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Livermore
Livermore
ZHEN

Claybrook Capital, LLC

SEC CIK
0001729848
Latest filing
Oct 24, 2023

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 26, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
163
+54 vs. Q1 2021
Portfolio value
$306.7M
+$134.6M (+78.2%) vs. Q1 2021
Filed
Jul 26, 2021
SEC
Holdings of Claybrook Capital, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock152,515$20.9M6.8%+139,423+1,064.9%AddedHistory
MSFTMicrosoft CorpStock60,032$16.3M5.3%+47,522+379.9%AddedHistory
GOOGLAlphabet Inc.Stock4,773$11.7M3.8%+4,773NewHistory
AMZNAmazon Com IncStock2,958$10.2M3.3%+1,394+89.1%AddedHistory
Schwab US Dividend Equity ETF808524797ETF106,361$8.04M2.6%+106,361New–
JNJJohnson & JohnsonStock45,505$7.50M2.4%+43,825+2,608.6%AddedHistory
TGTTarget CorpStock27,994$6.77M2.2%+27,994NewHistory
JPMJPMorgan Chase & CoStock43,149$6.71M2.2%+41,749+2,982.1%AddedHistory
HSYHershey CoCOM35,085$6.11M2.0%+35,085NewHistory
BACBank of America CorpStock145,556$6.00M2.0%+145,556NewHistory
iShares Core S&P Small Cap ETF464287804ETF51,521$5.82M1.9%+51,521New–
PEPPepsiCo IncStock35,898$5.32M1.7%+35,898NewHistory
CSCOCisco Systems, Inc.Stock97,870$5.19M1.7%+97,870NewHistory
GLDSPDR Gold TrustETF28,025$4.64M1.5%+28,025NewHistory
DISWalt Disney CoStock25,290$4.45M1.4%+25,290NewHistory
AMGNAmgen IncStock17,425$4.25M1.4%+17,425NewHistory
VZVerizon Communications IncStock72,449$4.06M1.3%+72,449NewHistory
ABTAbbott LaboratoriesStock34,959$4.05M1.3%+34,959NewHistory
NSCNorfolk Southern CorpStock15,194$4.03M1.3%+15,194NewHistory
MRKMerck & Co., Inc.Stock51,256$3.99M1.3%+31,756+162.9%AddedHistory
PFEPfizer IncStock98,646$3.86M1.3%+52,961+115.9%AddedHistory
PGProcter & Gamble CoStock28,589$3.86M1.3%+26,989+1,686.8%AddedHistory
APDAir Products & Chemicals, Inc.Stock13,003$3.74M1.2%+5,828+81.2%AddedHistory
BDXBecton Dickinson & CoStock15,132$3.68M1.2%+7,257+92.2%AddedHistory
ORCLOracle CorpStock46,934$3.65M1.2%+31,284+199.9%AddedHistory
WMTWalmart Inc.Stock24,479$3.45M1.1%+24,479NewHistory
VVisa Inc.Stock14,389$3.36M1.1%+12,139+539.5%AddedHistory
METAMeta Platforms, Inc.Stock9,621$3.35M1.1%+9,621NewHistory
FDXFedEx CorpStock10,404$3.10M1.0%+10,404NewHistory
PNCPNC Financial Services Group, Inc.Stock16,156$3.08M1.0%+16,156NewHistory
NVDANVIDIA CorpStock3,840$3.07M1.0%+3,840NewHistory
HONHoneywell International IncCOM13,871$3.04M1.0%+13,871NewHistory
UNHUnitedHealth Group IncStock7,192$2.88M0.9%+7,192NewHistory
CMCSAComcast CorpStock47,776$2.72M0.9%+47,776NewHistory
BMYBristol Myers Squibb CoStock39,731$2.65M0.9%+39,731NewHistory
GOOGAlphabet Inc.Stock1,049$2.63M0.9%+1,049NewHistory
iShares Core S&P Mid-Cap ETF464287507ETF9,748$2.62M0.9%+9,748New–
PSXPhillips 66Stock28,863$2.48M0.8%+28,863NewHistory
XOMExxonMobil Holdings CorpCOM35,939$2.27M0.7%+35,939NewHistory
iShares Core MSCI Eafe ETF46432F842ETF29,990$2.25M0.7%+29,990New–
LMTLockheed Martin CorpStock5,895$2.23M0.7%+5,895NewHistory
ULUnilever PLCSPON ADR NEW37,931$2.22M0.7%+37,931NewHistory
RTXRTX CorpStock25,940$2.21M0.7%+10,240+65.2%AddedHistory
PPLPPL CorpCOM75,568$2.11M0.7%+75,568NewHistory
GMGeneral Motors CoCOM33,636$1.99M0.6%+33,636NewHistory
FANGDiamondback Energy, Inc.Stock20,941$1.97M0.6%+20,941NewHistory
GDGeneral Dynamics CorpStock10,273$1.93M0.6%+10,273NewHistory
NKENIKE, Inc.Stock11,301$1.75M0.6%+11,301NewHistory
DDominion Energy, IncStock22,996$1.69M0.6%+22,996NewHistory
IBMInternational Business Machines CorpStock11,336$1.66M0.5%+11,336NewHistory
iShares Tr4642874571 3 YR TREAS BD19,252$1.66M0.5%+19,252New–
USBUS Bancorp DECOM NEW28,931$1.65M0.5%+28,931NewHistory
UPSUnited Parcel Service IncStock7,859$1.63M0.5%+7,859NewHistory
TAT&T Inc.Stock54,463$1.57M0.5%+7,076+14.9%AddedHistory
iShares Core S&P 500 ETF464287200ETF3,622$1.56M0.5%+3,622New–
UBERUber Technologies, IncStock30,960$1.55M0.5%+30,960NewHistory
PYPLPayPal Holdings, Inc.Stock5,317$1.55M0.5%+5,317NewHistory
NVTAInvitae CorpCOM45,827$1.55M0.5%+45,827NewHistory
KMBKimberly Clark CorpStock11,473$1.53M0.5%+11,473NewHistory
MDLZMondelez International, Inc.Stock24,571$1.53M0.5%+24,571NewHistory
MCDMcDonalds CorpStock6,498$1.50M0.5%+6,498NewHistory
MSMorgan StanleyStock16,311$1.50M0.5%+16,311NewHistory
INTCIntel CorpStock26,424$1.48M0.5%+6,176+30.5%AddedHistory
FATEFate Therapeutics IncCOM16,730$1.45M0.5%+16,730NewHistory
NEENextera Energy IncStock19,412$1.42M0.5%+19,412NewHistory
NVSNovartis AGADR15,463$1.41M0.5%+15,463NewHistory
SOSouthern CoStock22,333$1.35M0.4%+22,333NewHistory
ABBVAbbVie Inc.Stock11,601$1.31M0.4%+11,601NewHistory
PPGPPG Industries IncStock7,603$1.29M0.4%+7,603NewHistory
LRCXLam Research CorpCOM1,887$1.23M0.4%+1,887NewHistory
CVXChevron CorpStock11,032$1.16M0.4%+11,032NewHistory
CATCaterpillar IncStock5,282$1.15M0.4%+5,282NewHistory
TERTeradyne, IncStock8,550$1.15M0.4%+8,550NewHistory
ADIAnalog Devices IncStock6,567$1.13M0.4%+6,567NewHistory
ACNAccenture plcStock3,745$1.10M0.4%+3,745NewHistory
TXNTexas Instruments IncStock5,720$1.10M0.4%+5,720NewHistory
UNPUnion Pacific CorpStock4,971$1.09M0.4%+4,971NewHistory
QCOMQualcomm IncStock7,635$1.09M0.4%+7,635NewHistory
AMATApplied Materials IncStock7,621$1.08M0.4%+7,621NewHistory
SHWSherwin Williams CoCOM3,970$1.08M0.4%+3,970NewHistory
Schwab U.S. Large-Cap ETF808524201ETF9,998$1.04M0.3%+9,998New–
GSGoldman Sachs Group IncStock2,672$1.01M0.3%+2,672NewHistory
GISGeneral Mills IncStock15,975$973.0K0.3%+15,975NewHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF6,610$965.0K0.3%+6,610New–
CMICummins IncStock3,916$955.0K0.3%+3,916NewHistory
Schwab International Equity ETF808524805ETF24,065$949.0K0.3%+24,065New–
CRSPCRISPR Therapeutics AGNAMEN AKT5,592$905.0K0.3%+5,592NewHistory
SBUXStarbucks CorpStock7,975$892.0K0.3%+7,975NewHistory
LOWLowes Companies IncStock4,580$888.0K0.3%+4,580NewHistory
CSLCarlisle Companies IncCOM4,519$865.0K0.3%+4,519NewHistory
EMREmerson Electric CoStock8,762$843.0K0.3%+8,762NewHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF12,440$833.0K0.3%+12,440New–
CCitigroup IncStock11,776$833.0K0.3%+11,776NewHistory
VMCVulcan Materials COCOM4,653$810.0K0.3%+4,653NewHistory
SPDR Series Trust78464A763ST STR SP DIV6,602$807.0K0.3%+1,602+32.0%Added–
HDHome Depot, Inc.Stock2,390$762.0K0.2%+2,390NewHistory
LHXL3HARRIS Technologies, Inc.Stock3,304$714.0K0.2%+3,304NewHistory
NEMNEWMONT CorpStock11,193$709.0K0.2%+11,193NewHistory
MRNAModerna, Inc.Stock3,002$705.0K0.2%+3,002NewHistory
MDYSPDR S&P Midcap 400 ETF TrustETF1,217$598.0K0.2%+1,217NewHistory

Sold out since Q1 2021 (83)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Claybrook Capital, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM792,367$10.8M6.3%History
NANNuveen New York Quality Municipal Income FundCOM468,529$6.68M3.9%History
MYNBlackRock Muniyield New York Quality Fund, Inc.COM334,110$4.49M2.6%History
PNFPIMCO New York Municipal Income FundCOM386,487$4.21M2.4%History
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM278,561$3.92M2.3%History
PMLPIMCO Municipal Income Fund IICOM244,482$3.64M2.1%History
IQIInvesco Quality Municipal Income TrustCOM244,543$3.17M1.8%History
ENXEaton Vance New York Municipal Bond FundCOM257,176$3.14M1.8%History
PNIPIMCO New York Municipal Income Fund IICOM267,713$3.02M1.8%History
Vanguard Total World Stock ETF922042742ETF30,191$2.94M1.7%–
MVFBlackRock Munivest Fund, Inc.COM291,550$2.71M1.6%History
VanEck Morningstar Wide Moat ETF92189F643ETF38,250$2.65M1.5%–
First Trust Cloud Computing ETF33734X192ETF27,122$2.60M1.5%–
COPConocoPhillipsStock46,750$2.48M1.4%History
CRMSalesforce, Inc.Stock11,550$2.45M1.4%History
NVGNuveen AMT-Free Municipal Credit Income FundCEF139,375$2.35M1.4%History
State Street Energy Select Sector SPDR ETF81369Y506ETF47,375$2.32M1.4%–
NZFNuveen Municipal Credit Income FundCOM SH BEN INT143,625$2.32M1.3%History
VTNInvesco Trust for Investment Grade New York MunicipalsCOM170,381$2.23M1.3%History
Paramount Global92556H206CL B42,500$1.92M1.1%–
EPRTEssential Properties Realty Trust, Inc.COM81,568$1.86M1.1%History
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF10,900$1.83M1.1%–
JPCNuveen Preferred & Income Opportunities FundCOM189,745$1.80M1.0%History
KMIKinder Morgan, Inc.Stock104,000$1.73M1.0%History
CMUMFS High Yield Municipal TrustSH BEN INT382,584$1.71M1.0%History
STZConstellation Brands, Inc.Stock7,195$1.64M1.0%History
GFFGriffon CorpCOM56,551$1.54M0.9%History
U.S. Global Jets ETF26922A842ETF55,300$1.49M0.9%–
Global X FDS37954Y780INTERNET OF THNG36,392$1.21M0.7%–
Vanguard Ftse Emerging Markets ETF922042858ETF22,177$1.15M0.7%–
Alps ETF Tr00162Q478DISRUPTIVE TECH25,569$1.15M0.7%–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10035,007$1.11M0.6%–
STWDStarwood Property Trust, Inc.COM38,715$958.0K0.6%History
LADRLadder Capital CorpCL A77,849$919.0K0.5%History
GSBDGoldman Sachs BDC, Inc.SHS47,200$912.0K0.5%History
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS40,173$895.0K0.5%History
ProShares Tr74347B425SHORT S&P 500 NE52,000$872.0K0.5%–
BXMTBlackstone Mortgage Trust, Inc.COM CL A27,943$866.0K0.5%History
iShares Tr464288687PFD AND INCM SEC21,600$829.0K0.5%–
HESHess CorpStock11,000$778.0K0.5%History
NKXNuveen California Amt-Free Quality Municipal Income FundCOM49,160$760.0K0.4%History
PNNTPennantpark Investment CorpCOM134,312$759.0K0.4%History
BlackRock New York Municipal Income Trust09248L106SH BEN INT47,647$737.0K0.4%–
TPVGTriplePoint Venture Growth BDC Corp.COM47,606$688.0K0.4%History
CSTLCastle Biosciences IncCOM10,026$686.0K0.4%History
ARCCAres Capital CorpCEF34,900$653.0K0.4%History
FSKFS KKR Capital CorpCOM32,854$651.0K0.4%History
Etfis Ser Tr I26923G822VIRTUS INFRCAP23,800$573.0K0.3%–
XFLTXAI Floating Rate & Alternative Income TrustCOM61,008$554.0K0.3%History
ETEnergy Transfer LPCOM UT LTD PTN69,500$534.0K0.3%History
VanEck ETF Trust92189F411BDC INCOME ETF32,840$532.0K0.3%–
HTGCHercules Capital, Inc.COM32,620$523.0K0.3%History
KREFKKR Real Estate Finance Trust Inc.COM27,200$500.0K0.3%History
TSLXSixth Street Specialty Lending, Inc.COM23,660$498.0K0.3%History
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN35,988$480.0K0.3%History
Vanguard Dividend Appreciation ETF921908844ETF3,000$441.0K0.3%–
iShares Tr46435G342MORTGE REL ETF12,521$441.0K0.3%–
BCSFBain Capital Specialty Finance, Inc.COM STK27,025$399.0K0.2%History
ACREAres Commercial Real Estate CorpCOM29,050$399.0K0.2%History
IRMIron Mountain IncCOM10,000$370.0K0.2%History
NCVVirtus Convertible & Income FundCOM65,425$370.0K0.2%History
MFICMidCap Financial Investment CorpCOM NEW26,600$365.0K0.2%History
VanEck ETF Trust92189F452MORTGAGE REIT19,030$361.0K0.2%–
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM63,000$359.0K0.2%History
GBDCGolub Capital BDC, Inc.COM24,060$352.0K0.2%History
RITMRithm Capital Corp.REIT31,200$351.0K0.2%History
BlackRock New York Mun Incom09249R102COM22,497$341.0K0.2%–
Vanguard Short-Term Bond ETF921937827ETF4,100$337.0K0.2%–
RCReady Capital CorpCOM24,700$331.0K0.2%History
TDAYUSA TODAY Co., Inc.COM60,338$325.0K0.2%History
MPLXMPLX LPCOM UNIT REP LTD12,050$309.0K0.2%History
EARNEllington Credit CoCOM SHS BEN INT24,926$307.0K0.2%History
MRCCMonroe Capital CorpCOM30,543$307.0K0.2%History
Adamas Trust, Inc.649604501COM PAR $.0268,401$306.0K0.2%–
SLRCSLR Investment Corp.COM17,000$302.0K0.2%History
ANETArista Networks, Inc.COM1,000$302.0K0.2%History
OCSLOaktree Specialty Lending CorpCOM48,175$299.0K0.2%History
SFIXStitch Fix, Inc.Stock5,895$292.0K0.2%History
CHWCalamos Global Dynamic Income FundCOM27,108$277.0K0.2%History
EADAllspring Income Opportunities FundINC OPPTY FD31,750$268.0K0.2%History
ARIApollo Commercial Real Estate Finance, Inc.COM18,855$263.0K0.2%History
BRMKBroadmark Realty Capital Inc.COM23,963$251.0K0.1%History
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM25,700$184.0K0.1%History