7.39M2.8%+1,166+4.3%Added–
iShares Russell Mid-Cap Value ETF464287473ETF64,390$7.29M2.8%+570+0.9%Added–
SPYSPDR S&P 500 ETF TrustETF16,815$7.22M2.8%+289+1.7%AddedHistory
iShares Core S&P 500 ETF464287200ETF15,256$6.57M2.5%+127+0.8%Added–
Vanguard Morningstar Small-Cap Value ETF922908611ETF37,877$6.41M2.5%+2,789+7.9%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF63,935$6.04M2.3%+2,165+3.5%Added–
Invesco QQQ Trust Series I46090E103ETF14,326$5.13M2.0%+11,042+336.2%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF79,605$4.92M1.9%−280−0.4%Reduced–
iShares Core S&P U.S. Growth ETF464287671ETF45,938$4.70M1.8%−469−1.0%Reduced–
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL59,767$4.53M1.7%+1,149+2.0%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF34,157$4.50M1.7%−293−0.9%Reduced–
Ssga Active ETF Tr78467V103ST STR REAL ETF151,317$4.32M1.7%+3,219+2.2%Added–
Vanguard Malvern FDS922020805STRM INFPROIDX79,438$4.18M1.6%+3,818+5.0%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF17,499$4.14M1.6%+341+2.0%Added–
CLMCornerstone Strategic Investment Fund, Inc.COM289,590$3.71M1.4%+6,763+2.4%AddedHistory
iShares Russell 2000 ETF464287655ETF16,039$3.51M1.4%+489+3.1%Added–
CRFCornerstone Total Return Fund IncCOM277,199$3.44M1.3%+6,129+2.3%AddedHistory
AAPLApple Inc.Stock22,888$3.24M1.2%+90.0%AddedHistory
iShares Tr46435U853BROAD USD HIGH63,233$2.62M1.0%+2,441+4.0%Added–
iShares Core S&P US Value ETF464287663ETF34,885$2.47M1.0%+661+1.9%Added–
WisdomTree Tr97717Y790US EFFIC CORE FD59,694$2.43M0.9%−895−1.5%Reduced–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW35,389$2.12M0.8%+1,044+3.0%Added–
iShares Tr464288281JPMORGAN USD EMG18,563$2.04M0.8%+973+5.5%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF26,996$1.98M0.8%+534+2.0%Added–
IAUiShares Gold TrustETF58,060$1.94M0.7%+3,290+6.0%AddedHistory
VVisa Inc.Stock5,725$1.27M0.5%−130−2.2%ReducedHistory
ORealty Income CorpREIT19,372$1.26M0.5%−510−2.6%ReducedHistory
Global X FDS37954Y483NASDAQ 100 COVER56,320$1.24M0.5%+12,288+27.9%Added–
AMZNAmazon Com IncStock371$1.22M0.5%+11+3.1%AddedHistory
BRK.BBerkshire Hathaway IncStock4,412$1.20M0.5%+510+13.1%AddedHistory
CVXChevron CorpStock10,270$1.04M0.4%−468−4.4%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF6,728$1.03M0.4%−26−0.4%Reduced–
Kraneshares Tr500767736QUADRTC INT RT36,930$1.03M0.4%+4,467+13.8%Added–
iShares Core S&P Small Cap ETF464287804ETF8,491$927.0K0.4%+1,087+14.7%Added–
First Tr Exchange-Traded FD33734H106SHS23,195$909.0K0.4%−120−0.5%Reduced–
iShares Core Dividend Growth ETF46434V621ETF17,504$879.0K0.3%+2,192+14.3%Added–
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM58,049$845.0K0.3%+7,728+15.4%AddedHistory
MSFTMicrosoft CorpStock2,908$820.0K0.3%−300−9.4%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF16,102$816.0K0.3%+26+0.2%Added–
First Trust Dow Jones Internet Index Fund33733E302ETF2,878$678.0K0.3%00.0%Unchanged–
FTFFranklin Ltd Duration Income TrustCOM69,647$633.0K0.2%+110+0.2%AddedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF8,247$621.0K0.2%+314+4.0%Added–
PYPLPayPal Holdings, Inc.Stock2,365$615.0K0.2%00.0%UnchangedHistory
EPRTEssential Properties Realty Trust, Inc.COM21,150$590.0K0.2%+800+3.9%AddedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF12,376$569.0K0.2%+136+1.1%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT3,626$543.0K0.2%+112+3.2%Added–
BABoeing CoStock2,237$492.0K0.2%−700−23.8%ReducedHistory
GOOGAlphabet Inc.Stock179$477.0K0.2%00.0%UnchangedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF3,263$455.0K0.2%+42+1.3%Added–
Vanguard World FD921910816MEGA GRWTH IND1,850$434.0K0.2%−31−1.6%Reduced–
XOMExxonMobil Holdings CorpCOM7,359$432.0K0.2%−200−2.6%ReducedHistory
ADBEAdobe Inc.Stock730$420.0K0.2%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock7,720$420.0K0.2%−250−3.1%ReducedHistory
TAT&T Inc.Stock14,741$398.0K0.2%+20+0.1%AddedHistory
Community West Bancshares155685100COM18,160$390.0K0.2%00.0%Unchanged–
COSTCostco Wholesale CorpStock825$370.0K0.1%−13−1.6%ReducedHistory
CRMSalesforce, Inc.Stock1,318$357.0K0.1%00.0%UnchangedHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF7,297$352.0K0.1%+285+4.1%Added–
GISGeneral Mills IncStock5,858$350.0K0.1%00.0%UnchangedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF1,963$344.0K0.1%+4+0.2%Added–
CCDCalamos Dynamic Convertible & Income FundCOM11,237$341.0K0.1%00.0%UnchangedHistory
TSLATesla, Inc.Stock435$337.0K0.1%+67+18.2%AddedHistory
UNPUnion Pacific CorpStock1,704$334.0K0.1%−382−18.3%ReducedHistory
HDHome Depot, Inc.Stock944$309.0K0.1%00.0%UnchangedHistory
iShares Tr46429B655FLTG RATE NT ETF6,048$307.0K0.1%+364+6.4%Added–
DISWalt Disney CoStock1,810$306.0K0.1%00.0%UnchangedHistory
JNJJohnson & JohnsonStock1,890$305.0K0.1%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock878$297.0K0.1%+3+0.3%AddedHistory
HOGHarley-Davidson, Inc.COM8,000$292.0K0.1%00.0%UnchangedHistory
PEPPepsiCo IncStock1,904$286.0K0.1%+2+0.1%AddedHistory
Global X FDS37950E549GLB X SUPERDIV20,941$277.0K0.1%+10,141+93.9%Added–
TDOCTeladoc Health, Inc.COM2,120$268.0K0.1%−500−19.1%ReducedHistory
INTCIntel CorpStock5,008$266.0K0.1%00.0%UnchangedHistory
SPDR Series Trust78464A763ST STR SP DIV2,267$266.0K0.1%+17+0.8%Added–
iShares Tr46435U796SYSTEMATIC BD ET2,591$259.0K0.1%+54+2.1%Added–
IVZInvesco Ltd.Stock10,395$250.0K0.1%+19+0.2%AddedHistory
NEMNEWMONT CorpStock4,442$241.0K0.1%+1,111+33.4%AddedHistory
MPTMedical Properties Trust IncCOM11,925$239.0K0.1%00.0%UnchangedHistory
iShares Tr46429B7470-5 YR TIPS ETF2,221$234.0K0.1%+74+3.4%Added–
ORCLOracle CorpStock2,673$232.0K0.1%00.0%UnchangedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT15,000$224.0K0.1%00.0%UnchangedHistory
ESEversource EnergyStock2,642$216.0K0.1%00.0%UnchangedHistory
iShares Russell 1000 Growth ETF464287614ETF778$213.0K0.1%+1+0.1%Added–
BACBank of America CorpStock4,995$212.0K0.1%00.0%UnchangedHistory
SPGSimon Property Group Inc.REIT1,620$210.0K0.1%+1,590+5,300.0%AddedHistory
MMM3M CoStock1,202$210.0K0.1%00.0%UnchangedHistory
UNHUnitedHealth Group IncStock526$205.0K0.1%−10−1.9%ReducedHistory
LOWLowes Companies IncStock1,015$205.0K0.1%00.0%UnchangedHistory
ADIAnalog Devices IncStock1,200$200.0K0.1%00.0%UnchangedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT12,000$200.0K0.1%00.0%UnchangedHistory
VVRInvesco Senior Income TrustCOM41,500$184.0K0.1%+41,500NewHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM18,289$182.0K0.1%+177+1.0%AddedHistory
EVVEaton Vance Ltd Duration Income FundCOM13,236$174.0K0.1%+108+0.8%AddedHistory

Sold out since Q2 2021 (518)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 518 by value last quarter.

Positions of Ford Financial Group, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
SRESempraStock2,275$301.0K0.1%History
CODICompass Diversified HoldingsSH BEN INT11,161$284.0K0.1%History
BABAAlibaba Group Holding LtdADR1,211$274.0K0.1%History
VZVerizon Communications IncStock4,794$268.0K0.1%History
iShares Tips Bond ETF464287176ETF1,483$189.0K0.1%–
SPDR Series Trust78464A805ST STR PR SP15003,573$189.0K0.1%–
Invesco Exch Traded FD Tr II46138E206CALIF AMT MUN6,708$188.0K0.1%–
iShares Tr4642874407-10 YR TRSY BD1,599$184.0K0.1%–
ADPAutomatic Data Processing IncStock923$183.0K0.1%History
U.S. Global Jets ETF26922A842ETF7,428$179.0K0.1%–
ProShares Tr74347B680S&P MDCP 400 DIV2,505$178.0K0.1%–
iShares Inc464286632MSCI ISRAEL ETF2,565$178.0K0.1%–
Ivy High Income Opportunitie465893105COM12,700$178.0K0.1%–
iShares Inc464286533MSCI EMERG MRKT2,727$174.0K0.1%–
BLKBlackRock, Inc.COM200$174.0K0.1%History
SYKStryker CorpStock650$168.0K0.1%History
iShares U S ETF Tr46431W812INT RT HD LONG6,607$167.0K0.1%–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD5,051$167.0K0.1%–
VanEck ETF Trust92189H409HIGH YLD MUNIETF2,636$167.0K0.1%–
NKENIKE, Inc.Stock1,080$166.0K0.1%History
JPMJPMorgan Chase & CoStock1,064$165.0K0.1%History
iShares Tr464289479CORE LT USDB ETF2,286$165.0K0.1%–
iShares U S ETF Tr46431W606IT RT HDG HGYL1,878$165.0K0.1%–
iShares Tr46434V1000-5YR INVT GR CP3,154$163.0K0.1%–
iShares U S ETF Tr46431W507SHOR DURA BD ETF3,228$161.0K0.1%–
GOOGLAlphabet Inc.Stock65$158.0K0.1%History
EPREpr PropertiesCOM SH BEN INT3,016$158.0K0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF9,500$151.0K0.1%History
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD1,727$142.0K0.1%–
EIXEdison InternationalStock2,447$141.0K0.1%History
CICigna GroupStock584$138.0K0.1%History
iShares U.S. Healthcare Providers ETF464288828ETF504$134.0K<0.1%–
ETF Managers Tr26924G508ETFMG ALTR HRVST6,505$133.0K<0.1%–
ProShares Tr74348A467S&P 500 DV ARIST1,459$132.0K<0.1%–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF2,976$130.0K<0.1%–
BMYBristol Myers Squibb CoStock1,917$128.0K<0.1%History
AMTAmerican Tower CorpREIT465$125.0K<0.1%History
PAYXPaychex IncStock1,150$123.0K<0.1%History
SNOWSnowflake Inc.Stock510$123.0K<0.1%History
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH5,596$123.0K<0.1%–
NACNuveen California Quality Municipal Income FundCOM7,591$120.0K<0.1%History
TJXTJX Companies IncStock1,767$119.0K<0.1%History
WECWec Energy Group, Inc.Stock1,285$114.0K<0.1%History
PFEPfizer IncStock2,896$113.0K<0.1%History
CLColgate Palmolive CoStock1,390$113.0K<0.1%History
BMEBlackRock Health Sciences TrustCOM2,322$112.0K<0.1%History
APPSDigital Turbine, Inc.COM NEW1,471$111.0K<0.1%History
ECLEcolab Inc.Stock529$108.0K<0.1%History
LLYEli Lilly & CoStock470$107.0K<0.1%History
CMCSAComcast CorpStock1,857$105.0K<0.1%History
UTFCohen & Steers Infrastructure Fund IncCOM3,600$103.0K<0.1%History
SBUXStarbucks CorpStock916$102.0K<0.1%History
State Street Health Care Select Sector SPDR ETF81369Y209ETF814$102.0K<0.1%–
AMGNAmgen IncStock419$102.0K<0.1%History
BSRRSierra BancorpCOM4,000$101.0K<0.1%History
TMOThermo Fisher Scientific Inc.Stock200$100.0K<0.1%History
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT6,535$98.0K<0.1%History
State Street Technology Select Sector SPDR ETF81369Y803ETF657$97.0K<0.1%–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL1,605$97.0K<0.1%–
PSAPublic StorageCOM323$97.0K<0.1%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR800$96.0K<0.1%History
Vanguard Morningstar Small-Cap ETF922908751ETF426$96.0K<0.1%–
PGProcter & Gamble CoStock709$95.0K<0.1%History
MRKMerck & Co., Inc.Stock1,232$95.0K<0.1%History
DDominion Energy, IncStock1,300$95.0K<0.1%History
SLViShares Silver TrustETF3,900$94.0K<0.1%History
EPCEdgewell Personal Care CoCOM2,140$93.0K<0.1%History
WisdomTree Tr97717X669US QTLY DIV GRT1,538$91.0K<0.1%–
State Street Industrial Select Sector SPDR ETF81369Y704ETF871$89.0K<0.1%–
NVGNuveen AMT-Free Municipal Credit Income FundCEF5,000$89.0K<0.1%History
JGHNuveen Global High Income FundSHS5,508$89.0K<0.1%History
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF659$88.0K<0.1%–
RTXRTX CorpStock1,016$86.0K<0.1%History
TGTTarget CorpStock344$83.0K<0.1%History
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF1,111$83.0K<0.1%–
Invesco S&P 500 Quality ETF46137V241ETF1,706$82.0K<0.1%–
GEGeneral Electric CoCOM6,162$82.0K<0.1%History
OHIOmega Healthcare Investors IncCOM2,150$78.0K<0.1%History
MCABlackRock Muniyield California Quality Fund, Inc.COM5,007$78.0K<0.1%History
MSIMotorola Solutions, Inc.Stock357$77.0K<0.1%History
TWTRTwitter, Inc.COM1,129$77.0K<0.1%History
MCDMcDonalds CorpStock333$76.0K<0.1%History
MQYBlackRock Muniyield Quality Fund, Inc.COM4,492$75.0K<0.1%History
ENREnergizer Holdings, Inc.COM1,740$74.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM1,569$73.0K<0.1%–
CSQCalamos Strategic Total Return FundCOM SH BEN INT4,000$72.0K<0.1%History
iShares Core U.S. Aggregate Bond ETF464287226ETF617$71.0K<0.1%–
WDCWestern Digital CorpCOM1,000$71.0K<0.1%History
SWBISmith & Wesson Brands, Inc.COM2,030$70.0K<0.1%History
WABCWestamerica BancorporationCOM1,200$69.0K<0.1%History
First Trust Rising Dividend Achievers ETF33738R506ETF1,375$66.0K<0.1%–
LHXL3HARRIS Technologies, Inc.Stock300$64.0K<0.1%History
SPDR Series Trust78464A284ST NUVE HIGH ETF1,065$64.0K<0.1%–
Vanguard Real Estate ETF922908553ETF589$60.0K<0.1%–
SOSouthern CoStock1,000$60.0K<0.1%History
WFCWells Fargo & CompanyStock1,303$59.0K<0.1%History
Global X Lithium & Battery Tech ETF37954Y855ETF813$58.0K<0.1%–
QCOMQualcomm IncStock412$58.0K<0.1%History
PRUPrudential Financial IncStock559$57.0K<0.1%History
AMATApplied Materials IncStock400$56.0K<0.1%History