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Livermore
Livermore
ZHEN

Ballast, Inc.

SEC CIK
0001730477
Latest filing
Jul 10, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
95
+2 vs. Q2 2021
Portfolio value
$237.3M
+$74.0K (0.0%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Ballast, Inc. in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF113,914$27.0M11.4%+736+0.7%Added–
Invesco S&P 500 Quality ETF46137V241ETF392,834$19.1M8.0%+545+0.1%Added–
Vanguard High Dividend Yield Index ETF921946406ETF170,822$17.7M7.4%+927+0.5%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF79,961$17.5M7.4%+1,204+1.5%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF224,142$13.7M5.8%+4,582+2.1%Added–
iShares Russell 1000 Growth ETF464287614ETF44,463$12.2M5.1%−479−1.1%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF213,451$10.7M4.5%+5,833+2.8%Added–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL170,159$10.4M4.4%+1,095+0.6%Added–
Vanguard Information Technology ETF92204A702ETF21,535$8.64M3.6%−75−0.3%Reduced–
AAPLApple Inc.Stock60,051$8.50M3.6%−337−0.6%ReducedHistory
iShares Tr464288588MBS ETF76,131$8.23M3.5%+1,587+2.1%Added–
Vanguard Health Care ETF92204A504ETF32,407$8.01M3.4%+65+0.2%Added–
iShares Russell 1000 Value ETF464287598ETF39,394$6.17M2.6%−125−0.3%Reduced–
UNHUnitedHealth Group IncStock13,628$5.33M2.2%+54+0.4%AddedHistory
iShares Tr46434V4070-5YR HI YL CP84,457$3.86M1.6%+1,644+2.0%Added–
MSFTMicrosoft CorpStock10,523$2.97M1.2%+21+0.2%AddedHistory
JNJJohnson & JohnsonStock15,704$2.54M1.1%+129+0.8%AddedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF13,044$1.74M0.7%+312+2.5%Added–
PGProcter & Gamble CoStock12,387$1.73M0.7%+165+1.4%AddedHistory
JPMJPMorgan Chase & CoStock10,334$1.69M0.7%−193−1.8%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF14,641$1.68M0.7%+544+3.9%Added–
GRBKGreen Brick Partners, Inc.COM73,706$1.51M0.6%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock27,283$1.49M0.6%+331+1.2%AddedHistory
DISWalt Disney CoStock8,186$1.38M0.6%+589+7.8%AddedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD13,695$1.36M0.6%−93−0.7%Reduced–
AMZNAmazon Com IncStock404$1.33M0.6%+4+1.0%AddedHistory
LLYEli Lilly & CoStock5,579$1.29M0.5%+79+1.4%AddedHistory
SHWSherwin Williams CoCOM4,597$1.28M0.5%+46+1.0%AddedHistory
TFCTruist Financial CorpCOM21,369$1.25M0.5%+1,174+5.8%AddedHistory
HDHome Depot, Inc.Stock3,673$1.21M0.5%+51+1.4%AddedHistory
COSTCostco Wholesale CorpStock2,585$1.16M0.5%+30+1.2%AddedHistory
DUKDuke Energy CORPStock11,756$1.15M0.5%+216+1.9%AddedHistory
TXNTexas Instruments IncStock5,744$1.10M0.5%+120+2.1%AddedHistory
TGTTarget CorpStock4,495$1.03M0.4%00.0%UnchangedHistory
INTCIntel CorpStock19,222$1.02M0.4%+691+3.7%AddedHistory
WMTWalmart Inc.Stock7,213$1.00M0.4%+159+2.3%AddedHistory
BACBank of America CorpStock23,672$1.00M0.4%+2,312+10.8%AddedHistory
PNCPNC Financial Services Group, Inc.Stock4,868$952.0K0.4%+333+7.3%AddedHistory
PFEPfizer IncStock21,924$942.0K0.4%+1,928+9.6%AddedHistory
SBUXStarbucks CorpStock8,352$921.0K0.4%+185+2.3%AddedHistory
TRVTravelers Companies, Inc.Stock6,064$921.0K0.4%+139+2.3%AddedHistory
KMBKimberly Clark CorpStock6,837$905.0K0.4%+186+2.8%AddedHistory
EDConsolidated Edison IncStock12,434$902.0K0.4%+1,307+11.7%AddedHistory
DHRDanaher CorpStock2,823$859.0K0.4%+28+1.0%AddedHistory
STZConstellation Brands, Inc.Stock4,057$854.0K0.4%+122+3.1%AddedHistory
VZVerizon Communications IncStock15,062$813.0K0.3%+466+3.2%AddedHistory
MDTMedtronic plcStock6,083$762.0K0.3%+159+2.7%AddedHistory
DALDelta Air Lines, Inc.COM NEW17,899$762.0K0.3%+748+4.4%AddedHistory
TAT&T Inc.Stock27,606$745.0K0.3%+1,112+4.2%AddedHistory
NTRSNorthern Trust CorpCOM6,617$713.0K0.3%+196+3.1%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF2,675$703.0K0.3%−20−0.7%Reduced–
BABoeing CoStock3,191$701.0K0.3%+197+6.6%AddedHistory
HONHoneywell International IncCOM3,302$700.0K0.3%+88+2.7%AddedHistory
XOMExxonMobil Holdings CorpCOM11,577$680.0K0.3%+341+3.0%AddedHistory
VLOValero Energy CorpStock9,368$661.0K0.3%+422+4.7%AddedHistory
NSCNorfolk Southern CorpStock2,658$635.0K0.3%00.0%UnchangedHistory
CBChubb LtdStock3,543$614.0K0.3%+108+3.1%AddedHistory
GSKGSK plcSPONSORED ADR14,766$564.0K0.2%+503+3.5%AddedHistory
UNPUnion Pacific CorpStock2,746$538.0K0.2%00.0%UnchangedHistory
MCDMcDonalds CorpStock2,215$534.0K0.2%+12+0.5%AddedHistory
XPOXPO, Inc.COM6,639$528.0K0.2%00.0%UnchangedHistory
iShares Core S&P Small Cap ETF464287804ETF4,740$517.0K0.2%00.0%Unchanged–
BRK.BBerkshire Hathaway IncStock1,819$496.0K0.2%+12+0.7%AddedHistory
GLWCorning IncCOM12,675$462.0K0.2%00.0%UnchangedHistory
COPConocoPhillipsStock6,432$435.0K0.2%+217+3.5%AddedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF6,791$434.0K0.2%+228+3.5%Added–
iShares Tr464288687PFD AND INCM SEC10,930$424.0K0.2%00.0%Unchanged–
GOOGAlphabet Inc.Stock158$421.0K0.2%00.0%UnchangedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF10,495$409.0K0.2%+683+7.0%Added–
ORCLOracle CorpStock4,675$407.0K0.2%00.0%UnchangedHistory
SPYSPDR S&P 500 ETF TrustETF910$390.0K0.2%00.0%UnchangedHistory
GDGeneral Dynamics CorpStock1,800$352.0K0.1%00.0%UnchangedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF9,662$349.0K0.1%+495+5.4%Added–
CTSHCognizant Technology Solutions CorpCL A4,570$339.0K0.1%00.0%UnchangedHistory
CINFCincinnati Financial CorpCOM2,905$331.0K0.1%00.0%UnchangedHistory
KOCoca Cola CoStock5,919$310.0K0.1%00.0%UnchangedHistory
NOCNorthrop Grumman CorpStock817$294.0K0.1%00.0%UnchangedHistory
DGXQuest Diagnostics IncCOM2,015$292.0K0.1%00.0%UnchangedHistory
iShares Russell Mid-Cap Value ETF464287473ETF2,487$281.0K0.1%00.0%Unchanged–
WHRWhirlpool CorpStock1,380$281.0K0.1%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock102$272.0K0.1%00.0%UnchangedHistory
MMM3M CoStock1,533$268.0K0.1%00.0%UnchangedHistory
ABTAbbott LaboratoriesStock2,181$257.0K0.1%00.0%UnchangedHistory
DEDeere & CoStock765$256.0K0.1%00.0%UnchangedHistory
FDXFedEx CorpStock1,080$236.0K0.1%00.0%UnchangedHistory
iShares Core S&P 500 ETF464287200ETF539$232.0K0.1%+1+0.2%Added–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF4,943$228.0K0.1%+353+7.7%Added–
NKENIKE, Inc.Stock1,528$221.0K0.1%−40−2.6%ReducedHistory
NEENextera Energy IncStock2,800$219.0K0.1%00.0%UnchangedHistory
EWEdwards Lifesciences CorpStock1,920$217.0K0.1%+1,920NewHistory
TSLATesla, Inc.Stock280$217.0K0.1%+280NewHistory
DDDuPont de Nemours, Inc.COM3,178$216.0K0.1%−79−2.4%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF600$214.0K0.1%00.0%Unchanged–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF4,830$205.0K0.1%+4,830New–
HUMHumana IncStock526$204.0K0.1%+7+1.3%AddedHistory

Sold out since Q2 2021 (1)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Ballast, Inc. sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
CATCaterpillar IncStock1,250$272.0K0.1%History