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Livermore
Livermore
ZHEN

Ballast, Inc.

SEC CIK
0001730477
Latest filing
Jul 10, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 18, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
109
−10 vs. Q2 2023
Portfolio value
$250.9M
−$10.3M (−3.9%) vs. Q2 2023
Filed
Oct 18, 2023
SEC
Holdings of Ballast, Inc. in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF125,328$26.1M10.4%−3,399−2.6%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF103,575$19.6M7.8%−3,048−2.9%Reduced–
Invesco S&P 500 Quality ETF46137V241ETF340,333$17.0M6.8%+4,314+1.3%Added–
iShares Tr4642874571 3 YR TREAS BD169,532$13.7M5.5%+1,179+0.7%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF216,154$11.2M4.5%−25,116−10.4%Reduced–
Pacer US Cash Cows 100 ETF69374H881ETF222,638$11.0M4.4%+9,839+4.6%Added–
Vanguard High Dividend Yield Index ETF921946406ETF104,290$10.8M4.3%+1,655+1.6%Added–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL173,874$10.2M4.1%+6,967+4.2%Added–
iShares Tr464288687PFD AND INCM SEC320,163$9.65M3.8%+18,975+6.3%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT64,109$9.08M3.6%+8,941+16.2%Added–
AAPLApple Inc.Stock52,887$9.05M3.6%+164+0.3%AddedHistory
Vanguard Health Care ETF92204A504ETF29,437$6.92M2.8%+6,657+29.2%Added–
iShares Russell 1000 Growth ETF464287614ETF25,345$6.74M2.7%−2,007−7.3%Reduced–
UNHUnitedHealth Group IncStock12,714$6.41M2.6%+9+0.1%AddedHistory
iShares Russell 1000 Value ETF464287598ETF32,499$4.93M2.0%+404+1.3%Added–
MSFTMicrosoft CorpStock13,121$4.14M1.7%−378−2.8%ReducedHistory
GRBKGreen Brick Partners, Inc.COM73,494$3.05M1.2%00.0%UnchangedHistory
JNJJohnson & JohnsonStock18,402$2.87M1.1%+22+0.1%AddedHistory
LLYEli Lilly & CoStock4,135$2.22M0.9%−812−16.4%ReducedHistory
PGProcter & Gamble CoStock14,114$2.06M0.8%+408+3.0%AddedHistory
Vanguard Information Technology ETF92204A702ETF4,713$1.96M0.8%−103−2.1%Reduced–
JPMJPMorgan Chase & CoStock12,539$1.82M0.7%+331+2.7%AddedHistory
BRK.BBerkshire Hathaway IncStock5,099$1.79M0.7%00.0%UnchangedHistory
AMZNAmazon Com IncStock13,072$1.66M0.7%−682−5.0%ReducedHistory
COSTCostco Wholesale CorpStock2,842$1.61M0.6%−60−2.1%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF16,048$1.51M0.6%−371−2.3%Reduced–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF14,654$1.50M0.6%+304+2.1%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF37,761$1.48M0.6%−716−1.9%Reduced–
DUKDuke Energy CORPStock15,648$1.38M0.6%+1,014+6.9%AddedHistory
WMTWalmart Inc.Stock8,307$1.33M0.5%−86−1.0%ReducedHistory
HDHome Depot, Inc.Stock4,316$1.30M0.5%+35+0.8%AddedHistory
TGTTarget CorpStock10,903$1.21M0.5%+1,294+13.5%AddedHistory
KMBKimberly Clark CorpStock9,558$1.16M0.5%+298+3.2%AddedHistory
BACBank of America CorpStock41,723$1.14M0.5%+4,132+11.0%AddedHistory
EDConsolidated Edison IncStock13,329$1.14M0.5%+353+2.7%AddedHistory
CSCOCisco Systems, Inc.Stock20,714$1.11M0.4%+2,339+12.7%AddedHistory
TFCTruist Financial CorpCOM38,900$1.11M0.4%+7,918+25.6%AddedHistory
TRVTravelers Companies, Inc.Stock6,781$1.11M0.4%+123+1.8%AddedHistory
CRMSalesforce, Inc.Stock5,350$1.08M0.4%−278−4.9%ReducedHistory
TXNTexas Instruments IncStock6,784$1.08M0.4%+270+4.1%AddedHistory
DDDuPont de Nemours, Inc.COM14,119$1.05M0.4%+143+1.0%AddedHistory
PFEPfizer IncStock31,355$1.04M0.4%+3,317+11.8%AddedHistory
BABoeing CoStock5,177$992.3K0.4%−111−2.1%ReducedHistory
DHRDanaher CorpStock3,988$989.4K0.4%+73+1.9%AddedHistory
NKENIKE, Inc.Stock10,331$987.9K0.4%+1,246+13.7%AddedHistory
PNCPNC Financial Services Group, Inc.Stock8,035$986.5K0.4%+1,013+14.4%AddedHistory
CBChubb LtdStock4,629$963.7K0.4%+69+1.5%AddedHistory
iShares Core S&P 500 ETF464287200ETF2,229$957.3K0.4%−171−7.1%Reduced–
HONHoneywell International IncCOM4,987$921.3K0.4%+269+5.7%AddedHistory
MUMicron Technology IncStock13,374$909.8K0.4%−242−1.8%ReducedHistory
XOMExxonMobil Holdings CorpCOM7,506$882.6K0.4%−515−6.4%ReducedHistory
MDTMedtronic plcStock10,969$859.5K0.3%+551+5.3%AddedHistory
AMDAdvanced Micro Devices IncStock8,305$853.9K0.3%−463−5.3%ReducedHistory
INTCIntel CorpStock23,656$841.0K0.3%+4,609+24.2%AddedHistory
NTRSNorthern Trust CorpCOM12,072$838.8K0.3%+1,672+16.1%AddedHistory
RTXRTX CorpStock11,477$826.0K0.3%+1,729+17.7%AddedHistory
VLOValero Energy CorpStock5,704$808.3K0.3%−160−2.7%ReducedHistory
DEDeere & CoStock2,108$795.5K0.3%+1,343+175.6%AddedHistory
KOCoca Cola CoStock14,049$786.5K0.3%+527+3.9%AddedHistory
CATCaterpillar IncStock2,825$771.2K0.3%−40−1.4%ReducedHistory
DISWalt Disney CoStock9,435$764.7K0.3%+6,719+247.4%AddedHistory
PEPPepsiCo IncStock3,945$668.4K0.3%+3+0.1%AddedHistory
SHWSherwin Williams CoCOM2,464$628.4K0.3%−455−15.6%ReducedHistory
TAT&T Inc.Stock41,354$621.1K0.2%−9,453−18.6%ReducedHistory
VZVerizon Communications IncStock18,411$596.7K0.2%−5,216−22.1%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF2,380$593.5K0.2%−119−4.8%Reduced–
MCDMcDonalds CorpStock2,156$568.0K0.2%00.0%UnchangedHistory
UNPUnion Pacific CorpStock2,741$558.1K0.2%+13+0.5%AddedHistory
NSCNorfolk Southern CorpStock2,833$557.9K0.2%−30−1.0%ReducedHistory
COPConocoPhillipsStock4,473$535.9K0.2%−69−1.5%ReducedHistory
GOOGAlphabet Inc.Stock3,880$511.6K0.2%−20−0.5%ReducedHistory
GOOGLAlphabet Inc.Stock3,872$506.7K0.2%+26+0.7%AddedHistory
ORCLOracle CorpStock4,422$468.4K0.2%00.0%UnchangedHistory
SYKStryker CorpStock1,652$451.4K0.2%+10+0.6%AddedHistory
STZConstellation Brands, Inc.Stock1,782$447.9K0.2%−3,126−63.7%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF4,542$428.4K0.2%−176−3.7%Reduced–
SPYSPDR S&P 500 ETF TrustETF990$423.2K0.2%−36−3.5%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF2,811$387.7K0.2%00.0%Unchanged–
ABTAbbott LaboratoriesStock3,939$381.5K0.2%+27+0.7%AddedHistory
GDGeneral Dynamics CorpStock1,650$364.6K0.1%−75−4.3%ReducedHistory
MRKMerck & Co., Inc.Stock3,513$361.7K0.1%+26+0.7%AddedHistory
GLWCorning IncCOM11,672$355.6K0.1%00.0%UnchangedHistory
MDLZMondelez International, Inc.Stock5,051$350.5K0.1%00.0%UnchangedHistory
AFLAflac IncStock4,488$344.5K0.1%00.0%UnchangedHistory
CVXChevron CorpStock1,983$334.4K0.1%+318+19.1%AddedHistory
Schwab US Dividend Equity ETF808524797ETF4,700$332.6K0.1%00.0%Unchanged–
XPOXPO, Inc.COM4,390$327.8K0.1%−1,074−19.7%ReducedHistory
NOCNorthrop Grumman CorpStock704$309.9K0.1%00.0%UnchangedHistory
CTSHCognizant Technology Solutions CorpCL A4,570$309.6K0.1%00.0%UnchangedHistory
NWENorthWestern Energy Group, Inc.COM NEW6,200$298.0K0.1%00.0%UnchangedHistory
CINFCincinnati Financial CorpCOM2,905$297.2K0.1%00.0%UnchangedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF7,198$297.0K0.1%−791−9.9%Reduced–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF4,779$283.3K0.1%−475−9.0%Reduced–
FDXFedEx CorpStock1,052$278.7K0.1%00.0%UnchangedHistory
GXOGXO Logistics, Inc.Stock4,709$276.2K0.1%−755−13.8%ReducedHistory
EMREmerson Electric CoStock2,859$276.1K0.1%00.0%UnchangedHistory
MAMastercard IncStock680$269.2K0.1%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock1,754$261.5K0.1%00.0%UnchangedHistory
iShares Russell Mid-Cap Value ETF464287473ETF2,487$259.5K0.1%00.0%Unchanged–
PMPhilip Morris International Inc.Stock2,690$249.0K0.1%00.0%UnchangedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ballast, Inc. in Q3 2023
SecurityClassPutsCalls
AAPLApple Inc.Stock$85.6K–

Sold out since Q2 2023 (10)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Ballast, Inc. sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
SBUXStarbucks CorpStock2,714$268.8K0.1%History
HUMHumana IncStock526$235.2K0.1%History
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF6,809$221.6K0.1%–
DDominion Energy, IncStock4,233$219.2K0.1%History
iShares Tr46434V4070-5YR HI YL CP5,166$214.1K0.1%–
SLFSun Life Financial IncCOM4,083$212.8K0.1%History
WHRWhirlpool CorpStock1,380$205.3K0.1%History
BDXBecton Dickinson & CoStock765$202.0K0.1%History
iShares S&P 500 Growth ETF464287309ETF2,852$201.0K0.1%–
APPHAppHarvest, Inc.COM11,466$4.24K<0.1%History